Download D2 Drive User's Manual

Transcript
D2 Drive
HIWIN MIKROSYSTEM CORP.
No.6, Jingke Central Rd.,
Taichung Precision Machinery Park,
Taichung 40852, Taiwan
Tel: +886-4-23550110
Fax: +886-4-23550123
www.hiwinmikro.com.tw
[email protected]
2013 FORM D01UE01-1310
User’s Manual
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7DEOHRI&RQWHQWV
$ERXWWKH2SHUDWLRQ0DQXDO
,QVWUXFWLRQVEHIRUHXVH
6DIHW\LQVWUXFWLRQV
2YHUYLHZRIWKH6SHFLILFDWLRQV
6DIHW\FHUWLILFDWLRQ
1DPHSODWHLQIRUPDWLRQ
0RGHOQXPEHU
6HUYRGULYHVSHFLILFDWLRQV
6HUYRGULYHVSHFLILFDWLRQVIXOOIXQFWLRQ
6HUYRGULYHVSHFLILFDWLRQVSXOVHW\SH
'LPHQVLRQVRIWKHGULYH
,QVWDOODWLRQRIWKHGULYH
&RPSXWHUUHTXLUHPHQWV
:LULQJ
6\VWHPFRQILJXUDWLRQDQGZLULQJ
0DVWHUZLULQJGLDJUDP
&1SRZHUFRQQHFWRU
0RWRUZLULQJGLDJUDP
5HJHQHUDWLYHUHVLVWRURSWLRQDOZLULQJGLDJUDP
&1EUDNHFRQQHFWRU
0LQL86%FRPPXQLFDWLRQ&1
&1FRQQHFWRU
&1FRQQHFWRU
'GULYHDFFHVVRULHV
0RWRUSRZHUFDEOH
)HHGEDFNVLJQDOFDEOH
&RQWUROVLJQDOFDEOH
86%FRPPXQLFDWLRQFDEOH
$FFHVVRU\NLWPRGXOH
(0&DFFHVVRU\NLW
5HJHQHUDWLYHUHVLVWRU
&RQQHFWRUVSHFLILFDWLRQV
6WDQGDUGPDLQSRZHUFLUFXLWZLULQJ
$&SRZHUZLULQJGLDJUDPVLQJOHSKDVH
$&SRZHUZLULQJGLDJUDPWKUHHSKDVH
0XOWLSOHGULYHFRQQHFWLRQH[DPSOH
6HOHFWLRQRIQRIXVHEUHDNHUV1)%V
,2VLJQDOFRQQHFWLRQ
&1,2VLJQDOIXQFWLRQGHVFULSWLRQ
'LJLWDOLQSXWZLULQJ
'LJLWDORXWSXWZLULQJ
:LULQJH[DPSOHVE\PRGH
0DVWHUZLULQJGLDJUDPIRUSXOVHFRPPDQGLQSXW
0DVWHUZLULQJGLDJUDPIRUDQDORJFRPPDQGLQSXW
0DVWHUZLULQJGLDJUDPIRU3:0FRPPDQGLQSXW
6HWWLQJV
,QVWDOODWLRQDQGFRQQHFWLRQ
6HWXSILOH
&RPPXQLFDWLRQVHWXS
0DLQ+0,ZLQGRZ
&RQILJXUDWLRQ&HQWHU
0RWRUFRQILJXUDWLRQ
+,:,10,.526<67(0&253
7DEOHRI&RQWHQWV
(QFRGHUFRQILJXUDWLRQ
6HWWLQJWKHRSHUDWLRQPRGH
&RPSOHWLRQRIWKHFRQILJXUDWLRQSURFHGXUH
$XWRSKDVHFHQWHU
0RGHRYHUYLHZ
3UHRSHUDWLRQIRUDXWRSKDVHLQLWLDOL]DWLRQ
$XWRSKDVHLQLWLDOL]DWLRQVHWXSSURFHGXUH
,QVWUXFWLRQVIRUDXWRSKDVHLQLWLDOL]DWLRQ
,2&HQWHU
'LJLWDOLQSXWVDQGWKHLUIXQFWLRQV
'LJLWDORXWSXWVDQGWKHLUIXQFWLRQV
,Q3RVLWLRQVHWWLQJ
)XQFWLRQRYHUYLHZ
6HWWLQJV
3DUDPHWHURYHUYLHZDQGFRQILJXUDWLRQRIPRGH
3RVLWLRQPRGH
9HORFLW\PRGH
)RUFHWRUTXHPRGH
6WDQG$ORQHPRGH
6DYHWRIODVK
/&'
/&'SDQHOGHVFULSWLRQ
)RXU/&'SDJHV
+RPH3DJH
'LVSOD\3DUDPHWHUV3DJH
&KDQJH3DUDPHWHUV3DJH
$FWLRQV3DJH
/&'FRQILJXUDWLRQE\PRGH
3RVLWLRQPRGH
9HORFLW\0RGH
)RUFHWRUTXHPRGH
6WDQG$ORQH0RGH
7XQLQJ
6WDWXVGLVSOD\DQG4XLFN9LHZ
6WDWXVGLVSOD\6WDWXV
4XLFNYLHZ
%DVLFFRPPRQSK\VLFDOYDOXH%DVLF9DULDEOH/LVW
6RIWZDUHVKRUWFXWV
3HUIRUPDQFH&HQWHU
*UDSKLFDORVFLOORVFRSH6FRSH
'DWDFROOHFWLRQ
'DWDUHWULHYDO'DWD&ROOHFWLRQ
3ORWYLHZ
*UDSKLFDOGLVSOD\PRGH
6DYHUHDGILOHV
0DWKHPDWLFDORSHUDWLRQ0DWK
$GYDQFHG*DLQVWXQLQJ$GYDQFHG*DLQV
)LOWHU
$FFHOHUDWLRQIHHGIRUZDUG$FFIHHGIRUZDUG
6FKHGXOHJDLQVDQGYHORFLW\ORRSJDLQ6FKHGXOH*DLQVYSJ
$QDORJLQSXW
&XUUHQWORRS
9LEUDWLRQVXSSUHVVLRQILOWHU96)
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7DEOHRI&RQWHQWV
)ULFWLRQFRPSHQVDWLRQ
(QFRGHUVLJQDOFRQILUPDWLRQ
(QFRGHUVLJQDOFRQILUPDWLRQIXQFWLRQ
(QFRGHUUHDGLQJFRQILUPDWLRQ
,QGH[VLJQDOFRQILUPDWLRQ
/RRSFRQVWUXFWRU
)LOHORDGVDYH
7RRO
)LOWHU
*DLQWXQLQJ
6SHFWUXPDQDO\VLV
%DQGZLGWK
3URWHFWLRQ
0RWLRQSURWHFWLRQ
)XQFWLRQRYHUYLHZ
9HORFLW\DFFHOHUDWLRQDQGGHFHOHUDWLRQOLPLWV
&DQFHODWLRQRIYHORFLW\DFFHOHUDWLRQDQGGHFHOHUDWLRQOLPLWV
$SSOLFDELOLW\RIHPHUJHQF\VWRSGHFHOHUDWLRQ'HFNLOO
6PRRWKPRWLRQ
3RVLWLRQDQGYHORFLW\HUURUSURWHFWLRQ
3RVLWLRQHUURUOLPLWV
3RVLWLRQDQGYHORFLW\HUURUZDUQLQJ
%UDNHRXWSXW
)XQFWLRQRYHUYLHZ
%UDNHVWRSVHTXHQFH
6HWWLQJV
+DUGZDUHOLPLWSURWHFWLRQ
)XQFWLRQRYHUYLHZ
6HWWLQJV
6RIWZDUHOLPLWSURWHFWLRQ
)XQFWLRQRYHUYLHZ
6HWWLQJV
6RIW7KHUPDO
)XQFWLRQRYHUYLHZ
'ULYHRYHUWHPSHUDWXUHSURWHFWLRQ
)XQFWLRQRYHUYLHZ
'ULYHRYHUYROWDJHSURWHFWLRQUHJHQUHVLVWRU
)XQFWLRQRYHUYLHZ
$SSOLFDWLRQV
+RPLQJVHWWLQJV
'HWHUPLQHKRPHE\VHDUFKLQJWKHOHIWDQGULJKWVLGHFRQGLWLRQV
6HDUFKLQJ1HDU+RPH6HQVRURUHQFRGHULQGH[VLJQDOV
+RPH2IIVHW
%DFNODVKFRPSHQVDWLRQ
(UURU0DS
2SHUDWLRQRI(UURU0DS
$FWLYDWLRQRI(UURU0DS
6DYHDQGUHDGWKHHUURUWDEOHILOH
(UURU0DSYDOXHDQGHQFRGHUUHVROXWLRQ
7URXEOHVKRRWLQJ
6WDWXVLQGLFDWRUVRIWKHGULYH
(UURUVDQGZDUQLQJVRIWKHGULYH
+,:,10,.526<67(0&253
7DEOHRI&RQWHQWV
6WDWXVGLVSOD\DUHDRQ/LJKWHQLQJ+0,PDLQVFUHHQ
/&'VWDWXV
(UURUDQGZDUQLQJORJV
(UURUFRGHVDQGDFWLRQV
6XSSOHPHQWVWR(3(%,*HUURUHOLPLQDWLRQ
6XSSOHPHQWVWR(3+,1,HUURUHOLPLQDWLRQ
:DUQLQJFRGHVDQGDFWLRQV
:+://DQG:+:5/VXSSOHPHQWDWLRQ
:$&&/DQG:9(//VXSSOHPHQWDWLRQ
7URXEOHVKRRWLQJRIFRPPRQHUURUV
$60&/7RROV
$ 60&/SDUDPHWHUV
$6HWWLQJDQGXVHRIWKHILOWHU
%$[LV(QDEOH6HWWLQJ
% $[LV(QDEOHYLDWKHKRVWFRQWUROOHU
%7HPSRUDU\+DUGZDUH(QDEOH
% &RQILUPDWLRQRIWKHHQDEOHGVWDWH
% +0,FRQWURORI$[LV(QDEOH
&3DUDPHWHU&RPSDULVRQ)XQFWLRQ
& &RPSDUHSDUDPHWHU5$0WRIODVK
'+RZWR8SGDWHWKH)LUPZDUHRIWKH'ULYH
' 8SGDWHWKHILUPZDUHRIWKHGULYH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7DEOHRI&RQWHQWV
9HUVLRQ
'DWH
$SSOLFDELOLW\
5HPDUNV
'0RWRU'ULYH
,QLWLDOHGLWLRQ
'0RWRU'ULYH
5HYLVLRQ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$ERXWWKH2SHUDWLRQ0DQXDO
$ERXWWKH2SHUDWLRQ
0DQXDO
$ERXWWKH2SHUDWLRQ0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
$ERXWWKH2SHUDWLRQ0DQXDO
,QVWUXFWLRQVEHIRUHXVH
6DIHW\LQVWUXFWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$ERXWWKH2SHUDWLRQ0DQXDO
$ERXWWKH2SHUDWLRQ
0DQXDO
,QVWUXFWLRQVEHIRUHXVH
5HDGWKH2SHUDWLRQ0DQXDOFDUHIXOO\EHIRUHXVLQJWKHSURGXFWPHJDIDEV0RWLRQ
6\VWHPµWKH&RPSDQ\¶ZLOOQRWWDNHDQ\UHVSRQVLELOLW\IRUGDPDJHDFFLGHQWVRULQMXULHV
FDXVHGE\LQVWDOODWLRQRUXVHWKDWLVQRWSHUIRUPHGDFFRUGLQJWRWKHVHLQVWUXFWLRQV 2YHUYLHZRIWKH
6SHFLILFDWLRQV
‹'RQRWGLVPDQWOHRUPRGLI\WKHSURGXFW7KHSURGXFWKDVEHHQVXEMHFWWRVWUXFWXUDO
FDOFXODWLRQVFRPSXWHUVLPXODWLRQDQGSK\VLFDOWHVWLQJWRYHULI\LWVGHVLJQ'RQRW
GLVPDQWOHRUPRGLI\WKHSURGXFWZLWKRXWWKHFRQVHQWRIWKH&RPSDQ\¶VSURIHVVLRQDO
WHFKQLFLDQV7KH&RPSDQ\GRHVQRWWDNHDQ\UHVSRQVLELOLW\IRUDFFLGHQWVRUGDPDJH
UHVXOWLQJIURPVXFKGLVPDQWOLQJRUPRGLILFDWLRQV
:LULQJ
‹%HIRUHLQVWDOOLQJRUXVLQJWKHSURGXFWFKHFNWKHH[WHUQDODSSHDUDQFHDQGHQVXUH
WKHUHLVQRGDPDJHRQWKHVXUIDFHRIWKHSURGXFW,IDQ\GDPDJHLVLGHQWLILHGSOHDVH
FRQWDFWWKH&RPSDQ\RURQHRIWKH&RPSDQ\¶VGHDOHUVLPPHGLDWHO\ 6HWWLQJV
‹3OHDVHUHIHUWRWKHSHUIRUPDQFHVSHFLILFDWLRQVRQWKHSURGXFWODEHORUPDQXIDFWXUHU
V
GRFXPHQWEHIRUHXVLQJWKHSURGXFW2QO\LQVWDOOWKHSURGXFWZLWKUHIHUHQFHWRWKHVH
SHUIRUPDQFHOLPLWVDQGLQDFFRUGDQFHZLWKWKHLQVWDOODWLRQLQVWUXFWLRQV /&'
‹3OHDVHUHDGWKHSRZHUYROWDJHVSHFLILFDWLRQVDQGODEHOLQJEHIRUHXVLQJWKHSURGXFW
DQGFRQILUPWKDWWKHSRZHUVXSSO\WREHXVHGPHHWVWKHSURGXFWUHTXLUHPHQWV7KH
&RPSDQ\GRHVQRWWDNHDQ\UHVSRQVLELOLW\IRUSURGXFWGDPDJHRUSHUVRQDOLQMXU\
UHVXOWLQJIURPLQFRUUHFWSRZHUXVH
7XQLQJ
‹'RQRWXVHWKHSURGXFWRYHUWKHUDWHGORDG7KH&RPSDQ\GRHVQRWWDNHDQ\
UHVSRQVLELOLW\IRUGDPDJHRULQMXU\FDXVHGE\VXFKPLVXVHRIWKHSURGXFW
3URWHFWLRQ $SSOLFDWLRQV
‹'RQRWXVHWKHSURGXFWLQDQHQYLURQPHQWZKHUHVKRFNVPD\RFFXU7KHFRPSDQ\
GRHVQRWWDNHDQ\UHVSRQVLELOLW\IRUGDPDJHDFFLGHQWVRULQMXULHVRIDQ\NLQGDWWULEXWDEOH
WRVXFKVKRFNV ‹'RQRWWU\WRUHSDLUDQ\SURGXFWPDOIXQFWLRQV7KHSURGXFWFDQRQO\EHUHSDLUHGE\
TXDOLILHGWHFKQLFLDQV
7URXEOHVKRRWLQJ
7KHZDUUDQW\SHULRGLVRQH\HDUIURPWKHH[IDFWRU\GDWH7KH&RPSDQ\GRHVQRWWDNH
DQ\UHVSRQVLELOLW\IRUSURGXFWUHSODFHPHQWRUUHSDLUFDXVHGE\LQDSSURSULDWHXVHRU
QDWXUDOGLVDVWHUV3OHDVHUHIHUWRWKHQRWHVDQGLQVWDOODWLRQLQVWUXFWLRQVLQWKH2SHUDWLRQ
0DQXDO +,:,10,.526<67(0&253
Operation Manual for D2 Motor Drive System
1 About the Operation Manual
‹ Users should read the EM information, safety information, and all related instructions
before using the product.
‹ The safety instructions in the Operation Manual are categorized under the "Warning",
"Attention", "Prohibited" and "Required" sections.
2 Overview of the
Specifications
Warning
Inappropriate operation may bring about danger or result in serious injury or death.
Inappropriate operation may bring about disability, light injury or material damage.
1 About the Operation
Manual
1.2 Safety instructions
‹ Please read this Operation Manual carefully before installation, transportation,
maintenance and inspection, and ensure the product is used appropriately.
3 Wiring
Attention
Prohibited
4 Settings
Actions marked
Attention may have a serious consequence. All such
instructions are important and must be followed.
Indicates that the action is forbidden and must not be done.
5 LCD
Required
Indicates that the action is compulsory and must be done.
6 Tuningt
7 Protection 8 Applications
9
Troubleshooting
3
HIWIN MIKROSYSTEM CORP.
Operation Manual for D2 Motor Drive System
1 About the Operation Manual
1 About the Operation
Manual
‹ Usage instructions
Warning
2 Overview of the
Specifications
1. Do not touch the terminal or the inside of the product when it is
powered in order to avoid electric shock.
2. Do not cut the cable, apply too much stress to it, or place
heavy objects on it. Laying the cable between objects may
increase the risk of fire or electric shock.
Attention
1. Do not install the product in a place exposed to moisture or
erosion, or in an environment containing ignitable gas. Do not
use the product close to any flammable objects.
3 Wiring
‹ Storage
Prohibited
4 Settings
1. Do not store the product in a place exposed to water,
moisture, direct sunlight, or harmful gas or liquids.
‹ Handling
Attention
5 LCD
1. Be careful when handling the product to avoid damage.
2. Use appropriate handling methods and do not apply too much
pressure to the case.
3. The product shall not be stacked to avoid instability or
collapse.
6 Tuning
‹ Installation location
7 Protection 8 Applications
Required
9
Troubleshooting
1. The product shall not be installed in a place exposed to high
temperatures, high humidity, or flying dust, iron powder or
metal fragments.
2. Install the product in a place where the ambient temperature
meets the requirements of the Operation Manual. Use a
cooling fan in case of potential high temperatures.
3. Do not install the product in a place exposed to direct sunlight.
4. Since the product does not have a waterproof or
moisture-proof case, do not use it outdoors or install it in a
place where water or other liquids exist.
5. Install the product in a place vibrations are as low as possible.
6. Depending on the frequency of use, heat is generated when
the motor is used continuously. Use a cooling fan, or set the
product to standby if it stops, in order to lower the ambient
temperature of the product so it does not exceed the specified
value.
4
HIWIN MIKROSYSTEM CORP.
Operation Manual for D2 Motor Drive System
1 About the Operation Manual
Attention
1. Correct and reliable wiring must be used to ensure stable
operation and avoid damage, fire or injury.
5 LCD
‹ Operation and transportation
Attention
1. An external emergency stop line must be wired to cut
power and stop the product at any time.
‹ Maintenance
Prohibited
5
9
Troubleshooting
1. Do not dismantle or modify the product.
2. Do not attempt to repair any product malfunction. Instead,
send the product back to WKH&RPSDQ\¶Vprofessional
technicians for repair.
7 Protection 8 Applications
Required
6 Tuningt
1. Ensure the power source specifications are correct to avoid
fire or injury.
2. The product may restart suddenly after power is restored.
Do not come too close to the product.
HIWIN MIKROSYSTEM CORP.
4 Settings
Attention
3 Wiring
‹ Wiring
2 Overview of the
Specifications
1. Do not place any heavy objects on the product to avoid
damage.
2. Do not mix with foreign matter or debris to avoid fire.
3. Ensure that the product is oriented and installed in the
specified direction to avoid fire.
4. Protect the product from high impact shocks to avoid
damage or injury.
5. The product weight must be taken into account during
installation. Inappropriate installation may cause damage
or injury.
6. Install the product on a metal or similar noncombustible
rack to avoid fire.
1 About the Operation
Manual
‹ Installation
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
$ERXWWKH2SHUDWLRQ0DQXDO
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2YHUYLHZRIWKH6SHFLILFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH6SHFLILFDWLRQV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
2YHUYLHZRIWKH6SHFLILFDWLRQV
6DIHW\FHUWLILFDWLRQ
1DPHSODWHLQIRUPDWLRQ
0RGHOQXPEHU
6HUYRGULYHVSHFLILFDWLRQV
6HUYRGULYHVSHFLILFDWLRQVIXOOIXQFWLRQ
6HUYRGULYHVSHFLILFDWLRQVSXOVH
'LPHQVLRQVRIWKHGULYH
,QVWDOODWLRQRIWKHGULYH
&RPSXWHUUHTXLUHPHQWV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2YHUYLHZRIWKH6SHFLILFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
6DIHW\FHUWLILFDWLRQ
7KHSURGXFWFRPSOLHVZLWKWKHUHTXLUHPHQWVRIWKHIROORZLQJVDIHW\VWDQGDUGV
&(&RPSOLDQFH
(0&
2YHUYLHZRIWKH
6SHFLILFDWLRQV
/9'
(1
(1
(1
(%
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2YHUYLHZRIWKH6SHFLILFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
1DPHSODWHLQIRUPDWLRQ
0RGHOQR
,QSXWRXWSXWYROWDJH
3KDVHV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
5DWHGLQSXWRXWSXWFXUUHQW
,QSXWRXWSXWIUHTXHQF\
:LULQJ
0RGHOQXPEHU
&ROXPQ
,WHPQXPEHU
'GULYHāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
āāāāāāāāāāāāāā
āāāāāāāāāāāā
āāāāāāāāāā
āāāāāāāāāāāāāāāāāāāāāā
āāāāāāāāāāāāāāāāāāāāāā
āāāāāāāāāāāāāāāāāāāāāāāāā
)UDPH
$)UDPHāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
%)UDPHāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
&)UDPHāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
āāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
āāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
āāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
3URWHFWLRQ $SSOLFDWLRQV
&RQWUROLQWHUIDFH
3XOVHW\SHIRUSRVLWLRQFRQWURO āāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
)XOOIXQFWLRQāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
āāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
7XQLQJ
$&YROWDJHUDQJH
99āāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
āā '
/&'
5DWHGRXWSXW
::āāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
::āāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
::āāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
$&YROWDJH
6LQJOHSKDVHāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
7KUHHSKDVHāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
6HWWLQJV
([DPSOH
āāāāāā 3
6
āāāāāāāāāāāāāā
āāāāāāāāāāāāāā
āāāāāāāāāāāāāā
7URXEOHVKRRWLQJ
(QFRGHUW\SH
ELWVWDQGDUGDQGZLULQJVDYLQJLQFUHPHQWDOHQFRGHUVāāāāāāāāāāāāāāāāāāāāāāāā
ELWVHULDOLQFUHPHQWDOHQFRGHUāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāāā
āāāāāāāāāāāāāāāāāāāāāā
$
%
&
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HUYRGULYHVSHFLILFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
6HUYRGULYHVSHFLILFDWLRQVIXOOIXQFWLRQ
6HWWLQJV
%DVLFVSHFLILFDWLRQV
:LULQJ
/&'
7XQLQJ
9
&RQWURO
SRZHU
3RVLWLRQFRQWUROPRGH
7URXEOHVKRRWLQJ
)XQFWLRQVSHFLILFDWLRQV
3URWHFWLRQ $SSOLFDWLRQV
$&
6LQJOHWKUHHSKDVH9+]
)UDPHV $&
6LQJOHSKDVH9+]
)UDPHV 2SHUDWLQJWHPSHUDWXUHƒ&$LUFLUFXODWLRQPXVW
EHDYDLODEOHZKHQWKHDPELHQWWHPSHUDWXUHLVKLJKHU
7HPSHUDWXUH
WKDQƒ&
6WRUDJHWHPSHUDWXUHƒ&WRƒ& $PELHQWFRQGLWLRQV
+XPLGLW\
WR5+QRQFRQGHQVLQJ $OWLWXGH
(OHYDWLRQOHVVWKDQPHWHUV 3URWHFWLRQDJDLQVW
*+] YLEUDWLRQ
0DLQFLUFXLWFRQWUROPRGH
,*%73:0VSDFHYHFWRUFRQWURO
ELWFRXQWUHYVWDQGDUGLQFUHPHQWDO
HQFRGHUOLQHDQGZLULQJVDYLQJLQFUHPHQWDO
(QFRGHUIHHGEDFNUHVROXWLRQ
HQFRGHU
ELWFRXQWUHYVHULDOLQFUHPHQWDOHQFRGHU
OLQH ,QSXW
JHQHUDOSXUSRVH &RQWUROVLJQDO
2XWSXW
JHQHUDOSXUSRVH ,QSXW
ELW$'
,2VLJQDO
$QDORJVLJQDO
2XWSXW
DQDORJPRQLWRULQJRXWSXWV
FRQQHFWRU
,QSXW
ORZVSHHGFKDQQHOKLJKVSHHGFKDQQHO 3XOVHVLJQDO
GLIIHUHQWLDOOLQHGULYHUZLWKRXWSXWVRSHQFROOHFWRU
2XWSXW
ZLWKRXWSXW %UDNH
8VHGIRUGLUHFWFRQQHFWLRQWRWKHEUDNH,WFDQDOVREH
&RQWUROVLJQDO
2XWSXW
FRQQHFWRU
XVHGIRUSURJUDPPDEOHJHQHUDOSXUSRVHRXWSXW
&RPPXQLFDWLRQIXQFWLRQ
86%
)RU3&FRQQHFWLRQESV
NH\GRWPDWUL[FKDUDFWHU/&'VWDWXVGLVSOD\
3DQHOLQGLFDWRU
ZLWK/('VWDWXVLQGLFDWRUJUHHQUHG ([WHUQDOFRQQHFWLRQLVQHHGHGDVQREXLOWLQ
5HJHQHUDWLYHIXQFWLRQ
UHJHQHUDWLYHUHVLVWRULVDYDLODEOH
7KHFRQWUROPRGHLVVZLWFKDEOH
3RVLWLRQPRGH
9HORFLW\PRGH
&RQWUROPRGH
7RUTXHPRGH
3RVLWLRQYHORFLW\PRGH
3RVLWLRQWRUTXHPRGH
9HORFLW\WRUTXHPRGH
3XOVHLQKLELWFRPPDQG
&OHDUSRVLWLRQHUURU
6HUYRRQ
6ZLWFKEHWZHHQILUVWDQGVHFRQGJDLQ
&RQWUROLQSXW
(OHFWURQLFJHDUUDWLRVHOHFWLRQ
/HIWOLPLWVZLWFK
6ZLWFKEHWZHHQSULPDU\DQGVHFRQGDU\PRGH
&OHDUHUURU
5LJKWOLPLWVZLWFKHWF
6HUYRUHDG\ (UURU &RQWURORXWSXW
,QSRVLWLRQRXWSXW =HURVSHHGGHWHFWLRQ
)RURSWLFDOFRXSOHULQWHUIDFHVLQJOHHQGHGLQSXW
0D[LPXPLQSXWSXOVH NSSV
IUHTXHQF\
)RUOLQHGULYHULQWHUIDFHGLIIHUHQWLDOLQSXW0SSV
0FQWVDW$T% 3XOVHGLUHFWLRQ3XOVH'LU
,QSXWSXOVHVLJQDO
&ORFNZLVHFRXQWHUFORFNZLVH&:&&:
3XOVHLQSXW
IRUPDW
$%SKDVH$T% *HDUUDWLRSXOVHVFRXQWV
(OHFWURQLFJHDU
3XOVHVFRXQWV
6PRRWKLQJILOWHUFRHIILFLHQWQRVPRRWKLQJ
6PRRWKLQJILOWHU
ILOWHU 0DLQSRZHU
3RZHULQSXW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
2YHUYLHZRIWKH6SHFLILFDWLRQV
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2YHUYLHZRIWKH6SHFLILFDWLRQV
&RQWUROLQSXW
3:0LQSXW 9HORFLW\FRPPDQGLQSXW
$QDORJLQSXW
9HORFLW\FRPPDQGLQSXW
=HURVSHHGFODPS
7RUTXHFRPPDQGLQSXW
$QDORJLQSXW
7RUTXHFRPPDQGLQSXW
9HORFLW\OLPLWDWLRQIXQFWLRQ
&RPPRQ
3URWHFWLRQIXQFWLRQ
(UURUPDSSLQJ
0LVFHOODQ\
+,:,10,.526<67(0&253
7URXEOHVKRRWLQJ
(UURUORJIHDWXUH
3URWHFWLRQ $SSOLFDWLRQV
(PXODWHGHQFRGHURXWSXW
7XQLQJ
$XWRWXQH
/&'
3:0LQSXW 6HWWLQJV
7RUTXHFRQWUROPRGH
&RQWURORXWSXW
:LULQJ
&RQWUROLQSXW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
9HORFLW\FRQWUROPRGH
&RQWURORXWSXW
96)FDQHOLPLQDWHYLEUDWLRQIUHTXHQF\GXULQJPRWLRQ
DQGVXSSUHVVYLEUDWLRQVJHQHUDWHGGXHWRWKHV\VWHP
VWUXFWXUHWRLPSURYHWKHPDFKLQHSURGXFWLYLW\ =HURVSHHGFODPS
6HUYRRQ
6ZLWFKEHWZHHQILUVWDQGVHFRQGJDLQ
/HIWOLPLWVZLWFK
6ZLWFKEHWZHHQSULPDU\DQGVHFRQGDU\PRGH
&OHDUHUURU
5LJKWOLPLWVZLWFKHWF
6HUYRUHDG\
(UURU
,QVSHHGRXWSXW
=HURVSHHGGHWHFWLRQ
7KHYHORFLW\FRPPDQGFDQEHSURYLGHGYLDWKH3:0
LQSXWGXW\F\FOH3DUDPHWHUVFDQEHVHWIRUWKHUDWLR
DQGFRPPDQGGLUHFWLRQ
7KHYHORFLW\FRPPDQGFDQEHSURYLGHGYLDWKH
DQDORJYROWDJH3DUDPHWHUVFDQEHVHWIRUWKHUDWLR
DQGFRPPDQGGLUHFWLRQ
=HURVSHHGFODPSLQSXWLVSRVVLEOH
6HUYRRQ
6ZLWFKEHWZHHQILUVWDQGVHFRQGJDLQ
/HIWOLPLWVZLWFK
6ZLWFKEHWZHHQSULPDU\DQGVHFRQGDU\PRGH
&OHDUHUURU
5LJKWOLPLWVZLWFKHWF
6HUYRUHDG\
(UURU
,QVSHHGRXWSXW
=HURVSHHGGHWHFWLRQ
7KHWRUTXHFRPPDQGFDQEHSURYLGHGYLDWKH3:0
LQSXWGXW\F\FOH3DUDPHWHUVFDQEHVHWIRUWKHUDWLR
DQGFRPPDQGGLUHFWLRQ
7KHWRUTXHFRPPDQGFDQEHSURYLGHGYLDWKHDQDORJ
YROWDJH3DUDPHWHUVFDQEHVHWIRUWKHUDWLRDQG
FRPPDQGGLUHFWLRQ
6HWWLQJWKHYHORFLW\OLPLWDWLRQLVSRVVLEOH
7KHDXWRWXQHSURFHGXUHVWDUWVDXWRPDWLFDOO\DIWHU
H[HFXWLRQ7KHORDGLQHUWLDLVDXWRPDWLFDOO\
GHWHUPLQHGZLWKRXWWKHQHHGWRVHWLWPDQXDOO\$OO
UHTXLUHGJDLQYDOXHVDUHVHWXVLQJDNH\RQWKH/&'
GLVSOD\
&DQEHVHWIUHHO\PD[LPXPIUHTXHQF\0FQWV 0RWRUVKRUWFLUFXLWGHWHFWLRQ
2YHUYROWDJH
3RVLWLRQHUURUWRRELJ
(QFRGHUHUURU
6RIWWKHUPDOSURWHFWLRQ
0RWRUGLVFRQQHFWLRQGHWHFWLRQ
$PSOLILHURYHUKHDWLQJ
8QGHUYROWDJH
$EQRUPDO9HQFRGHUSRZHUVRXUFH
3KDVHLQLWLDOL]DWLRQHUURU
$EQRUPDOVHULDOHQFRGHUFRPPXQLFDWLRQ
(UURUVDQGZDUQLQJVFDQEHORJJHGDQGUHYLHZHG
0HWKRG(VWDEOLVKHUURUPDSSLQJXVLQJOLQHDU
LQWHUSRODWLRQHQFRGHUHUURUFRPSHQVDWLRQ
6DPSOLQJPD[LPXPSRLQWV
6WRUDJH)ODVK520KDUGGULYHILOH
8QLWXPFRXQW
$FWLYDWLRQ$IWHULQWHUQDOKRPLQJRUDFWLYDWHGE\
H[WHUQDOLQSXWVLJQDO
)ULFWLRQFRPSHQVDWLRQEDFNODVKFRPSHQVDWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
9LEUDWLRQVXSSUHVVLRQIXQFWLRQ96)
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HUYRGULYHVSHFLILFDWLRQVSXOVHW\SH $ERXWWKH2SHUDWLRQ
0DQXDO
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3RVLWLRQFRQWUROPRGH
7URXEOHVKRRWLQJ
)XQFWLRQVSHFLILFDWLRQV
3URWHFWLRQ $SSOLFDWLRQV
$%
6LQJOHSKDVH9+]
)UDPHV 3RZHULQSXW
9
&)UDPH 6LQJOHWKUHHSKDVH9+]
&RQWURO
$&
6LQJOHSKDVH9+]
3RZHU )UDPHV 2SHUDWLQJWHPSHUDWXUHƒ&$LUFLUFXODWLRQPXVW
EHDYDLODEOHZKHQWKHDPELHQWWHPSHUDWXUHLVKLJKHU
7HPSHUDWXUH
WKDQƒ&
6WRUDJHWHPSHUDWXUHƒ&WRƒ&
$PELHQWFRQGLWLRQV
+XPLGLW\
WR5+QRQFRQGHQVLQJ $OWLWXGH
(OHYDWLRQOHVVWKDQPHWHUV 3URWHFWLRQDJDLQVW
*+]
YLEUDWLRQ
0DLQFLUFXLWFRQWUROPRGH
,*%73:0VSDFHYHFWRUFRQWURO
ELWFRXQWUHYVWDQGDUGLQFUHPHQWDO
HQFRGHUOLQHDQGZLULQJVDYLQJLQFUHPHQWDO
(QFRGHUIHHGEDFNUHVROXWLRQ
HQFRGHU
ELWFRXQWUHYVHULDOLQFUHPHQWDOHQFRGHU
OLQH ,QSXW
JHQHUDOSXUSRVH &RQWUROVLJQDO
2XWSXW
JHQHUDOSXUSRVH ,2VLJQDO
,QSXW
ORZVSHHGFKDQQHOKLJKVSHHGFKDQQHO
FRQQHFWRU
3XOVHVLJQDO
GLIIHUHQWLDOOLQHGULYHUZLWKRXWSXWVRSHQFROOHFWRU
2XWSXW
GULYHZLWKRXWSXW %UDNH
8VHGIRUGLUHFWFRQQHFWLRQWRWKHEUDNH,WFDQDOVREH
&RQWUROVLJQDO
2XWSXW
FRQQHFWRU
XVHGIRUSURJUDPPDEOHJHQHUDOSXUSRVHRXWSXW
&RPPXQLFDWLRQIXQFWLRQ
86%
)RU3&FRQQHFWLRQESV
NH\GRWPDWUL[FKDUDFWHU/&'VWDWXVGLVSOD\
3DQHOLQGLFDWRU
:LWK/('VWDWXVLQGLFDWRUJUHHQUHG
([WHUQDOFRQQHFWLRQLVQHHGHGDVQREXLOWLQ
5HJHQHUDWLYHIXQFWLRQ
UHJHQHUDWLYHUHVLVWRULVDYDLODEOH
&RQWUROPRGH
3RVLWLRQPRGH
3XOVHLQKLELWFRPPDQG
&OHDUSRVLWLRQHUURU
6HUYRRQ
6ZLWFKEHWZHHQILUVWDQGVHFRQGJDLQ
&RQWUROLQSXW
(OHFWURQLFJHDUUDWLRVHOHFWLRQ
/HIWOLPLWVZLWFK
6ZLWFKEHWZHHQSULPDU\DQGVHFRQGDU\PRGH
&OHDUHUURU
5LJKWOLPLWVZLWFKHWF
6HUYRUHDG\
(UURU
&RQWURORXWSXW
,QSRVLWLRQRXWSXW
=HURVSHHGGHWHFWLRQ
)RURSWLFDOFRXSOHULQWHUIDFHVLQJOHHQGHGLQSXW
0D[LPXPLQSXWSXOVH NSSV
IUHTXHQF\
)RUOLQHGULYHULQWHUIDFHGLIIHUHQWLDOLQSXW0SSV
0FQWVDW$T% 3XOVHGLUHFWLRQ3XOVH'LU
,QSXWSXOVHVLJQDOIRUPDW &ORFNZLVHFRXQWHUFORFNZLVH&:&&:
3XOVHLQSXW
$%SKDVH$T% *HDUUDWLRSXOVHVFRXQWV
(OHFWURQLFJHDU
3XOVHVFRXQWV
6PRRWKLQJILOWHUFRHIILFLHQWQRVPRRWKLQJ
6PRRWKLQJILOWHU
ILOWHU 96)FDQHOLPLQDWHYLEUDWLRQIUHTXHQF\GXULQJPRWLRQ
9LEUDWLRQVXSSUHVVLRQIXQFWLRQ96)
DQGVXSSUHVVYLEUDWLRQVJHQHUDWHGGXHWRWKHV\VWHP
VWUXFWXUHWRLPSURYHWKHPDFKLQHSURGXFWLYLW\
0DLQ
SRZHU
%DVLFVSHFLILFDWLRQV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
2YHUYLHZRIWKH6SHFLILFDWLRQV
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2YHUYLHZRIWKH6SHFLILFDWLRQV
(PXODWHGHQFRGHURXWSXW
(UURUORJIHDWXUH
6HWWLQJV
0LVFHOODQ\
:LULQJ
(UURUPDSSLQJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
&RPPRQ
3URWHFWLRQIXQFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
7KHDXWRWXQHSURFHGXUHVWDUWVDXWRPDWLFDOO\DIWHU
H[HFXWLRQ7KHORDGLQHUWLDLVDXWRPDWLFDOO\
GHWHUPLQHGZLWKRXWWKHQHHGWRVHWLWPDQXDOO\$OO
UHTXLUHGJDLQYDOXHVDUHVHWXVLQJDNH\RQWKH/&'
GLVSOD\
&DQEHVHWIUHHO\PD[LPXPIUHTXHQF\0FQWV 0RWRUVKRUWFLUFXLWGHWHFWLRQ
2YHUYROWDJH
3RVLWLRQHUURUWRRELJ
(QFRGHUHUURU
6RIWWKHUPDOSURWHFWLRQ
0RWRUGLVFRQQHFWLRQGHWHFWLRQ
$PSOLILHURYHUKHDWLQJ
8QGHUYROWDJH
$EQRUPDO9HQFRGHUSRZHUVRXUFH
3KDVHLQLWLDOL]DWLRQHUURU
$EQRUPDOVHULDOHQFRGHUFRPPXQLFDWLRQ
(UURUVDQGZDUQLQJVFDQEHORJJHGDQGUHYLHZHG
0HWKRG(VWDEOLVKHUURUPDSSLQJXVLQJOLQHDU
LQWHUSRODWLRQHQFRGHUHUURUFRPSHQVDWLRQ
6DPSOLQJPD[LPXPSRLQWV
6WRUDJH)ODVK520KDUGGULYHILOH
8QLWXPFRXQW
$FWLYDWLRQ$IWHULQWHUQDOKRPLQJRUDFWLYDWHGE\
H[WHUQDOLQSXWVLJQDO
)ULFWLRQFRPSHQVDWLRQEDFNODVKFRPSHQVDWLRQ
$XWRWXQH
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2YHUYLHZRIWKH6SHFLILFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
'LPHQVLRQVRIWKHGULYH
7KHGULYHGLPHQVLRQVDQGORFDWLRQRIWKHKROHVDUHVKRZQLQWKHIROORZLQJILJXUHV7KH
GLPHQVLRQXQLWVDUHLQPPDQGWKHGLDPHWHURIWKHPRXQWLQJKROHLVPP
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ$)UDPHGLPHQVLRQV
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ%)UDPHGLPHQVLRQV
+,:,10,.526<67(0&253
$ERXWWKH2SHUDWLRQ
0DQXDO
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
+,:,10,.526<67(0&253
2YHUYLHZRIWKH6SHFLILFDWLRQV
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
)LJ&)UDPHGLPHQVLRQV
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2YHUYLHZRIWKH6SHFLILFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QVWDOODWLRQRIWKHGULYH
)L[WKHGULYHLQWKHHOHFWULFFDELQHWXVLQJFRQGXFWLYHVFUHZV$OOLQVXODWLQJPDWHULDOVRQ
WKHFRQWDFWVXUIDFHRIWKHFDELQHWPXVWEHWKRURXJKO\UHPRYHGVRWKDWWKHGULYHFDQ
FRQQHFWWRWKHJURXQGWKURXJKWKHPDFKLQH7KHJURXQGUHVLVWDQFHPXVWEHOHVVWKDQ
ȍDW9DQGOHVVWKDQȍDW9
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,IPRUHWKDQRQHGULYHLVLQVWDOOHGDGLVWDQFHRIPRUHWKDQPPPXVWEHPDLQWDLQHG
EHWZHHQWKHGULYHVWRHQVXUHKHDWGLVVLSDWLRQ)DQVFDQEHDWWDFKHGWRWKHHOHFWULF
FDELQHWWRIDFLOLWDWHKHDWGLVVLSDWLRQ
PP
RUPRUH
PP
RUPRUH
PP
RUPRUH
:LULQJ
(OHFWULF
FDELQHW
6HWWLQJV
PP
RUPRUH
PP
RUPRUH
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
PP
RUPRUH
)LJ'LVWDQFHEHWZHHQGULYHV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2YHUYLHZRIWKH6SHFLILFDWLRQV
*+]RUEHWWHU
5$0
0%RUPRUH
+DUGGULYHVSDFH
0%RUPRUH
&RPPXQLFDWLRQSRUW
86%
2SHUDWLQJV\VWHP
:LQGRZV:LQGRZV;3:LQGRZV
6FUHHQUHVROXWLRQ
[SL[HOVRUPRUH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
&38
$ERXWWKH2SHUDWLRQ
0DQXDO
&RPSXWHUUHTXLUHPHQWV :LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2YHUYLHZRIWKH6SHFLILFDWLRQV
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
:LULQJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6\VWHPFRQILJXUDWLRQDQGZLULQJ
0DVWHUZLULQJGLDJUDP
&1SRZHUFRQQHFWRU
0RWRUZLULQJGLDJUDP
5HJHQHUDWLYHUHVLVWRURSWLRQDOZLULQJGLDJUDP
&1EUDNHFRQQHFWRU
0LQL86%FRPPXQLFDWLRQ&1
&1FRQQHFWRU
&1FRQQHFWRU
'GULYHDFFHVVRULHV
0RWRUSRZHUFDEOH
)HHGEDFNVLJQDOFDEOH
&RQWUROVLJQDOFDEOH
86%FRPPXQLFDWLRQFDEOH
$FFHVVRU\NLWPRGXOH
(0&DFFHVVRU\NLW
5HJHQHUDWLYHUHVLVWRU
&RQQHFWRUVSHFLILFDWLRQV
6WDQGDUGPDLQSRZHUFLUFXLWZLULQJ
$&SRZHUZLULQJGLDJUDPVLQJOHSKDVH
$&SRZHUZLULQJGLDJUDPWKUHHSKDVH
0XOWLSOHGULYHFRQQHFWLRQH[DPSOH
6HOHFWLRQRIQRIXVHEUHDNHUV1)%V
,2VLJQDOFRQQHFWLRQ
&1,2VLJQDOIXQFWLRQGHVFULSWLRQ
'LJLWDOLQSXWZLULQJ
'LJLWDORXWSXWZLULQJ
:LULQJH[DPSOHVIRURSHUDWLRQPRGH
0DVWHUZLULQJGLDJUDPIRUSXOVHFRPPDQGLQSXW
0DVWHUZLULQJGLDJUDPIRUDQDORJFRPPDQGLQSXW
0DVWHUZLULQJGLDJUDPIRU3:0FRPPDQGLQSXW
:LULQJ
6HWWLQJV
/&'
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6\VWHPFRQILJXUDWLRQDQGZLULQJ
7KLVFKDSWHULQWURGXFHVWKHGULYHFRQILJXUDWLRQDQGIXQFWLRQVRIHDFKSDUWV)ROORZLQJ
ILJXUHLVVKRZLQJWKHGHWDLOVRIGULYHFRQILJXUDWLRQ
0DVWHUZLULQJGLDJUDP
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ
7DEOH
,WHPQR
1DPH
$&PDLQSRZHUFDEOH
&1 0RWRUSRZHUFDEOH&1 5HJHQHUDWLYHUHVLVWRU
&1
&RQWUROSRZHUFDEOH
&1 %UDNH&1 0LQL86%FRPPXQLFDWLRQ
&1 &RQWUROVLJQDO&1 &RQQHFWLRQWRPRWRUWKUHHSKDVHPRWRUSRZHU 89: &RQQHFWLRQWRPRWRUUHJHQHUDWLYHUHVLVWRURSWLRQDOPRXQWHG
DFFRUGLQJWRDFWXDODSSOLFDWLRQGHVLJQ5(*5(* )RUGULYHLQWHUQDOFRQWURODQG,2SRZHU/&/&
/&/&6LQJOHSKDVH9$&+]
&RQQHFWLRQWREUDNHRSWLRQDOPRXQWHGDFFRUGLQJWRDFWXDO
DSSOLFDWLRQGHVLJQ &RQQHFWLRQWR3&IRUVHWWLQJSDUDPHWHUVWREHUHPRYHGDIWHU
VHWWLQJ
0LQL86%DQGWKH3&DUHXVHGDVOLQNVIRUPRQLWRULQJGULYHWHVW
UXQVRUZULWLQJSDUDPHWHUV
&RQQHFWLRQWRWKHKRVWFRQWUROOHU
)HHGEDFNVLJQDO&1 &RQQHFWLRQWRWKHPRWRUHQFRGHU
'HVFULSWLRQ
//6LQJOHSKDVH9$&+]
///7KUHHSKDVH9$&+]
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
&1SRZHUFRQQHFWRU
(QVXUHWKDWWKHGULYHKDVEHHQJURXQGHGDSSURSULDWHO\EHIRUHFRQQHFWLQJWKHGULYHWR
WKHPDLQFLUFXLW
7KH&1SRZHUZLULQJGHVFULSWLRQLQFOXGHVVLQJOHWKUHHSKDVHSRZHULQSXWPRWRU
SRZHURXWSXWVLQJOHSKDVHFRQWUROSRZHULQSXWDQGUHJHQHUDWLYHUHVLVWRUZLULQJ
&1FRQQHFWRU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
)RU'[[[[[%)
&RQQHFWRUWRWKHH[WHQGHGOLQH:DJRIHPDOH
:LULQJ
6HWWLQJV
/&'
)LJ&1FRQQHFWRU
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
)LJ&1LQVWDOODWLRQDQGUHPRYDOVWHSV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
)RU'[[[[[%*DQG'[[[[[%
&RQQHFWRUWRWKHH[WHQGHGOLQH:DJRIHPDOH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
)LJ&1FRQQHFWRU
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ,QVWDOODWLRQDQGUHPRYDOVWHSV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
0RWRUZLULQJGLDJUDP
:HOOJURXQGLQJLVQHHGHGEHWZHHQWKHGULYHDQGWKHPRWRU
'VHULHVGULYH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
0RWRU
6HWWLQJV
)LJ
5HJHQHUDWLYHUHVLVWRURSWLRQDOZLULQJGLDJUDP
7KHUHJHQHUDWLYHUHVLVWRULVPRXQWHGRSWLRQDOO\DFFRUGLQJWRWKHDFWXDODSSOLFDWLRQ
GHVLJQ
/&'
'VHULHVGULYH
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
5HJHQHUDWLYH
)XVH
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
$WWHQWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
Ɣ :LULQJDQGLQVSHFWLRQPXVWEHFRQGXFWHGE\SURIHVVLRQDOWHFKQLFLDQV
Ɣ 7XUQRIIWKHSRZHUEHIRUHZLULQJRULQVSHFWLRQWRDYRLGHOHFWULFVKRFNDQG
RWKHUGDQJHUV
Ɣ +LJKYROWDJHPD\UHPDLQLQWKHGULYHDIWHUWKHSRZHULVWXUQHGRII:DLWIRUD
ZKLOHXSWRILYHPLQXWHVEHIRUHWRXFKLQJWKHSRZHUWHUPLQDO Ɣ 3HUIRUPWKHZLULQJDSSURSULDWHO\DQGUHOLDEO\WRHQVXUHVWDEOHRSHUDWLRQDQG
DYRLGLQMXU\GDPDJHRURWKHUDFFLGHQWV
Ɣ 'RQRWFRQQHFWWKHPRWRU89RU:WHUPLQDOWRWKHSRZHUVRXUFH
Ɣ 7KHPRWRUSRZHUWHUPLQDOPXVWEHVHFXUHO\FRQQHFWHGWRWKHSRZHUVRXUFH
WRDYRLGILUH Ɣ (QVXUHWKDWWKHGULYHDQGPRWRUDUHJURXQGHGDSSURSULDWHO\ Ɣ :LULQJPXVWEHFRQGXFWHGDIWHULQVWDOODWLRQRIWKHGULYHDQGPRWRUWRDYRLG
HOHFWULFVKRFN Ɣ 'RQRWGDPDJHSXOORUVTXHH]HWKHZLUHVRDVWRDYRLGHOHFWULFVKRFN
Ɣ 7KHGULYHPD\LQWHUIHUHZLWKWKHRSHUDWLRQRIQHDUE\HOHFWURQLFHTXLSPHQW$
QRLVHILOWHUFDQEHXVHGWRUHGXFHVXFKHOHFWURPDJQHWLFLQWHUIHUHQFH
Ɣ 'RQRWDWWHPSWWRPRGLI\WKHGULYH
Ɣ 'RQRWSXWWKHPDLQFLUFXLWFDEOH,2VLJQDOFDEOHRUHQFRGHUFDEOHLQWKH
VDPHGXFWRUELQGWKHPWRJHWKHU$GLVWDQFHRIPRUHWKDQFPPXVWEH
PDLQWDLQHGEHWZHHQWKHFDEOHV
Ɣ 7KHIROORZLQJLQVWUXFWLRQVPXVWEHREVHUYHGIRUZLULQJWKHPDLQFLUFXLW
WHUPLQDOV
Ɉ 'RQRWLQVHUWPRUHWKDQRQHZLUHLQWKHVDPHVRFNHW Ɉ &KHFNWKHUHLVQRVKRUWFLUFXLWZLWKDQ\QHDUE\ZLUHVDIWHULQVHUWLQJWKHZLUH
Ɉ (QVXUHWKHVSHFLILHGSRZHUYROWDJHLVXVHGWRDYRLGILUHRUGDPDJH
Ɣ ,IWKHGULYHLVWREHXVHGXQGHUSRRURUVLJQLILFDQWO\IOXFWXDWLQJSRZHU
FRQGLWLRQVHQVXUHSRZHULVVXSSOLHGZLWKLQWKHVSHFLILHGYROWDJHIOXFWXDWLRQ
UDQJHVRDVWRDYRLGGDPDJH Ɣ ,QVWDOODEUHDNHURURWKHUVDIHW\GHYLFHVWRSUHYHQWH[WHUQDOVKRUWFLUFXLWV
IURPGDPDJLQJWKHGULYH Ɣ $SSURSULDWHLVRODWLQJDQGVKHOWHULQJPHDVXUHVPXVWEHWDNHQLIWKHGULYHLV
XVHGLQWKHIROORZLQJSODFHVWRDYRLGDGYHUVHRSHUDWLRQ Ɉ 3ODFHVH[SRVHGWRVWDWLFLQWHUIHUHQFH
Ɉ 3ODFHVH[SRVHGWRVWURQJHOHFWULFDORUPDJQHWLFILHOGV
Ɉ 3ODFHVH[SRVHGWRUDGLDWLRQ
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
&1EUDNHFRQQHFWRU
7KHEUDNHFDQEHZLUHGZLWKRUZLWKRXWDUHOD\5HIHUWRWKHZLULQJGLDJUDPIRU
FRQQHFWLRQWRWKH9'&EUDNH
&1FRQQHFWRU
)RU'[[[[[%*DQG'[[[[[%)
&RQQHFWRUWRWKHOLQH:$*2
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
¼:LUHGLDPHWHU
$:*
)LJ
6HWWLQJV
)RU'[[[[[%
&RQQHFWRUWRWKHOLQH:$*2
/&'
7XQLQJW
)LJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
%UDNHZLULQJZLWKDUHOD\
)RU'[[[[[%*DQG'[[[[[%)
'&9SRZHU
'VHULHVGULYH
,VRODWLRQ
FRQWUROSRZHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
)LJ%UDNHZLULQJZLWKDUHOD\IRU'[[[[[%*DQG'[[[[[%)
)RU'[[[[[%
3RZHU
,VRODWLRQ
FRQWUROSRZHU
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ%UDNHZLULQJZLWKDUHOD\IRU'[[[[[%
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
%UDNHZLULQJZLWKRXWDUHOD\
'LUHFWPRXQWLQJWRWKH+,:,1PRWRULVDOORZHG
)RU'[[[[[%*DQG'[[[[[%)
'&9SRZHU
'6HULHVGULYH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,VRODWLRQ
FRQWUROSRZHU
&XUUHQWP$
:LULQJ
)LJ%UDNHZLULQJZLWKRXWDUHOD\IRU'[[[[[%*DQG'[[[[[%)
)RU'[[[[[
6HWWLQJV
/&'
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
)LJ%UDNHZLULQJZLWKRXWDUHOD\IRU'[[[[[
)RUZLULQJZLWKRXWDUHOD\WKHG\QDPLFRUHOHFWURPDJQHWLFEUDNHRQWKHPRWRULV
DFWLYDWHGGLUHFWO\XVLQJWKHRSHQGUDLQVZLWFKRQ'7KHEUDNHRXWSXW%5.LVRSHQ
GUDLQDQGFDQVXVWDLQDPD[LPXPRI9YROWDJHDQG$FXUUHQW8VHWKLVLQFRQMXQFWLRQ
ZLWKWKH%UDNH%5.RXWSXWRIWKH+0,2VHW
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
0LQL86%FRPPXQLFDWLRQ&1
0LQL86%DQGD3&FDQEHXVHGDVOLQNVIRUPRQLWRULQJGULYHWHVWUXQVRUZULWLQJ
SDUDPHWHUV5HIHUWR&KDSWHUIRUWKHRSHUDWLRQ
0LQL86%FRPPXQLFDWLRQZLULQJGLDJUDP
5HIHUWR+,:,1ZLWKD86%7\SH$WRPLQL%SLQ0FDEOH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
)LJ
3&
'6HULHVGULYH
6HWWLQJV
86%
VHULDO
SRUW /&'
7XQLQJ
)LJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
&1FRQQHFWRU 2YHUYLHZRIWKH
6SHFLILFDWLRQV
6&6,3,10DOH
6&6,3,1)HPDOH
:LULQJ
)LJB
6HWWLQJV
/&'
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
:LULQJ
&1SLQGHILQLWLRQ
7DEOH
3LQ
6LJQDO
&:/
&:/
&:/
&&:/
&&:/
&&:/
6*
$
$
%
%
=
=
6*
&=
$'&
$'&
$'&
$'&
$'&
$'&
'$&
'$&
&:+
&:+
&&:+
&&:+
&20
,
,
,
,
,
,
,
,
,
1$
2
2
2
2
2
2
2
2
1$
1$
$*1'
)*
)XQFWLRQ
/RZVSHHG.SSVSXOVHFRPPDQG
&KDQQHO3XOVH&:$SKDVH
/RZVSHHG.SSVSXOVHFRPPDQG
&KDQQHO'LU&&:%SKDVH
'LJLWDOVLJQDOJURXQGUHIHUHQFH
2XWSXWSXOVHRIIHHGEDFNEXIIHUHGHQFRGHURUHPXODWHG
HQFRGHU 56
'LJLWDOVLJQDOJURXQGUHIHUHQFH
=SKDVHRXWSXWRSHQFROOHFWRU
$QDORJFRPPDQGLQSXW9HORFLW\7RUTXH 1$
1$
1$
+LJKVSHHG0SSVSXOVHFRPPDQG
&KDQQHO3XOVH&:$SKDVH
+LJKVSHHG0SSVSXOVHFRPPDQG
&KDQQHO',5&&:%SKDVH
&RPPRQSRUWIRUJHQHUDOSXUSRVHLQSXWVLJQDOFDQEHHLWKHU
6LQNRU6RXUFH
*HQHUDOSXUSRVHLQSXWVLJQDOµ+DUGZDUH(QDEOH¶E\GHIDXOW *HQHUDOSXUSRVHLQSXWVLJQDOSURJUDPPDEOHIXQFWLRQ 1$
*HQHUDOSXUSRVHLQSXWVLJQDOSURJUDPPDEOHIXQFWLRQ
1$
1$
$QDORJVLJQDOJURXQGUHIHUHQFH )UDPHJURXQGUHIHUHQFH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
&1FRQQHFWRU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6&5FRQQHFWRU3,1IHPDOH
6&5FRQQHFWRU3,1PDOH
)LJ
7DEOH
6LJQDO
9'&
6*
36
36
$
$
%
%
=
=
:LULQJ
)XQFWLRQ
(QFRGHUSRZHURXWSXW9GF
6LJQDOJURXQGDQG9GFJURXQG
6HULDOHQFRGHULQSXW
6HWWLQJV
'LJLWDOLQFUHPHQWDOHQFRGHULQSXW
/&'
3LQ
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
'GULYHDFFHVVRULHV
0RWRUSRZHUFDEOH
3DUWQDPH
'HVFULSWLRQ
:LWKRXWEUDNHVLJQDO
0RWRUSRZHUFDEOH
:LWKEUDNHVLJQDO
0RGHOQR
+936$$ƑƑ0$
1RWIOH[UHVLVWDQW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
+936$$ƑƑ0%
)OH[UHVLVWDQW
+936$$ƑƑ0$
1RWIOH[UHVLVWDQW
+936$$ƑƑ0%
)OH[UHVLVWDQW
ƑƑ5HSUHVHQWVFDEOHOHQJWKDVWKHIROORZLQJ
ƑƑ
:LUHOHQJWKP
:LULQJ
)HHGEDFNVLJQDOFDEOH
3DUWQDPH
6HWWLQJV
ELW
)HHGEDFNVLJQDO
FDEOH
ELW
0RGHOQR
'HVFULSWLRQ
+9($%ƑƑ0$
1RWIOH[UHVLVWDQW
+9($%ƑƑ0%
)OH[UHVLVWDQW
+9($%ƑƑ0$
1RWIOH[UHVLVWDQW
+9($%ƑƑ0%
)OH[UHVLVWDQW
/&'
ƑƑ5HSUHVHQWVFDEOHOHQJWKDVWKHIROORZLQJ
ƑƑ
:LUHOHQJWKP
7XQLQJ
&RQWUROVLJQDOFDEOH
SDUWQDPH
3URWHFWLRQ $SSOLFDWLRQV
&RQWUROVLJQDOFDEOH
0RGHOQR
'HVFULSWLRQ
/0$&.'
PLQOHQJWKDQGFRQQHFWHGWRWKHKRVWFRQWUROOHU
7KHZLUHDWWKHFRQWUROOHUHQGRIWKHVLJQDOFDEOH
LVIUHHDQGFDQEHVROGHUHGGHSHQGLQJRQWKH
KRVWFRQWUROOHUFRQQHFWRU 86%FRPPXQLFDWLRQFDEOH
3DUWQDPH
7URXEOHVKRRWLQJ
86%FRPPXQLFDWLRQFDEOH
0RGHOQR
86%7\SH$WRPLQL%SLQ
+,:,10,.526<67(0&253
'HVFULSWLRQ
PLQOHQJWKZLWKDPLQL%
FRQQHFWRUDWWKHGULYHHQG 2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
$FFHVVRU\NLWPRGXOH
'GULYHPRGHO
QR
0RGHO
QR
'HVFULSWLRQ
4XDQWLW\
&1$&SRZHUPRWRUSRZHU5HJHQHUDWLYHUHVLVWRUDQGFRQWURO
SRZHUFRQQHFWRUSLQVSLWFKPP:DJR
&1%UDNHFRQQHFWRUSLQVSLWFKPP:DJR
&1$&SRZHUPRWRUSRZHU5HJHQHUDWLYHUHVLVWRUDQGFRQWURO
SRZHUFRQQHFWRUSLQVSLWFKPP:DJR
&1%UDNHFRQQHFWRUSLQVSLWFKPP
&1&RQWUROVLJQDOFRQQHFWRUSLQVVROGHUW\SH
03($
&1FRQQHFWRUIL[WXUH:DJR
&1$&SRZHUPRWRUSRZHU5HJHQHUDWLYHUHVLVWRUDQGFRQWURO
SRZHUFRQQHFWRUSLQVSLWFKPP:DJR
&1%UDNHFRQQHFWRUSLQVSLWFKPP
&1&RQWUROVLJQDOFRQQHFWRUSLQVVROGHUW\SH
03($
&1FRQQHFWRUIL[WXUH:DJR
/&'
'&.
&1FRQQHFWRUIL[WXUH:DJR
6HWWLQJV
'[[[[[%
&1FRQQHFWRUIL[WXUH:DJR
:LULQJ
'[[[[[%) '&.
2YHUYLHZRIWKH
6SHFLILFDWLRQV
'[[[[[%* '&. &1&RQWUROVLJQDOFRQQHFWRUSLQVVROGHUW\SH
03($
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
(0&DFFHVVRU\NLW ,WHPQDPH
0RGHOQR
'(0&DFFHVVRU\SDFNIRU
VLQJOHSKDVH
'(0&
'(0&DFFHVVRU\SDFNIRU
WKUHHSKDVH
'(0&
'HVFULSWLRQ
4XDQWLW\
6LQJOHSKDVHILOWHU)1
(0,FRUH.&)%
7KUHHSKDVHILOWHU
)1+/
(0,FRUH.&)%
2YHUYLHZRIWKH
6SHFLILFDWLRQV
5HJHQHUDWLYHUHVLVWRU
,WHPQDPH
0RGHOQR
5HVLVWDQFHYDOXH
5HJHQHUDWLYHUHVLVWRU
5*
ȍ
5DWHGSRZHULQVWDQWDQHRXVSRZHU ::
5HJHQHUDWLYHUHVLVWRU
5*
ȍ
::
:LULQJ
&RQQHFWRUVSHFLILFDWLRQV
&RQQHFWRU
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
6SHFLILFDWLRQV
+,:,1SDUWVQR
:LUHGLDPHWHU
5HPDUNV
(8SLQPP
SOXJJDEOHIHPDOH
FRQQHFWRU
:$*2
$:*
5HFRPPHQGHG
$:*9
1RWH
&RQWUROVLJQDO
FRQQHFWRU &1
SLQ0LQL'
5LEERQ0'5VWDQGDUG
VROGHUFRQQHFWRU
6&6,
SLQPDOH
$:*
1RWH
)HHGEDFNVLJQDO
FRQQHFWRU&1
+,:,1VWDQGDUGHQFRGHU
FDEOH
%UDNHFRQQHFWRU
&1 (8SLQPP
SOXJJDEOHIHPDOH
FRQQHFWRU
:$*2
$:*
)L[WXUHWRRO
1RWH
0LQL86%
FRPPXQLFDWLRQ
FRQQHFWRU&1 86%7\SH$WR
PLQL%
SLQP6KLHOGHG
2SWLRQDO
$&PDLQSRZHUFDEOH
FRQQHFWRU&1 0RWRUSRZHUFDEOH
FRQQHFWRU&1
5HJHQHUDWLYHUHVLVWRU
FRQQHFWRU&1
&RQWUROSRZHUFDEOH
FRQQHFWRU&1
7URXEOHVKRRWLQJ
1RWH$FFHVVRULHVLQFOXGH&1&1&1ZLWKIL[WXUHWRROFRQQHFWRUV+,:,131
1RWH:KHQZLULQJWKHSURGXFWWXUQRIIDOOSRZHUVRXUFHVDQGXVHWKHIL[WXUHWRDYRLGHOHFWULFVKRFN
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6WDQGDUGPDLQSRZHUFLUFXLWZLULQJ $WWHQWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
Ɣ :LULQJDQGLQVSHFWLRQPXVWEHFRQGXFWHGE\SURIHVVLRQDOWHFKQLFLDQV
Ɣ 7XUQRIIWKHSRZHUEHIRUHZLULQJRULQVSHFWLRQWRDYRLGHOHFWULFVKRFNRURWKHU
GDQJHUV
Ɣ +LJKYROWDJHPD\UHPDLQLQWKHGULYHDIWHUWKHSRZHULVWXUQHGRII:DLWDZKLOHXS
WRILYHPLQXWHVEHIRUHWRXFKLQJWKHSRZHUWHUPLQDO Ɣ 3HUIRUPWKHZLULQJDSSURSULDWHO\DQGUHOLDEO\WRHQVXUHVWDEOHRSHUDWLRQDQGWR
DYRLGLQMXU\GDPDJHRURWKHUDFFLGHQWV
Ɣ 'RQRWDWWHPSWWRPRGLI\WKHGULYH
$&SRZHUZLULQJGLDJUDPVLQJOHSKDVH
:LULQJ
,WLVUHFRPPHQGHGWRXVHWKH)1VLQJOHSKDVHILOWHU
6HWWLQJV
/&'
7XQLQJW
)LJ
3URWHFWLRQ $SSOLFDWLRQV
)1ILOWHU
0D[LPXPFRQWLQXRXVRSHUDWLQJ
YROWDJH
9$&+]
2SHUDWLQJIUHTXHQF\
'&WR+]
5DWHGFXUUHQW
$#ƒ&$#ƒ&
6XUJHSXOVHSURWHFWLRQ
N9,(&
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
$&SRZHUZLULQJGLDJUDPWKUHHSKDVH
,WLVUHFRPPHQGHGWRXVHWKH)1WKUHHSKDVHILOWHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
)LJ
)1ILOWHU
6HWWLQJV
0D[LPXPFRQWLQXRXVRSHUDWLQJ
YROWDJH
[9$&)1
2SHUDWLQJIUHTXHQF\
'&WR+]
5DWHGFXUUHQW
$# &$# &
ƒ
ƒ
/&'
7XQLQJ
'ULYHSRZHUUDWLQJ
.:
&XUUHQWOHDNDJH#9
$&+]
P$
6XUJHSXOVHSURWHFWLRQ
N9,(&
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
0XOWLSOHGULYHFRQQHFWLRQH[DPSOH
1RWH'RQRWXVHWKHGULYHSRZHUFRQQHFWRUIRUSDUDOOHOFRQQHFWLRQZLWKRWKHUGULYHV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6HOHFWLRQRIQRIXVHEUHDNHUV1)%V
)LJ5DWHGFXUUHQWRIWKH'6HULHVGULYHV
'ULYHPRGHOQR
5DWHGLQSXWFXUUHQW$UPV '‘$…
'‘%…
'‘&…
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:KHQ1)%LVXVHGIRUPRWRUVKXQWVWKHUDWHGFDSDFLWDQFHLVXVXDOO\WLPHVWKH
UDWHGFXUUHQWRIWKHPRWRU7KHVHOHFWLRQLVGHVFULEHGEHORZ 2QHPRWRU,% &[,Q
7ZRRUPRUHPRWRUVWKDWDUHVWDUWHGRQHDWDWLPH
:LULQJ
7ZRRUPRUHPRWRUVWKDWDUHVWDUWHGVLPXOWDQHRXVO\
>1RWH@
,%1)%UDWHGFXUUHQWYDOXH
6HWWLQJV
,Q0RWRUUDWHGFXUUHQWYDOXH
,Q0$;7KHPD[LPXPUDWHGFXUUHQWYDOXHDPRQJGLIIHUHQWPRWRUVVSHFLILFDWLRQV
&0XOWLSOHRIWKHUDWHGFXUUHQWXVXDOO\RULIWKHILQDOPXOWLSOHFDQQRW
EHGHWHUPLQHG
/&'
&PD[7KHPXOWLSOHRIWKHUDWHGFXUUHQWEDVHGRQWKHPD[LPXPUDWHGFXUUHQW
DPRQJWKHPRWRUV
.'HPDQGUDWHLVUHFRPPHQGHGLIWKHILQDOYDOXHFDQQRWEHGHWHUPLQHG
7XQLQJ
&DOFXODWLRQH[DPSOH
3URWHFWLRQ $SSOLFDWLRQV
,IILYH'‘$ƑDQGRQH'‘%ƑGULYHVDUHXVHGDVVXPLQJWKDW&
DQG&0$;DUHGRXEOHG
6WDUWHGRQHDWDWLPH,% $
6WDUWHGVLPXOWDQHRXVO\,% $
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
,2VLJQDOFRQQHFWLRQ
7KH'GULYHSURYLGHVJHQHUDOSXUSRVHLQSXWVDQGJHQHUDOSXUSRVHRXWSXWVRQLWV
&1FRQQHFWRUIRUXVH8VHUVFDQGHILQHWKHIXQFWLRQRIHDFK,2SRLQWXVLQJWKH
VRIWZDUH
&1,2VLJQDOIXQFWLRQGHVFULSWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
)RUPRUHLQIRUPDWLRQRQWKHIXQFWLRQRI&1,2VLJQDOSLQVSOHDVHUHIHUWR6HFWLRQ
7DEOH
3LQ
2XWSXWSXOVHRIIHHGEDFNEXIIHUHGHQFRGHURUHPXODWHG
HQFRGHU 56
'LJLWDOVLJQDOJURXQGUHIHUHQFH
=SKDVHRXWSXWRSHQFROOHFWRU
$QDORJFRPPDQGLQSXW9HORFLW\7RUTXH
+LJKVSHHG0SSVSXOVHFRPPDQG
&KDQQHO3XOVH&:$SKDVH
+LJKVSHHG0SSVSXOVHFRPPDQG
&KDQQHO',5&&:%SKDVH
&RPPRQSRUWIRUJHQHUDOSXUSRVHLQSXWVLJQDOFDQEHHLWKHU
6LQNRU6RXUFH
*HQHUDOSXUSRVHLQSXWVLJQDOµ+DUGZDUH(QDEOH¶E\GHIDXOW 7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
*HQHUDOSXUSRVHLQSXWVLJQDOSURJUDPPDEOHIXQFWLRQ 7URXEOHVKRRWLQJ
,
,
,
,
,
,
,
,
,
2
2
2
2
2
2
2
2
$*1'
)*
'LJLWDOVLJQDOJURXQGUHIHUHQFH
/&'
&20
/RZVSHHG.SSVSXOVHFRPPDQG
&KDQQHO'LU&&:%SKDVH
6HWWLQJV
)XQFWLRQ
/RZVSHHG.SSVSXOVHFRPPDQG
&KDQQHO3XOVH&:$SKDVH
:LULQJ
6LJQDO
&:/
&:/
&:/
&&:/
&&:/
&&:/
6*
$
$
%
%
=
=
6*
&=
$'&
$'&
&:+
&:+
&&:+
&&:+
*HQHUDOSXUSRVHLQSXWVLJQDOSURJUDPPDEOHIXQFWLRQ
$QDORJVLJQDOJURXQGUHIHUHQFH
)UDPHJURXQGUHIHUHQFH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
'LJLWDOLQSXWZLULQJ
7KH'JHQHUDOSXUSRVHLQSXWSLQVXVHDQRSWRFRXSOHULQSXWLQWHUIDFHWKDWLVVXLWDEOHIRU
9'&YROWDJHV\VWHPV7KHUHDUHDWRWDORIJHQHUDOSXUSRVHLQSXWVZLWKD&20
SRUWVXLWDEOHIRU6LQNDQG6RXUFHFRQQHFWLRQV,XVHV$[LV(QDEOHFRQWUROE\GHIDXOW
DQGRWKHUVDUHDYDLODEOHIRUXVHUVWRGHILQH+0IXQFWLRQVEDVHGRQWKHLUUHTXLUHPHQWV
6LQNLQSXWZLULQJH[DPSOH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QSXWYLDDVZLWFKRUUHOD\
6LQNFRQQHFWLRQ
&XUUHQW
:LULQJ
6HWWLQJV
)LJ
/&'
,QSXWYLDDWUDQVLVWRU
6LQNFRQQHFWLRQ
7XQLQJ
&XUUHQW
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6RXUFHLQSXWZLULQJH[DPSOH
:LULQJIRULQSXWYLDVZLWFKHVRUUHOD\V
6RXUFHFRQQHFWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
&XUUHQW
)LJ
:LULQJ
:LULQJIRULQSXWYLDWUDQVLVWRUV
6RXUFHFRQQHFWLRQ
6HWWLQJV
/&'
&XUUHQW
7XQLQJW
)LJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
'LJLWDORXWSXWZLULQJ
7KH'JHQHUDOSXUSRVHRXWSXWSLQVXVHDQRSWRFRXSOHU'DUOLQJWRQRXWSXWLQWHUIDFHWKDW
LVVXLWDEOHIRUDYROWDJHV\VWHPRIOHVVWKDQ9'&7KHUHDUHJHQHUDOSXUSRVH
RXWSXWV(DFKRXWSXWKDVDQLQGHSHQGHQW'DUOLQJWRQRSHQFROOHFWRUFLUFXLW7KH
PD[LPXPDOORZDEOHFXUUHQWLVP$8VHUVFDQGHILQHWKHIXQFWLRQRIHDFK'RXWSXW
XVLQJWKHVRIWZDUH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
)LJ
6HWWLQJV
:LULQJIRURXWSXWYLDUHOD\VH[DPSOH
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ
:LULQJIRURXWSXWYLDRSWLFDOFRXSOHUVH[DPSOH
7URXEOHVKRRWLQJ
)LJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
:LULQJH[DPSOHVE\PRGH
0DVWHUZLULQJGLDJUDPIRUSXOVHFRPPDQGLQSXW
7KHKRVWFRQWUROOHUVHQGVDSXOVHWRWKHGULYHZKLFKGULYHVWKHPRWRUWRPRYHD
FRUUHVSRQGLQJGLVWDQFHHYHU\WLPHLWUHFHLYHVDSXOVH7KLVSXOVHKDVDVLPLODUIXQFWLRQ
WRDSRVLWLRQFRQWUROFRPPDQG
7KHKRVWFRQWUROOHULV313XVLQJ9SRZHU
ZLWKRXWDQH[WHUQDOUHVLVWRU
7KHKRVWFRQWUROOHULV313XVLQJ99SRZHULQ
FRQMXQFWLRQZLWKDQH[WHUQDOUHVLVWRU
7ZLVWHGSDLU
9ROWDJHLQSXW9
/&'
=SKDVHRXWSXWRSHQFROOHFWRU
&SKDVHRXWSXW
7KHKRVWFRQWUROOHULV131XVLQJ9SRZHU
ZLWKRXWDQH[WHUQD UHVLVWRU
%SKDVHRXWSXW
6HWWLQJV
$SKDVHRXWSXW
:LULQJ
7KHKRVWFRQWUROOHULV131XVLQJ99SRZHU
LQFRQMXQFWLRQZLWKDQH[WHUQDOUHVLVWRU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHSRVLWLRQPRGH3&RPPDQGUHFHLYHVKRVWFRQWUROOHUFRPPDQGVLQWKUHHPRGHV
3/6',5&:&&:DQG$%3KDVH
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJB
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
+LJKVSHHGSXOVHFRPPDQG
:LULQJIRUWKHKRVWFRQWUROOHUZLWKGLIIHUHQWLDOVLJQDOH[DPSOH
+LJKVSHHGSXOVH
FRPPDQG0SSVRU
OHVV
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
RXWSXW
+RVWFRQWUROOHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
LQSXW
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
+RVWFRQWUROOHULV6LQN131ZLWKFXUUHQWOLPLWLQJUHVLVWDQFH
:LULQJIRUWKHKRVWFRQWUROOHUZLWKVLQJOHHQGHGVLJQDOH[DPSOH
/RZVSHHGSXOVH
FRPPDQG.SSV
RUOHVV
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
RXWSXW
+RVWFRQWUROOHU
1317\SH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
LQSXW
/&'
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
+RVWFRQWUROOHULV6LQN131ZLWKRXWFXUUHQWOLPLWLQJUHVLVWDQFH
:LULQJIRUWKHKRVWFRQWUROOHUZLWKVLQJOHHQGHGVLJQDOH[DPSOH
/RZVSHHGSXOVH
FRPPDQG.SSV
RU OHVV
+RVWFRQWUROOHU
131 7\SH
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
RXWSXW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
LQSXW
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
+RVWFRQWUROOHULV6RXUFH313ZLWKFXUUHQWOLPLWLQJUHVLVWDQFH
:LULQJIRUWKHKRVWFRQWUROOHUZLWKVLQJOHHQGHGVLJQDOH[DPSOH
/RZVSHHGSXOVH
FRPPDQG.SSV
RUOHVV
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
RXWSXW
+RVWFRQWUROOHU
313 7\SH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
LQSXW
/&'
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
+RVWFRQWUROOHULV6RXUFH313ZLWKRXWFXUUHQWOLPLWLQJUHVLVWDQFH
:LULQJIRUWKHKRVWFRQWUROOHUZLWKVLQJOHHQGHGVLJQDOH[DPSOH
/RZVSHHGSXOVH
FRPPDQG.SSV
RUOHVV
+RVWFRQWUROOHU
313 7\SH
8VHUVFDQGHILQHWKH
IXQFWLRQIRUHDFK
RXWSXW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
LQSXW
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
Ɉ 1RWH
7KHVLJQDOORJLFRIWKHSXOVHFRPPDQGUHFHLYHGE\WKH'GULYHV'6%)
DQG'6%*LVVKRZQEHORZ
7DEOH
3XOVH
FRPPDQ
G
3RVLWLYHORJLF
1HJDWLYHORJLF
$
%
:LULQJ
&:
&&:
2YHUYLHZRIWKH
6SHFLILFDWLRQV
3XOVH 'LU
6HWWLQJV
,IWKHKRVWFRQWUROOHUKDVDVLQJOHHQGHGQHJDWLYHORJLF&:&&:VLJQDOLWFDQEH
FRQYHUWHGWRDSRVLWLYHORJLF&:&&:VLJQDOXVLQJWKHZLULQJEHORZ /&'
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
)LJ:LULQJIRUFRQYHUVLRQIURPDVLQJOHHQGHGQHJDWLYHWRSRVLWLYHORJLF&:&&:
VLJQDO 7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
0DVWHUZLULQJGLDJUDPIRUDQDORJFRPPDQGLQSXW
7KHGULYHFDQUHFHLYHYROWDJHFRPPDQGVIURPWKHKRVWFRQWUROOHUNQRZQDV9
FRPPDQG7KHLQSXWYROWDJHUDQJHVIURP9WR97KHGULYHFDQFRQWUROYHORFLW\
RUFXUUHQWRIWKHPRWRUFRUUHVSRQGLQJWRWKHH[WHUQDOYROWDJHFRPPDQGVIURP9WR
9
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
$SKDVH
RXWSXW
%SKDVH
RXWSXW
6HWWLQJV
=SKDVH
RXWSXW
=RXWSXWRSHQFROOHFWRU
/&'
9ROWDJHLQSXW9
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7ZLVWHGSDLU
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
9HORFLW\PRGH
:LULQJIRUWKHKRVWFRQWUROOHUZLWKDYROWDJHRI9WR9H[DPSOH
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
RXWSXW
+RVWFRQWUROOHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
8VHUFDQGHILQH
WKHIXQFWLRQIRU
HDFKLQSXW
/&'
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
)RUFH7RUTXHPRGH
:LULQJIRUWKHKRVWFRQWUROOHUZLWKDYROWDJHRI9WR9H[DPSOH
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
RXWSXW
+RVWFRQWUROOHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
8VHUFDQGHILQH
WKHIXQFWLRQIRU
HDFKLQSXW
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
0DVWHUZLULQJGLDJUDPIRU3:0FRPPDQGLQSXW
,QDGGLWLRQWRWKHDQDORJFRPPDQG'GULYHVFDQUHFHLYH3:0FRPPDQGVLQWKHYHORFLW\DQGIRUFHWRUTXH
PRGHV7KH3:0FRPPDQGLVFODVVLILHGLQWRVLQJOHZLUH3:0DQGWZRZLUH3:0W\SHV)RU
PRUHLQIRUPDWLRQSOHDVHUHIHUWRWKHYHORFLW\DQGIRUFHWRUTXHPRGHVLQDQG
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
9HORFLW\WRUTXHPRGH3:0LQSXW+RVWFRQWUROOHULV131
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
RXWSXW
+RVWFRQWUROOHU
131 W\SH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
8VHUFDQGHILQH
WKHIXQFWLRQIRU
HDFKLQSXW
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
9HORFLW\WRUTXHPRGH3:0LQSXW+RVWFRQWUROOHULV131
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
RXWSXW
+RVWFRQWUROOHU
131 W\SH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
8VHUFDQGHILQH
6HWWLQJV
WKHIXQFWLRQIRU
HDFKLQSXW
/&'
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
9HORFLW\WRUTXHPRGH3:0LQSXW+RVWFRQWUROOHULV977/
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
RXWSXW
+RVWFRQWUROOHU
9 77/ W\SH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
LQSXW
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
:LULQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
9HORFLW\WRUTXHPRGH3:0LQSXW+RVWFRQWUROOHULV977/
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
RXWSXW
+RVWFRQWUROOHU
9 77/ W\SH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
8VHUFDQGHILQHWKH
IXQFWLRQIRUHDFK
LQSXW
6HWWLQJV
/&'
7XQLQJW
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
:LULQJ
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
6HWWLQJV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
,QVWDOODWLRQDQGFRQQHFWLRQ
6HWXSILOH &RPPXQLFDWLRQVHWXS
0DLQ+0,ZLQGRZ
&RQILJXUDWLRQ&HQWHU
0RWRUFRQILJXUDWLRQ
(QFRGHUFRQILJXUDWLRQ
6HWWLQJWKHRSHUDWLRQPRGH
&RPSOHWLQJWKHFRQILJXUDWLRQSURFHGXUH
$XWRSKDVHFHQWHU
0RGHRYHUYLHZ
3UHRSHUDWLRQIRUDXWRSKDVHLQLWLDOL]DWLRQ
$XWRSKDVHLQLWLDOL]DWLRQVHWXSSURFHGXUH
,QVWUXFWLRQVIRUDXWRSKDVHLQLWLDOL]DWLRQ
,2&HQWHU
'LJLWDOLQSXWVDQGWKHLUIXQFWLRQV
'LJLWDORXWSXWVDQGWKHLUIXQFWLRQV
,Q3RVLWLRQVHWWLQJ
)XQFWLRQRYHUYLHZ
6HWWLQJV
3DUDPHWHURYHUYLHZDQGFRQILJXUDWLRQE\PRGH
3RVLWLRQPRGH
9HORFLW\PRGH
)RUFHWRUTXHPRGH
6WDQG$ORQHPRGH
6DYHWRIODVK
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QVWDOODWLRQDQGFRQQHFWLRQ
7KHKXPDQPDFKLQHLQWHUIDFH+0,WKDW'GULYHVXVHLVFDOOHG/LJKWHQLQJ7KH
FRPPXQLFDWLRQEHWZHHQGULYHDQG3&LVD86%FRQQHFWLRQ7KH/LJKWHQLQJJUDSKLFDO
+0,RQ\RXU3&FDQSHUIRUPWKHIXQFWLRQVLQFOXGLQJPRWRULQLWLDOL]DWLRQPRWRU
FRQILJXUDWLRQVPRWLRQFRQWUROPRWRUWHVWUXQVDQGWKHFRUUHVSRQGLQJSDUDPHWHUVDYLQJ
7KLVVHFWLRQGHVFULEHVKRZWRLQVWDOOWKHSURGXFWDQGFRQQHFWLWWR\RXU3&
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6HWXSILOH 7KHVHWXSIROGHURIWKH/LJKWHQLQJJUDSKLFDO+0,FRQWDLQVDPRQJRWKHUVDQDXWR
H[HFXWLRQILOHµVHWXSH[H¶DQGDILUPZDUHIROGHUµGFH¶DVVKRZQLQ)LJ
:LULQJ
6HWWLQJV
)LJ6HWXSILOH
3OHDVHORJLQDQGGRZQORDGWKHVHWXSILOHIURPWKH,QWHUQHW7KHSDWKWRWKHILOHLV /&'
7XQLQJ
KWWSZZZKLZLQPLNURFRPWZ6XSSRUWB'RZQORDGB&DGDVS["W\SH 50([HFXWH
µVHWXSH[H¶GLUHFWO\DIWHUFRPSOHWLQJGRZQORDGV7KHLQVWDOODWLRQVFUHHQLVVKRZQLQ)LJ
7KHSUHVHWGHVWLQDWLRQIRUWKHLQVWDOODWLRQLV³&?PHJDBIDEV?´'RQRWWU\WRFKDQJH
WKLVSDWK3UHVVµ6WDUW¶WRSHUIRUPWKHDXWRLQVWDOODWLRQSURFHGXUH:KHQWKHVHWXS
SURFHGXUHLVFRPSOHWHGDSRSXSZLQGRZDSSHDUVWRVKRZVXFFHVVIXOLQVWDOODWLRQRIWKH
VRIWZDUHDVVKRZQLQ)LJ,IWKH86%GULYHLQVWDOODWLRQVFUHHQ)LJDSSHDUV
GXULQJWKHVHWXSSURFHGXUHFOLFNµ,QVWDOO¶DQGµ2.¶WRILQLVKWKHVHWXSSURFHGXUH
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ,QVWDOODWLRQVFUHHQRIWKHVRIWZDUH
)LJ6XFFHVVIXOLQVWDOODWLRQRIWKHVRIWZDUH +,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
)LJ,QVWDOODWLRQZLQGRZIRU86%GULYHU
7KHH[HFXWLRQVKRUWFXWRIWKH/LJKWHQLQJ+0,SURJUDP)LJZLOODSSHDURQ\RXU3&
GHVNWRSDIWHULQVWDOODWLRQ7KHSDWKIRUWKLVVKRUWFXWLV
³&?PHJDBIDEV?GFH?WRROVZLQ?ZLQNPL?OLJKWHQLQJH[H´
:LULQJ
)LJ([HFXWLRQVKRUWFXWRIWKH/LJKWHQLQJ+0,SURJUDP
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
&RPPXQLFDWLRQVHWXS
&RQQHFWWKHGULYHYLD86%DQGWXUQRQWKHSRZHUEHIRUHRSHQLQJ/LJKWHQLQJ7KHGULYH
ZLOODXWRPDWLFDOO\FRQQHFWWRWKH/LJKWHQLQJ+0,ZKHQLWLVRSHQHG,IQRWFOLFN
µ&RPPXQLFDWLRQVHWXS¶LQWKHµ7RROV¶PHQXWRFKDQJHWKHFRPPXQLFDWLRQVHWXS´7KH
VKRUWFXWIRUWKLVWDVNLV&WUO1
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
)LJ&RPPXQLFDWLRQVHWXS
7KHFRPPXQLFDWLRQVHWXSVFUHHQLVVKRZQEHORZ7KH'GULYHVXSSRUWV86%
FRQQHFWLRQV%36ILHOGVKRZVWKHWUDQVPLVVLRQUDWHDQGWKHGHIDXOWYDOXHLV
ESVWKLVVKRXOGQRWEHFKDQJHG7KHFRPPXQLFDWLRQSRUWLVVHWLQ3RUWILHOG7KHILHOG
ZLOOGLVSOD\WKHH[LVWLQJSRUWRQ\RXU3&6HOHFWWKHSRUWWKDWGULYHLVDFWXDOO\FRQQHFWHG
WR8VHGHIDXOWYDOXHVLQWKHUHPDLQLQJILHOGVDQGWKH/LJKWHQLQJFDQEHVXFFHVVIXOO\
FRPPXQLFDWHGZLWKGULYH
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ&RQQHFWLRQDQGWUDQVIHUUDWHVHWWLQJV
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
0DLQ+0,ZLQGRZ
7KHPDLQ+0,DIWHUWKHFRQQHFWLRQLVVKRZQLQWKHIROORZLQJ7KHIXQFWLRQRIHDFKEXWWRQ
LQWKHPDLQWRROEDULVGHVFULEHGDVEHORZ
6DYHSDUDPHWHUVLQWKH5$0WRILOH
/RDGSDUDPHWHUVLQWKHILOHWR5$0
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6DYHSDUDPHWHUVLQWKH5$0WR)/$6+
5HVHWWKHGULYH
0DLQWRROEDU
:LULQJ
'ULYH
FRQQHFWLRQ
6HWWLQJV
6WDWXVPHVVDJH
GLVSOD\DUHD
(UURUPHVVDJH
GLVSOD\DUHD
/&'
4XLFN9LHZ
VLJQDO
PRQLWRULQJDUHD
7XQLQJ
&RQQHFWLRQ
VWDWXVGLVSOD\
DUHD
)LJ0DLQ+0,ZLQGRZ
3URWHFWLRQ $SSOLFDWLRQV
6WDWXVPHVVDJHGLVSOD\
7KHUHDUHWKUHHLQGLFDWRUVIRUGLVSOD\LQJWKHVWDWXVPHVVDJH
7KLVOLJKWLVJUHHQZKHQWKHGULYHLVHQDEOHGDQGJRHVRXWZKHQWKH
GULYHLVGLVDEOHG
7KLVOLJKWLVJUHHQZKHQKDUGZDUHLVHQDEOHG7KHGULYHFDQQRW
HQDEOHWKHPRWRULIKDUGZDUHLVQRWHQDEOHG3OHDVHUHIHUWR$SSHQGL[%IRUPRUH
LQIRUPDWLRQWRHQDEOHKDUGZDUHE\XVLQJH[WHUQDOLQSXW
+,:,10,.526<67(0&253
7URXEOHVKRRWLQJ
7KLVOLJKWLVJUHHQZKHQVRIWZDUHLVHQDEOHG%RWKKDUGZDUHDQG
VRIWZDUHPXVWEHHQDEOHGIRUGULYLQJWKHPRWRU&OLFNWKHµ(QDEOH¶EXWWRQLQWKH
µ3HUIRUPDQFH&HQWHU¶WRHQDEOHWKHVRIWZDUHRUFOLFNWKHµ'LVDEOH¶EXWWRQWRGLVDEOHWKH
VRIWZDUH,IWKHUHLVQRFRQQHFWLRQEHWZHHQ\RXU3&DQGWKHGULYHWKHVWDWXVRIVRIWZDUH
HQDEOHLVFKDQJHGZLWKWKHVWDWXVRIKDUGZDUHHQDEOH,I\RXFORVH/LJKWHQLQJZKHQ3&
LVFRQQHFWLQJZLWKGULYHWKH/LJKWHQLQJ+0,ZLOOTXHU\\RXZKHWKHUZDQWWRHQDEOHRU
GLVDEOHVRIWZDUHDIWHUWKHZLQGRZLVFORVHG 2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
:KHQXVLQJ/LJKWHQLQJRUROGHUYHUVLRQVIRUFRQQHFWLRQWRD'GULYHDQ
LQVWDOODWLRQHUURUPHVVDJHDVVKRZQLQ)LJDSSHDUVDIWHUWKHFRQQHFWLRQ7KLVLV
EHFDXVHWKHVH+0,YHUVLRQVGRQRWFRQWDLQDQGFDQQRWLGHQWLI\WKHILUPZDUHYHUVLRQ
HJYRIWKH'GULYH3OHDVHFOLFNµ'RQRWKLQJ¶DQGGRZQORDGWKHODWHVW
/LJKWHQLQJ+0,VRIWZDUHYHUVLRQIURPWKH+,:,1ZHEVLWH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
)LJ)LUPZDUHYHUVLRQLQVWDOODWLRQHUURUPHVVDJH
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
&RQILJXUDWLRQ&HQWHU
:KHQXVLQJDQHZGULYHRUDQHZPRWRUSOHDVHVHWXSDOOUHTXLUHGRSWLRQVDFFRUGLQJWR
\RXUDFWXDOQHHGV7KURXJKµ&RQILJXUDWLRQ&HQWHU¶&OLFN LQWKHPDLQIXQFWLRQWRROEDU
WRHQWHUWKH&RQILJXUDWLRQ&HQWHU7KHSRVLWLRQRIWKHEXWWRQLVVKRZQLQ)LJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ0DLQIXQFWLRQVVFUHHQ
7XQLQJ
7KHIROORZLQJVWHSVPXVWEHILQLVKHGIRUXVLQJ'GULYHWRGULYHDPRWRU
3URWHFWLRQ $SSOLFDWLRQV
0RWRUW\SH6HWWKHW\SHRIPRWRUDQGDOOUHODWHGSDUDPHWHUV
(QFRGHUSDUDPHWHUV6HWWKHW\SHRIHQFRGHUDQGLWVUHVROXWLRQ
2SHUDWLRQPRGH6HWWKHRSHUDWLRQPRGHDWGULYH
7KHVHWWLQJVSURFHGXUHLVGHVFULEHGVWHSE\VWHSLQ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
0RWRUFRQILJXUDWLRQ
'GULYHVXSSRUWV$&VHUYRPRWRUV7KHPRWRUFRQILJXUDWLRQSDJHLVDWWKHILUVWSDJHRI
WKH&RQILJXUDWLRQ&HQWHU7KHRSWLRQVDUHXQGHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
$&VHUYRPRWRUVHWWLQJV
0RWRUSDUDPHWHUV
&OLFND+,:,1$&VHUYRPRWRUPRGHOWRVHWDQGGLVSOD\WKHSDUDPHWHUVIRUWKHVHOHFWHG
PRWRU
2SHUDWLRQSDUDPHWHUV
6FUHZ0RPHQWRI,QHUWLD7KHURWDWLRQDOLQHUWLDRIWKHVFUHZXVHG8QLW.JPA
/RDG0DVV7KHPDVVWREHORDGHG8QLW.J
6FUHZ3LWFK7KHSLWFKRIWKHEDOOVFUHZLHWKHOLQHDUPRYHPHQWDPRXQWRIWKHVFUHZLQ
DUHYROXWLRQ8QLWPP
*HDU5DWLR7KHUDWLRRIWKHJHDUWHHWKQXPEHUDWWKHORDGHQGWRWKHJHDUWHHWKQXPEHU
DWWKHGULYHHQG
,QSXWWKHFRUUHFWYDOXHVRIPRWRURSHUDWLRQSDUDPHWHUVFDQKHOSGULYHWRFDOFXODWHWKH
VXLWDEOHYDOXHVIRUGULYLQJSDUDPHWHUVDQGWKXVVXFFHVVIXOO\GULYHWKHPRWRU /&'
7XQLQJ
2SHUDWLRQ
SDUDPHWHU
VHWWLQJVDUHD
3URWHFWLRQ $SSOLFDWLRQV
0RWRU
SDUDPHWHU
VHWWLQJVDUHD
7URXEOHVKRRWLQJ
)LJ0RWRUSDUDPHWHUVHWWLQJV
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
&XVWRPL]HGPRWRUVHWWLQJV
+DUGZDUHSDUDPHWHUVIRUPRWRUVRWKHUWKDQVWDQGDUG+,:,1SURGXFWVFDQDOVREH
HQWHUHGLQWKHFXVWRPL]HGPRWRUVHWWLQJVDUHD)RUVHUYRPRWRUV\VWHPVRSHQ$&
VHUYR¶DQGVHOHFWµ&XVWRPL]HG$&VHUYR¶DVVKRZQLQWKHIROORZLQJILJXUH(QWHUWKHQ
HQWHUWKHUHTXLUHGSDUDPHWHUVDFFRUGLQJWRWKHVSHFLILFDWLRQVRIWKHPRWRU8VHWKH
µ6DYH¶IXQFWLRQWRVDYHWKHPRWRUSDUDPHWHUVDIWHUWKHVHWWLQJVKDYHEHHQHQWHUHG7KLV
ZLOOFUHDWHDPRWRUSDUDPHWHUILOHPRWWKDWFDQEHORDGHGDWDQ\WLPHLQWKHIXWXUH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
%DVLFPRWRUSDUDPHWHUV
3HDN&XUUHQW7KHPD[LPXPFXUUHQWWKDWDPRWRUFDQVXVWDLQWHPSRUDULO\8QLW $BDPSRU$BUPV
&RQWLQXRXV&XUUHQW7KHPD[LPXPFXUUHQWWKDWDPRWRUFDQVXVWDLQFRQWLQXRXVO\8QLW
$BDPSRU$BUPV
)RUFH7RUTXH&RQVWDQW7KHFKDUDFWHULVWLFVRIWKHPRWRUFRLO,WVXQLWLVIRUFHRUWRUTXH
RIWKHFXUUHQW8QLW1$BDPS1$BUPV1P$BDPSRU1P$BUPV
5HVLVWDQFH/LQH/LQH7KHFKDUDFWHULVWLFVRIWKHPRWRUFRLOLQGLFDWLQJWKHUHVLVWDQFH
YDOXHEHWZHHQFRLOV8QLW2KP
,QGXFWDQFH/LQH/LQH7KHFKDUDFWHULVWLFVRIWKHPRWRUFRLOLQGLFDWLQJWKHLQGXFWDQFH
YDOXHEHWZHHQFRLOV8QLWP+
3ROH1XPEHU7KHWRWDOQXPEHURIPDJQHWLFSROHVLQRQHUHYROXWLRQƒRIDURWDU\
PRWRU
0RWRU3HDN7LPH7KHWLPHIRUZKLFKDPRWRULVDOORZHGWRVXVWDLQWKHSHDNFXUUHQW
8QLWVHF
0RPHQWRI,QHUWLD7KHURWDWLRQDOLQHUWLDRIDPRWRULQRSHUDWLRQ8QLW.JPA
:LULQJ
6HWWLQJV
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
6HOHFWD
FXVWRPL]HG
PRWRU
/&'
0RWRURSHUDWLRQSDUDPHWHUV
6FUHZ0RPHQWRI,QHUWLD7KHURWDWLRQDOLQHUWLDRIWKHVFUHZXVHG8QLW.JPA
0RYLQJRU/RDG0DVV7KHWRWDOPDVVRIDPRYLQJREMHFW8QLW.J
6FUHZ3LWFK7KHSLWFKRIDQDFPHRUEDOOVFUHZLHWKHIHHGDPRXQWRIWKHVFUHZLQD
VLQJOHUHYROXWLRQ8QLWPP
*HDU5DWLR7KHUDWLRRIWKHJHDUWHHWKQXPEHUDWWKHORDGHQGWRWKHJHDUWHHWKQXPEHU
DWWKHGULYHHQG
2SHUDWLRQ
SDUDPHWHU
VHWWLQJVDUHD
6DYH/RDGPRWRU
SDUDPHWHUV
2.&DQFHOEXWWRQV
IRUSDUDPHWHUV
)LJ&XVWRPL]HGPRWRUSDUDPHWHUVHWWLQJV
+,:,10,.526<67(0&253
7URXEOHVKRRWLQJ
0RWRU
SDUDPHWHU
VHWWLQJVDUHD
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
(QFRGHUFRQILJXUDWLRQ
7KHGULYHQRUPDOO\UHFHLYHVDIHHGEDFNVLJQDOIURPWKHSRVLWLRQHQFRGHUWRSHUIRUP
VHUYRFRQWURO7KHHQFRGHUVHWWLQJVSDJHLVVKRZQLQ)LJ3OHDVHVHOHFWRUVHWWKH
FRUUHFWW\SHDQGSDUDPHWHUVRIWKHHQFRGHURQWKLVSDJH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
1RWH,IXVHUXVHVD+,:,1VHULHVWRUTXHPRWRURU$&VHUYRPRWRUWKHQMXVWVHOHFWWKH
FRUUHFWPRWRUPRGHODQGWKHSURJUDPZLOODXWRPDWLFDOO\FUHDWHDOLQNWRWKHHQFRGHU
SDUDPHWHUVDSSOLFDEOHWRWKLVPRWRU,ID+,:,1VHULHV$&PRWRULVEHLQJXVHGWKH
SURJUDPZLOODXWRPDWLFDOO\FUHDWHDOLQNWRWKHGLJLWDOURWDU\HQFRGHUWKHLWVUHVROXWLRQLV
FRXQWUHY
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ(QFRGHUVHWWLQJVLQWHUIDFH
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
%HVLGHVWKHUHDUHDYDULHW\RIUHVROXWLRQSDUDPHWHUVFRPPRQO\XVHGZLWK+,:,1PRWRU
RQHQFRGHUVHWWLQJVSDJHHQWHUSDUDPHWHUVIRUDQ\WKLUGSDUW\HQFRGHULQWKH
FXVWRPL]HGVHWWLQJVILHOGRQWKHVDPHSDJH)RUH[DPSOHIRUDGLJLWDOURWDU\HQFRGHU
RSHQµ5RWDU\¶DQGVHOHFWµ&XVWRPL]HG5RWDU\'LJLWDO¶WRHQWHUWKHUHVROXWLRQSDUDPHWHU
EDVHGRQWKHVSHFLILFDWLRQVRIWKHHQFRGHU8VHWKHµ6DYH¶IXQFWLRQWRVDYHWKHHQFRGHU
SDUDPHWHUVDIWHUWKHVHWWLQJVKDYHEHHQHQWHUHG7KLVZLOOFUHDWHDQHQFRGHUSDUDPHWHU
ILOHHQFWKDWFDQEHORDGHGDWDQ\WLPHLQWKHIXWXUH)LJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
(QFRGHUVHOHFWLRQ
5HVROXWLRQ
VHWWLQJV
DUHD
:LULQJ
6DYH/RDG
HQFRGHU
SDUDPHWHUV
6HWWLQJV
/&'
)LJ&XVWRPL]HGHQFRGHUVHWWLQJVLQWHUIDFH
7XQLQJ
7KH'GULYHFDQEHXVHGZLWKDGLJLWDOURWDU\HQFRGHU
3URWHFWLRQ $SSOLFDWLRQV
7RZRUNZLWKWKHKRVWFRQWUROOHUWKH'GULYHFDQWUDQVPLWDQHQFRGHUVLJQDOLQDGGLWLRQ
WRUHFHLYLQJDVLJQDOIURPDQHQFRGHU7KHGULYHFDQSURYLGHEXIIHUHGHQFRGHURXWSXWRU
HPXODWHGHQFRGHURXWSXW:KHQXVLQJWKHHPXODWHGHQFRGHURXWSXWWKHUHVROXWLRQFDQ
EHFKDQJHGIRUWKHRXWSXWYLDWKHVFDOLQJVHWWLQJV3OHDVHUHIHUWR6HFWLRQIRU
PRUHLQIRUPDWLRQ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
'LJLWDOLQFUHPHQWDOHQFRGHU
,ID+,:,1VHULHV$&VHUYRPRWRULVXVHGVLPSO\FOLHQWVMXVWQHHGWRVHOHFWWKHPRWRU
PRGHOQDPH7KHSURJUDPZLOOFUHDWHDDXWRPDWLFDOO\OLQNWRWKHHQFRGHUSDUDPHWHUV
DSSOLFDEOHWRWKHPRWRUQRRWKHUHQFRGHUVHWWLQJVDUHUHTXLUHG)RU+,:,1PRWRUV
ZKLFKLWVQLQWKGLJLWRIWKHPRGHOLVRUPHDQVWKDWWKHPRWRUXVHVDELWGLJLWDO
LQFUHPHQWDOURWDU\HQFRGHUZLWKDUHVROXWLRQRIFRXQWUHY7KHQLQWKGLJLWRIWKH
PRGHOLVPHDQVWKDWWKHPRWRUXVHVDELWGLJLWDOLQFUHPHQWDOURWDU\HQFRGHUZLWKD
UHVROXWLRQRIFRXQWUHY
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,IWKHUHVROXWLRQSDUDPHWHUQHHGVWREHVHWIRUDFXVWRPL]HGGLJLWDOLQFUHPHQWDOURWDU\
HQFRGHUSOHDVHUHIHUWR6HFWLRQ
:LULQJ
$&VHUYRPRWRUPRGHO
&RXQWUHY
)5$&;;)5$&;;)5$&;;
)5$&VHULHV )5$&;;)5$&;;)5$&;;
)5$&;;
)5/6;;)5/6;;)5/6;
)5/6;)5/6;)5/6;
)5/6VHULHV
)5/6;;)5/6;;)5/6;
ELW,QFUHPHQWDO
)5/6;
FRXQWVUHY )506;)506;)506;
)506VHULHV )506;)506;)506;
)506;)506;
7DEOHVKRZVWKHGLJLWDOURWDU\HQFRGHUVWKDWFDQEHXVHGZLWK+,:,1$&VHUYR
PRWRUV)5$&)5/6)506DQG)500VHULHV
7DEOH
6HWWLQJV
/&'
)500VHULHV )500.;)500.;
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)5/6;;)5/6;;)5/6;
)5/6;)5/6;)5/6;
)506;)506;)506;
)506VHULHV
)506;)506;
)5/6VHULHV
)500VHULHV )500.;
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
ELW,QFUHPHQWDO
FRXQWVUHY 2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
&XVWRPL]HGGLJLWDOLQFUHPHQWDOHQFRGHU
,IWKHUHVROXWLRQIRUDFXVWRPL]HGHQFRGHUHJGLJLWDOURWDU\HQFRGHUQHHGVWREHVHW
RSHQµ5RWDU\¶DQGVHOHFWµ&XVWRPL]HG5RWDU\'LJLWDO¶(QWHUWKHUHVROXWLRQSDUDPHWHUV
DFFRUGLQJWRWKHVSHFLILFDWLRQVRIWKHHQFRGHU,QWKHµ(QFRGHU5HVROXWLRQ¶ILHOGVKRZQ
LQ)LJHQWHUWKHWRWDOQXPEHURIHQFRGHUSRVLWLRQVLJQDOVDIWHURQHUHYROXWLRQRIWKH
PRWRU7KHXQLWLVFRXQWVUHY7KHVRIWZDUHZLOODXWRPDWLFDOO\FDOFXODWHWKH³/LQHDU
5HVROXWLRQ´DFFRUGLQJWRWKHVFUHZSLWFKDQGWKHUHVROXWLRQRIWKHHQFRGHU7KHXQLWLV
XPFRXQWV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
5HVROXWLRQ
VHWWLQJVDUHD
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ&XVWRPL]HGUHVROXWLRQSDUDPHWHUVHWWLQJV
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
(QFRGHURXWSXWVHWWLQJV
7KH'GULYHWUDQVPLWVDQ$%VTXDUHZDYHHQFRGHUVLJQDOYLD&17KLVFDQEH
FRQQHFWHGWRWKHKRVWFRQWUROOHULIQHHGHG&KHFNWKHµ8VHGEXIIHUHGHQFRGHU¶RUµ8VH
HPXODWHGHQFRGHU¶LQWKHHQFRGHURXWSXWDUHDDFFRUGLQJO\)LJ7KHYDOXHLQWKH
µ2XWSXW5HVROXWLRQ¶ILHOGZLOOEHXSGDWHGIRUWKHVHOHFWHGRXWSXWPRGH Ɂġ 8VLQJ$&VHUYRPRWRUVZLWKDELWHQFRGHUFDQXVHWKHHPXODWHGHQFRGHU)LJ
(PXODWHG,QGH[2XWSXWLQHYHU\UHYROXWLRQWRRXWSXWWKH=SKDVHVLJQDOWRWKH
KRVWFRQWUROOHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
(QFRGHU
RXWSXW
VHWWLQJVDUHD
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ(QFRGHURXWSXWVHWWLQJV
%XIIHUHGHQFRGHURXWSXW
:KHQWKLVVHWWLQJLVVHOHFWHGWKHGULYHZLOOIRUZDUGWKHVLJQDOVHQWE\WKHHQFRGHUWRWKH
KRVWFRQWUROOHU7KHµ,QYHUW¶IXQFWLRQFDQDOVREHFKHFNHGLIQHHGHGLWDOORZVWKHGULYHWR
LQYHUVHDQGWKHQVHQGLW7KHUHVROXWLRQRIWKHVLJQDOEHLQJRXWSXWWHGLVGLVSOD\HGRQWKH
VFUHHQIRUUHIHUHQFH
7URXEOHVKRRWLQJ
)LJ%XIIHUHGHQFRGHURXWSXW
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
(PXODWHGHQFRGHURXWSXW
:KHQWKLVVHWWLQJLVVHOHFWHGWKHGULYHZLOOPXOWLSO\WKHSRVLWLRQVLJQDOUHFHLYHGIURPWKH
HQFRGHUE\DUDWLRVFDOLQJDQGVHQGWKHUHVXOWWRWKHKRVWFRQWUROOHU,IWKHUDWLRLV
WKHGULYHZLOOGLUHFWO\RXWSXWWKHHQFRGHUVLJQDOXVLQJWKHFXUUHQWHQFRGHUDQGUHVROXWLRQ
WKDWKDVEHHQVHW6RPHWLPHVWKHKRVWFRQWUROOHUFDQQRWUHFHLYHDQHQFRGHUVLJQDOVHW
DWKLJKHUIUHTXHQF\,QWKLVFDVHDGLIIHUHQWUDWLRHJHQFRGHUFRXQW HPXODWHG
HQFRGHURXWSXWFDQEHXVHG
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,IDQDQDORJVLJQDOIURPDQDQDORJHQFRGHULVGLYLGHGLQWRYHU\VPDOOVHJPHQWVVFDOLQJ
PLJKWEHQHHGHGWRUHGXFHWKHRXWSXWUHVROXWLRQRIWKHHQFRGHU7KHRXWSXWGLUHFWLRQ
FDQEHFKDQJHGZKHQWKHUDWLRLVVHWWRHQFRGHUFRXQW HPXODWHGHQFRGHURXWSXW
,Q)LJIRUH[DPSOHWKHHQFRGHUUHVROXWLRQLVFRXQWUHYDQGWKHVFDOLQJIRU
WKHHPXODWHGHQFRGHURXWSXWLVHQFRGHUFRXQW HPXODWHGHQFRGHURXWSXWVRWKH
µ2XWSXW5HVROXWLRQ¶EHFRPHVFRXQWUHY
:LULQJ
6HWWLQJV
)LJ(PXODWHGHQFRGHURXWSXW
/&'
7XQLQJ
7UDQVPLVVLRQRI=SKDVHVLJQDOWRWKHKRVWFRQWUROOHU
:KHQDQ$&VHUYRPRWRUZLWKDELWHQFRGHULVXVHGDQGWKHHQFRGHURXWSXWPRGHLV
VHWWRHPXODWHGHQFRGHURXWSXWWKH=SKDVHVLJQDOFDQEHVHQWWRWKHKRVWFRQWUROOHU
7KHRSWLRQIRUWKLVVHWWLQJLVWKHµ(PXODWHG,QGH[2XWSXWLQHYHU\UHYROXWLRQ¶LQ)LJ
7UDQVPLVVLRQRI=SKDVHVLJQDO
3URWHFWLRQ $SSOLFDWLRQV
,IWKHµ(PXODWHG,QGH[2XWSXWLQHYHU\UHYROXWLRQ¶RSWLRQLVQRWFKHFNHGWKHGULYH
VHQGVWKH=SKDVHVLJQDORQO\ZKHQLWUHDFKHVWKHLQGH[SRVLWLRQIRUWKHILUVWWLPH
,IWKHµ(PXODWHG,QGH[2XWSXWLQHYHU\UHYROXWLRQ¶RSWLRQLVFKHFNHGWKHGULYHVHQGV
WKH=SKDVHVLJQDOHYHU\WLPHZKHQLWUHDFKHVWKHLQGH[SRVLWLRQ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
6HWWLQJWKHRSHUDWLRQPRGH
7KHVHWWLQJVVFUHHQIRUWKHRSHUDWLRQPRGHLVVKRZQLQ)LJ$IWHUWKHDERYH
SDUDPHWHUVRIWKUHHVWHSVVHWWLQJKDVVHWWLQJKDVEHHQFRPSOHWHGWKHRSHUDWLRQPRGH
SDUDPHWHUVPXVWEHVHWIRUWKHGULYH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
0RGH
VHOHFWLRQ
DUHD
3DUDPHWHU
VHWWLQJVDUHD
:LULQJ
6HWWLQJV
/&'
2.&DQFHO
EXWWRQVIRU
SDUDPHWHUV
)LJ2SHUDWLRQPRGHVHWWLQJV
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
3RVLWLRQPRGHSULQFLSOHV
7KHKRVWFRQWUROOHUVHQGVDSXOVHWRWKHGULYHDQGWKLVSXOVHKDVDVLPLODUIXQFWLRQWRD
SRVLWLRQFRQWUROFRPPDQGWKXVWKHGULYHPRYHVDFRUUHVSRQGLQJGLVWDQFHHYHU\WLPHLW
UHFHLYHVDSXOVH7KHKRVWFRQWUROOHULVUHVSRQVLEOHIRUURXWHSODQQLQJ7KHSXOVHLVVHQW
PRUHTXLFNO\ZKHQWKHPRWRULVDFFHOHUDWHGDQGLVVHQWDWDIL[HGIUHTXHQF\ZKHQWKH
PRWRUPRYHVDWDFRQVWDQWVSHHG$VVKRZQLQIROORZLQJILJXUHWKHSXOVHLVJHQHUDWHGLQ
WKUHHIRUPDWV3XOVH('LU3XOVH8S3XOVH'RZQRU&:&&:DQG$T%SKDVH
4XDGUDWXUHVTXDUHZDYH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHHOHFWURQLFJHDUFDQEHVHWLQWKHSXOVHPRGH2QHLQSXWSXOVHQRUPDOO\FRUUHVSRQGV
WRRQHHQFRGHUFRXQW$JHDUUDWLRRIIRUH[DPSOHPHDQVLQSXWSXOVHVFRUUHVSRQG
WRHQFRGHUFRXQWV7KHSXOVHVLJQDOLVFODVVLILHGLQWR77/GLIIHUHQWLDODQGVLQJOHHQGHG
VLJQDOVDFFRUGLQJWRWKHZLULQJPHWKRGRIWKHKDUGZDUH
:LULQJ
38/6(LQSXW
',5LQSXW
6HWWLQJV
1RUPDO
,QYHUVH
/&'
&:LQSXW
&&:LQSXW
1RUPDO
,QYHUVH
3URWHFWLRQ $SSOLFDWLRQV
,QYHUVH
7XQLQJ
1RUPDO
$SKDVH
LQSXW
%SKDVH
LQSXW
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
6HWWLQJWKHSRVLWLRQPRGH
,IWKHKRVWFRQWUROOHURQO\VHQGVSXOVHFRPPDQGWKHSRVLWLRQPRGHPXVWEHVHOHFWHGWR
UHFHLYHWKHH[WHUQDOPRWLRQSXOVHFRPPDQG7KHFORVHORRSFRQWUROLVGHDOWZLWKE\WKH
GULYH7KH'GULYHVXSSRUWVWKUHHSXOVHIRUPDWVDQGLVDOVRDOORZHGWRVHWWKHHOHFWURQLF
JHDUUDWLRIRUWKHKLJKVSHHGDSSOLFDWLRQV\VWHP 2YHUYLHZRIWKH
6SHFLILFDWLRQV
)LJ3RVLWLRQPRGHVHWWLQJV
:LULQJ
9HORFLW\PRGHSULQFLSOHV
6HWWLQJV
/&'
9&RPPDQG
7KHGULYHFDQUHFHLYHFRPPDQGIURPWKHKRVWFRQWUROOHUYLDYROWDJHNQRZQDV9
FRPPDQGV7KHLQSXWYROWDJHUDQJHVIURP9WR97KHGULYHPDNHVWKHUHFHLYHG
9WR9LQSXWYROWDJHFRUUHVSRQGWRGLIIHUHQWYHORFLWLHV
7KHDQDORJYROWDJHVLJQDOLVFRQYHUWHGWRDYHORFLW\FRPPDQGDQGWKHGULYHFRQWUROOLQJ
WKHRSHUDWLQJYHORFLW\RIWKHPRWRU7KHKLJKHUWKHYROWDJHYDOXHWKHKLJKHUWKHRXWSXW
VSHHGEXWLWZLOOQRWH[FHHGWKHXSSHUOLPLWVHWE\WKHGULYH&RQYHUVHO\WKHORZHUWKH
YROWDJHYDOXHWKHORZHUWKHRXWSXWVSHHG:KHQWKHYROWDJHYDOXHLVQHJDWLYHWKH
RXWSXWVSHHGEHFRPHVQHJDWLYHDOVRDQGWKHPRWRURSHUDWHVLQYHUVHO\7KHFRPPDQG
VSHHGWRZKLFKWKHXQLWYROWDJHFRUUHVSRQGVFDQEHVHWLQWKHGULYH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
3:0&RPPDQG
,QDGGLWLRQWRWKHYROWDJHWKHKRVWFRQWUROOHUFDQVHQGFRPPDQGVYLD3:0VLJQDOV
NQRZQDV3:0FRPPDQGV7KH3:0FRPPDQGFRQYHUWVWRGLIIHUHQWYHORFLW\RU
FXUUHQWFRPPDQGVGHSHQGLQJRQWKHGXW\F\FOH,WLVFODVVLILHGLQWRVLQJOHZLUH
3:0DQGWZRZLUH3:0W\SHV7KHVLQJOHZLUH3:0W\SHUHIHUV
WRWKHGXW\F\FOHRI$QLQYHUVHPRWLRQRFFXUVZKHQWKHGXW\F\FOHLVOHVVWKDQ
ZKLOHQRUPDOPRWLRQRFFXUVZKHQWKHGXW\F\FOHLVPRUHWKDQ7KHWZRZLUH
3:0W\SHQHHGVRQHPRUHSLQWRFRQWUROWKHRSHUDWLRQGLUHFWLRQRIWKHPRWRU
7KH3:0FRPPDQGLVFRQYHUWHGWRDYHORFLW\FRPPDQGWRGLUHFWO\FRQWUROWKHRSHUDWLRQ
VSHHGRIWKHPRWRU7KHYHORFLW\WRZKLFKWKH)XOO3:0FRUUHVSRQGVFDQEHVHWLQWKH
GULYH
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
6HWWLQJYHORFLW\PRGH
9HORFLW\PRGHFDQEHVHOHFWHGLIWKHKRVWFRQWUROOHULVXVHGWRVHQGDQDORJFRPPDQGV
RU3:0FRPPDQGV2QO\WKHUDWLRVFDOLQJEHWZHHQWKHH[WHUQDOFRPPDQGDQG
YHORFLW\KDVWREHVHWIRUWKHYHORFLW\PRGH7KHXQLWVKRZVWKHFRUUHVSRQGLQJ
UHODWLRQVKLSRI9ZLWKPPVRUUSPRUEHWZHHQWKH)XOO3:0DQGWKHKLJKHVWVSHHG 'HDGEDQGGHILQLWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
)LJ6HWWLQJYHORFLW\PRGH
6HWWLQJV
)RUFHWRUTXHPRGHSULQFLSOHV
/&'
9&RPPDQG
7KHGULYHFDQUHFHLYHFRPPDQGVIURPWKHKRVWFRQWUROOHUYLDYROWDJHNQRZQDV9
FRPPDQGV7KHLQSXWYROWDJHUDQJHVIURP9WR97KHGULYHPDNHVWKHUHFHLYHG
9WR9LQSXWYROWDJHFRUUHVSRQGWRWKHFXUUHQWFRQWUROWRGULYHWKHPRWRU7KH
DQDORJYROWDJHVLJQDOLVFRQYHUWHGWRDFXUUHQWFRPPDQGWRGLUHFWO\FRQWUROWKHFXUUHQW
RXWSXWRIWKHGULYHDQGWKXVWKHIRUFHDQGWRUTXHRIWKHPRWRU7KHKLJKHUWKHYROWDJH
YDOXHWKHKLJKHUWKHRXWSXWFXUUHQWEXWLWZLOOQRWH[FHHGWKHXSSHUOLPLWVHWE\WKHGULYH
&RQYHUVHO\WKHORZHUWKHYROWDJHYDOXHWKHORZHUWKHRXWSXWVSHHG:KHQWKHYROWDJH
YDOXHLVQHJDWLYHWKHRXWSXWVSHHGEHFRPHVQHJDWLYHWRRDQGWKHPRWRURSHUDWHV
LQYHUVHO\7KHFXUUHQWWRZKLFKWKHXQLWYROWDJHFRUUHVSRQGVFDQEHVHWLQWKHGULYH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
3:0&RPPDQG
,QDGGLWLRQWRWKHYROWDJHWKHKRVWFRQWUROOHUFDQVHQGFRPPDQGVYLD3:0VLJQDOV
NQRZQDV3:0FRPPDQGV7KH3:0FRPPDQGFRQYHUWVWRGLIIHUHQWYHORFLW\RU
FXUUHQWFRPPDQGVGHSHQGLQJRQWKHGXW\F\FOH,WLVFODVVLILHGLQWRVLQJOHZLUH
3:0DQGWZRZLUH3:0W\SHV7KHVLQJOHZLUH3:0W\SHUHIHUV
WRWKHGXW\F\FOHRI$QLQYHUVHPRWLRQRFFXUVZKHQWKHGXW\F\FOHLVOHVVWKDQ
ZKLOHQRUPDOPRWLRQRFFXUVZKHQWKHGXW\F\FOHLVPRUHWKDQ7KHWZRZLUH
3:0W\SHQHHGVRQHPRUHSLQWRFRQWUROWKHRSHUDWLRQGLUHFWLRQRIWKHPRWRU
7KH3:0FRPPDQGLVFRQYHUWHGWRDFXUUHQWFRPPDQGWRGLUHFWO\FRQWUROWKHFXUUHQW
RXWSXWDQGWKXVWKHIRUFHDQGWRUTXHRIWKHPRWRU7KHFXUUHQWWRZKLFKWKH)XOO3:0
FRUUHVSRQGVFDQEHVHWLQWKHGULYH
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
6HWWLQJIRUFHWRUTXHPRGH
)RUFHPRGHLVDQRWKHUDSSOLFDWLRQRIWKHKRVWFRQWUROOHUWKDWFDQVHQGDQDORJ
FRPPDQGVRU3:0FRPPDQGV2QO\WKHUDWLRVFDOLQJEHWZHHQWKHH[WHUQDOFRPPDQG
DQGWKHFXUUHQWKDVWREHVHWIRUWKHIRUFHWRUTXHPRGH7KHXQLWVKRZVWKH
FRUUHVSRQGLQJUHODWLRQVKLSRI9ZLWKWKHDPSHUHRUEHWZHHQWKH)XOO3:0DQGWKH
KLJKHVWDPSHUHYDOXHRIWKHFXUUHQW 2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
)LJ6HWWLQJIRUFHWRUTXHPRGH
6HWWLQJV
6WDQG$ORQHPRGH
/&'
6WDQG$ORQHPRGHFDQEHVHOHFWHGIRUGULYHVWKDWZLOOEHWHVWHGDORQHRUXVHGZLWKRXW
DQ\KRVWFRQWUROOHUHJRQO\WKHVHUYRHQGDQGGULYHHQGDUHXVHG7KLVPRGHODOORZV
WKHGULYHWRKDQGOHDOOORRSFRQWUROV 7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ6WDQG$ORQHPRGH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
&RPSOHWLRQRIWKHFRQILJXUDWLRQSURFHGXUH
$IWHUFRPSOHWLQJWKHIRXUSDUDPHWHUVHWWLQJVWHSVDERYHIRUWKHPRWRUHQFRGHUKDOO
VHQVRUDQGRSHUDWLRQPRGHDWWKHERWWRPRIWKHVFUHHQDZLQGRZDVVKRZQLQ)LJ
DSSHDUVVKRZLQJWKHSDUDPHWHUVEHIRUHDQGDIWHUWKHVHWWLQJVIRUFRPSDULVRQ$IWHU
FRQILUPLQJWKHVHWWLQJVFOLFNµ6HQGWR5$0¶WRVHQGWKHSDUDPHWHUVWRWKHGULYH7KH
VFUHHQUHWXUQVWRWKH&RQILJXUDWLRQ&HQWHULIµ&DQFHO¶LVFOLFNHG
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7RUHWDLQWKLVVHWRISDUDPHWHUVFOLFN
µ6DYHWR)ODVK¶LQWKHPDLQ+0,ZLQGRZWR
VDYHWKHSDUDPHWHUVLQWKHIODVKPHPRU\3DUDPHWHUVVDYHGLQWKHIODVKPHPRU\ZLOOEH
UHWDLQHGHYHQLIWKHGULYHLVWXUQHGRII
:LULQJ
6HWWLQJV
/&'
7XQLQJ
7KHSDUDPHWHUVDUH
VHQWWRWKHGULYHRU
FDQFHOOHG
)LJ&RPSOHWLRQRIWKHFRQILJXUDWLRQSURFHGXUH
3URWHFWLRQ $SSOLFDWLRQV
7REHVDYHWKHSDUDPHWHUVWRDILOHRQ\RXU3&FOLFN µ6DYH3DUDPHWHUVIURP
$PSOLILHU5$0WR)LOH¶WRVDYHWKHSDUDPHWHUVWRDILOH7KHILOHH[WHQVLRQLVSUP
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
$XWRSKDVHFHQWHU
0RGHRYHUYLHZ
60PRGH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KH60PRGHKDVDQRSHQORRSFRQWUROVWUXFWXUHDQGWKHPRWRURSHUDWHVOLNHDVWHSSLQJ
PRWRU,QWKLVPRGHLWFDQEHFRQILUPHGLIWKHIRUFHGLUHFWLRQRIWKHPRWRULVFRQVLVWHQW
ZLWKWKHIHHGEDFNUHDGLQJGLUHFWLRQRIWKHSRVLWLRQHQFRGHURULIWKHHQFRGHUVHWWLQJV
DUHFRUUHFW,IWKHIRUFHGLUHFWLRQRIWKHPRWRUDQGWKHSRVLWLRQHQFRGHUDUHVHW
LQFRUUHFWO\RULIWKHRXWSXWGLUHFWLRQLVQRWFRQVLVWHQWZLWKWKHIHHGEDFNUHDGLQJGLUHFWLRQ
RIWKHSRVLWLRQHQFRGHUWKHQVXEVHTXHQWSKDVHLQLWLDOL]DWLRQPD\IDLO 3KDVHLQLWLDOL]DWLRQ
:LULQJ
6HWWLQJV
'ULYHWKDWXVHDQLQFUHPHQWDOSRVLWLRQHQFRGHUPXVWXQGHUJRWKHPRWRUDQJOHVHDUFKLQJ
SURFHVVNQRZQDVµSKDVHLQLWLDOL]DWLRQ¶ZKHQSRZHUHGRQIRUWKHILUVWWLPH+,:,1
OLQHDUVHUYRPRWRUVFDQILQGWKHPRWRUDQJOHVXFFHVVIXOO\ZKHQWKHGULYHLVVWDUWHGDQG
H[FLWHGIRUWKHILUVWWLPHDOPRVWQRPRYHPHQWLVQHHGHGIRUWKHPRWRUWRILQGWKHDQJOH
+DOOVHQVRUVDUHDOVRDFRPPRQO\XVHGPHDQVRISKDVHLQLWLDOL]DWLRQ
0HWKRGVRYHUYLHZ
&OLFN LQWKHPDLQIXQFWLRQWRROEDUWRRSHQWKHDXWRSKDVHFHQWHU7KHGULYHSURYLGHV
WKHIROORZLQJIRXUSKDVHLQLWLDOL]DWLRQPHWKRGV
/&'
7XQLQJ
6:PHWKRG
7KLVPRGHIHDWXUHVDKDOOVHQVRUEXLOWLQZLWKWKHZLUHVDYLQJLQFUHPHQWDOHQFRGHU1R
DGGLWLRQDOZLULQJLVQHHGHGIRUDVXFFHVVIXOSKDVHLQLWLDOL]DWLRQDQGWKHPRWRUZLOOQRW
VKXGGHUGXULQJWKHLQLWLDOL]DWLRQSURFHVV
7KLVPHWKRGLVXVHGLQFRQMXQFWLRQZLWKGULYHVWKDWKDYHLQWKHQLQWKGLJLWRIWKHPRGHO
QXPEHUDQGZLWKPRWRUVWKDWKDYHLQWKHQLQWKGLJLWRIWKHPRGHOQXPEHUVXFKDVWKH
GULYH'6%DQGPRWRU)5/6$
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ$XWRSKDVHFHQWHUVFUHHQ6:PHWKRG
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
6:PHWKRG
7KLVPRGHLVIRUELWGLJLWDOLQFUHPHQWDOHQFRGHUV2QO\DVOLJKWPRYHPHQWRIWKH
PRWRULVQHHGHGIRUDVXFFHVVIXOSKDVHLQLWLDOL]DWLRQ1RKDOOVHQVRULVUHTXLUHGLQWKLV
PHWKRG
7KLVPHWKRGLVXVHGLQFRQMXQFWLRQZLWKGULYHVWKDWKDYHLQWKHQLQWKGLJLWRIWKHPRGHO
QXPEHUDQGZLWKPRWRUVWKDWKDYHLQWKHQLQWKGLJLWRIWKHPRGHOQXPEHUVXFKDVWKH
GULYH'6%DQGPRWRU)5/6$
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ$XWRSKDVHFHQWHUVFUHHQ6:PHWKRG
6:PHWKRG
7KLVPHWKRGLVXVHGLQFRQMXQFWLRQELWGLJLWDOLQFUHPHQWDOHQFRGHUV1RKDOOVHQVRULV
QHHGHGIRUVXFFHVVIXOSKDVHLQLWLDOL]DWLRQ$SKDVHDQJOHVHOILQVSHFWLRQPHFKDQLVPLV
DGGHGWRWKHLQLWLDOL]DWLRQSURFHVV7KLVWDNHVPRUHWLPHWRILQLVKWKHSKDVHLQLWLDOL]DWLRQ
EHFDXVHRIWKHUHTXLUHGFXUUHQWFKDQJHVDQGSKDVHDQJOHVHOILQVSHFWLRQPHFKDQLVP
7KLVPHWKRGLVXVHGLQFRQMXQFWLRQZLWKGULYHVWKDWKDYHLQWKHQLQWKGLJLWRIWKHPRGHO
QXPEHUDQGZLWKPRWRUWKDWKDYHLQWKHQLQWKGLJLWRIWKHPRGHOQXPEHUVXFKDVWKH
GULYH'6%DQGPRWRU)5/6$
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ$XWRSKDVHFHQWHUVFUHHQ6:PHWKRG
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
6:PHWKRG
7KLVPRGHLVXVHGLQWKHSKDVHLQLWLDOL]DWLRQRIELWGLJLWDOLQFUHPHQWDOHQFRGHUV1R
WXQLQJLVQHHGHGIRUDVXFFHVVIXOSKDVHLQLWLDOL]DWLRQDQGWKHPRWRUZLOOQRWVKXGGHU
GXULQJWKHLQLWLDOL]DWLRQSURFHVV
7KLVPRGHLVXVHGLQFRQMXQFWLRQZLWKGULYHVWKDWKDYHLQWKHQLQWKGLJLWRIWKHPRGHO
QXPEHUDQGZLWKPRWRUVWKDWKDYHLQWKHQLQWKGLJLWRIWKHPRGHOQXPEHUVXFKDVWKH
GULYH'6%DQGPRWRU)5/6$
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
)LJ$XWRSKDVHFHQWHUVFUHHQ6:PHWKRG
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
3UHRSHUDWLRQIRUDXWRSKDVHLQLWLDOL]DWLRQ
Ɉ
Ɉ
Ɉ
Ɉ
Ɉ
&RQILUPWKHFRQQHFWLRQWRWKHPRWRULVFRUUHFW
&RQILUPWKHHQFRGHUVLJQDOLVFRUUHFW
&RQILUPWKHGULYHFDQUHFHLYHWKHKDUGZDUHH[FLWDWLRQVLJQDOµ+DUGZDUH(QDEOH¶
&RQILUPLIWKHPRWRURYHUKHDWVLJQDOLVFRQQHFWHG
&RQILUPWKH$&PDLQVSRZHUKDVEHHQWXUQHGRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
Operation Manual for D2 Motor Drive System
1 About the Operation
Manual
4.3.3
4 Settings
Auto phase initialization setup procedure
4.3.3.1 SW method 4
Step
Operation
Phase initialization method:
If user select that motor of model
number ninth digit is 5. Lightening
will automatically sets SW method
4.
Phase initialization and auto tune:
&OLFNWKHµ([HFXWH¶EXWWRQDVLQWKH
left figure, to start the phase
LQLWLDOL]DWLRQ7KHµDXWRWXQH¶ZLQGRZ
pops up when the initialization is
complete. Use
and
to
drive the motor and keep it
operating continuously. Confirm that
the motor has moved far from the
stop.
After the motor has moved, click the
µ3URFHHG¶EXWWRQWRVWDUWWKHauto
tune&OLFNWKHµ&ORVH¶EXWWRQWR
close the window after the tuning
has been completed. Now the auto
phase initialization is complete and
test run functions can be performed.
Graphical (HMI) description
1
2 Overview of the
Specifications
3 Wiring
4 Settings
2
5 LCD
Ɉ Note: Hard ware enable needs to
be triggered for this step.
Ɉ Note: Observe whether the
and
lights are green to check if the
phase initialization was executed
successfully and if the servo
close-loop control is ready.
澿Note: The
status
indicator flashes green during the
auto gain process. The auto tuning
is complete when it is continuously
lit green or not continuously lit red.
In this case, close the auto tune
window and repeat Step 2.
Motion direction definition and
setting the inverse direction: If after
executing the continuous motion in
Step 2 the direction of the motor is
opposite that defined by users,
close the auto tune window and
open the window as shown in the
OHIWILJXUH1H[WFOLFNWKHµ7RJJOH¶
button in the window to set the
inverse direction and carry out Step
2 again.
6 Tuning
7 Protection 8 Applications
9
Troubleshooting
3
澿Note: If the motor is used in a
vertical application and there is a
braking mechanism, the motor will
be de-excited if the direction of the
motion is set to opposite. This may
have a slide down effect.
84
HIWIN MIKROSYSTEM CORP.
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
2SHUDWLRQ
*UDSKLFDO+0,GHVFULSWLRQ
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
6HWWLQJV
:LULQJ
,IWKHDUURZPRYHVUDQGRPO\UHOHDVH
WKHVOLGHUEDUDQGWKHQWU\WRGUDJLW
DJDLQ
Ɉ1RWH,IWKHDUURZVWLOOPRYHV
UDQGRPO\DIWHUGUDJJLQJWKHVOLGHU
EDUDJDLQSOHDVHFRQILUPWKH
IROORZLQJ 7KHPRWRUSRZHUOLQHDQGWKH
HQFRGHUIHHGEDFNVLJQDOOLQHDUH
FRUUHFWO\FRQQHFWHG
7KHHQFRGHUVHWWLQJVDQGWKH
SDUDPHWHUVHWWLQJVRIWKHPRWRU
DUHFRUUHFW*RWRWKH
&RQILJXUDWLRQ&HQWHUWRFKHFNLI
WKHSDUDPHWHUVHWWLQJVVXFKDV
WKHUHVROXWLRQRIWKHHQFRGHUDQG
WKHSROHSDLUFRXQWVRIWKHPRWRU
DUHFRUUHFW
Ɉ1RWH7KHH[FLWLQJVLJQDORIWKH
KRVWFRQWUROOHUQHHGVWREHWULJJHUHG
IRUWKLVVWHS
2YHUYLHZRIWKH
6SHFLILFDWLRQV
3KDVHLQLWLDOL]DWLRQPHWKRG
,IDPRWRULVXVHGLQFRQMXQFWLRQZLWK
DELWGLJLWDOLQFUHPHQWDOHQFRGHU
OLJKWHQLQJZLOODXWRPDWLFDOO\VHW6:
PHWKRG,QWKLVFDVHXVHUDOVRFDQ
VHOHFW6:PHWKRGIURPGURSGRZQ
OLVW
60PRGHH[FLWDWLRQ
&OLFNWKHµ60HQDEOH¶EXWWRQDQGWKH
µ(QDEOHG¶LQGLFDWRUZLOOWXUQJUHHQ
Ɉ1RWH:KHQWKHPRWRULVH[FLWHGLQ
60PRGHWKHGULYHRXWSXWVWKH
FXUUHQWFRQWLQXRXVO\DVVHWLQWKH
µ&XUUHQW¶60PRGHILHOG+HQFH
H[FLWDWLRQLQWKH60PRGHVKRXOGQRW
ODVWWRRORQJWRDYRLGRYHUKHDWLQJWKH
PRWRU
Ɉ1RWH7KHH[FLWLQJVLJQDORIWKH
KRVWFRQWUROOHUQHHGVWREHWULJJHUHG
IRUWKLVVWHS
7HVWLQJWKHGLUHFWLRQRIWKHPRWLRQLQ
60PRGH'UDJWKHVOLGHUEDUWRWKH
OHIWDQGULJKW7KHPRWRUVKRXOG
URWDWHZKHQWKHVOLGHUEDULVGUDJJHG
7KHQRUPDOGLUHFWLRQLVWRWKHULJKW
VLGHDQGWKHLQYHUVHGLUHFWLRQLVWR
WKHOHIWVLGH
1RUPDOO\WKH3KDVHHUURU(OHFGHJ
DUURZOLHVLQVLGHWKHJUHHQDUHD
WRGHJUHHV$IWHUUHOHDVLQJWKH
VOLGHUEDUWKHPHVVDJHµ)HHGEDFN
GHWHFW2.¶ZLOODSSHDURQWKHVFUHHQ
LQ6WHSVKRZLQJWKDWWKLVVWHSLV
FRPSOHWH
+,:,10,.526<67(0&253
$ERXWWKH2SHUDWLRQ
0DQXDO
6:PHWKRG
6WHS
Operation Manual for D2 Motor Drive System
4 Settings
1 About the Operation
Manual
Phase initialization and auto tune:
&OLFNWKHµ([HFXWH¶EXWWRQDVLQWKH
left figure, to start the phase
LQLWLDOL]DWLRQ7KHµDXWRWXQH¶ZLQGRZ
pops up when the initialization is
complete. Use
and
to drive
the motor and keep it operating
continuously. Confirm that the motor
has moved far from the stop.
After the motor has moved, click the
µ3URFHHG¶EXWWRQWRVWDUWWKHDXWR
WXQH&OLFNWKHµ&ORVH¶EXWWRQWRFORse
the window after the tuning has been
completed. Now the auto phase
initialization is complete and test run
functions can be performed.
2 Overview of the
Specifications
4
3 Wiring
Ɉ Note: The exciting signal of the
host controller needs to be triggered
for this step.
Ɉ Note: Observe whether the
and
lights are green to check if the phase
initialization was executed
successfully and if the servo
close-loop control is ready.
澿Note: The
status
indicator flashes green during the
auto gain process. The auto tuning is
complete when it is continuously lit
green or not continuously lit red. In
this case, close the auto tune window
and repeat Step 4.
Definition of the motion direction and
setting of the inverse direction: If
after execution of the continuous
motion in Step 4, the direction of the
motion defined for the motor is found
opposite to the direction defined by
users, close the Auto tune window
and open the window as shown in
the left figure. Then click the Toggle
button in the window to set the
inverse direction and carry out Step 4
again.
4 Settings
5 LCD
6 Tuning
7 Protection 8 Applications
5
9
Troubleshooting
ɈNote: If the motor is used in a
vertical axis application and there is
a braking mechanism, the motor will
be de-excited if the direction of the
motion is set opposite. This may
have a slide down effect.
Phase initialization and performance
tuning:
This method only needs a slight
movement of the motor to execute
the phase initialization. The
performance of the initialization is
adapted along with the auto tune in
Step 4. The result of the tuning can
be confirmed in the following four
steps:
6
1. &OLFNWKHµ6WDUW60&/¶ button to
perform the motor angle searching
86
HIWIN MIKROSYSTEM CORP.
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
WHVW 2EVHUYHWKHYDOXHVLQWKHµ2IIVHW¶
DQGµ0D[SRVHUUGXULQJSKDVH
LQLW¶ILHOGV7KHVHLQGLFDWHWKH
PRWRUDQJOHVHDUFKLQJUHVXOWDQG
WKHPD[LPXPGLVSODFHPHQWGXULQJ
WKHVHDUFKUHVSHFWLYHO\
5HSHDW6WHSVDQGDQG
REVHUYHLIWKHHUURURIWKHRIIVHW
YDOXHLQHDFKUHSHDWLVZLWKLQ
GHJ ,IWKHHUURURIWKHRIIVHWYDOXHLV
H[FHVVLYHO\KLJKLQHDFKUHSHDW
FOLFNWKHµ60&/WRRO¶EXWWRQIRU
DGYDQFHGWXQLQJ3OHDVHUHIHUWR
$SSHQGL[$
Ɉ1RWH7KHH[FLWLQJVLJQDORIWKH
KRVWFRQWUROOHUQHHGVWREHWULJJHUHG
IRUWKLVVWHS
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
Operation Manual for D2 Motor Drive System
4 Settings
1 About the Operation
Manual
4.3.3.3 SW method 5
Step
Operation
Graphical (HMI) description
Phase initialization method setting:
If a motor is used in conjunction with
a 13-bit digital incremental encoder,
lightening will automatically set SW
method 5.
1
2 Overview of the
Specifications
SM mode excitation:
&OLFNWKHµ60HQDEOH¶EXWWRQDQGWKH
µ(QDEOHG¶LQGLFDWRUZLOOWXUQJUHHQ
Ɉ Note: When the motor is excited in
SM mode, the drive outputs the
current continuously as set in the
µ&XUUHQW¶60PRGHILHOG+HQFH
excitation in the SM mode should not
last too long to avoid overheating the
motor.
Ɉ Note: The exciting signal of the
host controller needs to be triggered
for this step.
Testing the direction of the motion in
SM mode: Drag the slider bar to the
left and right. The motor should
rotate when the slider bar is dragged.
The normal direction is to the right
side and the inverse direction is to
the left side.
2
3 Wiring
4 Settings
5 LCD
Normally the Phase error (Elec. deg)
arrow lies inside the green area (-30
to +30 degrees). After releasing the
VOLGHUEDUWKHPHVVDJHµ)HHGEDFN
GHWHFW2.¶ZLOODSSHDURQWKHVFUHHQ
in Step 2 showing that this step is
complete.
If the arrow moves randomly, release
the slider bar and then try to drag it
again.
6 Tuning
7 Protection 8 Applications
3
9
Troubleshooting
4
Select SW method 5 auto tuning function
88
HIWIN MIKROSYSTEM CORP.
Ɉ Note: If the arrow still moves
randomly after dragging the slider
bar again, please confirm the
following:
1. The motor power line and the
encoder feedback signal line are
correctly connected.
2. The encoder settings and the
parameter settings of the motor
are correct. Go to the
Configuration Center to check if
the parameter settings (such as
the resolution of the encoder and
the pole-pair counts of the motor)
are correct.
Ɉ Note: The exciting signal of the
host controller needs to be triggered
for this step.
SW method 5 auto tuning function:
&OLFNWKHµ7XQLQJ¶EXWWRQDVLQWKHOHIW
figure, to automatically adapt the
current value for phase initialization.
The maximum value shall not be
greater than the peak current of the
Operation Manual for D2 Motor Drive System
4 Settings
5 LCD
6 Tuning
7 Protection 8 Applications
9
Troubleshooting
89
HIWIN MIKROSYSTEM CORP..
4 Settings
6
3 Wiring
Ɉ Note: The exciting signal of the
host controller needs to be triggered
for this step.
Ɉ Note: Observe whether the
and
lights are green to check if the phase
initialization was executed
successfully and if the servo
close-loop control is ready.
ɈNote: The
status
indicator flashes green during the
auto gain process. The auto tuning is
complete when it is continuously lit
green or not continuously lit red. In
this case, close the auto tune window
and repeat Step 5.
Motion direction definition and setting
the inverse direction: If after
executing the continuous motion in
Step 4 the direction of the motor is
opposite that defined by users, close
the auto tune window and open the
window as shown in the left figure.
1H[WFOLFNWKHµ7RJJOH¶EXWWRQLQWKH
window to set the inverse direction
and carry out Step 5 again.
ɈNote: If the motor is used in a
vertical application and there is a
braking mechanism, the motor will be
de-excited if the direction of the
motion is set to opposite. This may
have a slide down effect.
2 Overview of the
Specifications
5
1 About the Operation
Manual
motor.
Ɉ Note: The exciting signal of the
host controller needs to be triggered
for this step.
澿 Note: SW method 5 may cause
noise during the operation and auto
tuning; this is normal. The higher
the current, the higher the noise will
be. It may also change depending on
the mechanisms used and the load
intensity.
Phase initialization and auto tune:
&OLFNWKHµ([HFXWH¶EXWWRQDVLQWKH
left figure, to start the phase
LQLWLDOL]DWLRQ7KHµDXWRWXQH¶ZLQGRZ
pops up when the initialization is
complete. Use
and
to drive
the motor and keep it operating
continuously. Confirm that the motor
has moved far from the stop.
After the motor has moved, click the
µ3URFHHG¶EXWWRQWRVWDUWWKHDXWR
WXQH&OLFNWKHµ&ORVH¶EXWWRQWRFORVH
the window after the tuning has been
completed. Now the auto phase
initialization is complete and test run
functions can be performed.
Operation Manual for D2 Motor Drive System
4 Settings
1 About the Operation
Manual
4.3.3.4 SW method 3
Step
Operation
Graphical (HMI) description
Phase initialization method
:
If a motor is used in conjunction with
the drive that has 4 in the ninth code
of the model number and a 17-bit
digital incremental encoder, and the
ninth digit of its model number is 3,
the system automatically sets the
phase initialization method to SW
method 3.
Phase initialization and auto tune:
&OLFNWKHµ([HFXWH¶EXWWRQDVLQWKH
left figure, to start the phase
LQLWLDOL]DWLRQ7KHµDXWRWXQH¶ZLQGRZ
pops up when the initialization is
complete. Use
and
to drive
the motor and keep it operating
continuously. Confirm that the motor
has moved far from the stop.
After the motor has moved, click the
µ3URFHHG¶EXWWRQWRVWDUWWKHDXWR
WXQH&OLFNWKHµ&ORVH¶EXWWRQWRFORVH
the window after the tuning has been
completed. Now the auto phase
initialization is complete and test run
functions can be performed.
1
2 Overview of the
Specifications
3 Wiring
4 Settings
5 LCD
2
6 Tuning
Ɉ Note: The exciting signal of the
host controller needs to be triggered
for this step.
Ɉ Note: Observe whether the
and
lights are green to check if the phase
initialization was executed
successfully and if the servo
close-loop control is ready.
澿Note: The
status
indicator flashes green during the
auto gain process. The auto tuning is
complete when it is continuously lit
green or not continuously lit red. In
this case, close the auto tune
window and repeat Step 2.
Motion direction definition and
setting the inverse direction: If after
executing the continuous motion in
Step 2 the direction of the motor is
opposite that defined by users, close
the auto tune window and open the
window as shown in the left figure.
1H[WFOLFNWKHµ7RJJOH¶EXWWRQLQWhe
window to set the inverse direction
and carry out Step 2 again.
7 Protection 8 Applications
9
Troubleshooting
3
澿Note: If the motor is used in a
vertical application and there is a
braking mechanism, the motor will be
de-excited if the direction of the
motion is set to opposite. This may
have a slide down effect.
90
HIWIN MIKROSYSTEM CORP.
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QVWUXFWLRQVIRUDXWRSKDVHLQLWLDOL]DWLRQ
([FLWHGFXUUHQW60PRGH
2XWSXWFXUUHQW60PRGHVHWWLQJ
%RWKWKHGHIDXOWYDOXHDQGWKHXSSHUYDOXHDUHRIWKHFRQWLQXRXVFXUUHQW7R
HQVXUHWKHRSHUDWLRQZLWKWKLVFXUUHQWLQ60PRGHWKHVWDWLFDQGG\QDPLFIULFWLRQPXVW
EHDVVXUHGWRDOORZVPRRWKRSHUDWLRQRIWKHPRWRUZLWKRXWWKHSRVLWLRQH[FHVVLYHO\
IDOOLQJEHKLQG
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,IWKHVWDWLFIULFWLRQWHPSRUDULO\EHFRPHVG\QDPLFIULFWLRQZKHQVWDUWLQJ60PRGHRULI
WKHG\QDPLFIULFWLRQWHPSRUDULO\EHFRPHVVWDWLFIULFWLRQZKHQVWRSSLQJ60PRGHWKH
PRWRUVKXGGHUDVDUHVXOW7KLVGRHVQRWLQGLFDWHWKDWWKHGULYHKDVDQ\SUREOHPV
7URXEOHVKRRWLQJWKHPRWLRQGLUHFWLRQWHVWLQ60PRGH
:LULQJ
Ɉ 0DNHVXUHWKDWWKHPRWRUSRZHUOLQHDQGWKHIHHGEDFNVLJQDOOLQHRIWKHHQFRGHUKDV
EHHQFRUUHFWO\FRQQHFWHG
Ɉ 0DNHVXUHWKDWWKHVHWWLQJVRIWKHHQFRGHUDQGSDUDPHWHUVHWWLQJVRIWKHPRWRUDUH
FRUUHFWVXFKDVWKHUHVROXWLRQRIWKHHQFRGHURUWKHSROHSDLUFRXQWVRIWKHPRWRU
Ɉ 0DNHVXUHWKDWWKHHQFRGHUXVHVDGLIIHUHQWLDOVLJQDO
Ɉ 0DNHVXUHWKDWWKHJURXQGLQJV\VWHPLVVXLWDEOH
6HWWLQJV
7URXEOHVKRRWLQJWKHPRWRUPRWLRQ
0DNHVXUHWKDWWKHH[FLWLQJVLJQDORIWKHKRVWFRQWUROOHUKDVEHHQWULJJHUHG 0DNHVXUHWKDWWKHGULYHVRIWZDUHH[FLWDWLRQKDVEHHQH[HFXWHG
0DNHVXUHWKDWWKHUHLVQRPHFKDQLFDOLQWHUIHUHQFH
0DNHVXUHWKHSRZHUOLQHRIWKHPRWRULVFRQQHFWHGFRUUHFWO\
0DNHVXUHWKDWWKHUHVLVWDQFHRIWKHPRWRULVFRUUHFW
/&'
7XQLQJ
Ɉ
Ɉ
Ɉ
Ɉ
Ɉ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,2&HQWHU
'LJLWDOLQSXWVDQGWKHLUIXQFWLRQV
&OLFN
LQWKHPDLQIXQFWLRQNH\VDUHDLQWKHPDLQVFUHHQWRRSHQWKH,2&HQWHU
&OLFNWKHGURSGRZQEXWWRQ LQWKHLQSXWIXQFWLRQPHQXWRVHOHFWWKHGLJLWDOLQSXWSLQ
DQGLWVIXQFWLRQDVVKRZQLQ)LJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ,QSXWIXQFWLRQPHQX
6WDWXVLQGLFDWRU
7KHFRUUHVSRQGLQJLQSXWSLQKDVEHHQHQDEOHGLIWKHVWDWXVLQGLFDWRULVOLWJUHHQ7KH
LQSXWSLQKDVQRWEHHQHQDEOHGLIWKHLQGLFDWRUUHPDLQVRII 3URWHFWLRQ $SSOLFDWLRQV
/RJLFLQYHUVLRQVHWWLQJ,QYHUW
:KHQµ,QYHUW¶LVFKHFNHGWKHWULJJHUFRQGLWLRQZLOOEHLQYHUWHG
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
6\PERO
691
,QSXWIXQFWLRQ
$[LV(QDEOH
/HIW/LPLW6ZLWFK
5LJKW/LPLW6ZLWFK
0$3
+RPH2.6WDUW(UU0DS
567
5HVHW$PSOLILHU
'2*
1HDU+RPH6HQVRU
&(
&OHDU(UURU
,19&
,QYHUW&RPPDQG
6ZLWFKWR6HFRQGDU\&*
6ZLWFKWR6HFRQGDU\93*
=HUR6SHHG&ODPS
,1+
,QKLELW3XOVH&RPPDQG
36(/
6ZLWFK+,/23XOVH,QSXW
$ERUW0RWLRQ
+20
6WDUW+RPLQJ
',9
',9
'ULYHUHVHW
(GJH7ULJJHU
1HDUKRPHVHQVRU
/HYHO7ULJJHU
&OHDUHUURU
(GJH7ULJJHU
,QYHUVLRQRIWKHDQDORJYROWDJHFRPPDQG
/HYHO7ULJJHU
LQYHORFLW\RUIRUFHWRUTXHPRGH
6ZLWFKWRVHFRQGDU\FRPPRQJUDLQ
/HYHO7ULJJHU
6ZLWFKWRVHFRQGDU\93*JDLQ
/HYHO7ULJJHU
:KHQWKLVVLJQDOLVUHFHLYHGLQYHORFLW\
PRGHDQGWKHVSHHGLVORZHUWKDQWKH
VHWWLQJYDOXHWKHPRWRUVHUYRZLOOEH
ORFNHGLQDIL[HGSRVLWLRQ
/HYHO7ULJJHU
,QKLELWSXOVHFRPPDQG
/HYHO7ULJJHU
6ZLWFKKLJKORZVSHHGSXOVHLQSXW
FKDQQHOV
/HYHO7ULJJHU
7KHPRWRUHQWHUVWKHHPHUJHQF\VWRS
SURFHGXUHDIWHUUHFHLYLQJWKLVVLJQDO
GXULQJRSHUDWLRQ
/HYHO7ULJJHU
&OHDUSRVLWLRQHUURU
/HYHO7ULJJHU
6ZLWFKIURPWKHSULPDU\WRWKHVHFRQGDU\
/HYHO7ULJJHU
RSHUDWLRQPRGH
6WDUWWKHEXLOWLQKRPLQJSURFHGXUHRIWKH
GULYH
(GJH7ULJJHU
(OHFWURQLF*HDU6HOHFW',9
6HOHFWLRQRIWKHHOHFWURQLFJHDUUDWLRLQ
SXOVHPRGH
/HYHO7ULJJHU
(OHFWURQLF*HDU6HOHFW',9
6HOHFWLRQRIWKHHOHFWURQLFJHDUUDWLRLQ
SXOVHPRGH
/HYHO7ULJJHU
3URWHFWLRQ $SSOLFDWLRQV
&OHDU3RVLWLRQ(UURU
6ZLWFKWR6HFRQGDU\0RGH
/HYHO7ULJJHU
7KHKRPLQJRND\FRPPDQGIURPWKHKRVW
(GJH7ULJJHU
FRQWUROOHU
7XQLQJ
&3(
02'
/HYHO7ULJJHU
+DUGZDUHULJKWOLPLWIRU,E\GHIDXOW
/&'
(0*
+DUGZDUHOHIWOLPLWIRU,E\GHIDXOW
6HWWLQJV
=6&
/HYHO7ULJJHU
:LULQJ
*16
-6(/
7ULJJHU
([FLWDWLRQGHH[FLWDWLRQIRU,E\GHIDXOW
ZLWKHGJHWULJJHUDVWKHDFWLYDWLQJ
FRQGLWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
//
5/
'HVFULSWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
7DEOH''ULYH,QSXWGHIDXOWVHWWLQJV
6SHFLILHGVLJQDOLQSXW
3LQ
6LJQDO
,
,QYHUVLRQ
6WDQG$ORQH
PRGH
3RVLWLRQPRGH
9HORFLW\PRGH
)RUFHWRUTXHPRGH
6WDUW+RPLQJ
,QKLELW3XOVH
&RPPDQG
=HUR6SHHG
&ODPS
=HUR6SHHG&ODPS
1R
$ERUW0RWLRQ
1R
,
$[LV(QDEOH
$[LV(QDEOH
$[LV(QDEOH
$[LV(QDEOH
1R
,
6ZLWFKWR
VHFRQGDU\&*
6ZLWFKWR
VHFRQGDU\&*
6ZLWFKWR
VHFRQGDU\&*
6ZLWFKWR
VHFRQGDU\&*
1R
,
1HDU+RPH
6HQVRU
(OHFWURQLF*HDU
6HOHFW
1R
/HIW
/LPLW6ZLWFK
/HIW
/LPLW6ZLWFK
1R
6ZLWFKWR
6HFRQGDU\
0RGH
1R
,
,
,
&OHDU(UURU
&OHDU(UURU
&OHDU(UURU
&OHDU(UURU
1R
,
5LJKW
/LPLW6ZLWFK
5LJKW
/LPLW6ZLWFK
5LJKW
/LPLW6ZLWFK
5LJKW
/LPLW6ZLWFK
1R
6HWWLQJV
:LULQJ
,
2YHUYLHZRIWKH
6SHFLILFDWLRQV
&OHDU3RVLWLRQ
(UURU
/HIW
/LPLW6ZLWFK
',9!
/HIW
/LPLW6ZLWFK
6ZLWFKWR
6ZLWFKWR
6ZLWFKWR
6HFRQGDU\0RGH 6HFRQGDU\0RGH 6HFRQGDU\0RGH
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QSXW
)XQFWLRQ 6\PERO
$ERUW0RWLRQ
(0*
2SHUDWLRQPRGH 3RV 9HO
'HIDXOW,QSXW
1R
,
&LUFXLW
GLDJUDP
7UT
6WG
5HIHUWR
2YHUYLHZRIWKH
6SHFLILFDWLRQV
)XQFWLRQGHVFULSWLRQ
8VHUFDQXVHKLVKRVWFRQWUROOHUWRWULJJHUWKLVLQSXWVLJQDORI'XQGHUSRVLWLRQYHORFLW\
RU6WDQG$ORQHPRGH7KHGULYHZLOOGHFHOHUDWHWKHPRWRUWRVWRSDVDUHVXOWRIWKH
HPHUJHQF\VWRSIXQFWLRQ7KHGHFHOHUDWLRQYDOXHIRUWKHHPHUJHQF\VWRSFDQEHVHWLQ
WKHµ'HFNLOO¶ILHOGLQWKH3HUIRUPDQFH&HQWHU
,QVWUXFWLRQVIRUXVH
8VHUVVHOHFWVµ$ERUW0RWLRQ¶,E\GHIDXOWLQWKHµ,QSXWV¶WDERIWKH,2&HQWHU7KH
VLJQDOLVWULJJHUHGH[WHUQDOO\WRLPPHGLDWHO\GHFHOHUDWHWKHPRWRUWRDIXOOVWRS
:LULQJ
6HWWLQJV
/&'
7KHVLJQDOLVWULJJHUHG
H[WHUQDOO\DQGWKHPRWRU
LPPHGLDWHO\GHFHOHUDWHVWR
DIXOOVWRS
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
:KHQWKHLQSXWSRLQWRIWKH$ERUW0RWLRQLVµWUXH¶LQGLFDWRURQWKHH[WHUQDOSXOVH
FRPPDQGLVLJQRUHGDQGWKHGULYHGHFHOHUDWHVWKHPRWRUDVDUHVXOWRIWKHHPHUJHQF\
VWRSIXQFWLRQµ'HFNLOO¶
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QSXW
)XQFWLRQ 6\PERO
,QYHUW&RPPDQG
,19&
2SHUDWLRQPRGH 3RV
'HIDXOW,QSXW
1R
&LUFXLW
1RQH
GLDJUDP
9HO
7UT
6WG
5HIHUWR
)XQFWLRQGHVFULSWLRQ
7KLVLQYHUWVWKHFRPPDQGIURPWKHKRVWFRQWUROOHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QVWUXFWLRQVIRUXVH
6SHFLI\WKHµ,QYHUW&RPPDQG¶DVWKHLQSXWIXQFWLRQLQYHORFLW\RUIRUFHWRUTXHPRGH
:KHQ,QYHUWFKHFNER[LVQRWWLFNHGSRVLWLYHYROWDJHPHDQVIRUZDUGPRWLRQDQG
QHJDWLYHYROWDJHPHDQVEDFNZDUGPRWLRQ
:KHQ,QYHUWFKHFNER[LVWLFNHGYROWDJHVKDYHRSSRVLWHPHDQLQJ
:LULQJ
Yes
6HWWLQJV
Whether Invert
checkbox is ticked
No
)RUZDUG
%DFNZDUG
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
)RUZDUG %DFNZDUG
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QSXW
6ZLWFKWR6HFRQGDU\0RGH 2SHUDWLRQPRGH 3RV 9HO 7UT 6WG
)XQFWLRQ 'HIDXOW,QSXW
&LUFXLW
6\PERO
02'
,
5HIHUWR
1R
GLDJUDP
)XQFWLRQGHVFULSWLRQ
7KLVHQDEOHVXVHUVWRVZLWFKWKHPRGHXVLQJWKH,2VLJQDOIURPWKHKRVWFRQWUROOHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QVWUXFWLRQVIRUXVH
8VHUFDQVHWWKHPRGHVLQWKHµ0RGH¶WDERIWKH&RQILJXUDWLRQ&HQWHUDVVKRZQLQWKH
ILJXUHEHORZ
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
:KHQWKHLQSXWSRLQW6WDWHLQGLFDWHVRII³3ULPDU\2SHUDWLRQ0RGH´LVDFWLYDWHG:KHQ
WKHLQSXWSRLQW6WDWHLQGLFDWHVRQ³6HFRQGDU\2SHUDWLRQ0RGH´LVDFWLYDWHG*UHHQLV
RQDQGGDUNLVRII
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QSXW (OHFWURQLF*HDU6HOHFW',9
2SHUDWLRQPRGH 3RV 9HO 7UT 6WG
)XQFWLRQ ',9
'HIDXOW,QSXW
&LUFXLW
6\PERO ',9',9
,
5HIHUWR
1R
GLDJUDP
)XQFWLRQGHVFULSWLRQ
7KLVHQDEOHVXVHUVWRVZLWFKEHWZHHQIRXUVHWVRIHOHFWURQLFJHDUUDWLRV
,QVWUXFWLRQVIRUXVH
)LJDQG)LJVKRZWKHVHWWLQJVIRUHOHFWURQLFJHDUVHOHFWLRQV7KHUHDUHIRXUJHDU
UDWLRVWKDWFDQEHVHW8VHUFDQXVHLQSXWSRLQWVWRVHOHFWWKHGHVLUHGJHDUUDWLR
DFFRUGLQJWRWKH',9DQG',9LQSXWVWDWHV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ(OHFWURQLFJHDUVHWWLQJVVFUHHQ3ULPDU\2SHUDWLRQ0RGH
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ(OHFWURQLFJHDUVHWWLQJVVFUHHQ6HFRQGDU\2SHUDWLRQ0RGH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
7KHGHVLUHGHOHFWURQLFJHDUUDWLRVDUHVHOHFWHGIURPGLIIHUHQWFRPELQDWLRQVRI',9DQG
',97KHFRUUHVSRQGLQJFRPELQDWLRQVDUHVKRZQLQWKHWDEOHEHORZ
',9
1XPHUDWRU
VW
QG
UG
WK
2YHUYLHZRIWKH
6SHFLILFDWLRQV
',9
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QSXW
)XQFWLRQ 6\PERO
6ZLWFK+,/23XOVH,QSXW
36(/
2SHUDWLRQPRGH 3RV
'HIDXOW,QSXW
&LUFXLW
1RQH
1R
GLDJUDP
9HO
7UT
6WG
5HIHUWR
)XQFWLRQGHVFULSWLRQ
7KLVHQDEOHVXVHUVWRWULJJHUWKHLQSXWVLJQDOYLDWKHKRVWFRQWUROOHUWRVZLWFKKLJKORZ
VSHHGSXOVHLQSXWFKDQQHOV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QVWUXFWLRQVIRUXVH
XVHUVFDQVHOHFWµ6ZLWFK+,/23XOVH,QSXW&RPPDQG¶DVLQWKHILJXUHEHORZLQWKH
µ,QSXWV¶WDERIWKH,2&HQWHU,WR,DUHVHOHFWDEOHWKHIROORZLQJILJXUHVVKRZ,DVDQ
H[DPSOH7KHKLJKORZVSHHGSXOVHLQSXWFKDQQHOLVVZLWFKHGE\DQH[WHUQDOWULJJHU
VLJQDO
:LULQJ
6HWWLQJV
/&'
([WHUQDOVLJQDOLVQRWWULJJHUHGDQG
UHPDLQVDKLJKVSHHGSXOVHFKDQQHO
([WHUQDOVLJQDOLVWULJJHUHGDQG
EHFRPHVDORZVSHHGSXOVHFKDQQHO
1RWH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+LJKVSHHGFKDQQHORISXOVHLQSXWLVHQJDJHGZKHQWKHLQSXWSRLQWVLJQDOLVRII/RZ
VSHHGFKDQQHORISXOVHLQSXWLVHQJDJHGZKHQWKHLQSXWSRLQWVLJQDOLVRQ*UHHQLVRQ
DQGGDUNLVRII
1RWH,IDQ\RQHRIWKHLQSXWSRLQWV,a,LVFRQILJXUHGDV6ZLWFK+,/23XOVH,QSXW
WKHVHWWLQJVIRUKDUGZDUHLQWHUIDFHLQ&RQILJXUDWLRQFHQWHUZLOOEHLUUHOHYDQW
6ZLWFK+,/23XOVH,QSXW&RPPDQGLV
VHOHFWHG1RKLJKORZVSHHGSXOVH
LQSXWFKDQQHOFDQEHVHWLQWKH
&RQILJXUDWLRQ&HQWHU
6ZLWFK+,/23XOVH,QSXW&RPPDQGLV
QRWVHOHFWHG+LJKORZVSHHGSXOVH
LQSXWFKDQQHOFDQEHVHWLQWKH
&RQILJXUDWLRQ&HQWHU
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QSXW
)XQFWLRQ 6\PERO
,QKLELW3XOVH&RPPDQG
,1+
2SHUDWLRQPRGH 3RV
'HIDXOW,QSXW
1R
,
&LUFXLW
GLDJUDP
9HO
7UT
6WG
5HIHUWR
)XQFWLRQGHVFULSWLRQ
7KLVHQDEOHVXVHUVWRLQKLELWWKHUHFHSWLRQRISXOVHFRPPDQGVIURPWKHKRVWFRQWUROOHU
E\WULJJHULQJWKHLQSXWVLJQDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QVWUXFWLRQVIRUXVH
:KHQXVHUVVSHFLILHVµ,QKLELW3XOVH&RPPDQG¶DVWKHLQSXWIXQFWLRQLQSXOVHPRGH
UHFHSWLRQRISXOVHFRPPDQGVIURPWKHKRVWFRQWUROOHUZLOOEHSURKLELWHGZKHQDµWUXH¶
VLJQDOLVUHFHLYHG7KHGULYHZLOOUHFHLYHSXOVHFRPPDQGVIURPWKHKRVWFRQWUROOHUWR
GULYHWKHPRWRUZKHQDµIDOVH¶VLJQDOLVUHFHLYHG
:LULQJ
6HWWLQJV
/&'
([WHUQDOVLJQDOLVWULJJHUHGDQGWKHPRWRU
VWRSV
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QSXW
)XQFWLRQ 6\PERO
6ZLWFKWR6HFRQGDU\93*
-6(/
2SHUDWLRQPRGH 3RV
'HIDXOW,QSXW
&LUFXLW
1RQH
1R
GLDJUDP
9HO
7UT
6WG
5HIHUWR
)XQFWLRQGHVFULSWLRQ
7KLVHQDEOHVXVHUVWRVZLWFKEHWZHHQYHORFLW\ORRSJDLQV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QVWUXFWLRQVIRUXVH
8VHUVFDQVHWWKHLQSXWIXQFWLRQLQWKHµ6FKHGXOH*DLQVYSJ¶WDELQµ$GYDQFHGJDLQV¶
DVVKRZQLQWKHILJXUHEHORZ
:LULQJ
6HWWLQJV
/&'
7XQLQJ
:KHQWKHLQSXWSRLQW6WDWHLVRQ6HFRQGDU\YSJLVXVHG:KHQRII3ULPDU\YSJLVXVHG
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QSXW
)XQFWLRQ 6\PERO
6ZLWFKWR6HFRQGDU\&*
*16
2SHUDWLRQPRGH 3RV
'HIDXOW,QSXW
1R
&LUFXLW
1RQH
GLDJUDP
9HO
7UT
6WG
5HIHUWR
)XQFWLRQGHVFULSWLRQ
7KLVHQDEOHVXVHUVWRVZLWFKEHWZHHQ&*V
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QVWUXFWLRQVIRUXVH
8VHUVFDQVHWWKHLQSXWIXQFWLRQLQWKHµ6FKHGXOH*DLQVYSJ¶WDELQµ$GYDQFHGJDLQV¶
DVVKRZQLQWKHILJXUHEHORZ
:LULQJ
6HWWLQJV
/&'
7XQLQJ
:KHQWKHLQSXWSRLQW6WDWHLVRQ6HFRQGDU\&*LVXVHG:KHQRII3ULPDU\&*LVXVHG
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$ERXWWKH2SHUDWLRQ
0DQXDO
,QSXW
)XQFWLRQ 6\PERO
=HUR6SHHG&ODPS
=6&
2SHUDWLRQPRGH 3RV 9HO
'HIDXOW,QSXW
1R
,
&LUFXLW
GLDJUDP
7UT 6WG
5HIHUWR
2YHUYLHZRIWKH
6SHFLILFDWLRQV
)XQFWLRQGHVFULSWLRQ
7KLVLQSXWIXQFWLRQLVRQO\DSSOLFDEOHWRYHORFLW\PRGHDQGLVOHYHOWULJJHUHG7KLVLQSXW
IXQFWLRQLVRQO\DSSOLFDEOHWRYHORFLW\PRGHDQGLVOHYHOWULJJHUHG:KHQWKHLQSXWSRLQW
6WDWHLVRQPRWRUZLOOEHLPPHGLDWHO\VHUYRORFNHGZKHQWKHYHORFLW\FRPPDQG
GHFUHDVHGEHORZWKHYHOBVWRSWKUHVKROG,IYHORFLW\FRPPDQGEHFRPHDERYHWKH
WKUHVKROGLWVWDUWVUXQQLQJDJDLQDFFRUGLQJWRWKHFRPPDQG3OHDVHUHIHUWRWKHILJXUH
EHORZ
:LULQJ
0RWRUVSHHG
&:
6HWWLQJV
'HDGEDQG
7KHEUDNHVWDUWLQJVSHHG
YHOBVWRSLVQRWUHODWHGWRWKH
URWDWLRQGLUHFWLRQRIWKHPRWRU,WLV
DSSOLFDEOHWR&:DQG&&:
GLUHFWLRQV
$QDORJLQSXWYROWDJH
/&'
&&:
9HORFLW\PRGH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
6HWWLQJV
6WDQG$ORQH
PRGH
9HORFLW\PRGH
,QVWUXFWLRQVIRUXVH
,QYHORFLW\PRGHHQWHUWKH,2&HQWHUDQGVHWWKHµ=HUR6SHHG&ODPS¶DVWKHLQSXW
IXQFWLRQ3OHDVHUHIHUWRWKHILJXUHEHORZZLWK,DVDQH[DPSOH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
1H[WHQWHUWKHµ3URWHFWLRQ&HQWHU¶DQGVHWWKHEUDNHVWDUWLQJVSHHGYHOBVWRSWRD
VXLWDEOHYDOXHFRXQWVE\GHIDXOW3OHDVHUHIHUWRWKHILJXUHEHORZ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
=HUR6SHHG&ODPSZLOOEHDFWLYDWHGZKHQ6WDWHRI,LVRQ
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QSXW
)XQFWLRQ 6\PERO
&OHDU3RVLWLRQ(UURU
&3(
2SHUDWLRQPRGH 3RV
'HIDXOW,QSXW
&LUFXLW
1RQH
1R
GLDJUDP
9HO
7UT
6WG
5HIHUWR
)XQFWLRQGHVFULSWLRQ
7KLVDOORZVUHVHWWLQJWKH3RVLWLRQ(UURUYDOXHEDFNWR
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QVWUXFWLRQVIRUXVH
7KH3RVLWLRQ(UURUYDOXHZLOOEHUHVHWWRZKHQWKHLQSXWVWDWHRIWKHµ&OHDU3RVLWLRQ
(UURU¶LVRQ*UHHQLVRQDQGGDUNLVRII
,QSXW
)XQFWLRQ :LULQJ
6\PERO
&OHDU(UURU
&(
2SHUDWLRQPRGH 3RV
'HIDXOW,QSXW
1R
,
&LUFXLW
GLDJUDP
9HO
7UT
6WG
5HIHUWR
)XQFWLRQGHVFULSWLRQ
7KLVDOORZVHUURUVWDWHVWREHFOHDUHG
6HWWLQJV
,QVWUXFWLRQVIRUXVH
(UURUPHVVDJHVZLOOEHFOHDUHGZKHQWKHLQSXWVWDWHRIµ&OHDU(UURU¶LVRQ*UHHQLVRQ
DQGGDUNLVRII
/&'
,QSXW
)XQFWLRQ 7XQLQJ
6\PERO
6WDUW+RPLQJ
+20
'HIDXOW
,QSXW1R
2SHUDWLRQPRGH
,
&LUFXLW
GLDJUDP
3RV
9HO
7UT
6WG
5HIHUWR
)XQFWLRQGHVFULSWLRQ
7KLVDOORZVWKHH[HFXWLRQRIWKHKRPLQJDFWLRQ
3URWHFWLRQ $SSOLFDWLRQV
,QVWUXFWLRQVIRUXVH
7KHKRPLQJDFWLRQZLOOEHH[HFXWHGXVLQJWKHKRPLQJPHWKRGVHWLQWKH$SSOLFDWLRQ
&HQWHUZKHQWKHLQSXWVWDWHRIµ6WDUW+RPLQJ¶LVFKDQJHGIURPRIIWRRQ*UHHQLVRQ
DQGGDUNLVRII
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
'HIDXOWIXQFWLRQVHWWLQJ
EXWWRQWRVHWDOOLQSXWIXQFWLRQVWRWKHIDFWRU\GHIDXOW
&OLFNWKHµ6HW'HIDXOW¶
VHWWLQJV7KHPHVVDJHZLQGRZ6HW'HIDXOW,QSXW6WDWHV&RQILJXUDWLRQDSSHDUVDIWHU
FOLFNLQJWKHEXWWRQDQGDOOLQSXWIXQFWLRQVZLOOEHFKDQJHGWRWKHIDFWRU\GHIDXOWVHWWLQJV
DVVKRZQLQ)LJ
DIWHUFOLFNLQJ2.
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ,QSXWGHIDXOWYDOXHV
6WDWXVLQGLFDWRU
7KHFRUUHVSRQGLQJLQSXWSLQKDVEHHQHQJDJHGLIWKHVWDWXVLQGLFDWRULVOLWJUHHQ7KH
LQSXWSLQKDVQRWEHHQHQJDJHGLIWKHLQGLFDWRUUHPDLQVRII 7XQLQJ
/RJLFLQYHUVLRQVHWWLQJ,QYHUW
:KHQµ,QYHUW¶LVFKHFNHGWKHWULJJHUFRQGLWLRQZLOOEHLQYHUWHG
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
6HWWLQJV
'LJLWDORXWSXWVDQGWKHLUIXQFWLRQV
7KHGULYHSURYLGHVILYHVHWVRISURJUDPPDEOHGLJLWDORXWSXWV)RXURIWKHP22DUH
JHQHUDOSXUSRVHRXWSXWV&1FRQQHFWRUDQGWKHILIWKRXWSXW&1%5.LVVSHFLDOO\
GHVLJQHGDVDEUDNHRXWSXWRUXVHGDVDJHQHUDOSXUSRVHRXWSXW
/RJLFDOYDOXH
2XWSXWVWDWH
,QYHUWRXWSXWVWDWH
2XWSXWIXQFWLRQ
&RQILJXUHEXWWRQ
'HIDXOWIXQFWLRQ
VHWWLQJ
)LJ'LJLWDORXWSXW
/RJLFDOYDOXH
7KHORJLFDOYDOXHRIHDFKRXWSXWVLJQDOLVGLVSOD\HGKHUH7KHYDOXHLVLQGLFDWHGDVµ7UXH¶
RUµ)DOVH¶
2XWSXWIXQFWLRQ
:KHQDQ\LWHPLQWKHFRQILJXUDWLRQIXQFWLRQPHQXLVFKHFNHGWKHQDPHRIWKHLWHPZLOO
EHGLVSOD\HGLQWKHVWDWXVGLVSOD\ILHOG,IWZRRUPRUHLWHPVDUHFKHFNHG&XVWRPL]HG
ZLOOEHGLVSOD\HG,IDOOHUURULWHPVDUHFKHFNHGDVVKRZQLQ)LJ$OO(UURUVZLOO
EHGLVSOD\HG ,IQRLWHPVDUHFKHFNHG3'/XVDJH*HQHUDO3XUSRVHZLOOEH
GLVSOD\HGIRUJHQHUDOSXUSRVH RXWSXWDQGWKHRXWSXWIXQFWLRQFDQWKHQEHFRQWUROOHGE\
3'/SURJUDPODQJXDJH
2XWSXWVWDWH
7KHRXWSXWSLQVWDWHRIWKHGULYHLVGLVSOD\HGKHUHDV&/26(RU23(1WUDQVLVWRU
FRQGXFWLQJRUQRQFRQGXFWLQJ,QWKLVZD\XVHUVFDQXQGHUVWDQGWKHVWDWHRIWKH
KDUGZDUHVLJQDOWKDWWKHGULYHRXWSXWVDQGXVHWKLVWRLGHQWLI\ZLULQJHUURUV
,QYHUWRXWSXWVWDWH
,IUHTXLUHGWKLVRSWLRQFDQEHFKHFNHGWRLQYHUWWKHSRODULW\RIWKHRXWSXWVWDWH3OHDVH
QRWHWKDWWKHLQWHUQDOORJLFDOYDOXHRIWKHGULYHZLOOQRWEHDIIHFWHGE\WKHLQYHUWRXWSXW
VHWWLQJ
2XWSXWIXQFWLRQVHWWLQJ
(YHU\RXWSXWSRUW22KDVDFRUUHVSRQGLQJµ&RQILJXUH6HWWLQJ¶EXWWRQ&OLFNWKH
EXWWRQWRRSHQWKHµ&RQILJXUDWLRQ6HWWLQJ¶ZLQGRZ7KLV
µ&RQILJXUH2¶
PHQXSURYLGHVFDWHJRULHVIRUµ6WDWXVHV¶µ(UURUV¶DQGµ:DUQLQJV¶)LJ,IXVHUV
VHOHFWVWZRRUPRUHLWHPVLQWKHVDPHFRQILJXUDWLRQWKHRXWSXWIXQFWLRQZRUNVZKHQ
EXWWRQWR
RQHRIWKHLWHPVLVWULJJHUHG8VHUVFDQFOLFNWKHµ1RW&RQILJXUHG¶
FDQFHODOOFKHFNHGRSWLRQV$IWHUVHOHFWLQJWKHGHVLUHGIXQFWLRQXVHUVQHHGVWRFOLFN
WRVDYHWKHVHWWLQJVRUFOLFNµ&DQFHO¶
WRGLVFDUGDQ\FKDQJHV
µ$SSO\¶
$VIRUWKHµ6HWDOOHUURUV¶
EXWWRQLQWKHµ(UURUV¶FDWHJRU\LWLVUHFRPPHQGHGWR
XVHWKLVEXWWRQWRTXLFNO\VHOHFWDOOHUURUV7KLVLVKHOSIXOIRUXVHUVWRILQLVKWKHVHWWLQJV
PRUHTXLFNO\
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
)LJ,QSXWDQGRXWSXWIXQFWLRQVHWWLQJV
6\PERO
2XWSXWIXQFWLRQ
'HVFULSWLRQ
6WDWXVHV
6HUYR5HDG\
$[LV'LVDEOH
,Q3RVLWLRQ
0RYLQJ
+RPHG
(PXODWHG,QGH[
=HUR6SHHG'HWHFWHG
(UURUV
$/0
(UURUV
/6
56
/+
5+
:DUQLQJV
/HIW6RIWZDUH/LPLW
5LJKW6RIWZDUH/LPLW
/HIW+DUGZDUH/LPLW
5LJKW+DUGZDUH/LPLW
69%
6HUYR9ROWDJH%LJ
3(:
3RVLWLRQ(UURU:DUQLQJ
9(:
9HORFLW\(UURU:DUQLQJ
&8/
&XUUHQW/LPLWHG
$&/
$FFHOHUDWLRQ/LPLWHG
9/
9HORFLW\/LPLWHG
%2+/
%RWK+:OLPLWVDUHDFWLYH
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
7ULJJHUVRIWZDUHOHIWOLPLW
7ULJJHUVRIWZDUHULJKWOLPLW
7ULJJHUKDUGZDUHOHIWOLPLW
7ULJJHUKDUGZDUHULJKWOLPLW
3:0FRPPDQGJUHDWHUWKDQ
WKUHVKROG
3RVLWLRQHUURUJUHDWHUWKDQWKH
ZDUQLQJVHWWLQJYDOXH
9HORFLW\HUURUJUHDWHUWKDQWKH
ZDUQLQJVHWWLQJYDOXH
&XUUHQWKDVEHHQVDWXUDWHGPRWRU
SHDNFXUUHQWVSHFLILFDWLRQYDOXH
0RWRURSHUDWLRQKDVUHDFKHGWKH
DFFHOHUDWLRQSURWHFWLRQVHWWLQJ 0RWRURSHUDWLRQKDVUHDFKHGWKH
YHORFLW\SURWHFWLRQVHWWLQJ %RWKOHIWDQGULJKWKDUGZDUHOLPLWV
KDYHEHHQWULJJHUHG
7XQLQJ
$OOHUURUVDUHQRUPDOO\FKHFNHGE\
FOLFNLQJWKHµ6HWDOOHUURU¶EXWWRQEXW
XVHUVFDQFKDQJHWKHHUURU
FRPELQDWLRQVWRPHHWWKHLUDFWXDO
UHTXLUHPHQWV
+,:,10,.526<67(0&253
/&'
5'<
',6
,13
029
+20'
(0,
=63'
%UDNHVLJQDO7KLVVHWWLQJLV
H[FOXVLYH1RRWKHURSWLRQVLQ
6WDWXVHV(UURUVRU:DUQLQJVFDQEH
VHOHFWHGDIWHUWKLVLVFKHFNHG 6HUYRLVUHDG\
6HUYRLVRII
,Q3RVLWLRQVLJQDO
,QDPRYLQJVWDWH
+RPLQJFRPSOHWHG
(PXODWLRQRI=SKDVHLQGH[VLJQDO
=HURVSHHGGHWHFWLRQVLJQDO
6HWWLQJV
%UDNH
:LULQJ
%5.
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
'HIDXOWIXQFWLRQVHWWLQJ
&OLFNWKHµ6HW'HIDXOW¶
EXWWRQWRVHWDOORXWSXWIXQFWLRQVWRWKHIDFWRU\GHIDXOW
VHWWLQJV&OLFNWKH2.
EXWWRQWRGLVSOD\WKH6HW'HIDXOW2XWSXW6WDWHV
&RQILJXUDWLRQPHVVDJHZLQGRZDQGWKHQFOLFN2.WRUHWXUQWRWKHIDFWRU\GHIDXOWYDOXHV
)LJ2LVWKHGHIDXOWYDOXHIRUWKHVHOHFWLRQRIDOOµ(UURUV¶RSWLRQV2LVWKH
µ,Q3RVLWLRQ¶VLJQDODQG&1%5.LVWKHGHIDXOWYDOXHIRUWKHEUDNH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
)LJ2XWSXWGHIDXOWYDOXHV
/&'
7DEOH''ULYH2XWSXWGHIDXOWVHWWLQJV
6SHFLILHGVLJQDOLQSXW
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
3LQ
6LJQDO
6WDQG$ORQH
PRGH
ˣ
2
6HUYR5HDG\
ˣ
2
ˣ
2
ˣ
,QYHUVLRQ
3RVLWLRQPRGH 9HORFLW\PRGH
)RUFHWRUTXH
PRGH
6HUYR5HDG\
6HUYR5HDG\
6HUYR5HDG\
1R
(UURUV
(UURUV
(UURUV
(UURUV
1R
,Q3RVLWLRQ
,Q3RVLWLRQ
1R
2
=HUR6SHHG
'HWHFWHG
=HUR6SHHG
'HWHFWHG
=HUR6SHHG 'HWHFWHG
=HUR6SHHG
'HWHFWHG
1R
&1
%5.
%UDNH
%UDNH
%UDNH
%UDNH
1R
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QSXW
)XQFWLRQ 6\PERO
=HUR6SHHG'HWHFWHG
=63'
2SHUDWLRQPRGH 3RV 9HO
'HIDXOW,QSXW
1R
2
&LUFXLW
GLDJUDP
7UT 6WG
5HIHUWR
)XQFWLRQGHVFULSWLRQ
7KHVLJQDOLVRXWSXWWHGZKHQWKHPRWRUVSHHGLVDSSURDFKLQJ]HUR
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QVWUXFWLRQVIRUXVH
7KHVSHHGDSSURDFKLQJ]HURPHDQVWKDWWKHPRYHPHQWVSHHGRIWKHPRWRULVORZHU
WKDQWKHWKUHVKROGYDOXHVHWE\WKHµYHOBVWRS¶SDUDPHWHU7KLVIXQFWLRQSURYLGHVD
USPGHOD\WRDYRLG=63'RXWSXWVLJQDOERXQFLQJ)RUPRUHLQIRUPDWLRQDERXWµYHOBVWRS¶
SOHDVHUHIHUWRXQGHU%UDNHRXWSXW
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
,QSXW
)XQFWLRQ (UURUV
2SHUDWLRQPRGH 3RV 9HO
7UT 6WG
'HIDXOW,QSXW
&LUFXLW
6\PERO
$/0
2
5HIHUWR
1R
GLDJUDP
)XQFWLRQGHVFULSWLRQ7KLVSURYLGHVDQHUURURXWSXWVWDWXVIRUXVHUV
,QVWUXFWLRQVIRUXVH8VHUVFDQVHWWKHDYDLODELOLW\RIµ(UURUV¶LQWKHµ2XWSXWV¶WDERIWKH
,2&HQWHU2E\GHIDXOW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
&OLFNµ&RQILJXUH2¶WRRSHQWKHµ&RQILJXUDWLRQRI2¶VHWWLQJVZLQGRZ&OLFNµ6HWDOO
HUURUV¶WRFKHFNDOOWKHRSWLRQVLQWKHµ(UURUV¶DVVKRZQKLJKOLJKWHGLQUHGLQWKHILJXUH
EHORZ,QWKLVH[DPSOHWKHRXWSXWFXUUHQWO\LQGLFDWHVDOODYDLODEOHHUURUV,IXVHUVGRHV
QRWVHOHFWDOOHUURURSWLRQVEXWRQO\SDUWRIWKHPWKHRXWSXWFXUUHQWO\XVHGLQGLFDWHV
µ&XVWRPL]HG¶
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7ULJJHUPHWKRG/HYHOWULJJHU
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
Operation Manual for D2 Motor Drive System
4 Settings
4.5.1
Function overview
4.5.2
Settings
3 Wiring
Click
to enter the Performance Center. The In-Position settings screen is displayed
LQWKHµ3RVLWLRQ¶WDEUsers can click the ´6HWVFRSH«´ (
) button to capture the
waveform, if needed, from the scope window. The in-position signal is used by O2 by
default. Please refer to 4.4.2 for digital output settings.
2 Overview of the
Specifications
In the servo system, both the target position and encoder feedback position have a
position error. A setting period (or setting time) is needed for the motor to enter the
target radius when it moves to the target position. The D2 drive provides an In-Position
settings interface. This enables users to observe if the motor reaches the target position
by setting the target radius and debounce time. This status can be sent to the host
controller in the form of a digital signal.
1 About the Operation
Manual
4.5 In-Position setting
4 Settings
5 LCD
6 Tuning
7 Protection 8 Applications
113
HIWIN MIKROSYSTEM CORP..
9
Troubleshooting
Fig. 4-34 Scope window
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
7DEOH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
3DUDPHWHUQDPH
'HVFULSWLRQ
7DUJHWUDGLXV
,Q3RVLWLRQLVFRQILUPHGLIWKHHUURULVZLWKLQWKHWDUJHW
UDGLXVVHWWLQJ7KHGHIDXOWYDOXHLVWLPHVWKH
UHVROXWLRQRIWKHHQFRGHU
'HERXQFHWLPH
,Q3RVLWLRQLVQRWFRQILUPHGXQWLOWKHHUURUNHHS
XQGHUWDUJHWUDGLXVIRUDSUHVHWGHERXQFHWLPH
DIWHUHQWHULQJWKH,Q3RVLWLRQWDUJHWUDGLXV
0RYHWLPH
5RXWHSODQQLQJWLPH
6HWWLQJWLPH
6HWWLQJWLPH
7RWDO
7RWDOWLPHPRYHWLPHVHWWLQJWLPH
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
Operation Manual for D2 Motor Drive System
4 Settings
4.6.1
Position mode
4.6.1.1 Basic setting of position mode
The basic setting of the position mode is described below.
Step
Graphical (HMI) description
Operation
In the Configuration Center,
VHOHFWWKH³0RGH´WDE, as
show n the left figure)
4
In the mode operation page,
select ´Position 0RGH´, as
show on the on the left
figure)
7 Protection 8 Applications
3
6 Tuning
2
Click the Configuration
Center icon (as shown on
the left) in the main function
tool bar of the HMI, or select
the Configuration Center
RSWLRQIURP³&RQI7XQH´LQ
the function menu.
5 LCD
Execute the Lightening HMI
Program
4 Settings
1
3 Wiring
Step 1: Mode selection
The steps for selecting the position mode via HMI are described below.
2 Overview of the
Specifications
The host controller sends a pulse to the drive, and this pulse is similar to position
command, thus the drive moves a corresponding distance when it receives a pulse. The
host controller is responsible for planning the route. The pulse is sent more quickly on
acceleration, and is sent at a fixed frequency on constant speed.
1 About the Operation
Manual
4.6 Parameter overview and configuration of
mode
9
Troubleshooting
115
HIWIN MIKROSYSTEM CORP..
Operation Manual for D2 Motor Drive System
4 Settings
1 About the Operation
Manual
Step 2: Selecting the pulse format
The pulse is generated in three formats: Pulse/Dir, Pulse Up/Pulse Down or CW/CCW,
and AqB phase (Quadrature) square wave as shown in the figure below.
PULSE input
2 Overview of the
Specifications
DIR input
3 Wiring
Normal
Inverse
Normal
Inverse
Normal
Inverse
CW input
CCW input
4 Settings
A phase input
5 LCD
B phase input
6 Tuning
The steps for selecting the pulse format via HMI are described below.
7 Protection 8 Applications
Step
Graphical (HMI) description
Operation
In the Mode operation
page, select the pulse
format on the ³Control
Input´ for the requirement,
as shown on the left figure.
1
9
Troubleshooting
Select the pulse command
trigger method on
³,QFUHPHQW3RVLWLRQ2Q´
for the requirement, as
show on the left figure.
2
(Note: This setting is only
QHHGHGZKHQµ3XOVHDQG
'LUHFWLRQ¶RUµ3XOVH
8S3XOVH'RZQ¶LV
selected)
116
HIWIN MIKROSYSTEM CORP.
Operation Manual for D2 Motor Drive System
4 Settings
The steps for setting the electronic gear ratio via HMI are described below.
Graphical (HMI) description
1
9
Troubleshooting
117
HIWIN MIKROSYSTEM CORP..
7 Protection 8 Applications
6
&OLFNWKHµ6DYHWR)ODVK¶
button in the HMI main
function tool bar to save
the parameters in the
flash memory. This will
6 Tuning
5
The parameter
confirmation screen
appear, click the ³Send to
RAM´, as show on the left
figure.
5 LCD
4
4 Settings
3
3 Wiring
2
Operation
In the Mode operation
page, set the electronic
gear radio on ³(OHFWURQLF
*HDU´ for the requirement,
as show (a) on the left
figure.
In the Mode operation
page, select the pulse
command invert on ³Invert
Command´ for the
requirement, as show (b)
on the left figure.
In the Mode operation
page, depending on the
hardware wiring method,
select high/low command
pulse input on ³Hardware
Interface´, as show (c) on
the left figure.
After finishing all the
setting, click the ³OK´
button, as show on the left
figure.
2 Overview of the
Specifications
Step
1 About the Operation
Manual
Step 3: Electronic gear setting
The electronic gear can be set in the pulse mode. One input pulse normally corresponds
to one encoder count. For example, the gear ratio is 2:3, means two input pulses
correspond to three encoder counts. Total of four sets electronic gear radio can be set.
They can be switched using two I/Os (DIV1 and DIV2). They can be switched using two
I/Os (DIV1 and DIV2).
UHWDLQWKHSDUDPHWHUV
HYHQLIWKHGULYHLVWXUQHG
RII
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
6HWWLQJV
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
Operation Manual for D2 Motor Drive System
4 Settings
Graphical (HMI) description
4 Settings
1
5 LCD
Operation
Click the Performance
Center icon (as shown
on the left) in the main
function tool bar of the
main HMI window, or
select the
Performance Center
option from
µ&RQI7XQH¶LQWKH
function menu.
3 Wiring
Step
2 Overview of the
Specifications
The steps for setting the smooth factor via HMI are described below.
1 About the Operation
Manual
Step 4: Smooth factor
Rapid increases or decreases in acceleration in a short period of time mean that the
force on an object in motion can suddenly increase or decrease. Application of the
smooth motion technique to the motion control loop is helpful for maintaining
performance and reducing such impacts. The D2 drive uses a smooth factor to
determine the S-curve or T-curve track and the adjustment range is 0-500. The track is
closer to an S-curve with a higher adjustment value, and is closer to a T-curve with a
lower adjustment value. A value of 1 means no smooth function is enabled. When a
higher smooth factor is used, in some cases the reduced output force of the motor is
helpful for the final settings during the positioning process. However, the move time will
unavoidably increase when the motion becomes smoother. Tests on the machine are
needed to adjust the smooth factor and reach a balance. The motion protection function
can be disabled when the smooth factor is set to 0.
6 Tuning
7 Protection 8 Applications
In the Performance
Center, set Smooth
factor for the
requirement, as
show on the left figure.
2
9
Troubleshooting
119
HIWIN MIKROSYSTEM CORP..
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
9HORFLW\PRGH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
7KHGULYHFDQUHFHLYHFRPPDQGVIURPWKHKRVWFRQWUROOHUYLDYROWDJHQDPHG9
FRPPDQGV7KHLQSXWYROWDJHUDQJHVIURP9WR97KHGULYHPDNHVWKHUHFHLYHG
9WR9LQSXWYROWDJHFRUUHVSRQGWRWKHYHORFLW\RUFXUUHQWFRQWUROWRGULYHWKH
PRWRU,QDGGLWLRQWRWKHYROWDJHWKHKRVWFRQWUROOHUFDQVHQGFRPPDQGVYLD3:0
VLJQDOVQDPHG3:0FRPPDQGV7KH3:0FRPPDQGFRQYHUWVFRUUHVSRQGLQJWR
GLIIHUHQWYHORFLW\FRPPDQGVGHSHQGLQJRQWKHGXW\F\FOH,WLVFODVVLILHGLQWRVLQJOHZLUH
W\SH3:0DQGWZRZLUH3:0W\SH7KHVLQJOHZLUHW\SH3:0
W\SHUHIHUVWRWKHGXW\F\FOHRI$QLQYHUVHPRWLRQRFFXUVZKHQWKHGXW\F\FOHLV
OHVVWKDQZKLOHQRUPDOPRWLRQRFFXUVZKHQWKHGXW\F\FOHLVPRUHWKDQ7KH
WZRZLUHW\SH3:0QHHGVRQHPRUHSLQWRFRQWUROWKHRSHUDWLRQGLUHFWLRQRIWKH
PRWRU
9FRPPDQG
7KHDQDORJYROWDJHVLJQDOLVFRQYHUWHGWRDYHORFLW\FRPPDQGDQGWKHGULYHFRQWUROVWKH
PRWRUWRRSHUDWHDWWKDWYHORFLW\7KHKLJKHUWKHYROWDJHYDOXHEXWLWZLOOQRWH[FHHGWKH
PD[LPXPVSHHGVHWE\GULYH&RQYHUVHO\WKHORZHUWKHYROWDJHYDOXHWKHORZHUWKH
RXWSXWVSHHG:KHQWKHYROWDJHYDOXHLVQHJDWLYHWKHRXWSXWVSHHGEHFRPHVQHJDWLYH
FRUUHVSRQGLQJO\DQGWKHPRWRURSHUDWHVLQYHUVHO\7KHFRPPDQGVSHHGWRZKLFKWKH
XQLWYROWDJHFRUUHVSRQGVFDQEHVHWLQWKHGULYH
/&'
3:0&RPPDQG
7KH3:0FRPPDQGLVFRQYHUWHGWRDYHORFLW\FRPPDQGWRGLUHFWO\FRQWUROWKHRSHUDWLRQ
VSHHGRIWKHPRWRU7KHYHORFLW\WRZKLFKWKH)XOO3:0FRUUHVSRQGVFDQEHVHWLQWKH
GULYH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
Operation Manual for D2 Motor Drive System
4 Settings
Step 1: Mode selection
The steps for selecting velocity mode via HMI are described below.
Step
Graphical (HMI) description
Operation
2
5 LCD
In the mode operation page,
select ´Velocity 0RGH´, as
show on the left figure.
4
4 Settings
3
3 Wiring
Click the Configuration
Center icon (as show on the
left figure) in the main function
tool bar of the HMI, or select
the Configuration Center
RSWLRQIURP³&RQI7XQH´LQWKH
function menu.
In the Configuration Center,
VHOHFWWKHµ0RGH¶WDEDV
shown on the left)-> In the
Configuration Center, select
WKH³0RGH´WDE, as show on
the left figure
2 Overview of the
Specifications
Execute the Lightening HMI
program
1
1 About the Operation
Manual
4.6.2.1 Basic setting of velocity mode
The basic setting of the velocity mode is described below.
6 Tuning
7 Protection 8 Applications
9
Troubleshooting
121
HIWIN MIKROSYSTEM CORP..
Operation Manual for D2 Motor Drive System
4 Settings
1 About the Operation
Manual
Step 2: Setting the command input format
Velocity mode can be selected if the host controller used can send analog command or
PWM command. Only the Scaling between the external command and current has to be
set for the force/torque mode. The unit shows the corresponding relationship of 1 V with
mm/s or between the Full PWM and the highest speed. A dead band can be set for the
velocity command. This will be zero when the input voltage or PWM is lower than this
setting. Please refer to the figure below.
2 Overview of the
Specifications
3 Wiring
4 Settings
The steps for setting the command input format via HMI are described below.
Step
Graphical (HMI) description
5 LCD
In the mode operation
page, key in the
required command input
format from the
³&RPPDQG7\SHV´, as
shown on the left figure.
1
6 Tuning
7 Protection 8 Applications
9
Troubleshooting
In the mode operation
page, set the scaling
between external
command and velocity
for requirement. The
unit shows the
corresponding
relationship of 1V with
the mm/s or rpm, or
between the Full PWM
and the highest speed,
as show (a) on the left
figure.
SHWWKHµ'HDG%DQG¶IRU
the current command,
as show (b) on the left
figure.
Select ³,QYHUW
&RPPDQG´ to invert
voltage or PWM
command for
requirement
2
3
4
122
HIWIN MIKROSYSTEM CORP.
Operation
Operation Manual for D2 Motor Drive System
4 Settings
5
1 About the Operation
Manual
Select ³,QYHUW
&RPPDQG´ to invert
voltage or PWM
command for
requirement
2 Overview of the
Specifications
3 Wiring
5 LCD
6 Tuning
7
&OLFNWKHµ6DYHWR)ODVK¶
button in the HMI main
function tool bar to save
the parameters in the
flash memory. This will
retain the parameters
even if the drive is
turned off.
4 Settings
6
The parameter
confirmation screen
DSSHDUVFOLFNWKHµ6HQG
WR5$0¶EXWWRQ (as
shown on the left)
7 Protection 8 Applications
9
Troubleshooting
123
HIWIN MIKROSYSTEM CORP..
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
)RUFHWRUTXHPRGH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHGULYHFDQUHFHLYHFRPPDQGVIURPWKHKRVWFRQWUROOHUYLDYROWDJHNQRZQDV9
FRPPDQGV7KHLQSXWYROWDJHUDQJHVIURP9WR97KHGULYHPDNHVWKHUHFHLYHG
9WR9LQSXWYROWDJHFRUUHVSRQGWRWKHYHORFLW\RUFXUUHQWFRQWUROWRGULYHWKH
PRWRU,QDGGLWLRQWRWKHYROWDJHWKHKRVWFRQWUROOHUFDQVHQGFRPPDQGVYLD3:0
VLJQDOVNQRZQDV3:0FRPPDQGV7KH3:0FRPPDQGFRQYHUWVWRGLIIHUHQWYHORFLW\
RUFXUUHQWFRPPDQGVGHSHQGLQJRQWKHGXW\F\FOH,WLVFODVVLILHGLQWRVLQJOHZLUH
3:0DQGWZRZLUH3:0W\SHV7KHVLQJOHZLUH3:0W\SHUHIHUV
WRWKHGXW\F\FOHRI$QLQYHUVHPRWLRQRFFXUVZKHQWKHGXW\F\FOHLVOHVVWKDQ
ZKLOHQRUPDOPRWLRQRFFXUVZKHQWKHGXW\F\FOHLVPRUHWKDQ7KHWZRZLUH
3:0W\SHQHHGVRQHPRUHSLQWRFRQWUROWKHRSHUDWLRQGLUHFWLRQRIWKHPRWRU :LULQJ
6HWWLQJV
9FRPPDQG
7KHDQDORJYROWDJHVLJQDOLVFRQYHUWHGWRDFXUUHQWFRPPDQGWRGLUHFWO\FRQWUROWKH
FXUUHQWRXWSXWRIWKHGULYHDQGWKXVWKHIRUFHDQGWRUTXHRIWKHPRWRU7KHKLJKHUWKH
YROWDJHYDOXHWKHKLJKHUWKHFRQWUROOHGFXUUHQWRXWSXWEXWLWZLOOQRWH[FHHGWKHXSSHU
OLPLWVHWIRUWKHPRWRU7KHORZHUWKHYROWDJHYDOXHWKHORZHUWKHFRQWUROOHGFXUUHQW
RXWSXW:KHQWKHYROWDJHYDOXHLVQHJDWLYHWKHFRQWUROOHGFXUUHQWRXWSXWEHFRPHV
QHJDWLYHFRUUHVSRQGLQJO\DQGWKHPRWRURSHUDWHVLQYHUVHO\7KHFXUUHQWWRZKLFKWKHXQLW
YROWDJHFRUUHVSRQGVFDQEHVHWLQWKHGULYH
/&'
3:0&RPPDQG
7KH3:0FRPPDQGLVFRQYHUWHGWRDFXUUHQWFRPPDQGWRGLUHFWO\FRQWUROWKHFXUUHQW
RXWSXWDQGWKXVWKHIRUFHDQGWRUTXHRIWKHPRWRU7KHFXUUHQWWRZKLFKWKH)XOO3:0
FRUUHVSRQGVFDQEHVHWLQWKHGULYH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
Operation Manual for D2 Motor Drive System
4 Settings
Step 1: Mode selection
The steps for selecting of force/torque mode via HMI are described below.
Step
Graphical (HMI) description
Operation
2
figure
4
6 Tuning
0RGH´, as show on the
left figure.
5 LCD
In the mode operation
page,
select ´)RUFH7RUTXH
4 Settings
3
3 Wiring
Click the Configuration
Center icon (as shown on
the left) in the main
function tool bar of the
main HMI window, or
select the Configuration
Center option from
µ&RQI7XQH¶LQWKHIXQFWLRQ
menu.
In the Configuration
&HQWHUVHOHFWWKHµ0RGH¶
tab, as show on the left
2 Overview of the
Specifications
Execute the Lightening
HMI program
1
1 About the Operation
Manual
4.6.3.1 Basic setting of force/torque mode
The basic setting of force/torque mode is described below.
7 Protection 8 Applications
9
Troubleshooting
125
HIWIN MIKROSYSTEM CORP..
Operation Manual for D2 Motor Drive System
4 Settings
1 About the Operation
Manual
Step 2: Setting the command input format
The force mode is another application of the host controller that can send analog
commands or PWM commands. Only the Scaling between the external command and
current has to be set for the force/torque mode. The unit shows the corresponding
relationship of 1 V with the amp or between the Full PWM and the highest amp value of
the current. A dead band can be set for the current command. This will be zero when the
input voltage or PWM is lower than this setting. Please refer to the figure below.
2 Overview of the
Specifications
3 Wiring
4 Settings
The steps for setting the command input format via HMI are described below.
Step
Graphical (HMI) description
5 LCD
In the mode operation
page, key in the required
command input format
IURPWKHµ&RPPDQG
7\SHV¶ (as shown on the
left)
1
6 Tuning
7 Protection 8 Applications
9
Troubleshooting
In the mode operation
page, set the scaling
between external
command and current for
requirement. The unit
shows the corresponding
relationship of 1V with the
amp, or between the Full
PWM and the highest
amp value of the current
as show (a) on the left
figure.
SHWWKHµ'HDG%DQG¶IRU
the current command, as
show (b) on the left figure.
Select ³,QYHUW&RPPDQG´
to invert voltage or PWM
command for
requirement, as show (c)
on the left figure.
2
3
4
126
HIWIN MIKROSYSTEM CORP.
Operation
Operation Manual for D2 Motor Drive System
4 Settings
1 About the Operation
Manual
2 Overview of the
Specifications
After finishing all the
setting, click the ³OK´
button, as show on the left
figure.
5
3 Wiring
6
6 Tuning
7 Protection 8 Applications
7
5 LCD
&OLFNWKHµ6DYHWR)ODVK¶
button in the main
function tool bar in the
main HMI window to save
the parameters in the
flash memory. This will
retain the parameters
even if the drive is turned
off.
4 Settings
The
parameter confirmation
screen
appear, click
the ³Send to RAM´, as
show on the left figure.
9
Troubleshooting
127
HIWIN MIKROSYSTEM CORP..
Operation Manual for D2 Motor Drive System
1 About the Operation
Manual
4.6.4
4 Settings
Stand-Alone mode
Stand-Alone mode is a mode for independent operation. The drive has a high-speed
DSP that can perform motion planning by itself. With the support of the DSP, the drive
can execute the internal motion program and drive the motor independently without
using the external motion control card.
4.6.4.1 Basic setting of Stand-Alone mode
2 Overview of the
Specifications
The basic setting of Stand-Alone mode is described below:
Step 1: Selection of the mode
The steps for setting Stand-Alone mode by via HMI are described below:
Step
Graphical (HMI) description
Operation
3 Wiring
4 Settings
Execute the Lightening
HMI program
2
Click the Configuration
Center icon (as shown on
the left) in the main
function tool bar in the
main HMI window, or
select the Configuration
Center option from
µ&RQI7XQH¶LQWKHIXQFWLRQ
menu.
3
In the Configuration
&HQWHUVHOHFWWKHµ0RGH¶
tab (as shown on the left)
4
In the mode operation
SDJHVHOHFWµStand-Alone
0RGH¶a) on the left figure
5
After the settings are
completedFOLFNWKHµ2.¶
button (b) on the left
5 LCD
1
6 Tuning
7 Protection 8 Applications
9
Troubleshooting
128
HIWIN MIKROSYSTEM CORP.
Operation Manual for D2 Motor Drive System
4 Settings
2 Overview of the
Specifications
3 Wiring
4 Settings
7
&OLFNWKHµ6DYHWR)ODVK¶
button in the HMI main
function tool bar to save
the parameters in the flash
memory. This will retain
the parameters even if the
drive is turned off.
1 About the Operation
Manual
6
The parameter
confirmation screen
appears; Click ³Send to
RAM´, as shown on the
left figure
5 LCD
6 Tuning
7 Protection 8 Applications
9
Troubleshooting
129
HIWIN MIKROSYSTEM CORP..
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6HWWLQJV
$ERXWWKH2SHUDWLRQ
0DQXDO
6DYHWRIODVK
&OLFNWKH
µ6DYHWR)ODVK¶EXWWRQLQWKHPDLQ+0,ZLQGRZWRVDYHWKHFXUUHQW
SDUDPHWHUVLQWKHIODVKPHPRU\3DUDPHWHUVVDYHGLQWKHIODVKPHPRU\ZLOOEHUHWDLQHG
HYHQLIWKHGULYHLVWXUQHGRII
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHHPXODWHGHQFRGHURXWSXWIXQFWLRQZLOOWHPSRUDULO\IDLOZKHQWKHSDUDPHWHUVDUH
VDYHG,IWKHKRVWFRQWUROOHULVFRQQHFWLQJWRWKHHPXODWHGHQFRGHURXWSXWVLJQDOWKH
HQFRUGHULQIRUPDWLRQWKDWWKHKRVWFRQWUROOHUUHFHLYHVPD\EHORVW
7KHFRPSHQVDWLRQWDEOHRIWKHHUURUPDSSLQJIXQFWLRQZLOOQRWEHVDYHG$VDYH
DFWLRQPXVWEHH[HFXWHGRQWKHµ(UURU0DS¶SDJHWRVDYHWKHFRPSHQVDWLRQWDEOH
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
6HWWLQJV
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
/&'
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
/&'SDQHOGHVFULSWLRQ
)RXU/&'SDJHV
+RPH3DJH
'LVSOD\3DUDPHWHUV3DJH
&KDQJH3DUDPHWHUV3DJH
$FWLRQV3DJH
/&'FRQILJXUDWLRQE\PRGH
3RVLWLRQ0RGH
9HORFLW\0RGH
)RUFH7RUTXH0RGH
6WDQG$ORQH0RGH
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
/&'SDQHOGHVFULSWLRQ
'LVSOD\
&XUVRU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
(QWHUNH\
8SNH\
'RZQNH\
)XQFWLRQNH\
:LULQJ
)LJ/&'SDQHO
7DEOH
)XQFWLRQ
'LVSOD\
)RUGLVSOD\LQJFKDQJHVLQYDOXHVVWDWXVHVSDUDPHWHUVDQGDFWLRQV
8SNH\
)RUWKHVHOHFWLRQDQGVHWWLQJRISDUDPHWHUYDOXHVRUMRJJLQJ
)RUVZLWFKLQJDPRQJWKHIRXU/&'SDJHDQGVZLWFKLQJWKHHGLWPRGHVZKHQVHWWLQJ
SDUDPHWHUYDOXHV (QWHUNH\
)RUHQWHULQJWKHVWDWXVGLVSOD\RSWLRQVVDYLQJSDUDPHWHUVHWWLQJVDQGFRQILUPLQJ
LQSXWDFWLRQV &XUVRU
6WDWLFFXUVRU$IODVKLQJXQGHUVFRUHPHDQVWKDWDSDUDPHWHUFDQEHHGLWHG
'\QDPLFFXUVRU$VROLGIODVKLQJER[PHDQVWKDWSDUDPHWHUVDUHEHLQJ
HGLWHGPRWLRQLVLQSURJUHVVMRJJLQJ
1RFXUVRU3DUDPHWHUVFDQRQO\EHGLVSOD\HGQRWHGLWHG
7XQLQJ
)RUWKHVHOHFWLRQDQGVHWWLQJRISDUDPHWHUYDOXHVRUMRJJLQJ
)XQFWLRQNH\
/&'
'RZQNH\
6HWWLQJV
1DPH
3URWHFWLRQ $SSOLFDWLRQV
Ɉ1RWH3UHVVLQJDQGKROGLQJWKH8SRU'RZQNH\VHQDEOHVXVHUVWRTXLFNO\VZLWFK
EHWZHHQSDJHV 7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
)RXU/&'SDJHV
7KHUHDUHIRXU/&'SDJHVRQWKHGLVSOD\SDQHO+RPH3DJH'LVSOD\3DUDPHWHUV3DJH
&KDQJH3DUDPHWHUV3DJHDQG$FWLRQV3DJH3UHVVWKH)XQFWLRQNH\WRVZLWFKEHWZHHQ
SDJHV7KHRSHUDWLRQVWUXFWXUHRIWKH/&'LVVKRZQLQ)LJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
+RPH3DJH
'LVSOD\VWKHVHUYRVWDWHHUURUPHVVDJHVZDUQLQJVDQGPRWRUVWDWHSKDVHLQLWLDOL]DWLRQ
PRWRUPRYHPHQWKRPLQJDQGHUURUPDSSLQJ
'LVSOD\3DUDPHWHUV3DJH
'LVSOD\VWKHPRWRUIHHGEDFNSRVLWLRQSRVLWLRQFRPPDQGSRVLWLRQHUURUIHHGEDFN
YHORFLW\YHORFLW\FRPPDQG,2VWDWHDQGRWKHUSDUDPHWHUV &KDQJH3DUDPHWHUV3DJH
$OORZVFKDQJLQJWKHFRPPRQJDLQ&*YHORFLW\ORRSJDLQ93*SKDVHLQLWLDOL]DWLRQ
JDLQ67B&*RSHUDWLRQPRGHDQGSXOVHIRUPDWVDYHWKHSDUDPHWHUVIURP5$0WRWKH
IODVKPHPRU\DQGSURYLGHVHWWLQJVIRUDGYDQFHGSDUDPHWHUV
$FWLRQV3DJH
$OORZVWKHVHUYRWRSHUIRUPHQDEOHGLVDEOHMRJJLQJDQGPRYLQJWRDQDEVROXWHWDUJHW
SRVLWLRQ
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
:LULQJ
+,:,10,.526<67(0&253
/&'
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
)LJ/&'RSHUDWLRQVWUXFWXUH
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
+RPH3DJH
:KHQWKHGULYHLVSRZHUHGRQWKHVHUYRVWDWHRIWKHGULYHLVILUVWGLVSOD\HGRQWKH/&'
7KHVHUYRVWDWHFRGHVDUHGHVFULEHGDVIROORZV
7DEOH
&RGH
695'<
69125'<
'HVFULSWLRQ
6HUYRLVUHDG\
6HUYRLVQRWUHDG\
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:KHQWKH'GULYHGHWHFWVHUURUVDQHUURURUZDUQLQJPHVVDJHZLOODSSHDURQWKH
VHFRQGOLQHDVVKRZQLQ)LJ'HILQLWLRQVRIWKHVHHUURUDQGZDUQLQJFRGHVDUH
VKRZQLQ7DEOHDQG7DEOHUHVSHFWLYHO\
:LULQJ
6HWWLQJV
)LJ(UURUVDQGZDUQLQJV
7DEOH'HVFULSWLRQRIHUURUFRGHV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
1R
&RGH
(6+257
(29(59
(3(%,*
((1&2'
(6:+27
(89:&1
('+27
(0+27
(81'9
(9(55
(3+,1,
(6(5(
(+$/(
(3+(55
1R
&RGH
:6://
:6:5/
:+://
:+:5/
:69%,*
:3(
:9(
:&85/
:$&&/
:9(//
:%27+
:,7
/LJKWHQLQJHUURUPHVVDJHV
0RWRUVKRUWRYHUFXUUHQWGHWHFWHG
2YHUYROWDJHGHWHFWHG
3RVLWLRQHUURUWRRODUJH
(QFRGHUHUURU
6RIWWKHUPDOWKUHVKROGUHDFKHG
0RWRUPD\EHGLVFRQQHFWHG
$PSOLILHURYHUWHPSHUDWXUH
0RWRURYHUWHPSHUDWXUHVHQVRUDFWLYDWHG
8QGHUYROWDJHGHWHFWHG
9IRUHQFRGHUFDUGIDLO
3KDVHLQLWLDOL]DWLRQHUURU
6HULDOHQFRGHUFRPPXQLFDWLRQHUURU
+DOOVHQVRUHUURU
+DOOSKDVHFKHFNHUURU
7DEOH'HVFULSWLRQRIZDUQLQJFRGHV
/LJKWHQLQJZDUQLQJV
/HIW6:OLPLW
5LJKW6:OLPLW
/HIW+:OLPLW
5LJKW+:OLPLW
6HUYRYROWDJHELJ
3RVLWLRQHUURUZDUQLQJ
9HORFLW\HUURUZDUQLQJ
&XUUHQWOLPLWHG
$FFHOHUDWLRQOLPLWHG
9HORFLW\OLPLWHG
%RWK+:OLPLWVDUHDFWLYH
,7ZDUQLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
3UHVV
RQWKHKRPHSDJHWRHQWHUWKHVHUYRVWDWXVGLVSOD\WKHQSUHVVWKH8SRU
'RZQNH\WRFKDQJHWKHVWDWXVWREHGLVSOD\HG3OHDVHUHIHUWR)LJIRUDQLOOXVWUDWHG
GHVFULSWLRQRIWKHSURFHGXUH)RUH[DPSOHWKHSKDVHLQLWLDOL]DWLRQLVQRWFRPSOHWHG
ZKHQ3+$6,1,VKRZV2))RUWKHLQLWLDOL]DWLRQLVFRPSOHWHGZKHQLWVKRZV21
2YHUYLHZRIWKH
6SHFLILFDWLRQV
3KDVH
LQLWLDOL]DWLRQ
VWDWXV
:LULQJ
0RWRULV
PRYLQJ
VWDWXV
6HWWLQJV
/&'
+RPLQJLV
FRPSOHWHG
VWDWXV
7XQLQJ
(UURU
PDSSLQJ
VWDWXV
3URWHFWLRQ $SSOLFDWLRQV
)LJ2SHUDWLRQRIWKHVWDWXVGLVSOD\PRGH
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
'LVSOD\3DUDPHWHUV3DJH
,QWKH'LVSOD\3DUDPHWHUV3DJHSUHVVWKH8SRU'RZQNH\WRFKDQJHWKHSDUDPHWHUWR
GLVSOD\3OHDVHUHIHUWR)LJIRUDQLOOXVWUDWHGGHVFULSWLRQRIWKHSURFHGXUH7KH
GHILQLWLRQRIHDFKSDUDPHWHUGLVSOD\FRGHLVVKRZQEHORZ7KHQDPHRIWKHSDUDPHWHULV
VKRZQRQWKHILUVWOLQHDQGLWVYDOXHDQGVWDWXVDUHVKRZRQWKHVHFRQGOLQHRIWKH
GLVSOD\
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ2SHUDWLRQRIWKHSDUDPHWHUGLVSOD\PRGH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
'HVFULSWLRQ
)HHGEDFN3RVLWLRQ
0RWRUIHHGEDFNSRVLWLRQ
FRXQW
8QLW 5)326
326(55
)%9(/
5HIHUHQFH3RVLWLRQ
3RVLWLRQ(UURU
)HHGEDFN9HORFLW\
'ULYHUHIHUHQFHSRVLWLRQ
3RVLWLRQHUURU
0RWRUIHHGEDFNYHORFLW\
FRXQW
FRXQW
FRXQWV
5)9(/
5HIHUHQFH9HORFLW\
'ULYHUHIHUHQFHYHORFLW\
FRXQWV
9(/(55
9HORFLW\(UURU
9HORFLW\HUURU
FRXQWV
$&7&85
$FWXDO&XUUHQW
0RWRU$FWXDOFXUUHQW
$BDPS
&0'&85
&RPPDQG&XUUHQW
$BDPS
$1$&0'
$QDORJ&RPPDQG
'&%86
,
,
,
,
,
,
,
,
,
2
2
2
2
&1%5.
%XV9ROWDJH
,
,
,
,
,
,
,
,
,
2
2
2
2
&1%5.
'ULYH&XUUHQWFRPPDQG
$QDORJYROWDJHFRPPDQG
IURPWKHKRVWFRQWUROOHU
%XVYROWDJH
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
2XWSXWSRLQW
2XWSXWSRLQW
2XWSXWSRLQW
2XWSXWSRLQW
2XWSXWSRLQWEUDNHVLJQDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
$FWXDO9DOXH
)%326
$ERXWWKH2SHUDWLRQ
0DQXDO
)LJ'HILQLWLRQRISDUDPHWHUGLVSOD\FRGHV
&RGH
9ROW
:LULQJ
9ROW
6HWWLQJV
/&'
7XQLQJ
7KHVWDWXVGLVSOD\RISDUDPHWHUV22LVVKRZQLQ)LJDQGWKHVWDWXVFRGHVDUH
GHVFULEHGLQ7DEOH
3URWHFWLRQ $SSOLFDWLRQV
2XWSXWORJLFDOYDOXH
)LJ2XWSXWVWDWXVGLVSOD\
7DEOH'HILQLWLRQRIRXWSXWVWDWXVFRGHV
'HVFULSWLRQ
7UXH
)DOVH
+LJKYROWDJH
/RZYROWDJH
+,:,10,.526<67(0&253
7URXEOHVKRRWLQJ
&RGH
758(
)/6(
+,
/2:
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
&KDQJH3DUDPHWHUV3DJH
3UHVVWKH8SRU'RZQNH\WRVZLWFKWKHSDUDPHWHUVWREHFKDQJHGLQWKHFKDQJH
SDUDPHWHUSDJH3OHDVHUHIHUWR)LJIRUDQLOOXVWUDWHGGHVFULSWLRQRIWKHSURFHGXUH
7KHGHWDLOHGRSHUDWLQJSURFHGXUHLVGHVFULEHGLQWKHQH[WVHFWLRQ
6WDWLFFXUVRU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6DYHWKHSDUDPHWHUV
IURPWKHGULYH5$0
WRWKHIODVKPHPRU\
&RPPRQJDLQ
VHWWLQJ
:LULQJ
6HWWLQJV
9HORFLW\ORRSJDLQ
VHWWLQJ
/&'
3KDVHLQLWLDOL]DWLRQ
JDLQ
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
2SHUDWLRQPRGH
VHWWLQJ
1RWH
6WDWLFFXUVRU
3DUDPHWHUVFDQEH
HGLWHG
'\QDPLFFXUVRU
3DUDPHWHUVDUHEHLQJ
HGLWHGRUPRWRUDUH
MRJJLQJ
1RFXUVRU3DUDPHWHUV
FDQRQO\EHGLVSOD\HG
QRWHGLWHG
3XOVHIRUPDWVHWWLQJ
7URXEOHVKRRWLQJ
$FFHOHUDWLRQVHWWLQJ
$GYDQFHG
SDUDPHWHUFKDQJH
9HORFLW\VHWWLQJ
)LJ2SHUDWLRQRIWKHSDUDPHWHUFKDQJHPRGH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
6DYHWRIODVK
7KHIROORZLQJRSHUDWLRQVKRZVWKHVWHSVWRVDYHWKHSDUDPHWHUVIURPWKHGULYH5$0WR
WKHIODVKPHPRU\6$9()/$6+ 2YHUYLHZRIWKH
6SHFLILFDWLRQV
3UHVVWKH(QWHUNH\WRHQWHUWKH6$9()/6+RSWLRQ$VROLGIODVKLQJFXUVRUDSSHDUV
RQWKHOHIWVLGHRIWKHVHFRQGOLQH
3UHVVWKH8SRU'RZQNH\<(612WRVHOHFWZKHWKHUWRVDYHWKHSDUDPHWHUVIURP
WKHGULYH5$0WRWKHIODVKPHPRU\6HOHFW<(6WRFRQWLQXH
:KHQWKHVHUYRLVGLVDEOH',6$%/(SUHVVWKH(QWHUNH\DQGWKHPHVVDJH
µ352&(66¶ZLOODSSHDURQWKHVFUHHQLQGLFDWLQJWKDWWKHSDUDPHWHUVDUHEHLQJ
VDYHGWRWKHIODVKPHPRU\7KHµ),1,6+¶PHVVDJHZLOODSSHDUDIWHUFRPSOHWLQJWKH
VDYH3OHDVHUHIHUWR)LJIRUDQLOOXVWUDWHGGHVFULSWLRQRIWKHSURFHGXUH
:LULQJ
'\QDPLFFXUVRU
6HWWLQJV
1RNH\VZLOOUHVSRQGZKHQ
SUHVVHGZKLOHWKHµ352&(66¶
LVPHVVDJHGLVSOD\HG
VHFRQGV
/&'
1RNH\VZLOOUHVSRQGZKHQ
SUHVVHGZKLOHWKHµ),1,6+¶LV
PHVVDJHGLVSOD\HG
7XQLQJ
VHFRQGV
3URWHFWLRQ $SSOLFDWLRQV
)LJ2SHUDWLRQRIµ6DYHWRIODVK¶
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
3DUDPHWHUHGLWIXQFWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHHGLWDEOHSDUDPHWHUVRIWKHGULYHVXFKDV&*93*67B&*02'(38/602'(
$&&9(/B0$;DGYDQFHGSDUDPHWHUVDUHYDULDEOHVZKLFKFDQEHXVHGWRVHWYDOXHV
7KHSDUDPHWHUHGLWIXQFWLRQRQWKH/&'FDQEHXVHGIRUVHWWLQJYDOXHVRUXVHWKH8S
DQG'RZQNH\VWRPRYHWKHFXUVRURUVZLWFKWKHYDOXHVEDVHGRQXVHUV¶VQHHGV3UHVV
WKH)XQFWLRQNH\WRVZLWFKEHWZHHQIXQFWLRQV7KHIROORZLQJH[DPSOHLVXVHGWRSHUIRUP
KRZWRFKDQJHWKH&*SDUDPHWHUDQGWKHFKDQJHVRIDOORWKHUSDUDPHWHUVFDQEH
UHIHUUHGWRWKLVH[DPSOH,IWKH&*QHHGVWREHFKDQJHGIURPWRHQWHUWKH&*
HGLWLQJSDJHDQGIROORZWKHEHORZVHWWLQJSURFHGXUHWRFKDQJHWKHSDUDPHWHUV3OHDVH
UHIHUWR)LJIRUDQLOOXVWUDWHGGHVFULSWLRQRIWKHSURFHGXUH
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3UHVVWKH(QWHUNH\WRHQWHUWKH&*HGLWPRGH$VROLGIODVKLQJFXUVRUZLOODSSHDU
RQWKHOHIWVLGHRIWKHVHFRQGOLQH
3UHVVWKH'RZQNH\DQGWKHIODVKLQJFXUVRUZLOOPRYHWRWKHSRVLWLRQ
3UHVVWKH)XQFWLRQNH\7KLVDOORZVWKH8SDQG'RZQNH\VWRFKDQJHSDUDPHWHU
YDOXHV
3UHVVWKH8SNH\WZLFHDQGVWRSZKHQWKHQXPEHUWXUQVWR
3UHVVWKH)XQFWLRQNH\7KLVDOORZVWKH8SDQG'RZQNH\VWRPRYHWKHFXUVRU
3UHVVWKH'RZQNH\WZLFHWRPRYHWKHIODVKLQJFXUVRUWRWKHSRVLWLRQ
3UHVVWKH)XQFWLRQNH\7KLVDOORZVWKH8SDQG'RZQNH\VWRFKDQJHSDUDPHWHU
YDOXHV
3UHVVWKH'RZQNH\WKUHHWLPHVDQGVWRSZKHQWKHQXPEHUWXUQVWR
3UHVVWKH(QWHUNH\DQGWKH&*FKDQJHVWR
1RWH7KHIROORZLQJLQVWUXFWLRQVDUHIRUWKH)XQFWLRQNH\ZKHQXVLQJWKH/&'SDUDPHWHU
HGLWIXQFWLRQ
D :KHQSUHVVLQJWKH)XQFWLRQNH\IRUOHVVWKDQRQHVHFRQGWKHRSHUDWLRQIXQFWLRQ
VZLWFKHVWKH8SDQG'RZQNH\VEHWZHHQPRYLQJWKHFXUVRUDQGFKDQJLQJ
SDUDPHWHUYDOXHV
E :KHQSUHVVLQJDQGKROGLQJWKH)XQFWLRQNH\IRUPRUHWKDQWZRVHFRQGVWKHVFUHHQ
ZLOOUHWXUQWR/(9(/21(DQGDQ\FKDQJHVZLOOEHGLVFDUGHG
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
Operation Manual for D2 Motor Drive System
5 LCD
Press the key twice to
move the cursor two
steps to the right.
Press the key three times
and stop when "2" appears
(in the sequence of
Æ5Æ4Æ3Æ2)
3 Wiring
4 Settings
Press the key twice and
stop when "1" appears
(in the sequence of
Æ0Æ0Æ1)
Use the Up and
Down keys to change
the values
2 Overview of the
Specifications
Use the Up and
Down keys to
change the values
1 About the Operation
Manual
Use the Up and
Down keys to
change the values
5 LCD
6 Tuning
Fig. 5-10 Operation of the CG parameter change (example)
7 Protection 8 Applications
9
Troubleshooting
143
HIWIN MIKROSYSTEM CORP.
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ1XPEHUVZLWFKLQJVHTXHQFHLQSDUDPHWHUHGLWPRGH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
/&'
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
&KDQJHVRIQRQQXPHULFSDUDPHWHUV
7KHGULYHRSHUDWLRQPRGHDQGWKHSXOVHIRUPDWRIWKHKRVWFRQWUROOHUDOORZIRUFKDQJLQJ
QRQQXPHULFSDUDPHWHUV
2SHUDWLRQ0RGH
)ROORZWKHRSHUDWLRQVWHSVEHORZWRFKDQJHWKHRSHUDWLRQPRGHVHWWLQJV3OHDVHUHIHUWR
)LJIRUDQLOOXVWUDWHGGHVFULSWLRQRIWKHSURFHGXUH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
3UHVVWKH(QWHUNH\WRHQWHUWKHQRQQXPHULFSDUDPHWHUFKDQJHPRGH$VROLG
IODVKLQJFXUVRUDSSHDUVRQWKHOHIWVLGHRIWKHVHFRQGOLQH
3UHVVWKH8SRU'RZQNH\WRVHOHFWWKH3RVLWLRQ9HORFLW\)RUFH7RUTXH&XUUHQWRU
6WDQG$ORQHPRGH
3UHVVWKH(QWHUNH\WRFRQILUPWKHVHWWLQJFKDQJH
:LULQJ
3RVLWLRQPRGH
6HWWLQJV
/&'
9HORFLW\PRGH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)RUFH7RUTXH
PRGH
6WDQG$ORQH
PRGH
7URXEOHVKRRWLQJ
)LJ&KDQJLQJWKHRSHUDWLRQPRGHV
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
3XOVH)RUPDW
)ROORZWKHRSHUDWLRQVWHSVEHORZWRFKDQJHWKHSXOVHIRUPDWVHWWLQJV3OHDVHUHIHUWR
)LJIRUDQLOOXVWUDWHGGHVFULSWLRQRIWKHSURFHGXUH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
3UHVVWKH(QWHUNH\WRHQWHUWKHQRQQXPHULFSDUDPHWHUFKDQJHPRGH$VROLG
IODVKLQJFXUVRUDSSHDUVRQWKHOHIWVLGHRIWKHVHFRQGOLQH
3UHVVWKH8SRU'RZQNH\VWRVHOHFWWKHFRQWUROLQSXW3XOVHDQG'LUHFWLRQ3XOVH
8S3XOVH'RZQDQG4XDGUDWXUH
3UHVVWKH(QWHUNH\WRFRQILUPWKHVHWWLQJFKDQJH
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ&KDQJLQJWKHSXOVHIRUPDW
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
6HWWLQJDGYDQFHGSDUDPHWHUV
7KHUHDUHRYHUYDULDEOHVWRFKDQJHLQ/(9(/21(7KHYDULDEOHFRGHVDUHVKRZQ
LQ7DEOH
7KHV\PEROPHDQVWKDWWKHYDULDEOHLVDOVRDSSOLFDEOHWR'ULYHZLWK3XOVH2QO\
IXQFWLRQ
7DEOH$GYDQFHGSDUDPHWHUV
;BHQFBBGLY
;BVWBYSJ
;BVWBFJ
;BPD[BHUU
;BFXUUBPRWBSHDN
0RWRUSROHSDLUFRXQWV
9HORFLW\JDLQVRI6:PHWKRGLQ3KDVHLQLWLDOL]DWLRQ
&RPPRQJDLQVRI6:PHWKRGLQ3KDVHLQLWLDOL]DWLRQ
0D[LPXPSRVLWLRQHUURU
0RWRUSHDNFXUUHQW
+,:,10,.526<67(0&253
7URXEOHVKRRWLQJ
&XUUHQWIRU3KDVHLQLWLDOL]DWLRQ
3URWHFWLRQ $SSOLFDWLRQV
;BVPBDPSO
7XQLQJ
FRXQWV
FRXQWV
FRXQWV
FRXQWV
FRXQW
FRXQW
PVHF
FRXQW
FRXQW
+]
+]
+]
+]
FRXQWV
86
PP
FRXQW
$BDPS[
FXUUBG
UYBSHDN
FRXQW
$BDPS
/&'
8QLW
0D[LPXPDFFHOHUDWLRQRIWKHPRWRURXWSXWLQPRWLRQ
0D[LPXPGHFHOHUDWLRQRIWKHPRWRURXWSXWLQPRWLRQ
'HFHOHUDWLRQRIWKHPRWRURXWSXWLQDQHPHUJHQF\VWRS
0D[LPXPYHORFLW\RIWKHPRWRULQPRWLRQ
/RZHU6:OLPLW
8SSHU6:OLPLW
3RLQWWR3RLQW33GHOD\WLPH
3RLQWWR3RLQW33SRVLWLRQ
3RLQWWR3RLQW33SRVLWLRQ
)UHTXHQF\RISKDVHLQLWLDOL]HGILOWHURI6:PHWKRG
'DPSLQJUDWLRRISKDVHLQLWLDOL]HGILOWHURI6:PHWKRG
3DUDPHWHURISKDVHLQLWLDOL]HGILOWHURI6:PHWKRG
3DUDPHWHURISKDVHLQLWLDOL]HGILOWHURI6:PHWKRG
)UHTXHQF\RISKDVHLQLWLDOL]HGILOWHURI6:PHWKRG
'DPSLQJUDWLRRISKDVHLQLWLDOL]HGILOWHURI6:PHWKRG
6:PHWKRGSDUDPHWHURIVKRUWH[FLWHGILOWHU
3DUDPHWHURISKDVHLQLWLDOL]HGILOWHURI6:PHWKRG
)UHTXHQF\RIWKHFORVHGORRSILOWHU
'DPSLQJUDWLRRIWKHFORVHGORRSILOWHU
3DUDPHWHURIFORVHGORRSILOWHU
3DUDPHWHURIFORVHGORRSILOWHU
)UHTXHQF\RIFORVHGORRSILOWHU
'DPSLQJUDWLRRIFORVHGORRSILOWHU
3DUDPHWHURIFORVHGORRSILOWHU
3DUDPHWHURIFORVHGORRSILOWHU
&XUUHQWORRSSURSRUWLRQDOJDLQV'D[LV
&XUUHQWORRSLQWHJUDOJDLQV'D[LV
&XUUHQWORRSSURSRUWLRQDOJDLQV4D[LV
&XUUHQWORRSLQWHJUDOJDLQV4D[LV
6ORZKRPLQJYHORFLW\VORZHUVSHHG
7LPHRXWRIKRPLQJSURFHVV
,QYHUWYROWDJHIRUGLJLWDORXWSXW
1XPEHURIURWDU\PRWRUFRXQWVLQDUHYROXWLRQ
6FUHZSLWFK
1XPEHURIURWDU\PRWRUFRXQWVLQDUHYROXWLRQ
6HWWLQJV
'HILQLWLRQ
;BDFF
;BGFF
;BGFFBNLOO
;BYHOBPD[
;BVZBSRV
;BVZBSRV
;BSSBGHO
;BSSBSRV
;BSSBSRV
;BVRIBIU
;BVRIB[L
;BVRIBN
;BVRIBN
;BQIBIU
;BQIB[L
;BQIBN
;BQIBN
;BIBIU
;BIB[L
;BIBN
;BIBN
;BIBIU
;BIB[L
;BIBN
;BIBN
;B8SLBNS
;B8SLBNL
;B9SLBNS
;B9SLBNL
;BLQGH[BYHO
;BLQGH[BWRXW
RXWB[RU
;BFQWSHUXQLW
;BSLWFK6FUHZ
;BHQFB
:LULQJ
3DUDPHWHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
/&'
1R
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
;BFXUUBPRWBFRQW
;BYSJ
;BDIIJ
;B&*
;BVJBUXQ
;BVJBLGOH
;BVJBVWRS
;B8FIBIU
;B8FIB[L
;B9FIBIU
;B9FIB[L
;BWUBWLPH
;BWU
;BIRUFH&RQVWDQW
;BP,QHUW
;BJHDU5DW\LR
9FPGBRIIV
;BFPGBH[WB1
;BFPGBH[WB0
;BFPGBH[WBYBVF
;BFPGBH[WBYBG]
;BFPGBH[WBLBVF
;BFPGBH[WBLBG]
;BSRVBHUUBZDUQ
BZLQ
;BYHOBHUUBZDUQ
BZLQ
;B5HVLVWDQFH
;B,QGXFWDQFH
;BYHOBVWRS
;BGHO0D[(Q7R%UN
;BGHO%UN7R'LV
;BLQGH[BRIIV
;B$HQFBVJQ
;B$HQFBPRGH
;BQHZBVPBIDF
LQB[RU
SXOOXSGQ
;BURWDU\7\SH
;BVWBSKDVH
;BSXOVHBPRGH
;BSXOVHBGLU
;BIDOOBULVH
;BFPGBSZPBPRGH
/&'
0RWRUFRQWLQXRXVFXUUHQW
&ORVHGORRSYHORFLW\SURSRUWLRQDOJDLQV
&ORVHGORRSDFFIHHGIRUZDUGJDLQV
&RPPRQJDLQV
6FKHGXOHJDLQLQPRYHPHQW 6FKHGXOHJDLQLQ,QSRVLWLRQ 6FKHGXOHJDLQLQVHWWOLQJ
)UHTXHQF\RIFXUUHQWORRSILOWHU'D[LV
'DPSLQJUDWLRRIFXUUHQWORRSILOWHU'D[LV
)UHTXHQF\RIFXUUHQWORRSILOWHU4D[LV
'DPSLQJUDWLRRIFXUUHQWORRSILOWHU4D[LV
,QSRVLWLRQGHERXQFHWLPH
,QSRVLWLRQHUURUWDUJHWUDGLXV
7RUTXHFRQVWDQW
5RWDWLRQDOLQHUWLDRIURWDU\PRWRU
5HGXFWLRQJHDUUDWLR
$QDORJLQSXW
1XPHUDWRURIWKHHOHFWURQLFJHDUUDWLRRXWSXW
'HQRPLQDWRURIWKHHOHFWURQLFJHDUUDWLRLQSXW
9HORFLW\FRPPDQGUDWLRLQGLFDWLQJWKHURWDWLRQDOVSHHGRI
9
'HDGEDQGIRUWKHYHORFLW\FRPPDQGWKHYHORFLW\
FRPPDQGLVZKHQWKHLQSXWYROWDJHLVORZHUWKDQWKLV
VHWWLQJ
$BDPS
+]
+]
86
FRXQW
1P$BDPS
.JPA
9ROW
FRXQWV 9
9ROW
$DPS[
&XUUHQWFRPPDQGUDWLRLQGLFDWLQJWKHURWDWLRQDOVSHHGRI
FXUUBGUYBSH
9
DN 9
'HDGEDQGIRUWKHFXUUHQWFRPPDQGWKHYHORFLW\
FRPPDQGLVZKHQWKHLQSXWYROWDJHLVORZHUWKDQWKLV
9ROW
VHWWLQJ
3RVLWLRQHUURUZDUQLQJ
FRXQW
9HORFLW\HUURUZDUQLQJ
FRXQWV
0RWRUOLQHOLQHUHVLVWDQFH
0RWRUOLQHOLQHLQGXFWDQFH
%UDNHVWDUWLQJVSHHG
%UDNHVWDUWLQJGHOD\WLPH
7KHEUDNHDFWLYHWLPH
+RPHRIIVHW
(QFRGHUGLUHFWLRQ
(QFRGHUW\SH
6PRRWKIDFWRU
/RJLFLQYHUVLRQVHWWLQJIRUGLJLWDOLQSXW
'LJLWDOLQSXWVLJQDOOHYHOVHWWLQJ
0RWRUW\SH
0RWRULQYHUVHRXWSXWIRUFH
3XOVHIRUPDW
,QYHUVHSXOVHFRPPDQG
3XOVHFRPPDQGWULJJHU
&RPPDQGLQSXWIRUPDWLQWKHYHORFLW\DQGFXUUHQWPRGHV
RKP
P+
FRXQWV
86
86
FRXQW
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
FRXQW
FRXQW
$DPS[
;BGFEOBSXOVHBDPS
6:PHWKRGSKDVHLQLWLDOL]DWLRQFXUUHQW
FXUUBGUYBSH
DN
;BGFEOBSXOVHBGHO
6:PHWKRGSKDVHLQLWLDOL]DWLRQWLPHIDFWRU
XV
;BYVIIU
96)IUHTXHQF\
+]
;BYVI[L
96)GDPSLQJIDFWRU
;BYVIBHQ
96)VZLWFK
;BFPGBH[WB1
1XPHUDWRURIWKHHOHFWURQLFJHDUUDWLRVHFRQGRXWSXWVHW
;BFPGBH[WB1
1XPHUDWRURIWKHHOHFWURQLFJHDUUDWLRWKLUGRXWSXWVHW
;BFPGBH[WB1
1XPHUDWRURIWKHHOHFWURQLFJHDUUDWLRIRXUWKRXWSXWVHW
FXUUBGU
;BIULFBFRPSBXS
)ULFWLRQFRPSHQVDWLRQ
YBSHDN
$BDPS
;BKRPHBYHO
)DVWKRPLQJYHORFLW\)DVWHU6SHHG
FRXQWV
;BKRPHBRSWLRQ
+RPLQJPRGH
;BKRPHB',5
+RPLQJVWDUWGLUHFWLRQ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+DUGZDUHHQDEOHVLJQDOVHWWLQJ$[LV(QDEOH
+DUGZDUHULJKWOLPLWVLJQDOVHWWLQJ5LJKW/LPLW6ZLWFK
+DUGZDUHOHIWOLPLWVLJQDOVHWWLQJ/HIW/LPLW6ZLWFK
7KHKRPLQJRND\FRPPDQGIURPWKHKRVWFRQWUROOHU
;B6W,GKRPH
+RPLQJ2.6WDUW(UURU0DS
;B6W,G2XW%UDNH
%UDNHVLJQDOVHWWLQJ
;BVZBSRVBSURWBHQ
2Q2II6:OLPLW
;BKZBOLPBSURWBHQ
2Q2IIOLPLWVZLWFK
;BHPXB1
1XPHUDWRURIHPXODWHGHQFRGHURXWSXW
;BHPXB0
'HQRPLQDWRURIHPXODWHGHQFRGHURXWSXW
;BHPDSBHQ
2Q2IIHUURUPDSSLQJ
;B6W,G5HVHW
'ULYHUHVHWVLJQDOVHWWLQJ5HVHW$PSOLILHU
;BKRPHBVPRRWK
+RPLQJVPRRWKIDFWRU
YHUBPGS
)LUPZDUHYHUVLRQ
;BHPXBLBUDGLXV
(PXODWHGHQFRGHUKRPHUDGLXV
;BHPXBLBMLWWHU
(PXODWHGHQFRGHUILOWHUIDFWRU
;BGFEOBSXOVHBPRGH
3KDVHLQLWLDOL]DWLRQPRGH
7XQLQJ
2RXWSXWVLJQDOVHWWLQJ
/&'
2RXWSXWVLJQDOVHWWLQJ
6HWWLQJV
2RXWSXWVLJQDOVHWWLQJ
:LULQJ
2RXWSXWVLJQDOVHWWLQJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
;B6W,GHQH[W
;B6W,G5/
;B6W,G//
$ERXWWKH2SHUDWLRQ
0DQXDO
/&'
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$ERXWWKH2SHUDWLRQ
0DQXDO
;BKRPHBRSWBLQGH
[
;BKRPHBOHIWB6:
;BKRPHBULJKWB6:
;BKRPHBZDOOB&XUU
7KUVKOG
;B6W,G6WDUW+RPH
;B6W,G'LY
;B6W,G'LY
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
RXWBFRQILJ>@
;BYIIJ
;BRSHUBPRGH
;BRSHUBPRGH
;BVHFRQGBFJ
;BVHFRQGBYSJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
;BKRPHBZDOOB&XUU
7LPH
;BKRPHBVHOHFWB6S
HHG
;BKRPHBVHDUFKBRS
WLRQ
;BEDFNODVK
;B6W,G1HDU+RPH
;B6W,G&OU(UU
;B6W,G,QY&PG
;B6W,GQG&*
;B6W,GQG93*
;B6W,G=6&
;B6W,G,1+
;B6W,G36
;B6W,G$ERUW
;B6W,G&OU3(
;B6W,GQG2SHURGH
/&'
+RPLQJPRGHLQGH[VHDUFKLQJVHWWLQJ
/HIWFRQGLWLRQIRUKRPLQJ
5LJKWFRQGLWLRQIRUKRPLQJ
$DPS[
FXUUBGUYBSH
DN
&XUUHQWWKUHVKROGRIKLWWLQJWKHKDUGVWRS 'XUDWLRQWLPHRIKLWWLQJWKHKDUGVWRS
PVHF
+RPLQJPRGHLQLWLDOVSHHGVHOHFWLRQ
FRXQWV
6HDUFKKRPLQJPHWKRGRSWLRQ
%DFNODVK
1HDUKRPHVHQVRU
&OHDUHUURUV
,QYHUWFRPPDQG
6ZLWFKWRVHFRQGDU\&*
6ZLWFKWRVHFRQGDU\93*JDLQV
=HURVSHHGFODPS
,QKLELWSXOVHFRPPDQG
6ZLWFK+,/2SXOVHLQSXW
$ERUWPRWLRQ
&OHDUSRVLWLRQHUURU
6ZLWFKWRVHFRQGDU\PRGH
6WDUWWKHEXLOWLQKRPLQJSURFHGXUHRIWKHGULYH6WDUW
+RPLQJ
(OHFWURQLFJHDUVHOHFW',9
(OHFWURQLFJHDUVHOHFW',9
&1%5.EUDNHRXWSXWVLJQDOVHWWLQJ
9HORFLW\IHHGIRUZDUG
3ULPDU\RSHUDWLRQPRGH
6HFRQGDU\RSHUDWLRQPRGH
6HFRQGDU\&*
6HFRQGDU\93*
FRXQW
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
$FWLRQV3DJH
,QWKHDFWLRQPRGHXVHUVFDQSHUIRUPHQDEOHGLVDEOH-2*DQGDEVROXWHFRRUGLQDWLRQ
PRWLRQDQG6(7=(52IXQFWLRQV7KHYHORFLW\DQGWDUJHWFRRUGLQDWHVIRUPRWLRQVFDQ
DOVREHVHWRUSUHVVWKH8SRU'RZQNH\WRVZLWFKWKHDFWLRQVWREHSHUIRUPHG3OHDVH
UHIHUWR)LJIRUDQLOOXVWUDWHGGHVFULSWLRQRIWKHSURFHGXUH7KHGHWDLOHGRSHUDWLQJ
SURFHGXUHLVGHVFULEHGLQWKHQH[WVHFWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6HUYR(QDEOH'LVDEOH
:LULQJ
6HWDWDUJHWSRVLWLRQ
IRU0293268QLW FRXQW
-RJ
6HWWLQJV
6WDUWDEVROXWHFRRUGLQDWH
PRWLRQDQGPRYHWRWKH
WDUJHWSRVLWLRQ
/&'
$XWRWXQH
7XQLQJ
9HORFLW\IRUWKHPRWLRQ
-2*0293268QLW FRXQWV
3URWHFWLRQ $SSOLFDWLRQV
0RWRUVHW
)LJ2SHUDWLRQPRGHVH[DPSOH
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
0RWRU6HW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7KHIROORZLQJH[DPSOHVKRZVWKHDFWLRQVQHFHVVDU\WRVHOHFWWKHPRGHOQXPEHURIWKH
PRWRUDQGSHUIRUPWKHWKUHHLQLWLDOL]DWLRQVWHSVRQWKH/&'WRGULYHWKHPRWRU3OHDVH
UHIHUWRWKHIROORZLQJGHVFULSWLRQIRUWKHSURFHGXUH$PRWRUZLWKPRGHOQXPEHU
)506;;RSHUDWLQJLQWKH6WDQG$ORQHPRGHLVXVHGDVDQH[DPSOHEHORZ 3UHVVWKH(QWHUNH\WRHQWHUWKH02756(7VHWWLQJWKHQSUHVVWKH8SRU'RZQNH\
WRVHOHFWDPRGHOQXPEHU06;;WRZKLFKWKHGULYHLVWREHFRQQHFWHG3UHVV
WKH(QWHUNH\WRFRQILUPWKHVHOHFWLRQ
7KH/&'VFUHHQDXWRPDWLFDOO\PRYHVWRWKH$872781(SDJH3UHVVWKH(QWHUNH\
WRHQWHUWKH$872781(VHWWLQJVFUHHQ8VHUVFDQRQO\VHOHFW<(6RQWKLVSDJH
3UHVVWKH(QWHUNH\WRFRQILUPWKHDXWRWXQH,IWKHDXWRWXQHLVSHUIRUPHG
VXFFHVVIXOO\FRQWLQXHWR6WHS3OHDVHUHIHUWRIRUDGHWDLOHGGHVFULSWLRQRI
WKHSURFHGXUH
7KH/&'VFUHHQQH[WDXWRPDWLFDOO\PRYHVWRWKH02'(SDJH3UHVVWKH(QWHUNH\
WRHQWHUWKH02'(VHWWLQJVFUHHQSUHVVWKH8SRU'RZQNH\WRVHOHFW671'$/21
WKHQSUHVVWKH(QWHUNH\WRFRQILUPWKHVHOHFWLRQ
7KH/&'VFUHHQQRZDXWRPDWLFDOO\PRYHVWRWKH6$9(72)/$6+6$9()/6+
VFUHHQ3UHVVWKH(QWHUNH\WRHQWHUWKH6$9()/6+VHWWLQJVFUHHQWKHQSUHVVWKH
8SRU'RZQNH\WRVHOHFW1R3UHVVWKH(QWHUNH\WRFRQILUPWKDWQRSDUDPHWHUVZLOO
EHVDYHGWRWKHIODVKPHPRU\3OHDVHUHIHUWRIRUDGHWDLOHGGHVFULSWLRQRIWKH
SURFHGXUH
7KH/&'VFUHHQILQDOO\DXWRPDWLFDOO\PRYHVWRWKH3+$6,1,SDJHLQ/(9(/7:2RI
WKH+RPH3DJH6XFFHVVIXOSKDVHLQLWLDOL]DWLRQLVFRQILUPHGZKHQ21LVGLVSOD\HG
RQWKHVFUHHQ
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
8VHWKH8SRU'RZQNH\
WRVHOHFWWKHPRWRU
PRGHOQDPH
:LULQJ
3OHDVHUHIHUWRIRU
DGHWDLOHGGHVFULSWLRQRI
$872781(
6HWWLQJV
/&'
7XQLQJ
3OHDVHUHIHUWRFKDQJH
RIQRQQXPHULFSDUDPHWHUVIRU
VHWWLQJWKHRSHUDWLRQPRGHV
3URWHFWLRQ $SSOLFDWLRQV
3OHDVHUHIHUWR6$9(72
)/$6+IRUVDYLQJWKH
SDUDPHWHUVWRIODVK
7URXEOHVKRRWLQJ
)LJ2SHUDWLRQRI02756(7 +,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
$872781(
7KHIROORZLQJRSHUDWLRQVKRZVWKHVWHSVWRVHOHFWZKHWKHUWRH[HFXWHWKH$872781(
VHWWLQJ3OHDVHUHIHUWR)LJIRUDQLOOXVWUDWHGGHVFULSWLRQRIWKHSURFHGXUH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
3UHVVWKH(QWHUNH\WRHQWHUWKH$872781(RSWLRQ$VROLGIODVKLQJFXUVRUDSSHDUV
RQWKHOHIWVLGHRIWKHVHFRQGOLQH
3UHVVWKH8SRU'RZQNH\WRVHOHFWZKHWKHUWRH[HFXWH$872781(
7KHGULYHZLOOH[HFXWH$872781(ZKHQ$872781(<(6LVVHOHFWHGDQGWKH(QWHU
NH\SUHVVHG$872781(GRQRWEHH[HFXWHGLI$872781(12LVVHOHFWHG
:LULQJ
6HWWLQJV
([HFXWH
$872781(
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ2SHUDWLRQRI$872781(
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
(1$',6
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHIROORZLQJRSHUDWLRQVKRZVWKH(1$',6VHWWLQJVWHSV3OHDVHUHIHUWR)LJIRU
DQLOOXVWUDWHGGHVFULSWLRQRIWKHSURFHGXUH
3UHVVWKH(QWHUNH\WRHQWHUWKH(1$',6VHWWLQJ$VROLGIODVKLQJFXUVRUDSSHDUVRQ
WKHOHIWVLGHRIWKHVHFRQGOLQH
8VHWKH8SRU'RZQNH\WRVHOHFW(1$%/(RU',6$%/(
3UHVVWKH(QWHUNH\DIWHUVHOHFWLQJWRILQLVKWKHVHWWLQJ
'LVDEOH
:LULQJ
6HWWLQJV
(QDEOH
/&'
7XQLQJ
)LJ2SHUDWLRQRIH[FLWDWLRQGHH[FLWDWLRQ(1$',6
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
-2*
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHIROORZLQJRSHUDWLRQVKRZVWKH-2*VHWWLQJSURFHGXUH3OHDVHUHIHUWR)LJIRU
DQLOOXVWUDWHGGHVFULSWLRQRIWKHSURFHGXUH
3UHVVWKH(QWHUNH\WRHQWHUWKH-2*PRGH$VROLGIODVKLQJFXUVRUDSSHDUVRQWKH
OHIWVLGHRIWKHVHFRQGOLQH
8VHWKH8SRU'RZQNH\WRDOORZWKHPRWRUWRURWDWHQRUPDOO\RULQYHUVHO\PRWLRQ
7KHIHHGEDFNSRVLWLRQZLOOGLVSOD\RQWKH/&'ZKHQWKHPRWRULVLQPRWLRQ7KH
PRWRUVWRSVLPPHGLDWHO\ZKHQWKHNH\LVUHOHDVHG
:LULQJ
3UHVVDQGKROG
WKH8SNH\
6HWWLQJV
3UHVVDQGKROG
WKH'RZQNH\
)HHGEDFN
SRVLWLRQ
/&'
)HHGEDFN
SRVLWLRQ
7XQLQJ
)LJ&RQWLQXRXVPRWLRQMRJRSHUDWLRQ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
029326
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHIROORZLQJRSHUDWLRQVKRZVWKHVHWWLQJSURFHGXUHIRUPRYHPHQWWRDQDEVROXWH
FRRUGLQDWHSRVLWLRQ3OHDVHUHIHUWR)LJIRUDQLOOXVWUDWHGGHVFULSWLRQRIWKH
SURFHGXUH$QDEVROXWHFRRUGLQDWHSRVLWLRQRIGHVWLQDWLRQLVXVHGDVDQH[DPSOH
EHORZ
8VHWKH8SRU'RZQNH\WRHQWHUWKH029326VHWWLQJSDJH3OHDVHUHIHUWRWKH
SDUDPHWHUHGLWIXQFWLRQLQIRUWKHLQSXWPHWKRG,QWKLVH[DPSOHWKH
FRRUGLQDWHSRVLWLRQRIGHVWLQDWLRQZLOOEHVHWWR
0RYHWRWKH029326RSWLRQDQGSUHVVWKH(QWHUNH\$VROLGIODVKLQJFXUVRU
DSSHDUVRQWKHOHIWVLGHRIWKHVHFRQGOLQH7KHFXUUHQWSRVLWLRQLVGLVSOD\HGEXWWKH
PRWLRQKDVQRW\HWVWDUWHG 3UHVVWKH8SNH\WRVWDUWWKHPRWLRQ7KHPRWRUPRYHVWRWKHGHVWLQDWLRQ029326
DWWKHVSHHGDVVHWLQ9(/B/&'7KHIHHGEDFNSRVLWLRQ)%326LQIRUPDWLRQLV
GLVSOD\HGRQWKHVHFRQGOLQHRQWKH/&'GXULQJWKHPRYHPHQW7RVWRSWKHPRWLRQ
GXULQJPRYHPHQWVLPSO\SUHVVWKH(QWHUNH\WRVWRSWKHPRWRU7RUHVXPHWKH
PRWLRQSUHVVWKH8SNH\DQGWKHPRWRUZLOOPRYHWRWKHSUHVHWGHVWLQDWLRQ
3UHVVWKH(QWHUNH\WRUHWXUQWR/(9(/21(
:LULQJ
6HWWLQJV
/&'
7KHSRVLWLRQIHHGEDFN
YDOXHLVGLVSOD\HGRQWKH
/&'GXULQJWKH
PRYHPHQW
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7KHFRRUGLQDWHSRVLWLRQ
LVGLVSOD\HGRQ
WKH/&'ZKHQWKHPRWRU
UHDFKHVWKHGHVWLQDWLRQ
7URXEOHVKRRWLQJ
)LJ$EVROXWHFRRUGLQDWHPRWLRQ029326RSHUDWLRQ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
6(7=(52
7KHIROORZLQJRSHUDWLRQVKRZVWKHVWHSVIRUVHWWLQJWKHFXUUHQWSRVLWLRQWR]HUR3OHDVH
UHIHUWR)LJIRUDQLOOXVWUDWHGGHVFULSWLRQRIWKHSURFHGXUH
3UHVVWKH8SRU'RZQNH\WRHQWHUWKH6(7=(52VHWWLQJ3UHVVWKH(QWHUNH\WRVHWWKH
FXUUHQWSRVLWLRQWR]HUR
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ2SHUDWLRQRIVHWWR]HUR6(7=(52
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
/&'FRQILJXUDWLRQE\PRGH
3RVLWLRQPRGH
7KHKRVWFRQWUROOHUVHQGVDSXOVHWRWKHGULYH7KLVSXOVHLVWKHVDPHDVSRVLWLRQ
FRPPDQGDQGWKHGULYHPRYHVDFRUUHVSRQGLQJGLVWDQFHHDFKWLPHLWUHFHLYHVDSXOVH
7KHKRVWFRQWUROOHULVUHVSRQVLEOHIRUWUDMHFWRU\SODQQLQJ7KHSXOVHLVVHQWPRUHTXLFNO\
ZKHQWKHKRVWFRQWUROOHULVRQDFFHOHUDWLRQPRWLRQDQGLVVHQWDWDIL[HGIUHTXHQF\ZKHQ
WKHKRVWFRQWUROOHUWUDQVPLWVWKHVLJQDODWDFRQVWDQWVSHHGPRWLRQ 2YHUYLHZRIWKH
6SHFLILFDWLRQV
%DVLFVHWWLQJRISRVLWLRQPRGH
7KHEDVLFVHWWLQJRISRVLWLRQPRGHLVGHVFULEHGEHORZ
6WHS0RGHVHOHFWLRQ
7KHVWHSVIRUVHOHFWLQJSRVLWLRQPRGHRQWKH/&'DUHGHVFULEHGEHORZ /&'GLVSOD\DIWHU
RSHUDWLRQ
.H\VWREHXVHG
:LULQJ
6WHS
2SHUDWLRQ
3UHVVWKH)XQFWLRQNH\WZLFHWR
PRYHWRWKHSDUDPHWHUFKDQJH
PRGH
3UHVVWKH'RZQNH\WKUHHWLPHVWR
PRYHWRWKHRSHUDWLRQPRGH
VHWWLQJVFUHHQ
3UHVVWKH(QWHUNH\WRHQWHUWKH
VHWWLQJVWDWH
3UHVVWKH'RZQNH\WRVHOHFWWKH
RSWLRQIRUSRVLWLRQPRGH 3UHVVWKH(QWHUNH\WRFRQILUPWKH
VHWWLQJ
3URWHFWLRQ $SSOLFDWLRQV
:KHQWKHGULYHLVSRZHUHGRQWKH
HQDEOHVWDWHRIWKHGULYHLVILUVW
GLVSOD\HGRQWKH/&'
7XQLQJ
/&'
6HWWLQJV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
6WHS3XOVHIRUPDWVHOHFWLRQ
7KHSXOVHLVJHQHUDWHGLQWKUHHIRUPDWV3XOVH('LU3XOVH8S3XOVH'RZQRU&:&&:
DQG$T%SKDVH4XDGUDWXUHVTXDUHZDYHDVVKRZQLQWKHILJXUHEHORZ
38/6(LQSXW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
',5LQSXW
)RUZDUG
%DFNZDUG
:LULQJ
&:LQSXW
&&:LQSXW
6HWWLQJV
)RUZDUG
%DFNZDUG
)RUZDUG
%DFNZDUG
$SKDVHLQSXW
/&'
%SKDVHLQSXW
7XQLQJ
7KHVWHSVVHOHFWLQJWKHSXOVHIRUPDWRQWKH/&'DUHGHVFULEHGEHORZ 3URWHFWLRQ $SSOLFDWLRQV
6WHS
/&'GLVSOD\DIWHU
RSHUDWLRQ
.H\VWREHXVHG
2SHUDWLRQ
7URXEOHVKRRWLQJ
8VHWKHODVWVHWWLQJVFUHHQIURP
6WHSDERYH
3UHVVWKH'RZQNH\RQFHWRPRYH
WRWKHSXOVHIRUPDWVHWWLQJVFUHHQ
3UHVVWKH(QWHUNH\WRHQWHUWKH
VHWWLQJVFUHHQ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
3UHVVWKH(QWHUNH\WRILQLVKWKH
SXOVHVHWWLQJ
3UHVVWKH(QWHUNH\WRVHOHFWWKH
UHTXLUHGSXOVHFRPPDQGWULJJHU
LQWKLVH[DPSOHWKHWULJJHULVVHW
WR5LVLQJ(GJH
3UHVVWKH'RZQNH\WRPRYHWKH
FXUVRURQHVWHSWRWKHULJKW
3UHVVWKH)XQFWLRQNH\DQGWKHQ
SUHVVWKH8SNH\WRVHWWKH
SDUDPHWHUWR7KHSXOVH
FRPPDQGWULJJHUKDVQRZEHHQ
VHWWR5LVLQJ(GJH
3UHVVWKH(QWHUNH\WRILQLVK
VHWWLQJWKHSXOVHFRPPDQG
WULJJHU
3URWHFWLRQ $SSOLFDWLRQV
7XQLQJ
/&'
6HWWLQJV
3UHVVDQGKROGWKH'RZQNH\WR
PRYHWR3DJHZLWK/&'1R
7KLVLVWKHSDJHIRUVHOHFWLQJWKH
SXOVHFRPPDQGWULJJHU
3OHDVHUHIHUWR1RWHIRUPRUH
LQIRUPDWLRQDERXWWKH/&'
QXPEHU
:LULQJ
3UHVVWKH8SRU'RZQNH\WR
VHOHFWWKHUHTXLUHGSXOVHIRUPDW
IRUWKH&RQWURO,QSXW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
7URXEOHVKRRWLQJ
1RWH7KHSXOVHFRPPDQGWULJJHULVVHWXVLQJWKHIROORZLQJSDUDPHWHUV
/&'QR
3DUDPHWHU
'HILQLWLRQ
,QLWLDOYDOXH
;BIDOOBULVH
3XOVHFRPPDQGWULJJHU
)DOOLQJ(GJH5LVLQJ(GJH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6WHS(OHFWURQLFJHDUVHWWLQJ
7KHHOHFWURQLFJHDUFDQEHVHWLQ3XOVH0RGH2QHLQSXWSXOVHQRUPDOO\FRUUHVSRQGVWR
RQHHQFRGHUFRXQW$JHDUUDWLRRIIRUH[DPSOHPHDQVWZRLQSXWSXOVHVFRUUHVSRQG
WRWKUHHHQFRGHUFRXQWV$WRWDORIIRXUVHWVRIHOHFWURQLFJHDUUDWLRVFDQEHVHW7KH\
FDQEHVZLWFKHGXVLQJWZR,2V',9DQG',9
7KHVWHSVIRUVHWWLQJWKHHOHFWURQLFJHDUUDWLRRQWKH/&'DUHGHVFULEHGEHORZ 6WHS
/&'GLVSOD\DIWHU
RSHUDWLRQ
.H\VWREHXVHG
2SHUDWLRQ
8VHWKHODVWVHWWLQJVFUHHQIURP6WHS
DERYH
3UHVVDQGKROGWKH8SNH\WRPRYHWR
3DJHZLWK/&'1R7KLVLVWKH
SDJHIRUVHOHFWLQJWKHQXPHUDWRU
RXWSXWRIWKHHOHFWURQLFJHDUUDWLR
3OHDVHUHIHUWR1RWHIRUPRUH
LQIRUPDWLRQDERXWWKH/&'QXPEHU
6HWWLQJV
3UHVVWKH(QWHUNH\DQGFKDQJHWKH
SDUDPHWHUIURPWR3OHDVHUHIHUWR
WKHSDUDPHWHUHGLWIXQFWLRQLQ
IRUWKHSDUDPHWHUFKDQJHPHWKRGLQ
WKLVH[DPSOHDJHDUUDWLRRILV
XVHG
/&'
3UHVVWKH(QWHUNH\WRILQLVKVHWWLQJ
WKHHQFRGHUFRXQW
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
/&'
3UHVVWKH'RZQNH\WRPRYHWR3DJH
ZLWK/&'1R7KLVLVWKHSDJHIRU
VHOHFWLQJWKHGHQRPLQDWRULQSXWRI
WKHHOHFWURQLFJHDUUDWLR3OHDVHUHIHU
WR1RWHIRUPRUHLQIRUPDWLRQDERXW
/&'QXPEHU
3UHVVWKH(QWHUNH\DQGFKDQJHWKH
SDUDPHWHUIURPWR3OHDVHUHIHUWR
WKHSDUDPHWHUHGLWIXQFWLRQLQ
IRUWKHSDUDPHWHUFKDQJHPHWKRG
3UHVVWKH(QWHUNH\WRILQLVKVHWWLQJ
WKHLQSXWSXOVH
3UHVVDQGKROGWKH'RZQNH\WRPRYH
WR3DJHZLWK/&'1R7KLVLVWKH
SDJHIRUVHOHFWLQJWKHLQYHUVHSXOVH
FRPPDQG
3OHDVHUHIHUWR1RWHIRUPRUH
LQIRUPDWLRQDERXW/&'QXPEHU
3UHVVWKH(QWHUNH\WRVHOHFWWKH
LQYHUVHSXOVHFRPPDQGLQWKLV
H[DPSOHQRLQYHUVHSXOVHFRPPDQG
LVVHOHFWHG
3UHVVWKH(QWHUNH\WRILQLVKWKH
VHWWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
3UHVVWKH(QWHUNH\WRHQWHUWKH
VHWWLQJVWDWH
3UHVVWKH8SNH\WRVHOHFW<(6
/&'
3UHVVDQGKROGWKH8SNH\WRPRYHWR
WKH6$9()/6+SDJH+HUHWKH
SDUDPHWHUVFDQEHVDYHGWRWKHIODVK
7KLVZLOOUHWDLQWKHSDUDPHWHUVHYHQLI
WKHGULYHLVWXUQHGRII
6HWWLQJV
3UHVVWKH(QWHUNH\WRILQLVKWKH
VHWWLQJ
:LULQJ
3UHVVWKH(QWHUNH\DQGFKDQJHWKH
SDUDPHWHUIURPWR3OHDVHUHIHU
WRWKHSDUDPHWHUHGLWIXQFWLRQLQ
IRUWKHSDUDPHWHUFKDQJH
PHWKRGLQWKLVH[DPSOHWKH
KLJKVSHHGSXOVHLQSXWLVVHW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
3UHVVDQGKROGWKH8SNH\WRPRYHWR
3DJHRQWKH/&'7KLVLVWKH
SDJHIRUVHOHFWLQJWKHKLJKORZVSHHG
SXOVHLQSXW3OHDVHUHIHUWR1RWHIRU
PRUHLQIRUPDWLRQDERXW/&'QXPEHU
3UHVVWKH(QWHUNH\WRVDYHWKH
SDUDPHWHUVWRWKHIODVK
7XQLQJ
/&'QR
3DUDPHWHU
;FPGBH[WB1
;FPGBH[WB0
;BSXOVHBGLU
SXOOXSGQ
,QLWLDOYDOXH
7URXEOHVKRRWLQJ
'HILQLWLRQ
1XPHUDWRURIWKHHOHFWURQLFJHDUUDWLR
RXWSXW
'HQRPLQDWRURIWKHHOHFWURQLFJHDUUDWLR
LQSXW
,QYHUVHSXOVHFRPPDQG
+LJKORZVSHHGSXOVHLQSXW
KLJKVSHHGSXOVHLQSXW ORZVSHHGSXOVHLQSXW
3URWHFWLRQ $SSOLFDWLRQV
1RWH7KHHOHFWURQLFJHDUDQGLQYHUVHSXOVHFRPPDQGVDUHVHWXVLQJWKHIROORZLQJ
SDUDPHWHUV
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6WHS6PRRWKIDFWRU
5DSLGLQFUHDVLQJRUGHFUHDVLQJWKHDFFHOHUDWLRQLQDVKRUWWLPHPHDQVWKDWWKHIRUFHIRU
DQREMHFWFDQVXGGHQO\LQFUHDVHRUGHFUHDVH$SSOLFDWLRQRIWKHVPRRWKPRWLRQ
WHFKQLTXHWRWKHPRWLRQFRQWUROORRSLVKHOSIXOIRUHQKDQFLQJWKHSHUIRUPDQFHDQG
UHGXFLQJVXFKLPSDFWV7KH'GULYHXVHVDVPRRWKIDFWRUWRGHWHUPLQHWKH6FXUYHRU
7FXUYHWUDFNDQGWKHDGMXVWPHQWUDQJHLV7KHWUDFNLVFORVHUWRDQ6FXUYHZLWKD
KLJKHUDGMXVWPHQWYDOXHDQGLVFORVHUWRD7FXUYHZLWKDORZHUDGMXVWPHQWYDOXH$
YDOXHRIPHDQVQRVPRRWKIXQFWLRQLVHQDEOHG:KHQDKLJKHUVPRRWKIDFWRULVXVHG
LQVRPHFDVHVWKHUHGXFHGRXWSXWIRUFHRIWKHPRWRULVKHOSIXOIRUWKHILQDOVHWWLQJWLPH
GXULQJWKHSRVLWLRQLQJSURFHVV+RZHYHUWKHPRYHWLPHZLOOXQDYRLGDEO\LQFUHDVHZKHQ
WKHPRWLRQEHFRPHVVPRRWKHU +HQFHIRUWKWHVWVRQWKHPDFKLQHDUHQHHGHGWRDGMXVW
WKHVPRRWKIDFWRUDQGUHDFKDEDODQFH7KHPRWLRQSURWHFWLRQIXQFWLRQFDQEHGLVDEOHG
ZKHQWKHVPRRWKIDFWRULVVHWWR
7KHVWHSVIRUVHWWLQJWKHVPRRWKIDFWRURQWKH/&'DUHGHVFULEHGEHORZ :LULQJ
6WHS
/&'GLVSOD\DIWHU
RSHUDWLRQ
.H\VWREHXVHG
2SHUDWLRQ
8VHWKHODVWVHWWLQJVFUHHQIURP
6WHSDERYH
6HWWLQJV
3UHVVWKH(QWHUNH\DQGVHWWKH
UHTXLUHGVPRRWKIDFWRU3OHDVH
UHIHUWRWKHSDUDPHWHUHGLWIXQFWLRQ
LQIRUWKHVHWWLQJPHWKRG
3UHVVWKH(QWHUNH\WRILQLVKWKH
VHWWLQJ
/&'
3UHVVDQGKROGWKH'RZQNH\WR
PRYHWR3DJHZLWK/&'1R
7KLVLVWKHSDJHIRUVHWWLQJWKH
VPRRWKIDFWRU
3OHDVHUHIHUWR1RWHIRUPRUH
LQIRUPDWLRQDERXW/&'QXPEHU
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
1RWH7KHVPRRWKIDFWRULVVHWXVLQJWKHIROORZLQJSDUDPHWHUV
/&'QR
3DUDPHWHU
'HILQLWLRQ
,QLWLDOYDOXH
;BQHZBVPBIDF
6PRRWKIDFWRU
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
9HORFLW\0RGH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHGULYHFDQUHFHLYHFRPPDQGVIURPWKHKRVWFRQWUROOHUE\YROWDJH9FRPPDQGV
7KHLQSXWYROWDJHUDQJHVIURP9WR97KHGULYHFRQYHUWVWKHUHFHLYHG9WR
9LQSXWYROWDJHWRWKHFRUUHVSRQGLQJYHORFLW\FRQWUROWRGULYHWKHPRWRU,QDGGLWLRQWR
WKHYROWDJHWKHKRVWFRQWUROOHUFDQVHQGFRPPDQGVE\3:0VLJQDOV3:0
FRPPDQGV7KH3:0FRPPDQGFRQYHUWVWRGLIIHUHQWYHORFLW\FRPPDQGVGHSHQGLQJRQ
WKHGXW\F\FOH,WLVFODVVLILHGLQWRVLQJOHZLUHW\SH3:0DQGWZRZLUH
3:0W\SH7KHVLQJOHZLUHW\SH3:0W\SHUHIHUVWRWKHGXW\F\FOHRI
$QLQYHUVHPRWLRQRFFXUVZKHQWKHGXW\F\FOHLVOHVVWKDQZKLOHQRUPDO
PRWLRQRFFXUVZKHQWKHGXW\F\FOHLVPRUHWKDQ7KHWZRZLUHW\SH3:0
W\SHQHHGVRQHPRUHSLQWRFRQWUROWKHRSHUDWLRQGLUHFWLRQRIWKHPRWRU
9&RPPDQG
7KHDQDORJYROWDJHVLJQDOLVFRQYHUWHGWRDYHORFLW\FRPPDQGVXFKWKDWWKHGULYHFDQ
FRQWUROWKHPRWRUYHORFLW\7KHKLJKHUWKHYROWDJHYDOXHWKHKLJKHUWKHRXWSXWVSHHGEXW
LWZLOOQRWH[FHHGWKHPD[LPXPOLPLWVHWE\WKHGULYH&RQYHUVHO\WKHORZHUWKHYROWDJH
YDOXHWKHORZHUWKHRXWSXWVSHHG:KHQWKHYROWDJHYDOXHLVQHJDWLYHWKHRXWSXWVSHHG
EHFRPHVQHJDWLYHWRRDQGWKHPRWRURSHUDWHVLQYHUVHO\7KHFRPPDQGVSHHG
FRUUHVSRQGVWRKRZPDQ\XQLWYROWDJHFDQEHVHWLQWKHGULYH
3:0&RPPDQG
7KH3:0FRPPDQGLVFRQYHUWHGWRDYHORFLW\FRPPDQGWRGLUHFWO\FRQWUROWKHRSHUDWLRQ
VSHHGRIWKHPRWRU7KHYHORFLW\FRUUHVSRQGVWRKRZPDQ\)XOO3:0FDQEHVHWLQWKH
GULYH
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
%DVLFVHWWLQJRIYHORFLW\PRGH
7KHEDVLFVHWWLQJRIYHORFLW\PRGHLVGHVFULEHGEHORZ
6WHS0RGHVHOHFWLRQ
7KHVWHSVIRUVHOHFWLQJYHORFLW\PRGHRQWKH/&'DUHGHVFULEHGEHORZ 6WHS
/&'GLVSOD\DIWHU
RSHUDWLRQ
.H\VWREHXVHG
2SHUDWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
:KHQWKHGULYHLVSRZHUHGRQWKH
HQDEOHVWDWHRIWKHGULYHLVILUVW
GLVSOD\HGRQWKH/&'
3UHVVWKH)XQFWLRQNH\WZLFHWR
PRYHWRWKHSDUDPHWHUFKDQJH
PRGH
3UHVVWKH'RZQNH\WKUHHWLPHVWR
PRYHWRWKHRSHUDWLRQPRGH
VHWWLQJVFUHHQ
3UHVVWKH(QWHUNH\WRHQWHUWKH
VHWWLQJVWDWH
3UHVVWKH'RZQNH\WRVHOHFWWKH
RSWLRQIRUYHORFLW\PRGH 3UHVVWKH(QWHUNH\WRFRQILUPWKH
VHWWLQJ
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
6WHS6HWWLQJWKHFRPPDQGLQSXWIRUPDW
9HORFLW\PRGHFDQEHXVHGLIWKHKRVWFRQWUROOHUFDQRXWSXWDQDORJFRPPDQGVRU3:0
FRPPDQGV2QO\WKHUDWLRVFDOLQJEHWZHHQWKHDQDORJFRPPDQGVDQGWKHYHORFLW\
QHHGVWREHVHWIRUYHORFLW\PRGH7KHXQLWVKRZVWKHFRUUHVSRQGLQJUHODWLRQVKLSRI9
ZLWKPPVRUEHWZHHQWKH)XOO3:0DQGWKHPD[LPXPVSHHG7KHGHDGEDQGFDQEH
VHWIRUWKHYHORFLW\FRPPDQG7KHYHORFLW\ZLOOEHZKHQWKHLQSXWYROWDJHRU3:0LV
ORZHUWKDQWKLVVHWWLQJ3OHDVHUHIHUWRWKHILJXUHEHORZ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
7KHVWHSVIRUVHWWLQJWKHFRPPDQGLQSXWIRUPDWRQWKH/&'DUHGHVFULEHGEHORZ 6WHS
.H\VWREHXVHG
2SHUDWLRQ
8VHWKHODVWVHWWLQJVFUHHQIURP6WHS
DERYH
3UHVVWKH(QWHUNH\DQGVHWWKH
UHTXLUHGFRPPDQGLQSXWIRUPDW3OHDVH
UHIHUWRWKHSDUDPHWHUHGLWIXQFWLRQLQ
IRUWKHVHWWLQJPHWKRG
3UHVVWKH(QWHUNH\WRILQLVKVHWWLQJWKH
FRPPDQGLQSXWIRUPDW
3UHVVDQGKROGWKH8SNH\WRPRYHWR
3DJHZLWK/&'1R7KLVLVWKHSDJH
IRUVHOHFWLQJWKHYHORFLW\FRPPDQG
UDWLR
3OHDVHUHIHUWR1RWHIRUPRUH
LQIRUPDWLRQDERXW/&'QXPEHU
3UHVVWKH(QWHUNH\DQGVHWWKH
UHTXLUHGYHORFLW\FRPPDQGUDWLR
3OHDVHUHIHUWRWKHSDUDPHWHUHGLW
IXQFWLRQLQIRUWKHVHWWLQJ
PHWKRG
7RVHWDQLQYHUVHYROWDJHRU3:0
FRPPDQGDGGDPLQXVVLJQWRWKH
YHORFLW\FRPPDQGUDWLR
+,:,10,.526<67(0&253
7URXEOHVKRRWLQJ
3URWHFWLRQ $SSOLFDWLRQV
7XQLQJ
3UHVVDQGKROGWKH'RZQNH\WRPRYH
WR3DJHZLWK/&'1R7KLVLVWKH
SDJHIRUVHOHFWLQJWKHFRPPDQGLQSXW
IRUPDWLQWKHYHORFLW\DQGFXUUHQW
PRGHV
3OHDVHUHIHUWR1RWHIRUPRUH
LQIRUPDWLRQDERXW/&'QXPEHU
/&'
/&'GLVSOD\DIWHU
RSHUDWLRQ
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$ERXWWKH2SHUDWLRQ
0DQXDO
/&'
3UHVVWKH(QWHUNH\WRILQLVKVHWWLQJWKH
YHORFLW\FRPPDQGUDWLR
2YHUYLHZRIWKH
6SHFLILFDWLRQV
3UHVVWKH(QWHUNH\DQGVHWWKH
UHTXLUHGGHDGEDQG3OHDVHUHIHUWRWKH
SDUDPHWHUHGLWIXQFWLRQLQIRUWKH
VHWWLQJPHWKRG
3UHVVWKH(QWHUNH\WRILQLVKVHWWLQJWKH
GHDGEDQG
3UHVVDQGKROGWKH8SNH\WRPRYHWR
WKH6$9()/6+SDJH+HUHWKH
SDUDPHWHUVFDQEHVDYHGWRWKHIODVK
7KLVZLOOUHWDLQWKHSDUDPHWHUVHYHQLI
WKHGULYHLVWXUQHGRII
3UHVVWKH(QWHUNH\WRHQWHUWKHVHWWLQJ
VWDWH
3UHVVWKH8SNH\WRVHOHFW<(6
3UHVVWKH(QWHUNH\WRVDYHWKH
SDUDPHWHUVWRWKHIODVK
:LULQJ
3UHVVWKH'RZQNH\WRPRYHR3DJH
ZLWK/&'1R7KLVLVWKHSDJHIRU
VHOHFWLQJWKHGHDGEDQGIRUWKHYHORFLW\
FRPPDQG
3OHDVHUHIHUWR1RWHIRUPRUH
LQIRUPDWLRQDERXW/&'QXPEHU
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
/&'QR
'HILQLWLRQ
7KHFRPPDQGLQSXWIRUPDWLQWKHYHORFLW\
;BFPGBSZPBPRGH
DQGFXUUHQWPRGHV $QDORJ3:03:0
7KHYHORFLW\FRPPDQGUDWLRLQGLFDWLQJWKH
FRUUHVSRQGLQJUHODWLRQVKLSRI9ZLWK
;BFPGBH[WBYBVF FRXQWVRUEHWZHHQWKH)XOO3:0DQGWKH
KLJKHVWVSHHG8QLWFRXQWV 9RU
FRXQWV )XOO3:0
'HDGEDQGIRUWKHYHORFLW\FRPPDQGWKH
YHORFLW\FRPPDQGLVZKHQWKHLQSXW
;BFPGBH[WBYBG]
YROWDJHLVORZHUWKDQWKHVHWWLQJ8QLW
9ROW
,QLWLDOYDOXH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
3DUDPHWHU
$ERXWWKH2SHUDWLRQ
0DQXDO
1RWH7KHVHWWLQJVDUHSHUIRUPHGXVLQJWKHIROORZLQJSDUDPHWHUV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
)RUFHWRUTXHPRGH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
7KHGULYHFDQUHFHLYHFRPPDQGVIURPWKHKRVWFRQWUROOHUE\YROWDJH9FRPPDQGV
7KHLQSXWYROWDJHUDQJHVIURP9WR97KHGULYHPDNHVWKHUHFHLYHG9WR
9LQSXWYROWDJHFRUUHVSRQGWRWKHFXUUHQWFRQWUROWRGULYHWKHPRWRU,QDGGLWLRQWRWKH
YROWDJHWKHKRVWFRQWUROOHUFDQVHQGFRPPDQGVE\3:0VLJQDOV3:0
FRPPDQGV7KH3:0FRPPDQGFRQYHUWVWRGLIIHUHQWYHORFLW\FXUUHQWFRPPDQGV
GHSHQGLQJRQWKHGXW\F\FOH,WLVFODVVLILHGLQWRVLQJOHZLUH3:0DQGWZRZLUH
3:0W\SHV7KHVLQJOHZLUH3:0W\SHUHIHUVWRWKHGXW\F\FOHRI
$QLQYHUVHPRWLRQRFFXUVZKHQWKHGXW\F\FOHLVOHVVWKDQZKLOHQRUPDOPRWLRQ
RFFXUVZKHQWKHGXW\F\FOHLVPRUHWKDQ7KHWZRZLUH3:0W\SHQHHGV
RQHPRUHSLQWRFRQWUROWKHRSHUDWLRQGLUHFWLRQRIWKHPRWRU 9FRPPDQG
7KHDQDORJYROWDJHVLJQDOLVFRQYHUWHGWRDFXUUHQWFRPPDQGWRGLUHFWO\FRQWUROWKH
FXUUHQWRXWSXWRIWKHGULYHDQGWKXVWKHIRUFHDQGWRUTXHRIWKHPRWRU7KHKLJKHUWKH
YROWDJHYDOXHWKHKLJKHUWKHRXWSXWFXUUHQWEXWLWZLOOQRWH[FHHGWKHPD[LPXPOLPLWVHW
E\WKHGULYH&RQYHUVHO\WKHORZHUWKHYROWDJHYDOXHWKHORZHUWKHRXWSXWFXUUHQW
:KHQWKHYROWDJHYDOXHLVQHJDWLYHWKHRXWSXWFXUUHQWEHFRPHVQHJDWLYHWRRDQGWKH
PRWRURSHUDWHVLQYHUVHO\7KHFXUUHQWFRUUHVSRQGWRKRZPDQ\XQLWYROWDJHFDQEHVHW
LQWKHGULYH
/&'
3:0&RPPDQG
7KH3:0FRPPDQGLVFRQYHUWHGWRDFXUUHQWFRPPDQGWRGLUHFWO\FRQWUROWKHFXUUHQW
RXWSXWDQGWKXVWKHIRUFHDQGWRUTXHRIWKHPRWRU7KHFXUUHQWWRZKLFKWKH)XOO3:0
FRUUHVSRQGVFDQEHVHWLQWKHGULYH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
%DVLFVHWWLQJRIIRUFHWRUTXHPRGH
7KHEDVLFVHWWLQJRIIRUFHWRUTXHPRGHLVGHVFULEHGEHORZ
6WHS0RGHVHOHFWLRQ
7KHVWHSVIRUVHOHFWLQJWKHIRUFHWRUTXHPRGHRQWKH/&'DUHGHVFULEHGEHORZ 6WHS
/&'GLVSOD\DIWHU
RSHUDWLRQ
.H\VWREHXVHG
2SHUDWLRQ
3UHVVWKH)XQFWLRQNH\WZLFHWR
PRYHWRWKHSDUDPHWHUFKDQJH
PRGH
3UHVVWKH'RZQNH\WKUHHWLPHVWR
PRYHWRWKHRSHUDWLRQPRGH
VHWWLQJVFUHHQ
3UHVVWKH(QWHUNH\WRHQWHUWKH
VHWWLQJVWDWH
3UHVVWKH'RZQNH\WKUHHWLPHVWR
VHOHFWWKHRSWLRQIRUIRUFHWRUTXH
PRGH 3UHVVWKH(QWHUNH\WRFRQILUPWKH
VHWWLQJ
/&'
:KHQWKHGULYHLVSRZHUHGRQWKH
HQDEOHVWDWHRIWKHGULYHLVILUVW
GLVSOD\HGRQWKH/&'
6HWWLQJV
:LULQJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
6WHS6HWWLQJWKHFRPPDQGLQSXWIRUPDW
7KHIRUFHPRGHLVDQRWKHUDSSOLFDWLRQRIWKHKRVWFRQWUROOHUWKDWFDQRXWSXWDQDORJ
FRPPDQGVRU3:0FRPPDQGV2QO\WKHUDWLRVFDOLQJEHWZHHQWKHDQDORJFRPPDQG
DQGFXUUHQWIRUWKHIRUFHWRUTXHPRGH7KHXQLWVKRZVWKHFRUUHVSRQGLQJUHODWLRQVKLSRI
9ZLWKWKHDPSRUEHWZHHQWKH)XOO3:0DQGWKHPD[LPXPDPSYDOXHRIWKHFXUUHQW
$GHDGEDQGFDQEHVHWIRUWKHFXUUHQWFRPPDQG7KHFXUUHQWRXWSXWZLOOEHZKHQWKH
KLJKHVWDPSYDOXHRIWKHFXUUHQW$GHDGEDQGFDQEHVHWIRUWKHFXUUHQWFRPPDQG7KLV
ZLOOEHZKHQWKHLQSXWYROWDJHRU3:0LVORZHUWKDQWKLVVHWWLQJ3OHDVHUHIHUWRWKH
ILJXUHEHORZ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
7KHVWHSVIRUVHWWLQJWKHFRPPDQGLQSXWIRUPDWRQWKH/&'DUHGHVFULEHGEHORZ 6WHS
/&'
/&'GLVSOD\DIWHU
RSHUDWLRQ
.H\VWREHXVHG
2SHUDWLRQ
8VHWKHODVWVHWWLQJVFUHHQIURP6WHS
DERYH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
3UHVVDQGKROGWKH'RZQNH\WR
PRYHWR3DJHZLWK/&'1R
7KLVLVWKHSDJHIRUVHOHFWLQJWKH
FRPPDQGLQSXWIRUPDWLQWKHYHORFLW\
DQGFXUUHQWPRGHV
3OHDVHUHIHUWR1RWHIRUPRUH
LQIRUPDWLRQDERXW/&'QXPEHU
3UHVVWKH(QWHUNH\DQGVHWWKH
UHTXLUHGFRPPDQGLQSXWIRUPDW
3OHDVHUHIHUWRWKHSDUDPHWHUHGLW
IXQFWLRQLQIRUWKHVHWWLQJ
PHWKRG
3UHVVWKH(QWHUNH\WRILQLVKVHWWLQJ
WKHFRPPDQGLQSXWIRUPDW
3UHVVDQGKROGWKH8SNH\WRPRYH
WR3DJHZLWK/&'1R7KLVLVWKH
SDJHIRUVHOHFWLQJWKHFXUUHQW
FRPPDQGUDWLR
3OHDVHUHIHUWR1RWHIRUPRUH
LQIRUPDWLRQDERXW/&'QXPEHU
3UHVVWKH(QWHUNH\DQGVHWWKH
UHTXLUHGFXUUHQWFRPPDQGUDWLR
3OHDVHUHIHUWRWKHSDUDPHWHUHGLW
IXQFWLRQLQIRUWKHVHWWLQJ
PHWKRG
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
3UHVVWKH(QWHUNH\WRILQLVKVHWWLQJ
WKHFXUUHQWFRPPDQGUDWLR
3UHVVWKH(QWHUNH\DQGVHWWKH
UHTXLUHGGHDGEDQG3OHDVHUHIHUWR
WKHSDUDPHWHUHGLWIXQFWLRQLQ
IRUWKHVHWWLQJPHWKRG
3UHVVWKH(QWHUNH\WRILQLVKVHWWLQJ
WKHGHDGEDQG
3UHVVDQGKROGWKH8SNH\WRPRYH
WRWKH6$9()/6+SDJH+HUHWKH
SDUDPHWHUVFDQEHVDYHGWRWKH
IODVK7KLVZLOOUHWDLQWKHSDUDPHWHUV
HYHQLIWKHGULYHLVWXUQHGRII
3UHVVWKH(QWHUNH\WRHQWHUWKH
VHWWLQJVWDWH
3UHVVWKH8SNH\WRVHOHFW<(6
3UHVVWKH(QWHUNH\WRVDYHWKH
SDUDPHWHUVWRWKHIODVK
7XQLQJ
/&'
6HWWLQJV
:LULQJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
3UHVVWKH'RZQNH\WRPRYHWR3DJH
ZLWK/&'1R7KLVLVWKHSDJHIRU
VHOHFWLQJWKHGHDGEDQGIRUWKH
FXUUHQWFRPPDQG
3OHDVHUHIHUWR1RWHIRUPRUH
LQIRUPDWLRQDERXW/&'QXPEHU
$ERXWWKH2SHUDWLRQ
0DQXDO
7RVHWDQLQYHUVHYROWDJHRU3:0
FRPPDQGDGGDPLQXVVLJQWRWKH
FXUUHQWFRPPDQGUDWLR
3URWHFWLRQ $SSOLFDWLRQV
1RWH7KHVHWWLQJVDUHSHUIRUPHGXVLQJWKHIROORZLQJSDUDPHWHUV
/&'QR
3DUDPHWHU
'HILQLWLRQ
,QLWLDOYDOXH
;BFPGBH[WBLBVF
7KHFXUUHQWFRPPDQGUDWLRLQGLFDWLQJWKH
FRUUHVSRQGLQJUHODWLRQVKLSRI9ZLWK
DPSHUHRUEHWZHHQWKH)XOO3:0DQG
WKHKLJKHVWVSHHG8QLW$BDPS[
9RU$BDPS[ )XOO
3:0
;BFPGBH[WBLBG]
'HDGEDQGIRUWKHFXUUHQWFRPPDQGWKH
FXUUHQWFRPPDQGLVZKHQWKHLQSXW
YROWDJHLVORZHUWKDQWKLVVHWWLQJ
8QLW9ROW
+,:,10,.526<67(0&253
7URXEOHVKRRWLQJ
7KHFRPPDQGLQSXWIRUPDWLQWKHYHORFLW\
DQGFXUUHQWPRGHV ;BFPGBSZPBPRGH
$QDORJ3:03:0
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
/&'
$ERXWWKH2SHUDWLRQ
0DQXDO
6WDQG$ORQH0RGH
6WDQG$ORQHPRGHLVDPRGHIRULQGHSHQGHQWRSHUDWLRQ7KHGULYHKDVDKLJKVSHHG
'63WKDWFDQSHUIRUPPRWLRQSODQQLQJE\LWVHOI :LWKWKHVXSSRUWRIWKH'63WKHGULYH
FDQH[HFXWHWKHLQWHUQDOPRWLRQSURJUDPDQGGULYHWKHPRWRULQGHSHQGHQWO\ZLWKRXW
XVLQJWKHH[WHUQDOPRWLRQFRQWUROFDUG
%DVLFVHWWLQJRI6WDQG$ORQHPRGH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHEDVLFVHWWLQJRI6WDQG$ORQHPRGHLVGHVFULEHGEHORZ
6WHS0RGHVHOHFWLRQ
7KHVWHSVIRUVHOHFWLQJ6WDQG$ORQHPRGHRQWKH/&'DUHGHVFULEHGEHORZ 6WHS
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
/&'GLVSOD\DIWHU
RSHUDWLRQ
.H\VWREHXVHG
2SHUDWLRQ
:KHQWKHGULYHLVSRZHUHGRQWKH
HQDEOHVWDWHRIWKHGULYHLVILUVW
GLVSOD\HGRQWKH/&'
3UHVVWKH)XQFWLRQNH\WZLFHWR
PRYHWRWKHSDUDPHWHUFKDQJH
PRGH
3UHVVWKH'RZQNH\WKUHHWLPHVWR
PRYHWRWKHRSHUDWLRQPRGH
VHWWLQJVFUHHQ
3UHVVWKH(QWHUNH\WRHQWHUWKH
VHWWLQJVWDWH
7KHRSHUDWLRQPRGHLVVHWWRWKH
6WDQG$ORQHPRGHE\GHIDXOW,WLV
QRQHHGIRUVHOHFWLRQ 3UHVVWKH(QWHUNH\WRFRQILUPWKH
VHWWLQJ
3UHVVDQGKROGWKH8SNH\WR
PRYHWRWKH6$9()/6+SDJH
+HUHWKHSDUDPHWHUVFDQEHVDYHG
WRWKHIODVKPHPRU\7KLVZLOO
UHWDLQWKHSDUDPHWHUVHYHQLIWKH
GULYHLVWXUQHGRII
3UHVVWKH(QWHUNH\WRHQWHUWKH
VHWWLQJVWDWH
3UHVVWKH8SNH\WRVHOHFW<(6
3UHVVWKH(QWHUNH\WRVDYHWKH
SDUDPHWHUVWRWKHIODVKPHPRU\
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
7XQLQJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
7XQLQJ
6WDWXVGLVSOD\DQG4XLFNYLHZ
6WDWXVGLVSOD\6WDWXV
4XLFNYLHZ
%DVLFFRPPRQSK\VLFDOYDOXH%DVLF9DULDEOH/LVW
6RIWZDUHVKRUWFXWV
3HUIRUPDQFH&HQWHU
*UDSKLFDORVFLOORVFRSH6FRSH
'DWDFROOHFWLRQ
'DWDUHWULHYDO'DWD&ROOHFWLRQ
3ORWYLHZ
*UDSKLFDOGLVSOD\PRGH
6DYHUHDGILOHV
0DWKHPDWLFDORSHUDWLRQ0DWK
$GYDQFHGJDLQVWXQLQJ$GYDQFHG*DLQV
)LOWHU
$FFHOHUDWLRQIHHGIRUZDUG$FF)HHGIRUZDUG
6FKHGXOHJDLQVDQGYHORFLW\ORRSJDLQ6FKHGXOH*DLQVYSJ
$QDORJLQSXW
&XUUHQWORRS
9LEUDWLRQVXSSUHVVLRQILOWHU96)
)ULFWLRQFRPSHQVDWLRQ
(QFRGHUVLJQDOFRQILUPDWLRQ
(QFRGHUVLJQDOFRQILUPDWLRQIXQFWLRQ
(QFRGHUUHDGLQJFRQILUPDWLRQ
,QGH[VLJQDOFRQILUPDWLRQ
/RRSFRQVWUXFWRU
)LOHORDGVDYH
7RRO
)LOWHU
*DLQWXQLQJ
)UHTXHQF\DQDO\VLV
%DQGZLGWK
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6WDWXVGLVSOD\DQG4XLFN9LHZ
,QWKH/LJKWHQLQJ*8,VWDWXVGLVSOD\WRRODQG4XLFNYLHZWRRODUHLQGLVSHQVDEOH
DVVLVWDQWWRROVIRUDGMXVWPHQWRIWKHPDFKLQH7KH\KHOSXVHUVXQGHUVWDQGWKHV\VWHPRI
WKHGULYHDQGGLVSOD\PDQ\LPSRUWDQWYDOXHVIRUWKHPRWLRQFRQWURO 6WDWXVGLVSOD\6WDWXV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHUHDUHVWDWXVGLVSOD\WRROVDVVKRZQLQ)LJEHORZ7KHOHIWILJXUHVKRZVWKH
6WDWXVDUHDRQWKHPDLQVFUHHQZKLOHWKHULJKWILJXUHVKRZVWKH6WDWXVDUHDLQWKH
3HUIRUPDQFH&HQWHU7KHVWDWXVGLVSOD\SURYLGHVWKHVWDWXVDQGHUURUZDUQLQJ
PHVVDJHVIRUXVHUVWRNQRZWKHV\VWHPVWDWXV
:LULQJ
6HWWLQJV
/&'
6WDWXV
+DUGZDUH(QDEOH,QSXW7RLQGLFDWHZKHWKHUWKHKDUGZDUHHQDEOHVLJQDOLVRQRURII
6RIWZDUH(QDEOHG7RLQGLFDWHZKHWKHUWKHVRIWZDUHHQDEOHLVRQRURII6HUYR5HDG\7R
LQGLFDWHZKHWKHUWKHPRWRULVHQDEOH
6HUYR5HDG\7RLQGLFDWHZKHWKHUWKHPRWRULVH[FLWHG
3KDVH,QLWLDOL]HG7RLQGLFDWHZKHWKHUWKHSKDVHLQLWLDOL]DWLRQRIWKHPRWRULVFRPSOHWHG
0RYLQJ7RLQGLFDWHZKHWKHUWKHPRWRULVLQPRWLRQ
+RPHG7RLQGLFDWHZKHWKHUWKHKRPLQJRIWKHPRWRULVFRPSOHWHG
60PRGH0RWRUHQDEOHGLQWKH60PRGH
(UURUVDQGZDUQLQJV
/DVWHUURU7KHODWHVWHUURUPHVVDJH
/DVWZDUQLQJ7KHODWHVWZDUQLQJ
5HIHUWR&KDSWHU(UURUVDQG:DUQLQJVIRUPRUHLQIRUPDWLRQ
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ6WDWXVGLVSOD\
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
4XLFNYLHZ
7KHUHLVD4XLFN9LHZDUHDDWWKHERWWRPRIWKH*8,PDLQVFUHHQ,WSURYLGHXVHUVWR
EHWWHUXQGHUVWDQGWKHGHWDLOVRIWKHV\VWHPVWDWXV7KHLQWHUIDFHSURYLGHVSK\VLFDO
YDOXHIRUGLVSOD\8VHUVFDQVHOHFWWKHSK\VLFDOYDOXHVWREHREVHUYHG7KHVHYDOXHVZLOO
EHXSGDWHGDWUHDOWLPHIRUXVHUVWRREVHUYHDQGDQDO\]HWKHV\VWHPVWDWXV)LJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ4XLFNYLHZSK\VLFDOYDOXHVHWWLQJPHQX
8QLWVHWWLQJV3RVLWLRQ8QLWV
)RUWKHFKDQJHRIWKHSRVLWLRQXQLWXVHUVFDQVHOHFWWKHSUHIHUUHGXQLWWRGLVSOD\WKH
UHODWHGSK\VLFDOYDOXHSRVLWLRQDQGYHORFLW\DVVKRZQLQ)LJ
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ8QLWVHWWLQJPHQX
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
%DVLFFRPPRQSK\VLFDOYDOXH%DVLF9DULDEOH/LVW 2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
1R
3K\VLFDOYDOXH
)HHGEDFN3RVLWLRQ
5HIHUHQFH3RVLWLRQ
7DUJHW3RVLWLRQ
3RVLWLRQ(UURU
)HHGEDFN9HORFLW\
5HIHUHQFH9HORFLW\
9HORFLW\(UURU
5HIHUHQFH$FFHOHUDWLRQ
$FWXDO&XUUHQW
&RPPDQG&XUUHQW
$QDORJ&RPPDQG
%XV9ROWDJH
6HUYR9ROWDJH3HUFHQWDJH
6,1$QDORJ(QFRGHU
&26$QDORJ(QFRGHU
3:0&RPPDQG
'LJLWDOKDOOELWV
$PSOLILHU7HPSHUDWXUH
6RIW7KHUPDO$FFXPXODWRU
,
,
,
,
,
,
,
,
,
2
2
2
2
&1B%5.
'HVFULSWLRQ
)HHGEDFNSRVLWLRQ
3RVLWLRQFRPPDQG
7DUJHWSRVLWLRQ
3RVLWLRQHUURU
)HHGEDFNYHORFLW\
9HORFLW\FRPPDQG
9HORFLW\HUURU
$FFHOHUDWLRQFRPPDQG
$FWXDOFXUUHQW
&XUUHQWFRPPDQG
9ROWDJHFRPPDQGIURPWKHKRVW
FRQWUROOHU /LQHYROWDJH
6HUYRYROWDJH
6LQHVLJQDORIDQDQDORJHQFRGHU
&RVLQHVLJQDORIDQDQDORJHQFRGHU
7RUTXHIRUFHYHORFLW\FRPPDQGIURP
WKHKRVWFRQWUROOHU
'LJLWDOKDOOVLJQDO
7HPSHUDWXUHRIWKHGULYH
7HPSHUDWXUHHVWLPDWLRQRIWKHVRIWZDUH
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
,QSXWSRLQW
2QSXWSRLQW
2QSXWSRLQW
2QSXWSRLQW
2QSXWSRLQW
2QSXWSRLQWEUDNHVLJQDO +,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6RIWZDUHVKRUWFXWV
7KHUHDUHVKRUWFXWV)DQG)RQWKH*8,RIWKH'GULYH7KHIXQFWLRQLVHIIHFWLYH
RQO\ZKHQWKH/LJKWHQLQJ*8,LVDFWLYHLQWKH:LQGRZVRSHUDWLQJV\VWHP
)0RYHWKHPDLQZLQGRZRIWKH/LJKWHQLQJ*8,WRWKHWRS
) (PHUJHQF\VWRS)RUH[DPSOHFOLFN)ZKHQWKHPRWRULVLQPRWLRQWRSHUIRUP
WKHHPHUJHQF\VWRSRUFOLFN)WRVHUYRRIIWKHPRWRU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
3HUIRUPDQFH&HQWHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
0RVWRIVWDJHWXUQLQJDUHSHUIRUPHGE\XVLQJWKHIXQFWLRQVLQ3HUIRUPDQFH&HQWHU<RX
FDQSHUIRUPDWULDOUXQDIWHUWKHDXWRSKDVHLQLWLDOL]DWLRQRIWKHPRWRULVFRPSOHWHG
&KDSWHU7KH3HUIRUPDQFH&HQWHUDOORZVXVHUVWRSHUIRUPWKHWUDLOUXQVRWKDWWKH\
FDQPDNHWXQLQJDQGREVHUYHWKHPRWLRQSHUIRUPDQFHE\DVVLVWDQWWRROV
7KHUHDUHWKUHHPRWLRQPRGHVLQWKH3HUIRUPDQFH&HQWHUIRUWKHWULDOUXQ7KH
PRWLRQUHODWHGSDUDPHWHUVVXFKDVYHORFLW\DFFHOHUDWLRQGHFHOHUDWLRQHPHUJHQF\VWRS
GHFHOHUDWLRQDQGVPRRWKIDFWRUVDUHDOVRVHWKHUH 7KHPRWLRQPRGHVDUH
3RLQWWR3RLQW33
5HODWLYHPRWLRQ
&RQWLQXRXVPRWLRQ-RJ
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ3HUIRUPDQFH&HQWHU
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
6WHS
*UDSKLFDO+0GHVFULSWLRQ
2SHUDWLRQ
&OLFN
$ERXWWKH2SHUDWLRQ
0DQXDO
7KH3RLQWWR3RLQW33LVXVHGDVDQH[DPSOHIRUWKHIROORZLQJGHVFULSWLRQ
WRHQDEOHWKH
PRWRU
6HOHFW
&OLFN
:LULQJ
6HWLQWKH0RWLRQ3URWHFWLRQDUHD
YHORFLW\DFFHOHUDWLRQDQG
VPRRWKIDFWRU5HIHUWRIRU
PRUHLQIRUPDWLRQ7KHGHIDXOW
YDOXHFDQEHXVHGLIXVHUVGRHV
QRWKDYHDQ\VSHFLDO
UHTXLUHPHQWV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6HW3DQG3SRVLWLRQVLI 6:
OLPLWVDUHXVHGVHWWKHSRVLWLRQ
EHWZHHQ/RZHU6:OLPLWDQG
8SSHU6:OLPLW
WRPRYH3SRVLWLRQ
6HWWLQJV
DQGFOLFN
3SRVLWLRQ,I
\RXZDQWWRSHUIRUPD
SRLQWWRSRLQWPRWLRQFKHFNWKH
HQWHUGHOD\WLPH'ZHOOWLPHDQG
/&'
FOLFN
RU
EXWWRQWRSHUIRUPWKH
3RLQWWR3RLQWPRWLRQ
7XQLQJ
7KH3HUIRUPDQFH&HQWHUSURYLGHVDVHWWOLQJWLPHPHDVXULQJIXQFWLRQ8VHUVFDQXVH
7DUJHW5DGLXVWRVHWWKHHUURUWDUJHWUDGLXVDQGGHERXQFHWLPH5HIHUWRIRUPRUH
LQIRUPDWLRQ8VHUFDQDOVRDGMXVWWKH&RPPRQ*DLQGXULQJPRWLRQWRPHHW
UHTXLUHPHQWVRIVHWWOLQJWLPH7KHKLJKHUWKH&RPPRQ*DLQWKHIDVWHUWKHUHVSRQVHDQG
WKHVKRUWHUWKHVHWWOLQJWLPH)XUWKHUXVHUFDQXVLQJWKH0RYH7LPH6HWWOLQJ7LPHDQG
7RWDO7LPHILHOGVWRREVHUYHWKHWLPHQHHGHGIURPPRYLQJWRHQWHULQJWKHUDGLXV&OLFN
WRRSHQWKHJUDSKLFDORVFLOORVFRSH6FRSHZLQGRZZKLFKFDQEHXVHGWR
REVHUYHWKHPRWLRQZDYHIRUPRIWKHVHWWLQJWLPH
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
7KH3HUIRUPDQFH&HQWHUSURYLGHVDYHORFLW\ULSSOHPHDVXULQJIXQFWLRQ8VHUFDQ
REVHUYHWKHSHUIRUPDQFHRIYHORFLW\ULSSOHLQ33PRWLRQ7KH9PD[9PLQ9DYJDQG
9HORFLW\5LSSOHVWDQGIRUWKHPD[LPXPYHORFLW\PLQLPXPYHORFLW\DYHUDJHYHORFLW\DQG
WRRSHQWKH
YHORFLW\ULSSOHLQWKHXQLIRUPPRWLRQVHJPHQWUHVSHFWLYHO\&OLFN
JUDSKLFDORVFLOORVFRSH6FRSHZKLFKFDQEHXVHGWRREVHUYHWKHPRWLRQZDYHIRUPRI
WKHYHORFLW\ULSSOH
,QDGGLWLRQWRWKH33IXQFWLRQWKH5HODWLYH0RYHLVXVHGIRUVHWWLQJWKHGLVWDQFHRIWKH
PRYHPHQWDQG-RJLVXVHGIRUVHWWLQJWKHQRUPDORULQYHUVHMRJJLQJPRYHPHQW8VHUV
RQO\QHHGVWRFOLFNWKH RU EXWWRQIRUWKHVHWWLQJ
7KHYHORFLW\DFFHOHUDWLRQRUGHFHOHUDWLRQDQGVPRRWKIDFWRUVHWLQWKH0RWLRQ3URWHFWLRQ
DUHDDUHDOVRXVHGIRUPRWLRQSURWHFWLRQ7KHUHIRUHLIXVHUVIRUJHWVWRVHWWKHPRWLRQ
SURWHFWLRQYDOXHVDIWHUWKHWHVWUXQWKHPRWRUPD\QRWUHDFKWKHH[SHFWHGYHORFLW\RU
DFFHOHUDWLRQZKHQWKHKRVWFRQWUROOHUVHQGVWKHPRWLRQFRPPDQG
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
'HVFULSWLRQRIWKHRSHUDWLRQIXQFWLRQVRQWKHVFUHHQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
)LJ3HUIRUPDQFH&HQWHU3RVLWLRQSDJH
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
(QDEOH0RWRUH[FLWDWLRQ
'LVDEOH0RWRUGHH[FLWDWLRQ
=HUR6HWWKHFXUUHQWSRVLWLRQWR]HUR
6WRSPRWLRQ6WRSWKHPRWRU
3RVLWLRQ8QLWV6HWWKHXQLWWKDWWKHXVHSUHIHUVIRUWKHRSHUDWLRQ7KLVKDVWKHVDPH
HIIHFWDVWKHVHWWLQJIXQFWLRQLQ4XLFN9LHZRQWKHPDLQVFUHHQ 0RWLRQ3URWHFWLRQ7KHPRWLRQSURWHFWLRQSDUDPHWHUVRIWKHPRWRUDUHDOVRWKH
YHORFLW\DFFHOHUDWLRQGHFHOHUDWLRQHPHUJHQF\VWRSGHFHOHUDWLRQDQGVPRRWKIDFWRU
IRUWKHWHVWUXQ8VHUVFDQXVHWKHVPRRWKIDFWRUWRGHWHUPLQHWKH6FXUYHRU
7FXUYHWUDFNDQGWKHDGMXVWPHQWUDQJHLVa7KHWUDFNLVFORVHUWRDQ6FXUYH
ZLWKDKLJKHUDGMXVWPHQWYDOXHDQGLVFORVHUWRD7FXUYHZLWKDORZHUDGMXVWPHQW
YDOXH5HIHUWRIRUPRUHLQIRUPDWLRQ3RVLWLRQ8QLWV6HWWLQJWKHXQLWWKDWXVHUV
SUHIHUVIRUWKHRSHUDWLRQ7KLVKDVWKHVDPHHIIHFWDVWKHVHWWLQJIXQFWLRQLQ4XLFN
9LHZRQWKHPDLQVFUHHQ 333RLQWWR3RLQW
5HODWLYHPRYH5HODWLYHPRWLRQ
-RJ7KLVVWDQGVIRUDFRQWLQXRXVPRWLRQ8VHUVFDQGHILQHDFXUUHQWYDOXHLQWKH
FXUUHQWPRGHWRSHUIRUPWKHFRQWLQXRXVPRWLRQDWDFRQVWDQWFXUUHQW +RPH+RPLQJ
&RPPRQ*DLQ7KHKLJKHUWKHFRPPRQJDLQWKHKLJKHUWKHVHUYRVWLIIQHVV8VHUV
FDQXVHWKLVYDOXHWRDGMXVWWKHVHUYRVWLIIQHVV+RZHYHULIWKHVHUYRVWLIIQHVVLVWRR
KLJKWKHV\VWHPPD\EHFRPHXQVWHDG\DQGFDXVHYLEUDWLRQDQGHOHFWULFQRLVH7KH
VWLIIQHVVYDOXHPXVWEHUHGXFHGLQWKLVFDVH 6WDWXV'LVSOD\'LVSOD\WKHVWDWXV
HQDEOHVZOLPLW(QDEOWKHVRIWZDUHOLPLW7KHIXQFWLRQZLOOUHVWULFWWKHWUDYHORIWKH
PRWRU
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
)LJ3HUIRUPDQFH&HQWHU9HORFLW\5LSSOHSDJH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
9PD[7KHPD[LPXPSHDNYDOXHRIWKHYHORFLW\ULSSOH
9PLQ7KHPLQLPXPSHDNYDOXHRIWKHYHORFLW\ULSSOH
9DYJ7KHDYHUDJHSHDNYDOXHRIWKHYHORFLW\ULSSOH
9HORFLW\5LSSOH9HORFLW\ULSSOH
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
*UDSKLFDORVFLOORVFRSH6FRSH
7KH'GULYHSURYLGHVD6FRSHIXQFWLRQIRUXVHUVWRREVHUYHDOOSK\VLFDOYDOXHVGXULQJ
WKHDGMXVWPHQWRIWKHPDFKLQHDQGGHWHUPLQHWKHUHVXOWRIWKHDGMXVWPHQW,WDOVRDOORZV
XVHUVWRILQGWKHFDXVHRIWKHHUURUZKHQWKHGULYHLVXQDEOHWRSHUIRUPLWVWDVN
2YHUYLHZRIWKH
6SHFLILFDWLRQV
&OLFNWKH
RU
EXWWRQLQWKH3HUIRUPDQFH&HQWHUWRHQWHUWKH6FRSH
ZLQGRZ&OLFN
RQWKH3RVLWLRQSDJHDQG9HORFLW\5LSSOHSDJHWRGLVSOD\
UHODWHGSK\VLFDOYDOXHV$VVKRZQLQ)LJXVHUVFDQREVHUYHWKHUHDOWLPHZDYHIRUP
RIWKHSK\VLFDOYDOXHDIWHUVHOHFWLRQRIWKHSDUDPHWHU
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ*UDSKLFDORVFLOORVFRSH
7URXEOHVKRRWLQJ
3K\VLFDOYDOXH&OLFN GLUHFWO\WRVHOHFWWKHSK\VLFDOYDOXHWREHREVHUYHG
8QLW&OLFN WRVHOHFWWKHXQLWIRUWKHSK\VLFDOYDOXH
1XPEHURIFKDQQHOV&OLFN WRVHOHFWWKHQXPEHURIFKDQQHOVaWREH
GLVSOD\HGVLPXOWDQHRXVO\
7LPHUDQJHRIWKHJUDSKLFDORVFLOORVFRSH6HWWKHWLPHOHQJWKIRUDVFUHHQRQWKH
KRUL]RQWDOD[LV8QLW6HFRQGV
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
6\PERO 1DPH
'HVFULSWLRQ
'LVSOD\RIDOOVHOHFWHGSK\VLFDOYDOXHVRQD
VLQJOHVFUHHQ&OLFNWRVZLWFKEHWZHHQ
SK\VLFDOYDOXHV
)LWJUDSKWRZLQGRZ
$GMXVWPHQWRIDOOSK\VLFDOYDOXHVWRD
VXLWDEOHVFDOH
)LWJUDSKWRZLQGRZ
G\QDPLFDOO\
'\QDPLFDODGMXVWPHQWRIDOOSK\VLFDO
YDOXHVWRDVXLWDEOHVFDOH
)LW JUDSK WR ZLQGRZ
G\QDPLFDOO\
FOLS
6DPHDVWKHDERYHEXWWKHUDQJHRQWKH
YHUWLFDOD[LVFDQRQO\EHLQFUHDVHG
6KRZODVWGDWDZLWKSORWYLHZ
WRRO
'UDZLQJXVLQJWKHSORWYLHZWRROVEDVHGRQ
WKHGDWDRIWKHJUDSKLFDORVFLOORVFRSH
5HVHWVFRSH
7KHJUDSKLFDORVFLOORVFRSHZLOOUHUHWULHYH
GDWD
6KRZDOOSORWVLQVDPHZLQGRZ
$OOSK\VLFDOYDOXHVDUHGUDZQRQWKHVDPH
VFUHHQDQGVKDUHWKHVDPHYHUWLFDOD[LV 2SHQUHFRGHUZLQGRZ
&RQQHFWLQJWKHSK\VLFDOYDOXHVHWLQWKH
6FRSHZLQGRZWRWKH'DWD&ROOHFWLRQ
IXQFWLRQ
7XQLQJ
7RJJOHVFRSHVZLQGRZ
3DJH8S
/&'
&KDQJHRIWKHGLVSOD\ZDYHIRUPPRGH
7KH1RUPDODQG3DSHUPRGHVDUH
DYDLODEOH
6HWWLQJV
9LHZLQSDSHUPRGH&WUO7
:LULQJ
7KHVZLWFKRIWKHJUDSKLFDORVFLOORVFRSH
:KHQWKHVZLWFKLVWXUQHG2))DQGWXUQHG
21DJDLQWKHJUDSKLFDORVFLOORVFRSHZLOO
UHUHWULHYHGDWD
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6FRSH2Q2II3DJH'RZQ
$ERXWWKH2SHUDWLRQ
0DQXDO
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
'DWDFROOHFWLRQ
,QDGGLWLRQWRWKH6FRSHIXQFWLRQIRUREVHUYDWLRQRIWKHSK\VLFDOYDOXHVWKHUHLVDWRRO
WKDWRIIHUVPRUHVHWWLQJRSWLRQVIRUGDWDFROOHFWLRQDQGPRUHDGYDQFHGJUDSKLFDOGLVSOD\
DQGSURFHVVLQJIXQFWLRQV7KH'DWD&ROOHFWLRQIXQFWLRQDOORZVXVHUVWRVHWVKRUWHURU
ORQJHUVDPSOLQJWLPHDQGSURYLGHVDFRQGLWLRQDOWULJJHUPHFKDQLVPIRUDFWLYDWLRQDQG
GHDFWLYDWLRQRIGDWDFROOHFWLRQ 'DWDUHWULHYDO'DWD&ROOHFWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QWKHRSHQUHFRUGHUZLQGRZ)LJWKHSURJUDPDXWRPDWLFDOO\SLFNVXSWKHSK\VLFDO
YDOXHVHOHFWHGRQWKH6FRSHSDJHIRUIXWXUHGDWDFROOHFWLRQ7KHPDLQIXQFWLRQLV
GHVFULEHGDVIROORZV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ'DWDFROOHFWLRQ
$XWRPDWLFFROOHFWLRQE\FRQGLWLRQ)RUVHWWLQJWKHVWDUWDQGVWRSFRQGLWLRQVIRUGDWD
FROOHFWLRQ )RUH[DPSOHWRFDSWXUHWKHJUDSKRIWKHPRWLRQF\FOHFKHFN6WDUW(YHQWWRVHWWR;BUXQ
DQGFKHFN6WRS(YHQWWRVHWWR;BVWRS$IWHUWKHVHWWLQJLVFRPSOHWHGFOLFN6WDUWWREULQJ
'DWD&ROOHFWLRQWRWKHVWDQGE\VWDWH:KHQWKHPRWLRQRIWKHPRWRUVWDUWVFROOHFWLRQRI
WKHGDWDEHJLQVZKHQWKHPRWLRQHQGVWKHFROOHFWLRQRIGDWDVWRSV:KHQWKHGDWD
FROOHFWLRQLVFRPSOHWHGFOLFN*UDSKWRSORWWKHJUDSKRIWKHPRWLRQF\FOH
)RUH[DPSOHWRUHWULHYHWKHJUDSKRIWKHYHORFLW\F\FOHFKHFN6WDUW(YHQWWRVHWWR
;BYHOBIE!DQGFKHFN6WRS(YHQWWRVHWWR;BYHOBIE$IWHUWKHVHWWLQJLVFRPSOHWHG
FOLFN6WDUWWREULQJGDWDFROOHFWLRQWRWKHVWDQGE\VWDWH:KHQWKHPRWLRQVSHHGLVPRUH
WKDQWKHFROOHFWLRQRIWKHGDWDEHJLQVZKHQWKHVSHHGLVOHVVWKDQWKHFROOHFWLRQRI
WKHGDWDVWRSV:KHQWKHGDWDFROOHFWLRQLVFRPSOHWHGFOLFN*UDSKWRSORWWKHJUDSKRI
WKHYHORFLW\F\FOH
0DQXDOFROOHFWLRQEXWWRQ&OLFNWKH6WDUWEXWWRQWRVWDUWWKHFROOHFWLRQDQGFOLFNWKH6WRS
EXWWRQWRVWRSWKHFROOHFWLRQ&OLFNWKH*UDSKEXWWRQWRRSHQWKH3ORW9LHZDQGGUDZD
JUDSKEDVHGRQWKHFROOHFWHGGDWD
6DPSOLQJIUHTXHQF\5DWHDQGWKHQXPEHURIWKHVDPSOHV6DPSOHV
7KHVDPSOLQJFRXQWV
5DWHGHWHUPLQHVWKHVDPSOLQJIUHTXHQF\)RUH[DPSOHZKHQ5DWHLVVHWWRWKH
VDPSOLQJIUHTXHQF\LV+]DQGZKHQLWLVVHWWRWKHVDPSOLQJIUHTXHQF\LV
+]7KHPD[LPXPVDPSOLQJIUHTXHQF\LV+],IWRRPDQ\GDWDDUHFROOHFWHG
HDUO\ILQLVKRIWKHFROOHFWLRQPD\KDSSHQGXHWRWKHOLPLWRIWKHEDQGZLGWK8VHUVFDQ
UHGXFHWKHQXPEHURIWKHSK\VLFDOYDOXHVWREHFROOHFWHGWRVROYHWKLVSUREOHPGWLVWKH
VDPSOLQJWLPH6DPSOHVGWLVWKHWRWDOFROOHFWLRQWLPHRIWKHGDWD8VHUVFDQLQFUHDVH
WKHWRWDOFROOHFWLRQWLPHE\LQFUHDVLQJWKH6DPSOHV
7KHLQWHUQDOYDULDEOHVFRUUHVSRQGLQJWRWKHSK\VLFDOYDOXHVRIWKHFROOHFWHGGDWD
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
3ORWYLHZ
7KH3ORW9LHZLVDIXQFWLRQRIWKH'DWD&ROOHFWLRQ,WDOORZVJUDSKVFDQEHGUDZQEDVHG
RQWKHGDWDFROOHFWHGLQWKH'DWD&ROOHFWLRQDQGSURYLGHVSRZHUIXODQDO\VLVIXQFWLRQIRU
GLIIHUHQWPHDVXUHPHQWVDQGRSHUDWLRQV7KHUHDUHDUHDVIXQFWLRQPHQXDUHDPDLQ
IXQFWLRQNH\DUHDSK\VLFDOYDOXHGLVSOD\DUHDJUDSKLFDOIUDPHDUHDDQGDWLPHOLQH
VFUROOEDULQWKH3ORW9LHZDVVKRZQLQ)LJ
)XQFWLRQPHQX
2YHUYLHZRIWKH
6SHFLILFDWLRQV
0DLQIXQFWLRQ
NH\VDUHD
:LULQJ
3K\VLFDOYDOXH
GLVSOD\DUHD
6HWWLQJV
/&'
*UDSKLFDOIUDPH
DUHD
7XQLQJ
)LJ3ORWYLHZLQWURGXFWLRQ$
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
*UDSKLFDOGLVSOD\PRGH
7KHJUDSKLFDOIUDPHGLVSOD\VWKHQXPEHURIFKDQQHOV
7KHJUDSKLFDOIUDPHDUHDLVPDLQO\IRUGLVSOD\LQJWKHJUDSKRISK\VLFDOYDOXHV:KHQWKH
JUDSKVRISK\VLFDOYDOXHVDUHFROOHFWHGLQWKH6FRSHRU'DWD&ROOHFWLRQZLQGRZDOO
SK\VLFDOYDOXHVVHOHFWHGE\WKHJUDSKLFDORVFLOORVFRSHDUHVKRZQLQWKH3ORW9LHZ
8VHUVFDQDGMXVWWKHQXPEHURIWKHFKDQQHOVIRUWKHJUDSKLFDOIUDPHZLWKLQDQXSSHU
OLPLWRI7KHLFRQVLQWKHPDLQIXQFWLRQNH\VDUHDDUHGHVFULEHGEHORZ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6HWWKHPD[LPXPQXPEHURIFKDQQHOV
'LVSOD\DVLQJOHFKDQQHO
7RREVHUYHWKHJUDSKVRISK\VLFDOYDOXHVFOLFN
DQGVHOHFWJUDSKVWRVHWWKH
:LULQJ
DQG
QXPEHURIFKDQQHOVWR7RREVHUYHWKHJUDSKRISK\VLFDOYDOXHFOLFN
VHOHFWJUDSKVWRVHWWKHQXPEHURIWKHFKDQQHOVWR7KH)LJVKRZVWKHVLWXDWLRQ
LQZKLFKRQO\WZRSK\VLFDOYDOXHVDUHVHOHFWHGLQWKH6FRSHRU'DWD&ROOHFWLRQZLQGRZV
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ3ORWYLHZLQWURGXFWLRQ%
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
'LVSOD\RUKLGHSK\VLFDOYDOXHV
,IXVHUVXQFKHFNVDSK\VLFDOYDOXHWKHJUDSKRIWKHSK\VLFDOYDOXHZLOOEHKLGGHQLQWKH
JUDSKLFDOIUDPHDUHD)LJVKRZVWKDWSK\VLFDOYDOXHVDUHXQFKHFNHG7R
XQFKHFNDOOSK\VLFDOYDOXHVFOLFNWKHLFRQLQWKHPDLQIXQFWLRQNH\VDUHD
8QFKHFNDOOSK\VLFDOYDOXHV2UFOLFNWKH'HOHWHEXWWRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ3ORWYLHZLQWURGXFWLRQ&
=RRPLQRXW
7RREVHUYHWKHVXEWOHFKDQJHRIDFHUWDLQVHJPHQWFORVHO\XVHWKHVROLGOLQHDQG
GDVKHGOLQHERUGHUVWRVHOHFWWKHDUHDWREH]RRPHGLQ7KH3ORW9LHZDOORZVXVHUVWR
]RRPLQRXWWKH;DQG<D[HV7KHIROORZLQJVDUHWKHLFRQVDQGRSHUDWLRQVLQWKHPDLQ
IXQFWLRQPHQX
3URWHFWLRQ $SSOLFDWLRQV
=RRPLQWKHJUDSKEHWZHHQWKHEOXHVROLGOLQHDQGGDVKHGOLQHRQWKH;
D[LV
8QGR]RRP
5HGR]RRP
&DQFHODOO]RRPLQGLVSOD\V
7URXEOHVKRRWLQJ
=RRPLQWKHJUDSKEHWZHHQWKHUHGVROLGOLQHDQGGDVKHGOLQHRQWKH<D[LV
&DQFHOWKH]RRPLQDFWLRQRQWKH<D[LV
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
=RRQLQRXWRQWKH;D[LV 7R]RRPLQRQWKHSK\VLFDOYDOXHJUDSKUDQJLQJIURPWRVHFRQGVXVHWKHOHIWNH\WR
PRYHWKHEOXHVROLGOLQHRUXVHWKHULJKWNH\WRPRYHWKHGDVKHGOLQHWRIUDPHWKLV
WR]RRPLQ)LJ7R]RRPLQRQDPXFKVPDOOHU
VHJPHQW7KHQFOLFN
VHJPHQWHJaVHFRQGVUHSHDWWKHDERYHVWHSV7RVHHWKHSUHYLRXV]RRPLQ
VHJPHQWaVHFRQGVFOLFN
,I
LVFOLFNHGDJDLQWKH]RRPLQVHJPHQW
ZLWKLQaVHFRQGVZLOOEHGLVSOD\HG5HJDUGOHVVRIKRZPDQ\WLPHV\RX]RRPLQXVH
WRGLVSOD\WKHRULJLQDOJUDSK)LJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ3ORWYLHZLQWURGXFWLRQ'
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ3ORWYLHZLQWURGXFWLRQ(
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
=RRQLQRXWRQWKH<D[LV 7R]RRPLQRQWKH<D[LVSUHVVDQGKROGWKH&WUO;DQGOHIWNH\VWRPRYHWKHUHGVROLG
OLQHRUWKH&WUO;DQGULJKWNH\VWRPRYHWKHUHGGDVKHGOLQHWRVHOHFWDVXLWDEOH
DWWKHXSSHUULJKWFRUQHURIWKHVFUHHQWRHQODUJH
VHJPHQW)LJ7KHQFOLFN
WKHJUDSKZLWKLQWKHVHOHFWHGVHJPHQWRQWKH<D[LV)LJ,IWKHYDOXHVRQWKH<
D[LVLQWKHJUDSKLFDOIUDPHDUHORFNHGDQGVKRZVUHGWKHYHUWLFDOGLVSOD\UDQJHZLOOQRW
EHG\QDPLFDOO\DGMXVWHGZKHQ\RXGUDJWKHKRUL]RQWDOVFUROOEDU)LJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
LFRQDWWKHXSSHUULJKWFRUQHURIWKHVFUHHQWKHRULJLQDOJUDSKRQ
,I\RXFOLFNWKH
WKH<D[LVEHIRUHWKH]RRPLQZLOOEHGLVSOD\HG5HIHUWR)LJIRUWKHLOOXVWUDWHG
GHVFULSWLRQ
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ3ORWYLHZLQWURGXFWLRQ)
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ3ORWYLHZLQWURGXFWLRQ*
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
7KHSDUDPHWHUVDUH QRWDGMXVWHG
DXWRPDWLFDOO\WRPDWFK
ZLWKWKHJUDSK
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6OLGHUPRYLQJGLUHFWLRQ
/&'
'LVSOD\RQHSK\VLFDOYDOXHLQGLIIHUHQWFKDQQHOV
7RPRYHWKHSK\VLFDOYDOXHWRDQRWKHUFKDQQHOIRUGLVSOD\FOLFNWKHSK\VLFDOYDOXHWR
IRUPDER[RIGDVKHGOLQHDQGGUDJWKHER[WRWKHVSHFLILHGFKDQQHO 7XQLQJ
6HWWLQJV
)LJ3ORWYLHZLQWURGXFWLRQ+
:KHQWKHDUHDLVIUDPHGXVLQJWKHEOXHVROLGDQGGDVKHGOLQHVWKHYDOXHRIGWGWDQG
G6DPSZLOODSSHDUDWWKHERWWRPRIWKHJUDSKLFDOIUDPHDUHDGWUHIHUVWRWKHWLPHLQWKH
DUHDDQGG6DPSUHIHUVWRWKHVDPSOLQJQXPEHUVLQWKHDUHD
3URWHFWLRQ $SSOLFDWLRQV
3K\VLFDOYDOXHGLVSOD\
:KHQWKHEOXHVROLGOLQHPRYHVWRDVSHFLILFWLPHSRLQWDILJXUHWKDWVKRZVWKHDPRXQW
RIWKHSK\VLFDOYDOXHDWWKLVWLPHSRLQWZLOODSSHDUEHORZWKHSK\VLFDOYDOXH7KHILJXUHLV
GLVSOD\HGGHFLPDOO\RUKH[DGHFLPDOO\ 7KHLFRQVLQWKHPDLQIXQFWLRQNH\VDUHDDUHDVIROORZV
7URXEOHVKRRWLQJ
'LVSOD\WKHYDOXHKH[DGHFLPDOO\
'LVSOD\WKHYDOXHGHFLPDOO\
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6DYHUHDGILOHV
,QWKH3ORW9LHZWKHW\SHRIWKHILOHVZKLFKFDQEHVDYHGDUHWH[WILOHVW[WSLFWXUHILOHV
EPSDQGVSHFLDO3ORW9LHZILOHVJSS7KHW[WILOHLVXVHGIRUVDYLQJWKHILJXUHVRIDOO
SK\VLFDOYDOXHVZLWKLQWKHUHWULHYLQJWLPHZKLOHWKHEPSILOHLVXVHGIRUVDYLQJWKH
JUDSKVRIDOOSK\VLFDOYDOXHVDVSLFWXUHV7KHJSSILOHLVWKHRQO\ILOHZKLFKLVDOORZHGWR
EHRSHQHGLQWKH3ORW9LHZ7KHUHIRUHLI8VHUQHHGVWRRSHQDILOHLQWKH3ORW9LHZ
UHPHPEHUWRVDYHLWDVDJSSILOH&OLFNWKHIROORZLQJLFRQVLQWKHPDLQIXQFWLRQNH\V
DUHDWRVDYHWKHILOHVDVWKHW[WDQGEPSILOHV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6DYHWKHILJXUHVRIWKHSK\VLFDOYDOXHVDVDW[WILOH
6DYHWKHJUDSKVRISK\VLFDOYDOXHVDVDEPSILOH
6HOHFW6DYH2SHQLQWKH)LOHIXQFWLRQPHQXWRVDYHRUUHDGWKH3ORWYLHZJSSILOH)LJ
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ6DYHDVJSSILOH
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
0DWKHPDWLFDORSHUDWLRQ0DWK
7KH3ORW9LHZDOVRSURYLGHVWKHRSHUDWLRQDOIXQFWLRQRISK\VLFDOYDOXHVVXFKDV
LQWHJUDWLRQGLIIHUHQWLDWLRQDGGLWLRQDQGPXOWLSOLFDWLRQ,WDOORZV8VHUWRRSHUDWHLQWKH
3ORW9LHZDQGREVHUYHWKHRSHUDWLRQDOUHVXOWGLUHFWO\,WDOVRSURYLGHVWKHPD[LPXP
PLQLPXPRIWKHSK\VLFDOYDOXHULSSOHFDOFXODWLRQDQGVSHFWUXPDQDO\VLVIXQFWLRQV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6WDWLVWLFVWDEOH &OLFN
WRVKRZWKHWDEOHLQ)LJ7KHWDEOHVKRZVWKHPD[LPXPPLQLPXP
DYHUDJHVWDQGDUGGHYLDWLRQ5PV5LSDQG5LS$RIWKHSK\VLFDOYDOXHLQWKHVHOHFWHG
VHJPHQW$PRQJWKHP 5LS VWDQGDUGGHYLDWLRQDYHUDJHDQG5LS$ PD[LPXPPLQLPXPDYHUDJH
0DLQIXQFWLRQLFRQVDUHDVIROORZV
7KHPD[LPXPPLQLPXPVWDQGDUGGHYLDWLRQ5PVDQGULSSOHFDOFXODWLRQRIWKH
SK\VLFDOYDOXH
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ 6WDWLVWLFVWDEOH
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
0DWKHPDWLFDORSHUDWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
6HOHFW7RROV0DWK2SHUDWLRQIURPWKHIXQFWLRQPHQXRUFOLFN
WRRSHQWKHZLQGRZ
)LJ7KHQVHOHFWDVXLWDEOHPDWKHPDWLFDORSHUDWLRQ,QWKHFDVHRIDGGLWLRQIRU
H[DPSOHFOLFN/LQHDUDQGVHOHFWSRVBHUUDQGYHOBIEIIURPWKHGURSGRZQOLVW7KHQ
QDPHWKHQHZSK\VLFDOYDOXHLQWKH1HZSORWQDPHILHOGDQGVHWWKHFRORU&OLFN&UHDWH
WRJHQHUDWHDSK\VLFDOYDOXHOLQBE\DGGLQJWKHSRVBHUUDQGYHOBIEI)LJ2WKHU
PDWKHPDWLFDORSHUDWLRQVDUHVDPHDVWKHDGGLWLRQLQWKHRSHUDWLRQPHWKRG7KHLFRQLQ
WKHPDLQIXQFWLRQNH\VLVDVIROORZV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ0DWKRSHUDWLRQ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ0DWKRSHUDWLRQFRQQHFWHGWR3ORW9LHZ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
)DVW)RXULHU7UDQVIRUP))7 LQWKHPDLQIXQFWLRQNH\VDUHDWRRSHQWKHZLQGRZDVVKRZQLQ)LJ &OLFN
6HOHFWDSK\VLFDOYDOXHHJSRVBHUUIRULPSOHPHQWDWLRQRI))7&OLFN5XQ))7WR
JHQHUDWHWKHWUDQVIRUPHGJUDSKDVVKRZQLQ)LJ8VHUVFDQFOLFN
WRFDQFHO )777KHLFRQVRIWKHPDLQIXQFWLRQNH\VDUHVKRZQEHORZ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,PSOHPHQW))7IRUDSK\VLFDOYDOXH
&DQFHO))7
:LULQJ
6HWWLQJV
/&'
)LJ))7VHWWLQJV
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ))73ORW9LHZ
1DWXUDOORJDULWKP
7KHQDWXUDOORJDULWKPIXQFWLRQWRH[SUHVVWKH;D[LVLQORJDULWKPLFIRUPDQGLWLVRQO\
DSSOLFDEOHDIWHU))7LVFRPSOHWHG0DLQIXQFWLRQLFRQLVDVIROORZV
([SUHVVWKH;D[LVLQORJDULWKPLFIRUP,WLVRQO\DYDLODEOHDIWHU))7LVFRPSOHWHG
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
$GYDQFHG*DLQVWXQLQJ$GYDQFHG*DLQV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,PSRUWDQWWDVNVRIWKHVHUYRGULYHLQFOXGHWKHWLPHLWWDNHVIRUWKHPRWRUWRPRYHIURP
VWDUWSRLQWWRWKHVSHFLILHGSRVLWLRQRI0RYH6HWWOHWKHSRVLWLRQHUURUDQGWKHYHORFLW\
ULSSOH7KHLPSURYHPHQWRIWKHVHSHUIRUPDQFHVLVWREHDFKLHYHGWKURXJKWXQLQJRI
JDLQVDQGSDUDPHWHUV7XQLQJFRPPRQJDLQLVWKHVLPSOHVWZD\IRUWKH'GULYHWR
LPSURYHWKHPRWLRQSHUIRUPDQFHRIPRWRU7KHKLJKHUFRPPRQJDLQFDXVHVKLJKHU
VHUYRVWLIIQHVV+RZHYHULIWKHVHUYRVWLIIQHVVLVWRRKLJKLWZLOOEULQJDERXWV\VWHP
YLEUDWLRQRUHOHFWULFQRLVHGHSHQGLQJRQWKHPHFKDQLFDOVWDWXV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ3HUIRUPDQFHFHQWHU
7KHV\VWHPDOVRSURYLGHVDGYDQFHGJDLQWXQLQJIXQFWLRQVLQFDVHWKDWWKHFRPPRQJDLQ
FDQQRWIXOILOOUHTXLUHGSHUIRUPDQFH7KHVHIXQFWLRQVLQFOXGHWKH)LOWHU$FFIHHGIRUZDUG
*DLQ6FKHGXOH$QDORJLQSXWDQGFXUUHQWORRS
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
)LOWHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHILOWHULVORFDWHGLQVLGHRI VHUYRFRQWUROORRSDQGPDLQO\XVHGWRHOLPLQDWHWKH
SUREOHPFDXVHGE\KLJKIUHTXHQF\YLEUDWLRQRIWKHV\VWHPRUGHDOZLWKWKHUHVRQDQW
IUHTXHQF\RIWKHPHFKDQLFDOV\VWHPWRLPSURYHWKHFRQWUROSHUIRUPDQFHRIV\VWHP7KH
'GULYHKDVWZRILOWHUVWKDWFDQEHXVHGFRQFXUUHQWO\DQGVHWDVDORZSDVVILOWHURUD
QRWFKILOWHU7RGHVLJQDILOWHULVRIWHQGRQHE\DQDO\]LQJWKHV\VWHPFKDUDFWHULVWLFLQ
IUHTXHQF\GRPDLQ<VHUFDQFOLFNWKH
EXWWRQLQ)LJWRRSHQWKHHPXODWHG
LQWHUIDFHRI%RGHSORW7KHVHWWLQJVRIWZRFRPPRQO\XVHGILOWHUVDUHGHVFULEHGDV
IROORZV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ)LOWHU
/RZSDVVILOWHU
$VHWWLQJRIDW\SLFDOORZSDVVILOWHULVVHWDVIROORZV )U&XWRIIIUHTXHQF\7KHXQLWLV+]+]FDQSURGXFHDQH[FHOOHQWUHVXOWLQJHQHUDO
DSSOLFDWLRQVDQGUHGXFWLRQRIWKHIUHTXHQF\FDQEHFRQVLGHUHGLQVRPHFDVHV+RZHYHU
FRQWUROSHUIRUPDQFHZLOOEHDIIHFWHGLIWKHFXWRIIIUHTXHQF\LVWRRORZ [L'DPSLQJUDWLRRIWKHILOWHU7KHYDOXHUDQJHVIURPWR
N
N
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ/RZSDVVILOWHU
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
1RWFK)LOWHU
:KHQWKHUHLVDQLPSURSHUUHVRQDWHIUHTXHQF\LQWKHPHFKDQLFDOV\VWHPHJ
a+]DQGWKHUHVRQDQFHFDQQRWEHHOLPLQDWHGWKURXJKPHFKDQLFDOFRUUHFWLRQRU
GHVLJQDQRWFKILOWHUFDQEHXVHGWRVROYHWKLVSUREOHP7KHVHWWLQJRIDQRWFKILOWHULV
XVXDOO\FRQILJXUHGZLWKUHIHUHQFHUHVXOWRIWKHIUHTXHQF\DQDO\VLV
$VHWWLQJRIDW\SLFDOQRWFKILOWHULVVHWDVIROORZV )U&XWRIIIUHTXHQF\7KHXQLWLV+]
[L7'DPSLQJUDWLRRIWKHILOWHU7KHYDOXHUDQJHVIURPWR7KHEDQGRIWKHILOWHU
EHFRPHVQDUURZHUZKHQWKHUDWLRLVFORVHUWR,WEHFRPHVZLGHUZKHQWKHUDWLRLV
FORVHUWR N
N
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ1RWFKILOWHU
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
$XWRPDWLFUHVRQDQFHVXSSUHVVLRQILOWHUI
7KHFRPSOHWLRQRIWKHDXWRJDLQWXQLQJZLOODOVRVWDUWWKHIILOWHU+RZHYHUZKHQXVHU
GULYHVWKHPRWRUDQGILQGVWKDWV\VWHPYLEUDWLRQLVQRWHIIHFWO\VXSSUHVVHGE\I
ILOWHU8VHUFDQXQFKHFNWKH$FWLYDWHIRSWLRQWKHUHGIUDPHLQ)LJLQWKH)LOWHUWDE
RIWKH$GYDQFHG*DLQVDQGPDQXDOO\VHWXS)LOWHUDQG)LOWHUWRVXSSUHVVUHVRQDQFH
HIIHFWLYHO\
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJIILOWHU
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
$FFHOHUDWLRQIHHGIRUZDUG$FFIHHGIRUZDUG
7KHSRVLWLRQHUURULVXVXDOO\PRUHVLJQLILFDQWGXULQJDFFHOHUDWLRQDQGGHFHOHUDWLRQ
HVSHFLDOO\ZKHQDKLJKHUPRYLQJPDVVRUPRPHQWRILQHUWLDLVDSSOLHG6HWWLQJWKHDFF
IHHGIRUZDUGSDUDPHWHUFDQHIIHFWLYHO\UHGXFHWKHSRVLWLRQHUURUGXULQJDFFHOHUDWLRQDQG
GHFHOHUDWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ$FFHOHUDWLRQIHHGIRUZDUG$FFIHHGIRUZDUG
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
6WHS
$ERXWWKH2SHUDWLRQ
0DQXDO
7KHSURFHGXUHIRUDGMXVWLQJWKHDFFHOHUDWLRQIHHGIRUZDUGDUHGHVFULEHGEHORZ
*UDSKLFDO+0GHVFULSWLRQ
2SHUDWLRQ
&OLFNWKH6HWVFRSHEXWWRQWRVKRZ
WKHJUDSKLFDORVFLOORVFRSHVFUHHQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6HW$FFIHHGIRUZDUGJDLQWR
:LULQJ
6HWWLQJV
/&'
6HWWKHPD[LPXPDFFHOHUDWLRQDV
UHTXLUHG
8VHWKH33IXQFWLRQWRPRYHWKH
PRWRUEDFNDQGIRUWK
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
5HFRUGWKHFRPPDQGYDOXHRIWKH
PD[LPXPFXUUHQWLQWKH
DFFHOHUDWLRQVHJPHQW<RXFDQ
VHHWKH&RPPDQG&XUUHQWLVLQ
WKHDFFHOHUDWLRQVHJPHQWLQWKLV
H[DPSOH 5HFRUGWKHPD[LPXPUHIHUHQFH
DFFHOHUDWLRQYDOXHLQWKH
DFFHOHUDWLRQVHJPHQW 7KH
UHIHUHQFHDFFHOHUDWLRQLV
FRXQWVALQWKLVH[DPSOH
'LYLGHWKHYDOXHLQ6WHSE\WKH
YDOXHLQ6WHS$FFIHHGIRUZDUG
JDLQ &RPPDQG
&XUUHQW5HIHUHQFH
$FFHOHUDWLRQ H
7URXEOHVKRRWLQJ
(QWHUWKHUHVXOWDFTXLUHGLQ6WHS
LQWKH$FFIHHGIRUZDUGJDLQ
ILHOG +,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
3RVLWLRQ(UURULVFRXQWV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
2EVHUYHWKHSRVLWLRQHUURU
YDOXHDQG\RXZLOOILQGLW
GHFUHDVHVIURPFRXQWVWR
FRXQWVLQWKH
DFFHOHUDWLRQVHJPHQW
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6WHSQRWHV
:KHQWKHPRWRUEHJLQVWRPRYHWKHJUDSKDSSHDUVRQWKH6FRSH)LJ<RXFDQ
XVHWKH7RJJOHVFRSHVZLQGRZV3DJH8SEXWWRQWRVZLWFKEHWZHHQWKHJUDSKVRID
VLQJOHSK\VLFDOYDOXH&OLFNLQJWKLVEXWWRQUHSHDWHGO\ZLOOWRJJOHEHWZHHQWKHJUDSKVRI
WKHFRPPDQGFXUUHQWUHIHUHQFHDFFHOHUDWLRQDQGSRVLWLRQHUURULQVHTXHQFHVRWKDW
XVHUVFDQUHDGWKHYDOXHVRIWKHVHJUDSKVHDVLO\
&RPPDQG&XUUHQWLV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
5HIHUHQFH$FFHOHUDWLRQLV
FRXQWVA
6ZLWFK
EHWZHHQ
6FRSH
VFUHHQV
6HWWLQJV
3RVLWLRQHUURULVFRXQWV
/&'
)LJ0RWLRQWUDFNRIWKHPRWRU
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6FKHGXOHJDLQVDQGYHORFLW\ORRSJDLQ6FKHGXOH
*DLQVYSJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6FKHGXOHJDLQV
$FRPSOHWHPRWLRQFRQWUROFDQEHGLYLGHGWRWKUHHVWDJHV
0RYH)URPWKHVWDUWWRWKHHQGRIWUDMHFWRU\SODQQLQJ
6HWWOLQJ)URPWKHHQGRIWUDMHFWRU\SODQQLQJWRWKHLQSRVLWLRQVWDJH
,QSRVLWLRQ&RPSOHWLRQRIWKHSRVLWLRQVHWWOLQJ
7KHSXUSRVHRIWKHVFKHGXOHJDLQLVWRDGMXVWWKHVHUYRVWLIIQHVVWREHRXWSXWDWHDFK
PRWLRQVWDJH0RYH6HWWOLQJ,QSRVLWLRQEDVHGRQWKHFRPPRQJDLQ$GMXVWPHQWRIWKH
JDLQDWHDFKVWDJHLVFRQGXFWHGSURSRUWLRQDOO\7KHRULJLQDOFRPPRQJDLQLVXVHGZKHQ
WKHVHWWLQJYDOXHLVDQGWKHJDLQVDUHUHGXFHGZKHQWKHVHWWLQJYDOXHLVOHVVWKDQ
7KHFRUUHVSRQGLQJSDUDPHWHUVDWHDFKVWDJH
0RYHVJBUXQ
6HWWOLQJVJBVWRS
,QSRVLWLRQVJBLGOH
,IFRPPRQJDLQ DQGVJBUXQ WKHFRPPRQJDLQWKDWLVSUDFWLFDOO\XVHGDWWKH
0RYHVWDJHLVFKDQJHGWR 7KHVDPHLVDSSOLFDEOHDWWKH6HWWOLQJDQG,QSRVLWLRQVWDJHV7KHFRQVWDQWFRPPRQ
JDLQLVFKDQJHGDSSURSULDWHO\E\XVLQJWKHVFKHGXOHJDLQWRPHHWWKHUHTXLUHPHQWVDW
GLIIHUHQWVWDJHV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ6FKHGXOHJDLQV
+,:,10,.526<67(0&253
Operation Manual for D2 Motor Drive System
6 Tuning
1 About the Operation
Manual
Velocity loop gain (vpg)
The velocity loop gain (vpg) is an internal control parameter of the D2 drive. The default
value is computed by using theparameters user defined in the Configuration Center.
Modification of vpg is not needed in general condition, but User can use the Freq
analyzer to adjust its value. The steps are as below..
Step
Graphical (HM) description
Operation
2 Overview of the
Specifications
3 Wiring
Click the
button on the page as
shown in Fig. 7-30.
Then following screen
appears.
2
Click the
button.
3
Click the
button to activate the
frequency analyzer.
Motor vibrates from LF
to HF, you may head
the HF sound at the
end. Then a frequency
response diagram
appears on the screen.
4 Settings
1
5 LCD
6 Tuning
7 Protection 8 Applications
9
Troubleshooting
206
HIWIN MIKROSYSTEM CORP.
Operation Manual for D2 Motor Drive System
6 Tuning
Click the
button to save vpg
value to the RAM of the
drive.
4 Settings
5
3 Wiring
Frequency
response-bode
diagram
2 Overview of the
Specifications
Cursor line
4
1 About the Operation
Manual
Acquired from auto
computation
Left click on the
frequency response
diagram and a line of
-20dB appears on the
screen. Press and hold
left key to drag the line
to the position close to
the bode diagram as
shown in the figure
below. The Gain is
re-computed during the
movement of line, and
vpg value is displayed
on the screen.
The Gain is increased
when the cursor line is
dragged downward, and
decreased when the
cursor line is dragged
upward.
5 LCD
6 Tuning
7 Protection 8 Applications
9
Troubleshooting
207
HIWIN MIKROSYSTEM CORP.
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
$QDORJLQSXW
:KHQLQFXUUHQWYHORFLW\PRGHWKHYROWDJHFRPPDQGWUDQVPLWWHGIURPWKHKRVW
FRQWUROOHUPD\KDYHDELDVIRU0DQ\UHDVRQV7KLVPD\EULQJDERXWGLVWRUWLRQRIWKH
FRPPDQGDQGDIIHFWWKHSHUIRUPDQFH,QWKLVFDVHWKHDQDORJLQSXWIXQFWLRQFDQEH
XVHGIRUELDVFRUUHFWLRQDQGFRPSHQVDWLRQ8VHURQO\QHHGVWRFOLFNWKH6HW2IIVHW
EXWWRQIRUV\VWHPWRH[HFXWHWKHDXWRPHDVXUHPHQWDQGPRGLI\WKHRIIVHW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ$QDORJLQSXW
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
&XUUHQWORRS
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHJDLQYDOXHV.LDQG.SRIFXUUHQWORRSDUHEDVLFDOO\FDOFXODWHGE\XVLQJWKH
SDUDPHWHUVRIPRWRUZKLFKLVVHOHFWHGLQWKH&RQILJXUDWLRQ&HQWHUDQG1RDGMXVWPHQWLV
QHHGHGQRUPDOO\%XWWKH\FDQEHDGMXVWHGE\XVLQJWKLVIXQFWLRQLIWKHSDUDPHWHUVRI
PRWRUZHUHQRWVHWFRUUHFWO\7KHORZSDVVILOWHUFDQEHVHWDFFRUGLQJWRWKHUHVXOWRI
IUHTXHQF\UHVSRQVH1RLVHPLJKWEHJHQHUDWHGLIWKHJDLQRIFXUUHQWORRSLVVHWWRRKLJK
+RZHYHUWKLVSUREOHPFDQEHVROYHGE\VHWWLQJWKHORZSDVVILOWHUWRDORZHUIUHTXHQF\
HJ+]
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ&XUUHQWORRS
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
9LEUDWLRQVXSSUHVVLRQILOWHU96)
7KH96)LVXVHGWRVXSSUHVVWKHYLEUDWLRQJHQHUDWHGE\WKHPRWRULQPRWLRQ7KH
YLEUDWLRQLVVLJQLILFDQWZKHQDFDQWLOHYHUEHDPLVXVHGDVWKHORDGLQJPHFKDQLVP8VHU
FDQXVHDYLEURVFRSHWRPHDVXUHWKHYLEUDWLRQIUHTXHQF\DWWKHORFDWLRQZKHUHYLEUDWLRQ
LVREYLRXVDQGHQWHUWKHPHDVXUHGYDOXHLQWKH)UHTXHQF\FROXPQ7KHHQDEOH96)
PXVWEHFKHFNHGWRHQDEOHWKH96)8VHUWKHQQHHGVWRPRYHWKHPRWRUIRUYHULILFDWLRQ
RIWKHHIIHFWLYHQHVV:KHQWKHPRWRULVPRYLQJ8VHUFDQXVHWKH96)IDFWRUYDOXH
E\GHIDXOWWRDGMXVWWKHHIIHFWRIWKHVXSSUHVVLRQ7KHDOORZDEOHUDQJHLVa
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ9LEUDWLRQVXSSUHVVLRQILOWHU96)
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
)ULFWLRQFRPSHQVDWLRQ
7KHSRVLWLRQHUURULVXVXDOO\PRUHVLJQLILFDQWLQWKHSHULRGRIDFFHOHUDWLRQDQGFRQVWDQW
VSHHGPRWLRQHVSHFLDOO\IRUWKHXVHLQDKLJKHUPRYLQJPDVVRUPRPHQWRILQHUWLD
6HWWLQJWKHIULFWLRQFRPSHQVDWLRQSDUDPHWHUFDQHIIHFWLYHO\UHGXFHWKHSRVLWLRQHUURULQ
WKHDFFHOHUDWLRQSHULRG)LJVKRZVWKHVHWWLQJSDJHRIWKHIULFWLRQFRPSHQVDWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ )ULFWLRQFRPSHQVDWLRQ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
Operation Manual for D2 Motor Drive System
6 Tuning
Step
1 About the Operation
Manual
The operation steps of the friction compensation are described below.
Graphical (HM) description
Operation
2 Overview of the
Specifications
3 Wiring
4 Settings
Click the Set scope
button to enter the
scope screen.
2
Set the Friction
Compensation to 0.
3
Set the desired
acceleration.
4
Set the Dwell Time to
500msec. Use the
P2P function to move
the motor back and
forth.
5 LCD
1
6 Tuning
7 Protection 8 Applications
9
Troubleshooting
212
HIWIN MIKROSYSTEM CORP.
Operation Manual for D2 Motor Drive System
6 Tuning
1 About the Operation
Manual
2 Overview of the
Specifications
5 LCD
Enter the average
command current of
Step 5 in the Friction
Compensation field.
4 Settings
6
3 Wiring
5
As the figure shows,
the average of the
command current is
-0.61 and the position
error is -581~550
counts.
6 Tuning
7 Protection 8 Applications
9
Troubleshooting
213
HIWIN MIKROSYSTEM CORP.
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
2EVHUYHWKHSRVLWLRQ
HUURUYDOXHDQG\RX
ZLOOILQGLWGHFUHDVHV
IURPaWR
aFRXQWV
GXULQJWKH
DFFHOHUDWLRQ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
(QFRGHUVLJQDOFRQILUPDWLRQ
7KHHQFRGHUSOD\VDQLPSRUWDQWUROHLQWKHVHUYRPRWRUFRQWURO,WSURYLGHVWKHGULYHZLWK
WKHSRVLWLRQRUDQJOHLQIRUPDWLRQWRHQVXUHWKHVHUYRORRSFRQWURO,Q'GULYHVWKH
IXQFWLRQDOLW\RIWKHHQFRGHURXWSXWVLJQDOFDQEHFKHFNHGYLDWKH+0LQWHUIDFH (QFRGHUVLJQDOFRQILUPDWLRQIXQFWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
&OLFN
RQWKH3HUIRUPDQFH&HQWHUVFUHHQRUVHOHFW7RROV!(QFRGHUWHVWWXQHLQWKH
IXQFWLRQPHQXWRRSHQWKHIXQFWLRQZLQGRZDQGFKHFNWKHUHDGLQJRUVLJQDORIWKH
HQFRGHUIRUDQRPDOLHV7KHIXQFWLRQZLQGRZLVVKRZQLQ)LJ
:LULQJ
6HWWLQJV
)LJ'LJLWDOHQFRGHU
(QFRGHUUHDGLQJFRQILUPDWLRQ
/&'
7KHVLJQDORIWKHGLJLWDOHQFRGHULVFRPSULVHGRIWZRGLJLWDOSXOVHVZLWKDSKDVH
GLIIHUHQFHRIƒ8VHUVRIWKH'GULYHFDQXVHWKLVIXQFWLRQWRFKHFNWKHHQFRGHUIRU
FRUUHFWUHDGLQJVE\IRUH[DPSOHURWDWLQJDWDJLYHQDQJOHDQGFRQILUPLQJZKHWKHUWKH
SRVLWLRQUHDGLQJLVVDPHDVWKHDQJOHYDOXH 7XQLQJ
,QGH[VLJQDOFRQILUPDWLRQ
3URWHFWLRQ $SSOLFDWLRQV
7KH,QGH[ODPSLQFDQEHXVHGWRFRQILUPWKHUHFHSWLRQRIWKH=SKDVHVLJQDO,W
IODVKHVJUHHQRQFHZKHQWKHGULYHUHDGVWKH=SKDVHVLJQDO
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
/RRSFRQVWUXFWRU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KH/RRS&RQVWUXFWRUIXQFWLRQDOORZVXVHUVWRFRQILUPWKHVWDELOLW\RIWKHFRQWUROV\VWHP
,WSURYLGHVVSHFWUXPDQDO\VLVWRROVVXFKDV1\TXLVW1LFKROVDQG%RGH,QDGGLWLRQWR
DGMXVWLQJWKHILOWHUVDQGJDLQYDOXHVYSJYLJSSJDQG&*XVHUVFDQXVHWKLVIXQFWLRQ
WRFKDQJHWKHSDUDPHWHUVGLUHFWO\DQGREVHUYHWKHIUHTXHQF\UHVSRQVHRIWKHFRQWURO
V\VWHP
7RHQWHUWKH/RRS&RQVWUXFWRUVFUHHQRSHQWKH/LJKWHQLQJPDLQVFUHHQDQGVHOHFW
7RROV!/RRSFRQVWUXFWRUDVVKRZQLQ)LJ)LJVKRZVWKH/RRSFRQVWUXFWRU
LQWHUIDFH
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ7RROV!/RRSFRQVWUXFWRU
3URWHFWLRQ $SSOLFDWLRQV
*DLQ
WXQLQJ
&RQWUROORRS
)LOWHU
JDLQPDUJLQDQGSKDVHPDUJLQ
6SHFWUXPDQDO\VLV
7URXEOHVKRRWLQJ
*DLQ
WXQLQJ
:LQGRZ
DGMXVWPHQW
)LJ/RRSFRQVWUXFWRULQWHUIDFH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
)LOHORDGVDYH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:KHQXVLQJWKH/RRSFRQVWUXFWRUIXQFWLRQWRDQDO\]HWKHFRQWUROV\VWHPXVHUVQHHGVWR
ORDGWKHFRQWUROV\VWHPDQGJDLQSDUDPHWHUVE\VHOHFWLQJ)LOH!/RDGIURPWKH/RRS
&RQVWUXFWLRQLQWHUIDFH7KHUHDUHWKUHHNLQGVRIILOHVFDQEHORDGHGVXFKDV/RDG
SODQWJDLQVIURPILOH/RDGSODQWIURPILOH«/RDGJDLQVIURPILOH«DVVKRZQLQ
)LJ
/RDGSODQWJDLQVIURPILOH«/RDGWKHORSILOH7KLVILOHFRQWDLQVWKHFRQWUROV\VWHP
DQGJDLQSDUDPHWHUV
/RDGSODQWIURPILOH«/RDGWKHIJUILOH7KLVILOHFRQWDLQVWKHFRQWUROV\VWHP
/RDGJDLQVIURPILOH«/RDGWKHJQVILOH7KLVILOHFRQWDLQVWKHFRQWUROJDLQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ/RRSFRQVWUXFWRUORDGGDWDIURPILOH
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
:KHQLWLVQHHGHGWRVDYHWKHFRQWUROV\VWHPDQGJDLQSDUDPHWHUVLVQHHGHGDIWHUWKH
ORRSFRQVWUXFWRUDQDO\VLVXVHUVFDQVDYHWKHPE\VHOHFWLQJ)LOH!6DYHIURPWKH/RRS
&RQVWUXFWLRQLQWHUIDFH7KHUHDUHWKUHHNLQGVRIILOHVFDQEHVDYHGVXFKDV6DYH
SODQWJDLQVWRILOH6DYHSODQWWRILOH«6DYHJDLQVWRILOHDVVKRZQLQ)LJ 6DYHSODQWJDLQVWRILOH«6DYHWKHORSILOH7KLVILOHFRQWDLQVWKHFRQWUROV\VWHP
DQGJDLQSDUDPHWHUV 6DYHSODQWWRILOH«6DYHWKHIJUILOH7KLVILOHFRQWDLQVWKHFRQWUROV\VWHP
6DYHJDLQVWRILOH«6DYHWKHJQVILOH7KLVILOHFRQWDLQVWKHFRQWUROJDLQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ/RRSFRQVWUXFWRUVDYHGDWDWRILOH
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
7RRO
7KHVSHFWUXPDQDO\VLVSURYLGHGE\WKH/RRS&RQVWUXFWRUIXQFWLRQFDQDQDO\]HWKH
1\TXLVW%RGHDQG1LFKROVSORWVRIWKHHPXODWHGFRQWUROV\VWHPDQGJHQHUDWHIUHTXHQF\
UHVSRQVHV )UHTXHQF\UHVSRQVHIXQFWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHIUHTXHQF\UHVSRQVHFDQEHUHSUHVHQWHGE\WKHWUDQVIHUIXQFWLRQRIDG\QDPLF
V\VWHPDQGLQGLFDWHVWKHUHODWLYHUHODWLRQVKLSEHWZHHQWKHLQSXWDQGRXWSXWVLJQDOVRI
WKDWV\VWHP)LJVKRZVWKHFRQWUROVWUXFWXUHRIWKHGULYH
:LULQJ
6HWWLQJV
/&'
)LJ&RQWUROVWUXFWXUHRIWKHGULYH
8V6\VWHPLQSXW+HUHLWVWDQGVIRUDFRPPDQGIURPWKHGULYH
<V6\VWHPRXWSXW+HUHLWVWDQGVIRUDSRVLWLRQIHHGEDFNIURPWKHHQFRGHU 3ODQW3/VUHSUHVHQWVWKHUHODWLRQVKLSEHWZHHQWKHGULYHFRPPDQGDQGIHHGEDFN
SRVLWLRQ7KLV3ODQWFRQWDLQVWKHPHFKDQLFDOSODWIRUPPRWRUDQGIHHGEDFNV\VWHP &RQWUROOHU3VLVWKHSRVLWLRQORRSFRQWUROOHU9VLVWKHYHORFLW\ORRSFRQWUROOHUDQG&V
LVWKHFXUUHQWORRSFRQWUROOHU 2SHQORRS7KHWUDQVIHUIXQFWLRQRIWKHRSHQORRSV\VWHPLV*V 3V9V&V3/V
PHDQLQJWRLJQRUHDOOIHHGEDFNVLJQDOV
&ORVHORRS7KHWUDQVIHUIXQFWLRQRIWKHFORVHORRSLV 7V 3V9V&V3/VGGW3V9V&V3/3V9V&V3/V
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
1\TXLVW
7KH9HORSHQORRSYHORFLW\RSHQORRSDQG3RVRSHQORRSSRVLWLRQRSHQORRSRIWKH
HPXODWHGFRQWUROV\VWHPFDQEHDQDO\]HGRQWKH1\TXLVWSORWIRUWKHLUIUHTXHQF\
UHVSRQVHV<RXFDQDQDO\]HWKHHPXODWHGYHORFLW\RUSRVLWLRQRSHQORRSE\FKHFNLQJWKH
1\TXLVWSORW$QDO\]LQJWZRORRSVVLPXOWDQHRXVO\LVDOVRSRVVLEOH)LJVKRZVWKH
1\TXLVWSORWRIWKHYHORFLW\RSHQORRS:KHQ\RXFOLFNWKHFXUYHRQWKH1\TXLVWSORWWKH
IUHTXHQF\UHVSRQVHYDOXHZLOOEHGLVSOD\HGIRUDQDO\VLVRIWKHFRQWUROV\VWHP
2YHUYLHZRIWKH
6SHFLILFDWLRQV
9HORSHQORRS7KHIUHTXHQF\UHVSRQVHRIWKHYHORFLW\RSHQORRS
3RVRSHQORRS7KHIUHTXHQF\UHVSRQVHRIWKHSRVLWLRQRSHQORRS
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ1\TXLVWSORWRIWKHYHORFLW\RSHQORRS
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
%RGH
7KH9HOFRQWUROOHU9HORSHQORRS9HOFORVHORRS3RVFRQWUROOHU3RVRSHQORRSDQG3RV
FORVHORRSRIWKHHPXODWHGFRQWUROV\VWHPFDQEHDQDO\]HGRQWKHSKJDLQSORWIRUWKHLU
IUHTXHQF\UHVSRQVHV<RXFDQDQDO\]HWKHHPXODWHGYHORFLW\RUSRVLWLRQORRSE\
FKHFNLQJWKH%RGHSORW$QDO\]LQJVL[ORRSVVLPXOWDQHRXVO\LVDOVRSRVVLEOH)LJ
VKRZVWKH%RGHSORWRIWKHYHORFLW\RSHQORRS:KHQ\RXPRYHWKHFXUVRURYHUWKH
FXUYHRQWKH%RGHSORWWKHIUHTXHQF\UHVSRQVHYDOXHZLOOEHGLVSOD\HGIRUDQDO\VLVRI
WKHFRQWUROV\VWHP
2YHUYLHZRIWKH
6SHFLILFDWLRQV
9HOFRQWUROOHU9HORFLW\FRQWUROOHU7KHIUHTXHQF\UHVSRQVHRIWKHYHORFLW\FRQWUROOHU
9HORSHQORRS9HORFLW\RSHQORRS7KHIUHTXHQF\UHVSRQVHRIWKHYHORFLW\RSHQ
ORRSLQWKHFRQWUROV\VWHP
9HOFORVHORRS9HORFLW\FORVHORRS7KHIUHTXHQF\UHVSRQVHRIWKHYHORFLW\FORVH
ORRSLQWKHFRQWUROV\VWHP
3RVFRQWUROOHU3RVLWLRQFRQWUROOHU7KHIUHTXHQF\UHVSRQVHRIWKHSRVLWLRQ
FRQWUROOHU
3RVRSHQORRS3RVLWLRQRSHQORRS7KHIUHTXHQF\UHVSRQVHRIWKHSRVLWLRQRSHQ
ORRSLQWKHFRQWUROV\VWHP
3RVFORVHORRS3RVLWLRQFORVHORRS7KHIUHTXHQF\UHVSRQVHRIWKHSRVLWLRQFORVH
ORRSLQWKHFRQWUROV\VWHP
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ%RGHSORWRIWKHYHORFLW\DQGSRVLWLRQFORVHORRSV
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
1LFKROV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KH9HORSHQORRSDQG3RVRSHQORRSRIWKHHPXODWHGFRQWUROV\VWHPFDQEHDQDO\]HG
RQWKH1LFKROVSORWIRUWKHLUIUHTXHQF\UHVSRQVHV<RXFDQDQDO\]HWKHHPXODWHGYHORFLW\
RUSRVLWLRQRSHQORRSE\FKHFNLQJWKH1LFKROVSORW$QDO\]LQJWZRORRSVVLPXOWDQHRXVO\
LVDOVRSRVVLEOH)LJVKRZVWKH1LFKROVSORWRIWKHYHORFLW\RSHQORRS:KHQ\RX
FOLFNWKHFXUYHRQWKH1LFKROVSORWWKHIUHTXHQF\UHVSRQVHYDOXHZLOOEHGLVSOD\HGIRU
DQDO\VLVRIWKHFRQWUROV\VWHP
9HORSHQORRS9HORFLW\RSHQORRS7KHIUHTXHQF\UHVSRQVHRIWKHYHORFLW\RSHQ
ORRSLQWKHFRQWUROV\VWHP
3RVRSHQORRS3RVLWLRQRSHQORRS7KHIUHTXHQF\UHVSRQVHRIWKHSRVLWLRQRSHQ
ORRSLQWKHFRQWUROV\VWHP
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ1LFKROVSORWRIWKHYHORFLW\DQGSRVLWLRQRSHQORRSV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
)LOWHU
7KHFRQWUROORRSRIWKHGULYHSURYLGHVWZRILOWHUVWRGHDOZLWK+)QRLVHPDFKLQHU\
YLEUDWLRQDQGGHILFLHQWVWUXFWXUHULJLGLW\
/RZSDVVILOWHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHORZSDVVILOWHULVXVHGWRGHDOZLWK+)QRLVHDQGPDFKLQHU\YLEUDWLRQ)LJ
VKRZVWKH%RGHSORWRIDORZSDVVILOWHU0RGLILFDWLRQRIWKHILOWHUSDUDPHWHUVIU[LPD\
DIIHFWWKHIUHTXHQF\UHVSRQVHXVHGIRUWKHFRQWUROORRSDQDO\VLV7KHHPXODWHGFRQWURO
V\VWHPLQFRPELQDWLRQZLWKWKHIUHTXHQF\UHVSRQVHRIWKHORZSDVVILOWHULVYHU\KHOSIXO
LQUHDODSSOLFDWLRQV IU7KHFXWRIIIUHTXHQF\RIWKHILOWHUXQLW+]+]FDQSURGXFHDQH[FHOOHQWUHVXOW
LQJHQHUDODSSOLFDWLRQVDQGORZHUIUHTXHQF\FDQEHFRQVLGHUHGLQRWKHUDSSOLFDWLRQV
+RZHYHUWKHFRQWUROSHUIRUPDQFHZLOOEHDIIHFWHGLIWKHFXWRIIIUHTXHQF\LVWRRORZ [L7KHGDPSLQJUDWLRRIWKHILOWHU7KHYDOXHUDQJHVIURPWR
N/RZSDVVILOWHU N/RZSDVVILOWHU :LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ/RZSDVVILOWHU
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
1RWFKILOWHU
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHQRWFKILOWHULVXVHGZKHQDUHVRQDQWIUHTXHQF\H[LVWVLQDV\VWHPDQGFDQQRWEH
HOLPLQDWHGE\PRGLI\LQJWKHV\VWHPPHFKDQLVP)LJVKRZVWKH%RGHSORWRID
QRWFKILOWHU0RGLILFDWLRQRIWKHILOWHUSDUDPHWHUVIU[LPD\DIIHFWWKHIUHTXHQF\
UHVSRQVHXVHGIRUWKHFRQWUROORRSDQDO\VLV7KHHPXODWHGFRQWUROV\VWHPLQ
FRPELQDWLRQZLWKWKHIUHTXHQF\UHVSRQVHRIWKHQRWFKILOWHULVYHU\KHOSIXOLQUHDO
DSSOLFDWLRQV
IU7KHFXWRIIIUHTXHQF\RIWKHILOWHUXQLW+] [L7KHGDPSLQJUDWLRRIWKHILOWHU7KHYDOXHUDQJHVIURPWR7KHEDQGRIWKHILOWHU
EHFRPHVQDUURZHUZKHQWKHUDWLRLVFORVHUWR,WEHFRPHVZLGHUZKHQWKHUDWLRLV
FORVHUWR N1RWFKILOWHU N1RWFKILOWHU :LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ1RWFKILOWHU
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
*DLQWXQLQJ
/RRSFRQVWUXFWRUSURYLGHVJDLQYDOXHVDQGFRPPRQJDLQV&*VIRUWKHYHORFLW\ORRS
YSJYLJDQGSRVLWLRQORRSSSJ3OHDVHUHIHUWRIRUPRUHLQIRUPDWLRQDERXW93*
DQG&*7KHVHSDUDPHWHUVFDQEHXVHGIRUJDLQWXQLQJWRHPXODWHWKHVWDELOLW\RIWKH
V\VWHPDIWHUWKHWXQLQJ)LJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ/RRSFRQVWUXFWRUJDLQV
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
9HORFLW\ORRS
YSJLVWKHSURSRUWLRQDOJDLQDQGYLJLVWKHLQWHJUDOJDLQ%RWKDUHWKHJDLQVIRUWKH
YHORFLW\ORRS 2YHUYLHZRIWKH
6SHFLILFDWLRQV
YSJ$GMXVWPHQWRIWKHYSJYDOXHPDQ\DIIHFWWKHWUDQVLHQWUHVSRQVHRIWKHYHORFLW\
ORRSDQGLQFUHDVHLWVEDQGZLGWK
YLJ$GMXVWPHQWRIWKHYLJYDOXHPD\DIIHFWWKHVWHDG\VWDWHHUURURIWKHYHORFLW\ORRS
DQGH[FHVVLYHDGMXVWPHQWPD\DIIHFWWKHVWDELOLW\RIWKHV\VWHP
3RVLWLRQORRS
SSJLVWKHSURSRUWLRQDOJDLQIRUWKHSRVLWLRQORRS
SSJ$GMXVWPHQWRIWKHYSJYDOXHPDQ\DIIHFWWKHWUDQVLHQWUHVSRQVHRIWKHSRVLWLRQ
ORRSDQGLQFUHDVHLWVEDQGZLGWK
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6SHFWUXPDQDO\VLV
/RRSFRQVWUXFWRUSURYLGHVJDLQPDUJLQSKDVHPDUJLQDQGEDQGZLGWKVHWWLQJVIRUWKH
YHORFLW\DQGSRVLWLRQORRSV7KHVHSDUDPHWHUVFDQEHXVHGIRUJDLQWXQLQJWRHPXODWH
WKHVWDELOLW\RIWKHV\VWHPDIWHUWKHWXQLQJ,Q)LJ3PDUJLQPHDQVSKDVHPDUJLQ
DQG*PDUJLQPHDQVJDLQPDUJLQ 2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ/RRSFRQVWUXFWRU3PDUJLQDQG*PDUJLQ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
*DLQPDUJLQDQGSKDVHPDUJLQRI1\TXLVW
7KHJDLQPDUJLQLVWKHORRSJDLQVGEWKDWFDQEHDGGHGEHIRUHWKHFORVHORRSV\VWHP
EHFRPHVXQVWHDG\7KHSKDVHPDUJLQLVWKHDPRXQWRIWKHSKDVHGHOD\WKDWFDQEH
DGGHGEHIRUHWKHFORVHORRSV\VWHPEHFRPHVXQVWHDG\
2YHUYLHZRIWKH
6SHFLILFDWLRQV
*DLQPDUJLQ 7KHUHODWLYHGLVWDQFHIURPWKHLQWHUVHFWLRQRI1\TXLVWZLWKWKHQHJDWLYHUHDOD[LVWRWKH
j0SRLQWLVUHSUHVHQWHGE\
DQG VWDQGVIRUWKHIUHTXHQF\DWWKHSKDVH
FURVVRYHU)LJVKRZV
)RUWKHWUDQVIHUIXQFWLRQ*6LQDORRS
V\VWHP *DLQPDUJLQ *0 :LULQJ
7KHIROORZLQJUHVXOWVDUHGHULYHGIURP)LJDQGWKHFKDUDFWHULVWLFVRI1\TXLVW
6HWWLQJV
GRHVQRWLQWHUVHFWZLWKWKHQHJDWLYHUHDOD[LVWKHQ
DQG
,I1\TXLVWGRHVQRWLQWHUVHFWZLWKWKHQHJDWLYHUHDOD[LVDWDQ\ILQLWH
7KHRUHWLFDOO\WKHORRSJDLQFDQEHPDJQLILHGLQILQLWHO\
IUHTXHQF\WKHQ
EHIRUHWKHLQVWHDGELOLW\RFFXUV
,I
LQWHUVHFWVZLWKWKHQHJDWLYHUHDOD[LVEHWZHHQDQGWKHQ
,I1\TXLVWLQWHUVHFWVZLWKWKHQHJDWLYHUHDOD[LV
EHWZHHQDQGDWDQ\IUHTXHQF\WKHJDLQLQFUHDVHVDQGWKHV\VWHPLVVWHDG\
,I
7XQLQJ
SDVVHVWKURXJKWKHj0SRLQWWKHQ
,I
,I
SDVVHVWKURXJKWKHj0SRLQWWKHQ*0LVG%DQGWKHORRSJDLQ
1\TXLVW
PXVWUHGXFHGE\*0WRHQVXUHWKHVWHDGLQHVV
3URWHFWLRQ $SSOLFDWLRQV
/&'
,IWKH
LVDWWKHj0SRLQWWKHQ
,I1\TXLVW
LVDWWKHj0SRLQWWKHQ*0 G%7KLVPHDQVWKDWWKHV\VWHPKDVEHFRPH
XQVWHDG\DQGWKHORRSJDLQFDQQRWEHLQFUHDVHGDQ\PRUH
7URXEOHVKRRWLQJ
)LJ*DLQPDUJLQRI1\TXLVW
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
3KDVHPDUJLQ 30 $ERXWWKH2SHUDWLRQ
0DQXDO
3KDVHPDUJLQ ,Q)LJWKHSKDVHPDUJLQLVWKHLQFOXGHGDQJOHIRUPE\WKHVWUDLJKWOLQHSDVVLQJ
SODQH
WKURXJKWKHSKDVHFURVVRYHUDQGWKHQHJDWLYHUHDOD[LVRQWKH
ƒ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ3KDVHPDUJLQRI1\TXLVW
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7XQLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
*DLQPDUJLQDQGSKDVHPDUJLQRI1\TXLVW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
)LJ%RGHJDLQPDUJLQDQGSKDVHPDUJLQ
/&'
%DQGZLGWK
7KH%RGHEDQGZLGWKLVGHILQHGWRG%DVVKRZQLQ)LJ
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ%DQGZLGWK
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
3URWHFWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
3URWHFWLRQ
0RWLRQSURWHFWLRQ
)XQFWLRQRYHUYLHZ
9HORFLW\DFFHOHUDWLRQDQGGHFHOHUDWLRQOLPLWV
&DQFHODWLRQRIYHORFLW\DFFHOHUDWLRQDQGGHFHOHUDWLRQOLPLWV
$SSOLFDELOLW\RIHPHUJHQF\VWRSGHFHOHUDWLRQ'HFNLOO
6PRRWKPRWLRQ 3RVLWLRQDQGYHORFLW\HUURUSURWHFWLRQ
3RVLWLRQHUURUOLPLWV
3RVLWLRQDQGYHORFLW\HUURUZDUQLQJ
%UDNHRXWSXW
)XQFWLRQRYHUYLHZ
%UDNHVWRSVHTXHQFH
6HWWLQJV
+DUGZDUHOLPLWSURWHFWLRQ
)XQFWLRQRYHUYLHZ
6HWWLQJV
6RIWZDUHOLPLWSURWHFWLRQ
)XQFWLRQRYHUYLHZ
6HWWLQJV
6RIW7KHUPDO
)XQFWLRQRYHUYLHZ
'ULYHRYHUKHDWSURWHFWLRQ
)XQFWLRQRYHUYLHZ
'ULYHRYHUYROWDJHSURWHFWLRQUHJHQUHVLVWRU
)XQFWLRQRYHUYLHZ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
0RWLRQSURWHFWLRQ
)XQFWLRQRYHUYLHZ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,WLVPDLQO\IRUUHVWULFWLQJRUGHVLJQDWLQJWKHPD[LPXPYHORFLW\PD[LPXPDFFHOHUDWLRQ
GHFHOHUDWLRQDQGHPHUJHQF\VWRSGHFHOHUDWLRQRIPRWRURXWSXWLQPRWRUPRWLRQ:KHQ
WKHKRVWFRQWUROOHULVXVHGWKHSURWHFWLRQIXQFWLRQZLOOEHDFWLYDWHGDQGWKHPRWLRQ
IHDWXUHVZLOOEHUHVWULFWHGZLWKLQWKHVHWOLPLWYDOXHLIWKHUHVSRQGLQJYHORFLW\DQG
DFFHOHUDWLRQRIWKHSXOVHRUYROWDJHFRPPDQGVVHQWE\WKHKRVWFRQWUROOHULVWRRELJ7KH
GULYHKDVGLIIHUHQWSURWHFWLRQIXQFWLRQVIRUGLIIHUHQWRSHUDWLRQPRGHV7KHIROORZLQJVDUH
WKHVXLWDEOHSDUDPHWHUVIRUDOOPRGHV
7DEOH
:LULQJ
6HWWLQJV
9HORFLW\ $FFHOHUDWLRQ 'HFHOHUDWLRQ (PHUJHQF\
VWRS
2SHUDWLRQPRGH
GHFHOHUDWLRQ
3RVLWLRQ0RGH
2
2
2
2
9HORFLW\0RGH
2
2
2
2
)RUFH7RUTXH0RGH
2
;
;
;
6WDQG$ORQH0RGH
2
2
2
2
1RWH˧PHDQVDFWLYHDQG;PHDQVLQDFWLYH
/LPLWSDUDPHWHU
9HORFLW\DFFHOHUDWLRQDQGGHFHOHUDWLRQOLPLWV
/&'
&OLFN
WRHQWHU3HUIRUPDQFH&HQWHUZKLFKVKRZVWKHVHWWLQJVRIPRWLRQSURWHFWLRQ
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7DEOH
3DUDPHWHUQDPH
6SHHG
7URXEOHVKRRWLQJ
$FF
'HF
'HFNLOO
6PRRWKIDFWRU
'HVFULSWLRQ
6HWWKHPD[LPXPYHORFLW\RIWKHPRWRULQWKH
PRWLRQ
6HWWKHPD[LPXPDFFHOHUDWLRQWKDWWKHPRWRU
RXWSXWVLQWKHPRWLRQ
6HWWKHPD[LPXPGHFHOHUDWLRQWKDWWKHPRWRU
RXWSXWVLQWKHPRWLRQ
6HWWKHGHFHOHUDWLRQWKDWWKHPRWRU
HPHUJHQF\VWRS
6PRRWKIDFWRU
<RXFDQDOVRFOLFN WRHQWHU3URWHFWLRQ&HQWHUDQGREVHUYHWKHVDPHJURXSRI
PRWLRQSURWHFWLRQVHWWLQJVLQ0RWLRQ3URWHFWLRQRQWKH3URWHFWLRQWDE7KHVHWWLQJV
FDQRQO\EHGLVSOD\HGQRWZULWWHQ +,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
'LVSOD\RQO\&DQQRWEH
PRGLILHG
:LULQJ
6HWWLQJV
)LJ
,QWKH0RWLRQ3URWHFWLRQDUHD)LJ\RXFDQVHWWKHPD[LPXPYHORFLW\DFFHOHUDWLRQ
DQGGHFHOHUDWLRQIRUPRWLRQ&OLFN3RVLWLRQ8QLWWRVHWXQLWVDFFRUGLQJWRXVHUVV
SUHIHUHQFH7KHVHVHWWLQJVDUHXVHGLQPRWLRQSURWHFWLRQDQGWKHSDUDPHWHUIRUWKH
WHVWLQJUXQ7KHUHIRUHXVHUVPXVWFRQILUPZKHWKHU0RWLRQ3URWHFWLRQLVVHWLQ
DFFRUGDQFHZLWKXVHUV
VVHWWLQJVDIWHUXVLQJ335HODWLYH0RYH-2*DQGRWKHUPRWLRQ
IXQFWLRQVLQWKH3HUIRUPDQFH&HQWHU
:KHQXVLQJWKHKRVWFRQWUROOHUWRVHQGPRWLRQFRPPDQGVLHRSHUDWLQJLQWKH3RVLWLRQ
0RGH9HORFLW\0RGHRU)RUFH7RUTXH0RGHLWLVVWURQJO\VXJJHVWHGWKDWXVHUVVHW$FF
DQG'HFWRWLPHVWKHYDOXHRIH[SHFWHGDFFHOHUDWLRQRUGHFHOHUDWLRQWRDYRLGWKH
UHVWULFWLRQRIPRWLRQSURWHFWLRQ,I\RXLJQRUHWKHDFWLRQDQGXVHWKHKRVWFRQWUROOHUWR
VHQGPRWLRQFRPPDQGVWKHH[SHFWHGDFFHOHUDWLRQRUGHFHOHUDWLRQPD\EHQRWUHDFKHG
/&'
7XQLQJ
&DQFHODWLRQRIYHORFLW\DFFHOHUDWLRQDQG
GHFHOHUDWLRQOLPLWV
3URWHFWLRQ $SSOLFDWLRQV
,QWKH3RVLWLRQ0RGHWKHYHORFLW\DFFHOHUDWLRQDQGGHFHOHUDWLRQILHOGVLQWKH0RWLRQ
3URWHFWLRQRIWKH3HUIRUPDQFH&HQWHUZLOOEHJUH\HGRXWWRVKRZWKDWWKHYHORFLW\
DFFHOHUDWLRQDQGGHFHOHUDWLRQDUHFDQFHOOHGZKHQWKH6PRRWK)DFWRULVVHWWR$WWKLV
WLPHWKHPRWRUPRYHVFRPSOHWHO\DFFRUGLQJWRWKHSXOVHFRPPDQGRIURXWHSODQQLQJ
IURPWKHKRVWFRQWUROOHUDQGXVHUVFDQGHFLGHZKHWKHUWRFDQFHOWKHGULYHOLPLWIXQFWLRQ
EDVHGRQQHHGV $SSOLFDELOLW\RIHPHUJHQF\VWRSGHFHOHUDWLRQ
'HFNLOO
+,:,10,.526<67(0&253
7URXEOHVKRRWLQJ
7KHHPHUJHQF\VWRSGHFHOHUDWLRQ'HFNLOOZLOOEHDFWLYDWHGLQWKHIROORZLQJVLWXDWLRQV ,QWKH3RVLWLRQDQG9HORFLW\0RGHWKHURWDWLQJPRWRUZLOOVWRSHPHUJHQWO\DW'HFNLOO
GHFHOHUDWLRQZKHQEHLQJGLVDEOHG
$IWHUXVHUVFKRRVHV33DQG5HODWLYH0RYHPRWLRQRQWKH3HUIRUPDQFH&HQWHU
WDEDQGSUHVVHV6WRS0RWLRQ
$IWHUKRPHLVIRXQGGXULQJKRPLQJSURFHGXUH
:KHQWKH-2*PRWLRQVWRSV
'HFNLOOLVXVHGIRUKLJKGHFHOHUDWLRQ7KXVLWLVVXJJHVWHGXVLQJWKHPD[LPXPFDSDFLW\
RIWKHPRWRUWRVHW'HFNLOO7KHIRUPXODLVGHVFULEHGDVIROORZV
3HDNFXUUHQW PLQPRWRUSHDNFXUUHQWGULYHSHDNFXUUHQW
/LQHDU'HFNLOO SHDNFXUUHQW[IRUFHFRQVWDQW7RWDOPDVVRIDPRYLQJREMHFWV
5RWDWLRQ'HFNLOO SHDNFXUUHQW[WRUTXHFRQVWDQWORDGLQHUWLD
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
6PRRWKPRWLRQ 2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHVPRRWKPRWLRQLVXVHGWRORZHUWKHLPSDFWRIPRWRUIRUFHRQORDGLQWKHDFFHOHUDWLRQ
DQGGHFHOHUDWLRQVHJPHQWGXULQJPRWLRQ7KHSXUSRVHFDQEHPHWE\VHWWLQJWKHVPRRWK
IDFWRU7KHYDOXHRIDVPRRWKIDFWRULVEHWZHHQWR7KHKLJKHUWKHYDOXHWKHOHVV
WKHLPSDFW$YDOXHRIPHDQVWKDWWKHVPRRWKIXQFWLRQLVQRWDFWLYH:KHQDKLJKHU
VPRRWKIDFWRULVXVHGLQVRPHFDVHVWKHUHGXFHGRXWSXWIRUFHRIWKHPRWRULVKHOSIXOIRU
WKHILQDOVHWWLQJVGXULQJWKHSRVLWLRQLQJSURFHVV+RZHYHUWKHPRYHWLPHZLOO
XQDYRLGDEO\LQFUHDVHZKHQWKHPRWLRQEHFRPHVVPRRWKHU+HQFHIRUWKWHVWVRQWKH
PDFKLQHDUHQHHGHGWRDGMXVWWKHVPRRWKIDFWRUDQGUHDFKDEDODQFH 7KHPRWLRQSURWHFWLRQIXQFWLRQRIWKHGULYHFDQEHGLVDEOHGZKHQWKHVPRRWKIDFWRULV
VHWWR0RUHRYHUWKHVPRRWKIDFWRULVRQO\HIIHFWLYHDQGFDQRQO\EHVHWZKHQWKH
GULYHLVRSHUDWHGLQWKH3RVLWLRQDQG6WDQG$ORQH0RGH7KHIDFWRULVLQHIIHFWLYHDQGWKH
YHORFLW\PRGHDQGWKH)RUFH7RUTXH0RGH :LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
3RVLWLRQDQGYHORFLW\HUURUSURWHFWLRQ
3RVLWLRQHUURUOLPLWV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHSRVLWLRQHUURUH[LVWVLQWKHVHUYRFRQWURO:KHQPRWRUPRYHVWKHSRVLWLRQHUURU
EHFRPHVELJJHU $QGVRPHH[WHUQDOIDFWRUVPD\PDNHWKHSRVLWLRQHUURUDEQRUPDOO\ ELJVXFKDVWKHKLJKIULFWLRQFDXVHGE\EHDULQJVRUOLQHDUJXLGHZD\VRQPDFKLQHU\IRU
ODFNRIOXEULFDWRUVZLQGLQJRURYHUO\WLJKWFKDLQVLQWKHFDVHWUD\IRUHLJQREMHFWVLQWKH
PRWRUVWURNHPRWRUFODVKLQJIRUHLJQREMHFWVRUVWRSVWKHDEQRUPDOSRVLWLRQHQFRGHURU
LQWHUIHUHQFH)RUDOODEQRUPDOLWLHVWKDWOHDGWRELJJHUSRVLWLRQHUURUVDQ(UURU:LQGRZLV
FRQILJXUHGLQWKH'GULYH:KHQWKHSRVLWLRQHUURUH[FHHGVWKH:LQGRZWKHGULYHZLOO
JHQHUDWHDQHUURUPHVVDJHRI3RVLWLRQ(UURU7RR%LJVWDUWWKHHPHUJHQF\VWRS
SURFHGXUHVHQGWKHEUDNHVLJQDODQGGLVDEOHWKHPRWRU5HIHUWRWKH0D[LPXP3RV
(UURU6HWWLQJVLQIRUPRUHLQIRUPDWLRQ
:LULQJ
3RVLWLRQDQGYHORFLW\HUURUZDUQLQJ
6HWWLQJV
,QDGGLWLRQWRWKHDERYHPHQWLRQHGVHWWLQJVRIWKHSRVLWLRQHUURUOLPLWVWKH'GULYHDOVR
KDVWKHSUHZDUQLQJIXQFWLRQ :KHQWKH3RVLWLRQ(UURUDQG9HORFLW\(UURUH[FHHGWKH
VHWWLQJLQWKH:DUQLQJ:LQGRZVWKHZDUQLQJZLOOVKRZLQWKH6WDWXVFROXPQRQWKH
PDLQVFUHHQWRUHPLQGXVHUVRIWKHDEQRUPDOLW\
/&'
7XQLQJ
3DUDPHWHUQDPH
0D[LPXPSRVHUURU
3RVLWLRQ(UURU
'HVFULSWLRQ
0D[LPXPSRVLWLRQHUURU
OLPLWYDOXH
3RVLWLRQHUURUZDUQLQJ
YDOXH
9HORFLW\HUURUZDUQLQJ
YDOXH
7URXEOHVKRRWLQJ
9HORFLW\HUURU
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7DEOH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
%UDNHRXWSXW
)XQFWLRQRYHUYLHZ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
,QRUGHUWRSURWHFWWKHPRWRUDQGWKHV\VWHPVWUXFWXUHWKH'VHULHVGULYHSURYLGHVD
EUDNHVLJQDORXWSXWIRUDFWXDWLQJWKHH[WHUQDOHOHFWURPDJQHWLFEUDNH,WLVFRPPRQO\
XVHGLQWKHDFWXDWLRQRIPRWRULQ=GLUHFWLRQ7KHUHDUHVRPHVHTXHQWLDOPRWLRQLVVXHVLQ
WKLVDSSOLFDWLRQ)RUH[DPSOH :KHQPRWRUPRYLQJLQ=GLUHFWLRQDWJUHDWVSHHG
UHFHLYHVGLVDEOHFRPPDQGIURPGULYHDQGDFWLYDWHVEUDNHGLUHFWO\LWZLOOFDXVHKXJH
YLEUDWLRQDQGGDPDJHLQPDFKLQHU\0RUHRYHULIGLVDEOLQJPRWRUWRRHDUO\WKH
PDFKLQHU\DQGPRWRUPD\VOLGHGRZQ7KH'GULYHKDVWKHH[FOXVLYHEUDNHSDUDPHWHU
WRUHGXFHWKHDIRUHVDLGULVNV
%UDNHVWRSVHTXHQFH
:LULQJ
$IWHUWKHGULYHUHFHLYHVWKHKDUGZDUHLQSXWVLJQDORUWKHVRIWZDUHGLVDEOHVWKHIROORZLQJ
VHTXHQWLDODFWLRQVZLOOEHJLQ
6HWWLQJV
6WHS,QFRXQWHGWKHEUDNHZLOOEHDFWLYDWHGDIWHUWKHGHOD\WLPHGHO0D[(Q7R%UN
ZKLFKVWDUWVIURPUHFHLYLQJWKHGLVDEOHFRPPDQGE\WKHGULYH+RZHYHULIWKHPRWRU
GHFHOHUDWHVWRWKHEUDNHVWDUWLQJYHORFLW\YHOBVWRSWKHEUDNHZLOOEHDFWLYDWHGILUVW
/&'
6WHS 7KHSRVWVWDJHSRZHUZLOOEHVKXWGRZQDQGWKHPRWRUZLOOEHGLVDEOHGDIWHU
WKHVHWWLQJEUDNHWLPHGHO%UN7R'LVZKLFKLVFRXQWHGIURPWKHDFWLYDWLRQRIWKHEUDNH
7KHSXUSRVHVDUHIRUWKHFRPSOHWHEUDNHDFWLRQFRXQWHG 7DEOH
7XQLQJ
3DUDPHWHUQDPH
%UDNHVWDUWLQJGHOD\WLPH
GHO0D[(Q7R%UN (PHUJHQF\VWRSGHFHOHUDWLRQ'HF
NLOO 3URWHFWLRQ $SSOLFDWLRQV
'HVFULSWLRQ
7KHPD[LPXPWLPHIURPUHFHLYLQJWKH
GHH[FLWDWLRQFRPPDQGWRDFWLYDWHWKHEUDNH
7KHGHFHOHUDWLRQRIWKHPRWRUEUDNHLQWKH
HPHUJHQF\VWRS5HIHU WR
7KHVSHHGIRUDFWLYDWLQJWKHEUDNHDIWHUWKH
%UDNHVWDUWLQJVSHHGYHOBVWRS GLVDEOHFRPPDQGLVUHFHLYHG
7KHGHOD\WLPHIURPDFWLYDWLQJWKHEUDNHWR
7KHEUDNHDFWLQJWLPHGH%UN7R'LV
VKXWWLQJGRZQWKHSRVWVWDJHFXUUHQW
6HWWLQJV
7URXEOHVKRRWLQJ
&OLFN WRHQWHU3URWHFWLRQ&HQWHU6HOHFWWKH%UDNHWDEWRRSHQWKHEUDNHVHWWLQJ
EXWWRQRQWKLVSDJHWRVHWWKHEUDNHRXWSXWSLQ7KH
SDJH8VHUVFDQXVHWKH
GHIDXOWSLQLV&1B%5.DQGQRPRGLILFDWLRQLVQHHGHG&OLFNWKHEXWWRQWRVKRZWKH,2
VHWWLQJZLQGRZ5HIHUWRIRUWKHLQIRUPDWLRQDERXWWKHVHWWLQJV
6HWWHVW
+,:,10,.526<67(0&253
$ERXWWKH2SHUDWLRQ
0DQXDO
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
+,:,10,.526<67(0&253
3URWHFWLRQ
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
)LJ
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
+DUGZDUHOLPLWSURWHFWLRQ
)XQFWLRQRYHUYLHZ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KH'GULYHKDVKDUGZDUHOLPLWSURWHFWLRQ7KHKDUGOLPLWLVXVXDOO\WKHSKRWRHOHFWULF
VZLWFKRUPLQRUYLEUDWLRQVZLWFKLQVWDOOHGRQWKHSRVLWLRQLQJSODWIRUPE\XVHUVLQRUGHUWR
LGHQWLI\WKHPHFKDQLFPRWLRQVWURNH:KHQWKHPRWRUFROOLGHVKDUGZDUHOLPLWWKH
SURWHFWLYHPHDVXUHRIWKHHPHUJHQF\VWRSZLOOEHDFWLYDWHG 7KHKDUGZDUHOLPLWVZLWFK
LVXVXDOO\WKHFORVHVHQVRU:KHQWKHKDUGZDUHOLPLWVZLWFKLVWXUQHGRQPRWRUZLOOVWRS
HPHUJHQFWO\DW'HFNLOOGHFHOHUDWLRQ$IWHUWKDWWKHGULYHFDQRQO\DFFHSWWKHPRWLRQ
FRPPDQGLQWKHRSSRVLWHGLUHFWLRQ 6HWWLQJV
:LULQJ
$IWHUFOLFNLQJ WRHQWHU3URWHFWLRQ&HQWHUDQGVHOHFWWKH+:/LPLW3URWHFWLRQWDE
WRRSHQWKHKDUGZDUHOLPLWVHWWLQJSDJH,I\RXZDQWWRDFWLYDWHWKHKDUGZDUHOLPLWFKHFN
8VHUVFDQXVHWKH
EXWWRQRQWKLVSDJHWRVHWWKH
(QDEOH+:/LPLW
VHWWLQJ
KDUGZDUHOLPLWRXWSXWSLQ&OLFNWKHEXWWRQWRRSHQWKH,26HWWHVW
ZLQGRZ5HIHUWRIRUWKHLQIRUPDWLRQDERXWWKHVHWWLQJV
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
6RIWZDUHOLPLWSURWHFWLRQ
)XQFWLRQRYHUYLHZ
([FHSWIRUWKHKDUGZDUHOLPLWSURWHFWLRQXVHUVRIWKH'VHULHVGULYHFDQDOVRVHOHFWWKH
VRIWZDUHOLPLWSURWHFWLRQZKLFKVHUYHVDVWKHVDPHIXQFWLRQRISURWHFWLQJWKHVWURNH :KHQWKHPRWRUVWRSVDWWKHFRRUGLQDWHRIWKHVRIWZDUHOLPLWWKHGULYHFDQRQO\DFFHSW
WKHFRPPDQGWRPRYHLQWKHRSSRVLWHGLUHFWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6HWWLQJV
:LULQJ
$IWHUFOLFNLQJ WRHQWHU3URWHFWLRQ&HQWHUVHOHFWWKH/LPLWVPHQXRQWKH
3URWHFWLRQWDEWRVKRZWKHVRIWZDUHOLPLWVHWWLQJVFUHHQ8VHUVPXVWFKHFNWKHHQDEOH
RSWLRQEHIRUHVHWWLQJWKHXSSHUDQGORZHUVRIWZDUHOLPLWV,QDGGLWLRQ
VZOLPLW
\RXFDQFKHFN(QDEOH6Z/LPLW
LQWKH3HUIRUPDQFH&HQWHUWRDFWLYDWHWKH
VRIWZDUHOLPLWSURWHFWLRQ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7DEOH
3DUDPHWHUQDPH
HQDEOHVZOLPLW
7URXEOHVKRRWLQJ
/RZHU6:OLPLW
8SSHU6:OLPLW
'HVFULSWLRQ
)RUDFWLYDWLQJWKHVRIWZDUHOLPLW
&KHFNWRDFWLYDWH
/RZHU6:OLPLWSRVLWLRQ
8SSHU6:OLPLWSRVLWLRQ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
6RIW7KHUPDO
)XQFWLRQRYHUYLHZ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KH'VHULHVGULYHDOVRKDVWKHVRIWZDUHWRHVWLPDWHWKHPRWRUWHPSHUDWXUHLQDGGLWLRQ
WRWKHPRWRURYHUWHPSHUDWXUHSURWHFWLRQ7KHFXUUHQWRXWSXWLVXVHGWRFDOFXODWHWKH
PRWRUSRZHUWKDWLVXVHGWRHVWLPDWHWKHPRWRUWHPSHUDWXUH:KHQUHDFKLQJWKHGULYH
GHIDXOWYDOXHWKHGULYHZLOOVHQGHUURUPHVVDJHV(UURU6RIWWKHUPDOWKUHVKROGUHDFKHG
EHJLQWKHHPHUJHQF\VWRSSURFHGXUHDQGGLVDEOHG6HOHFW6RIWWKHUPDO$FFXPXODWRULQ
WKH4XLFN9LHZWRVHHWKHFXUUHQWHVWLPDWHGPRWRUWHPSHUDWXUH :LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
'ULYHRYHUWHPSHUDWXUHSURWHFWLRQ
)XQFWLRQRYHUYLHZ
7KH'VHULHVGULYHKDVDSURWHFWLRQIXQFWLRQWRGHWHFWGULYHRYHWHPSHUDWXUH:KHQWKH
GULYHWHPSHUDWXUHUHDFKHVƒ&DQHUURUPHVVDJHZLOODSSHDUV(UURU$PSOLILHURYHU
WHPSHUDWXUHDQGWKHPRWRUVWRSVUXQQLQJ6HOHFW$PSOLILHU7HPSHUDWXUHLQWKH4XLFN
9LHZWRVHHWKHFXUUHQWGULYHWHPSHUDWXUH 2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
'ULYHRYHUYROWDJHSURWHFWLRQUHJHQ
UHVLVWRU
)XQFWLRQRYHUYLHZ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:KHQWKHPRWRUGHFHOHUDWHVWKHNLQHWLFHQHUJ\LVFRQYHUWHGWRWKHUPDOHQHUJ\IRU
FRQVXPSWLRQ7KHUHPDLQLQJHQHUJ\ZLOOEHXVHGIRUGULYHFDSDWLWRUFKDUJLQJ
+RZHYHULIWKHHQHUJ\H[FHHGVWKHFDSDFLW\RIWKHGULYHFDSDFLWRUWKHHQHUJ\PXVWEH
FRQVXPHGRQWKHUHJHQUHVLVWRULQWKHUHJHQFLUFXLWLQRUGHUWRSURWHFWWKHGULYH7KH
WXUQRQYROWDJHRIWKH'GULYHUHJHQUHVLVWRULV9GFZKLOHWKHWXUQRIIYROWDJHLV
9GF8VHUVFDQUHIHUWRWKHIROORZLQJFKDUDFWHULVWLFVILJXUHRIPRWRUVSHFLILFDWLRQVWR
GHWHUPLQHZKHWKHUWKHUHJHQUHVLVWRULVQHFHVVDU\7DNH:DVDQH[DPSOH,IXVHUV
RSHUDWHVDWWKHPD[LPXPYHORFLW\RIUSPDQGWKHORDGLQHUWLDH[FHHGV
.JPDUHJHQUHVLVWRULVQHFHVVDU\5HIHUWR7DEOHIRUWKHVHOHFWLQJWKH
PRGHOQXPEHURIDVXLWDEOHUHJHQUHVLVWRU
6HWWLQJV
7RWDOORDGLQHUWLD
:LULQJ
5HJHQUHVLVWRULV
QHFHVVDU\
5*
5HJHQUHVLVWRULVQRWQHFHVVDU\ /&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
5RWDWLRQDOVSHHG ˶ USP
)LJ)506;;;;;PRWRUUHJHQFXUYH
7RWDOORDGLQHUWLD
7URXEOHVKRRWLQJ
5HJHQUHVLVWRULV
QHFHVVDU\
5*
5HJHQUHVLVWRULVQRWQHFHVVDU\
5RWDWLRQDOVSHHG ˶ USP
)LJ)506;;;;;PRWRUUHJHQFXUYH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
7RWDOORDGLQHUWLD
5HJHQUHVLVWRULV
QHFHVVDU\ 5*
2YHUYLHZRIWKH
6SHFLILFDWLRQV
5HJHQUHVLVWRULVQRWQHFHVVDU\ :LULQJ
5RWDWLRQDOVSHHG ˶ USP
)LJ)506;;;;;PRWRUUHJHQFXUYH
7RWDOORDGLQHUWLD
6HWWLQJV
/&'
5HJHQUHVLVWRULV
QHFHVVDU\ 5*
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
5HJHQUHVLVWRULV
QRWQHFHVVDU\ 5RWDWLRQDOVSHHGȦUSP
)LJ)506.;;;;;PRWRUUHJHQFXUYH
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
3URWHFWLRQ
$ERXWWKH2SHUDWLRQ
0DQXDO
7DEOHVKRZVWKHPRGHOQXPEHURIVXLWDEOHUHJHQUHVLVWRUVIRUHDFK'GULYH7DEOH
VKRZVWKHPRGHOQXPEHURIUHJHQUHVLVWRUVIRU+,:,1SURGXFWV8VHUVFDQFKRRVH
WRXVHVHULHVRUSDUDOOHOFRQQHFWLRQEDVHGRQWKHLUQHHGV7DEOHDQG)LJVKRZ
WKHDSSHDUDQFHDQGVL]H
7DEOH
'GULYHPRGHO
QR
5HJHQUHVLVWRUPRGHOQR
2YHUYLHZRIWKH
6SHFLILFDWLRQV
$IUDPH
%IUDPH
5*
&IUDPH
5*
7DEOH
:LULQJ
6HWWLQJV
5HJHQUHVLVWRU
PRGHOQR
5HVLVWDQFH
YDOXH
5*
4
::
5*
4
::
5DWHGSRZHULQVWDQWDQHRXVSRZHU 7DEOH
/&'
5HJHQUHVLVWRU
PRGHOQR
/
/
:
+
5*
“PP
“PP
“PP
“PP
5*
“PP
“PP
“PP
“PP
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ
+,:,10,.526<67(0&253
/LQHOHQJWK/PP
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
$SSOLFDWLRQV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
$SSOLFDWLRQ
+RPLQJVHWWLQJV
'HWHUPLQHKRPHE\VHDUFKLQJWKHOHIWDQGULJKWVLGHFRQGLWLRQV
6HDUFKLQJWKH1HDU+RPH6HQVRURUHQFRGHULQGH[VLJQDOV
+RPH2IIVHW
%DFNODVKFRPSHQVDWLRQ
(UURU0DS
2SHUDWLRQRI(UURU0DS
$FWLYDWLRQRI(UURU0DS
6DYHDQGUHDGWKHHUURUWDEOHILOH
(UURU0DSYDOXHDQGHQFRGHUUHVROXWLRQ
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$ERXWWKH2SHUDWLRQ
0DQXDO
&OLFN
$SSOLFDWLRQV
RQWKHPDLQSDJHWRHQWHU$SSOLFDWLRQ&HQWHUDVVKRZQLQ)LJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
)LJ$SSOLFDWLRQ&HQWHU
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
+RPLQJVHWWLQJV
7KHILUVWWDELQWKH$SSOLFDWLRQ&HQWHULVWKH+RPLQJVHWWLQJSDJH)LJ+RPLQJ
VHWWLQJV 2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
'HVFULSWLRQ
6ORZHU6SHHG
6ORZKRPLQJYHORFLW\
)DVWKRPLQJYHORFLW\
7KHVPRRWKSDUDPHWHUUDQJHEHWZHHQDQG
7LPHRXW
7LPHRXW
+RPHRIIVHW
+RPHRIIVHW
3URWHFWLRQ $SSOLFDWLRQV
)DVWHU6SHHG
6PRRWKIDFWRU
7XQLQJ
3DUDPHWHUQDPH
/&'
)LJ+RPLQJVHWWLQJV
7KHUHDUHEDVLFSDUDPHWHUVHWWLQJVIRUKRPLQJ
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHUHDUHKRPLQJPRGHV
'HWHUPLQLQJWKHKRPHE\VHDUFKLQJWKHOHIWDQGULJKWVLGHFRQGLWLRQV5HIHUWR
IRUPRUHLQIRUPDWLRQ
'HWHUPLQLQJWKHKRPHE\VHDUFKLQJWKH1HDU+RPH6HQVRURUWKHLQGH[VLJQDORI
HQFRGHUV5HIHUWRIRUPRUHLQIRUPDWLRQ
$IWHUFRPSOHWLQJWKHVHWWLQJRIKRPLQJPRGH\RXFDQFOLFNWKH+RPHEXWWRQDWWKH
ERWWRPRIWKH3HUIRUPDQFH&HQWHUSDJHWRDFWLYDWHWKHKRPLQJSURFHGXUH7KH
+RPHGVWDWXVLQGLFDWRURQWKH3HUIRUPDQFH&HQWHUSDJHIODVKHVJUHHQZKHQKRPLQJ
LVSURFHHGLQJDQGWKH+RPHGVWDWXVLQGLFDWRUOLJKWVJUHHQZKHQKRPLQJLVFRPSOHWHG
)LJ,IQRKRPHVDUHIRXQGEHIRUH7LPH2XWWKH+RPHGVWDWXVLQGLFDWRUOLJKWV
UHGPHDQLQJKRPLQJIDLOV)LJ
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ+RPLQJVXFFHHGV
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ+RPLQJIDLOV
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
'HWHUPLQHKRPHE\VHDUFKLQJWKHOHIWDQGULJKWVLGH
FRQGLWLRQV
7KLVLVDEXLOWLQPXOWLIXQFWLRQDOKRPLQJPRGHLQWKH'GULYH7KHKRPHSRVLWLRQLV
GHWHUPLQHGE\VHDUFKLQJWKHOHIWDQGULJKWVLGHFRQGLWLRQV7KHPLGSRLQWEHWZHHQWKH
WZRERXQGDULHVLVWKHKRPH8VHUVFDQFKRRVHWKH/HIW5LJKW/LPLW6ZLWFKRQWKH,2
6HWWHVWSDJHRUVHDUFKWKH(QG6WRSWKDWLVVHDUFKOHIWDQGULJKWVLGHFRQGLWLRQVWKURXJK
WKHFXUUHQWJHQHUDWHGE\PRWRUWRXFKHVWKHPHFKDQLFVWRS,I\RXZDQWWRVHDUFKWKH
VLQJOHLQGH[LQWKHVWURNHDQGGHILQHLWDVWKHKRPHFKHFNWKH6HDUFK,QGH[6LJQDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
+RPLQJLQWKLVPRGHLVGHVFULEHGDVIROORZV
7KHPRWRUZLOOPRYHDWWKHVORZKRPLQJYHORFLW\LQWKHLQLWLDOPRWLRQGLUHFWLRQVHWDWWKH
EHJLQQLQJSDUDPHWHU ˕
)RUH[DPSOHDVVXPHWKDWSDUDPHWHU ˕
LV/HIWWKHPRWRU
ZLOOVHDUFKWKHOHIWVLGHILUVWDQGWKHQWKHULJKWVLGHDQGVWRSDWWKHPLGGOHSRLQWZLOOEH
FRQVLGHUHGDVWKHKRPHRIERWKVLGHV,IXVHUVFKHFNVWKH6HDUFK,QGH[6LJQDOWKH
LQGH[FORVHVWWRWKHOHIWVLGHFRQGLWLRQLQWKHPRWLRQZLOOEHVHWWKHKRPH7KH
VHDUFKLQJFRQGLWLRQVRIOHIWDQGULJKWVLGHDUHGHWHUPLQHGE\WKHVHWWLQJVSDUDPHWHU ˕
DQGSDUDPHWHU ˕
3DUDPHWHU
3DUDPHWHU
7XQLQJ
3DUDPHWHU
/&'
3DUDPHWHU
6HWWLQJV
3DUDPHWHU
)LJ 'HWHUPLQHKRPHE\VHDUFKLQJWKHOHIWDQGULJKWVLGHFRQGLWLRQV
3URWHFWLRQ $SSOLFDWLRQV
7DEOH
3DUDP
HWHU
QR
2SWLRQV
,QLWLDOPRWLRQ
GLUHFWLRQ /HIW
6HDUFKWKHOHIWVLGHILUVW
5LJKW
VHDUFKWKHULJKWVLGHILUVW
/HIWVLGHFRQGLWLRQ /HIWVLGHFRQGLWLRQ
5LJKWVLGHFRQGLWLRQ 5LJKWVLGHFRQGLWLRQ
1RQH
1RWWRXVHWKHOHIWVLGHFRQGLWLRQ
(QG6WRS
6HDUFKWKH(QG6WRSRQWKHOHIWVLGH
/HIW/LPLW6ZLWFK
6HDUFKWKHOLPLWVZLWFKRQWKHOHIWVLGH
1RQH
1RWWRXVHWKHULJKWVLGHFRQGLWLRQ
(QG6WRS
6HDUFKWKH(QG6WRSRQWKHULJKWVLGH
5LJKW/LPLW6ZLWFK
6HDUFKWKHOLPLWVZLWFKRQWKHULJKWVLGH
&XUUHQWRIVHDUFKLQJ(QG6WRS
7LPHSDUDPHWHU(QG6WRS7LPH
+,:,10,.526<67(0&253
'HVFULSWLRQ
7URXEOHVKRRWLQJ
6HWWLQJSDUDPHWHUV
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HOHFWRQHRIWKHIROORZLQJIRUWKHOHIWRUULJKWVLGHFRQGLWLRQV
1RQH1RQVHDUFK
(QG6WRS6HDUFKWKH(QG6WRS
/LPLW6ZLWFK6HDUFKWKHOLPLWVZLWFK
7R6HDUFK(QG6WRSVKRXOGEHFDUULHGRXWZLWKSDUDPHWHU ˕
DQGSDUDPHWHU ˕
3DUDPHWHU ˕
LVXVHGWRVHWWKHIRUFHQHHGHGIRUVHDUFKLQJWKH(QG6WRSDQGSDUDPHWHU
˕
LVWRVHWWKHWLPHIRUWKHIRUFH,IWKHWLPHLVWRRVKRUWDQ(QG6WRSPD\EHPLVWDNHQ
EHIRUHLWLVIRXQG,IWKHWLPHLVWRRORQJWKHIRUFHSUHVVLQJWKH(QG6WRSZLOOLQFUHDVHRU
LWZHOOUHDFKWKHVRIWWKHUPDOWKUHVKROG<RXFDQVHDUFKWKHFXUUHQWRI(QG6WRSE\
IROORZLQJWKHVWHSVEHORZ
6WHS7XUQRQWKHJUDSKLFDORVFLOORVFRSH)LJJUDSKLFDORVFLOORVFRSHDQGREVHUYH
WKHSK\VLFDORIWKH$FWXDO&XUUHQWGLDJUDP
6WHS8VHWKHVORZHU6SHHGWRPRYHDOOVWURNHV
6WHS2EVHUYHWKHFKDQJHLQWKH$FWXDO&XUUHQWGLDJUDPDQGUHFRUGWKHPD[LPXP
YDOXH,QWKHILJXUHEHORZWKHPD[LPXPYDOXHLVDERXW$WKHUHIRUHWKHFXUUHQWRI
VHDUFKLQJ(QG6WRSFDQEHVHWWREHVOLJKWO\PRUHWKDQ$$LQWKLVFDVH
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ*UDSKLFDORVFLOORVFRSH
([FHSWLRQ
:KHQWKH/HIW6LGH&RQGLWLRQLVVHWWR1RQHLHQRWWRXVHWKHOHIWVLGHFRQGLWLRQWKH
5LJKW6LGH&RQGLWLRQLVVHWWR(QG6WRSRU5LJKW/LPLW6ZLWFKDQGWKHLQLWLDOPRWLRQ
GLUHFWLRQSDUDPHWHU LVVHWWROHIWLWZLOOEHGHWHUPLQHGWKDWKRPLQJIDLOVDQGWKH
+RPHGVWDWXVLQGLFDWRUZLOOOLJKWUHG)LJLQKRPLQJDQGYLFHYHUVD
7URXEOHVKRRWLQJ
)LJ
,IXVHUVFKHFNV6HDUFK,QGH[6LJQDOEXWWKHUHDUHPXOWLSOHLQGH[HVLQVWURNHVHJWKH
=SKDVHVLJQDORIWKH$&HQFRGHURIVHUYRPRWRUWKHGULYHZLOOFKRRVHWKHLQGH[
FORVHVWWR(QG6WRSRU5LJKW/LPLW6ZLWFKDVWKHKRPH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
7KH+RPLQJH[DPSOH ,QWKHVHWWLQJVRI)LJWKHPRWRUZLOOPRYHDWWKHVORZKRPLQJYHORFLW\LQWKH
QHJDWLYHGLUHFWLRQWRVHDUFKWKH/HIW/LPLW6ZLWFKDQGVHDUFKWKHILUVW=SKDVHLQGH[
VLJQDODWWKHVORZKRPLQJYHORFLW\LQWKHSRVLWLYHGLUHFWLRQZKHQWKHKRPLQJSURFHGXUH
EHJLQV5HIHUWRIRUDFWLRQSURFHVV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ
7XQLQJ
$&6HUYRPRWRU
3URWHFWLRQ $SSOLFDWLRQV
/RZHUOLPLW
1HDUKRPHVHQVRU
8SSHUOLPLW
=SKDVH
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
6HDUFKLQJ1HDU+RPH6HQVRURUHQFRGHULQGH[
VLJQDOV
$QRWKHUPXOWLIXQFWLRQDOKRPLQJPHWKRGLVWRVHDUFKWKH1HDU+RPH6HQVRURUWKH
LQGH[VLJQDORIHQFRGHUV7KH1HDU+RPH6HQVRUFDQEHVHWRQWKH,2VHWWHVWSDJHWR
GLJLWDOLQSXWWKDWDOORZVWKHVHQVRUWREHWULJJHUHGE\DQH[WHUQDOVZLWFK$IWHU
FRPSOHWLQJWKHVHDUFKRI1HDU+RPH6HQVRUXVHUVFDQVHDUFKWKHLQGH[VLJQDORI
HQFRGHUVRQOHIWRUULJKWVLGHVIRUEHWWHUDFFXUDF\ 2YHUYLHZRIWKH
6SHFLILFDWLRQV
+RPLQJDFWLRQLVGHVFULEHGDVIROORZV
DWWKHLQLWLDO
7KHPRWRUZLOOPRYHLQWKHVHWWLQJLQLWLDOPRWLRQGLUHFWLRQSDUDPHWHU Ʉ
WRVHDUFKWKH1HDU+RPH6HQVRURUWKHLQGH[
PRWLRQYHORFLW\SDUDPHWHU Ʉ
3DUDPHWHU
3DUDPHWHU
:LULQJ
3DUDPHWHU
)LJ
6HWWLQJV
7DEOH
3DUDP
HWHU
QR
6HWWLQJ
SDUDPHWHUV
/&'
7XQLQJ
,QLWLDOPRWLRQ
GLUHFWLRQ ,QLWLDOPRWLRQ
YHORFLW\
3URWHFWLRQ $SSOLFDWLRQV
6HDUFKLQJ
KRPHVPHWKRG
2SWLRQV
'HVFULSWLRQ
/HIW
6HWWRVHDUFKWKHOHIWVLGHILUVW
5LJKW
6HWWRVHDUFKWKHULJKWVLGHILUVW
6ORZHUVSHHG
6HDUFKDWWKHORZKRPLQJYHORFLW\6HWWKH
YHORFLW\LQWKH6ORZHU6SHHGDUHD)LJ
)DVWHUVSHHG
6HDUFKDWWKHIDVWKRPLQJYHORFLW\6HWWKH
YHORFLW\LQWKHIDVWHU6SHHGDUHD)LJ
,QGH[VLJQDORQO\
6HDUFKWKHLQGH[VLJQDORIHQFRGHUVRQO\
1HDU+RPH6HQVRURQO\
6HDUFKWKH1HDU+RPH6HQVRURQO\
1HDU+RPH6HQVRUWKHQ
$IWHUWKH1HDU+RPH6HQVRULVIRXQGVZLWFK
FKDQJHWRORZHUVSHHGPRYH WRVHDUFKWKHLQGH[VLJQDORIHQFRGHUVRQWKH
OHIWVHDUFKLQGH[
OHIWVLGHDWORZKRPLQJYHORFLW\
1HDU+RPH6HQVRUWKHQ
$IWHUWKH1HDU+RPH6HQVRULVIRXQGVZLWFK
FKDQJHWRORZHUVSHHGPRYH WRVHDUFKWKHLQGH[VLJQDORIHQFRGHUVRQWKH
ULJKWVHDUFKLQGH[
ULJKWVLGHDWORZKRPLQJYHORFLW\
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
,IXVHUXVHVWKH1HDU+RPH6HQVRUIRUKRPLQJ3OHDVHFRQQHFWWKHSKRWRHOHFWULFDQG
PHFKDQLFDOVZLWFKHVWRWKHGLJLWDOLQSXWRIWKHGULYH)RUH[DPSOHVHW,WRWKH1HDU
+RPH6HQVRURQWKH,2VHWWHVWSDJHDVVKRZQLQ)LJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
)LJ
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
7KH+RPLQJH[DPSOH ,QWKHVHWWLQJVRI)LJWKHPRWRUZLOOPRYHDWWKHIDVWKRPLQJYHORFLW\LQWKH
QHJDWLYHGLUHFWLRQWRVHDUFKWKH1HDU+RPH6HQVRUDQGVHDUFKWKHILUVW=SKDVHLQGH[
VLJQDODWWKHVORZKRPLQJYHORFLW\LQWKHQHJDWLYHGLUHFWLRQZKHQWKHKRPLQJSURFHGXUH
EHJLQV5HIHUWR)LJIRUWKHDFWLRQSURFHVV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ
7XQLQJ
$&6HUYRPRWRU
3URWHFWLRQ $SSOLFDWLRQV
/RZHUOLPLW
1HDUKRPHVHQVRU
8SSHUOLPLW
=SKDVH
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
+RPH2IIVHW
,IWKH+RPH2IIVHWLVVHWWRDQRQ]HURYDOXHDQHZKRPHZLOOEHVHWE\EHLQJPRYHG
IURPWKHRULJLQDOKRPHE\DGLVWDQFH7DNHWKHOHIWDQGULJKWVLGHFRQGLWLRQVDUHQRWVHW
WR1RQHWKHGULYHZLOOPRYHWKHRULJLQDOKRPHE\DGLVWDQFHWREHFRPHWKHQHZKRPH
)LJ,IWKH+RPH2IIVHWYDOXHLVSRVLWLYHWKHQHZKRPHZLOOEHRQWKHULJKWVLGHRI
WKHRULJLQDOKRPH,IWKH+RPH2IIVHWYDOXHLVQHJDWLYHWKHQHZKRPHZLOOEHRQWKHOHIW
VLGHRIWKHRULJLQDOKRPH
2YHUYLHZRIWKH
6SHFLILFDWLRQV
/HIWERUGHU
2ULJLQDOKRPHIRXQGDFFRUGLQJ +RPH
WRWKHRULJLQDOFRQGLWLRQV
)LJ
5LJKWERUGHU
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
%DFNODVKFRPSHQVDWLRQ
7KHEDFNODVKHUURULVDSODWIRUPWKDWPRYHVDORQJDIL[HGD[LVDQGVWRSVDQGZKHQLW
EHJLQVWRPRYHLQWKHRSSRVLWHGLUHFWLRQWKHSODWIRUPGRHVQRWPRYHLPPHGLDWHO\EXW
VWD\VLQWKHVDPHSRVLWLRQDQGZDLWVIRUWKHPRWLRQFRPPDQGWRDFFXPXODWHWRDFHUWDLQ
GHJUHHV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHVHWWLQJSDJHLVVKRZQRQWKH%DFNODVKWDE$VLWLVVKRZQWKHEDFNODVK
FRPSHQVDWLRQVHWWLQJFDQEHXVHGIRUEDFNODVKFRPSHQVDWLRQWRLPSURYHELGLUHFWLRQDO
UHSHDWDELOLW\
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ%DFNODVKFRPSHQVDWLRQVHWWLQJV
%DFNODVKVHWWLQJPHWKRG(QWHUWKHPHDVXUHGEDFNODVKYDOXHLQWKHVHWWLQJVWR
FRPSOHWHWKHEDFNODVKFRPSHQVDWLRQVHWWLQJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
(UURU0DS
2YHUYLHZRIWKH
6SHFLILFDWLRQV
$V\VWHPDWLFHUURULQWKHPDFKLQHU\RIWHQH[LVWVLQWKHSRVLWLRQLQJV\VWHPRIWKH$&
VHUYRPRWRUGULYLQJVFUHZ$ODVHULQWHUIHURPHWHULVJHQHUDOO\XVHGWRPHDVXUHWKH
SRVLWLRQLQJDFFXUDF\7KHSRVLWLRQLQJHUURUWDEOHREWDLQHGIURPWKHPHDVXUHPHQW
FRXSOHGZLWK(UURU0DSFDQLPSURYHWKHDFFXUDF\7KHHUURUWDEOHLVHQWHUHGWRWKHGULYH
YLDWKH+0,LQSXWDQGVDYH7KHGULYHDSSOLHVWKHLQIRUPDWLRQLQPRWLRQWRFDOFXODWHWKH
HUURUYDOXHWKURXJKWKHOLQHDULQWHUSRODWLRQLQFHUWDLQGLVWDQFHVLQRUGHUWRLPSURYHWKH
SRVLWLRQLQJDFFXUDF\:KHQXVLQJWKHODVHULQWHUIHURPHWHULQPHDVXUHPHQWXVHUVFDQ
XVHWKHLQWHJHUPXOWLSOHRIWKHVFUHZSLWFKDVWKHVDPSOLQJGLVWDQFHRIODVHU
PHDVXUHPHQWWRPHDVXUHWKHHUURUYDOXHRIHYHU\VWRSSRLQWDQGREWDLQWKHV\VWHPDWLF
HUURURIVFUHZV7KHYDOXHVZLOOEHHQWHUHGWRWKHGULYHIRUWKHLPSURYHPHQWRIDFFXUDF\ $IWHUREWDLQLQJWKHHUURUWDEOHIURPWKHSRVLWLRQLQJDFFXUDF\PHDVXUHPHQW\RXVKRXOG
VHWWKH,QWHUYDODQG7RWDO3RLQWVDQGHQWHUWKH(UURU0DSYDOXHWRWKHWDEOHRQHE\RQH 7KHHIIHFWLYHUDQJHRIWKH(UURU0DSWDEOHLVGLYLGHGE\LQGH[7KHDUHDLQWKHSRVLWLYH
GLUHFWLRQRIWKHLQGH[LVPDSSHGZKLOHWKHDUHDLQWKHQHJDWLYHGLUHFWLRQRIWKHLQGH[LV
QRWPDSSHG7KHHIIHFWLYHUDQJHZKHQXVHUVXVHVWKHQRQ]HUR+RPH2IIVHW]HUR
+RPH2IIVHWDUHWKHVDPH5HIHUWRWKHILJXUHEHORZ5HIHUWRWKHILJXUHEHORZ7KH
PDSSLQJHIIHFWLYHDUHDZKHQ+RPH2IIVHWLVVHWWR
:KHQ+RPH2IIVHWLVVHWWR
0DSSLQJHIIHFWLYHDUHD
:LULQJ
6HWWLQJV
3RVLWLRQ
/&'
'ULYHFRRUGLQDWH 7XQLQJ
:KHQ+RPH2IIVHWLVVHWWR
3URWHFWLRQ $SSOLFDWLRQV
0DSSLQJHIIHFWLYHDUHD
3RVLWLRQ
'ULYHFRRUGLQDWH 7URXEOHVKRRWLQJ
'ULYHFRRUGLQDWH )LJ
+,:,10,.526<67(0&253
Operation Manual for D2 Motor Drive System
1 About the Operation
Manual
8.3.1
8 Applications
Operation of Error Map
The steps to activate D2 drive Error Map are described as follows:
Step
Graphical (HM) description
Operation
2 Overview of the
Specifications
Click
in the main
function area or click the
Error map option in the
Setting/Adjustment
(Conf/Tune) on the
function menu to open the
window as shown in the left
figure.
1
3 Wiring
4 Settings
5 LCD
6 Tuning
2
Set the Interval and Total
points. If you have a
preferred unit system, click
the field below Position to
set the suitable unit. Then
enter the Error Map value to
the Error table.
Reminder that
the revised
mapping value
has not been
saved to the
drive Flash
7 Protection 8 Applications
9
Troubleshooting
258
HIWIN MIKROSYSTEM CORP.
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
&KHFN
WR
DFWLYDWHWKH(UURU0DS
2YHUYLHZRIWKH
6SHFLILFDWLRQV
7KHGULYHKDVWKHJHQHUDO
VHUYRSDUDPHWHUDQG(UURU
0DSSDUDPHWHU&OLFN6HQG
WDEOHWRIODVKLQ)ODVKRQ
WKHIXQFWLRQPHQX,IWKH
JHQHUDOVHUYRSDUDPHWHU
ZDVUHYLVHGEXWQRWVDYHGWR
)ODVKWKHZLQGRZZLOOVKRZ
DUHPLQGHUOHIWILJXUH,WLV
VXJJHVWHGWKDWXVHUVVKRXOG
FOLFN&DQFHOWRUHWXUQWRWKH
PDLQVFUHHQDQGVDYHWKH
JHQHUDOVHUYRSDUDPHWHUWR
:LULQJ
6HWWLQJV
)ODVK $IWHUJHQHUDOVHUYR
SDUDPHWHULVVDYHGWKH
(UURU0DSSDUDPHWHU
6DPHDVDERYH
7KHFRQILUPZLQGRZ
DSSHDUV&OLFN&RQILUPWR
VDYHWKH(UURU0DS
SDUDPHWHUWR)ODVKDQGWKH
GULYHZLOODXWRPDWLFDOO\
5HVHW
3URWHFWLRQ $SSOLFDWLRQV
7XQLQJ
/&'
,IFOLFNHG&RQWLQXHLQWKH
DERYHPHQWLRQHGVWHSWKH
GULYHZLOOIRUFHLWWR5HVHW
DQGVDYHWKH(UURU0DS
SDUDPHWHU<HWWKHUHYLVLRQ
RQWKHJHQHUDOVHUYR
SDUDPHWHUZLOOORVW
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
6WHSQRWHV
7KHH[DPSOHDGGLWLRQDOUHPDUNVLQWKHPDQXDO7KHPDSSLQJUDQJHLVEHWZHHQ
aPP7KHLQWHUYDOLVPPDQGWKHWRWDOSRLQWVDUH7KHYDOXHLQWKH(UURU
ILHOG)LJFRPHVIURPWKHHUURUPHDVXUHPHQWRIODVHULQWHUIHURPHWHU(YHU\YDOXH
VWDQGVIRUWKHSRVLWLRQLQJHUURU(UURURIHYHU\WDUJHWSRVLWLRQ)RUH[DPSOHLIWKHWDUJHW
SRVLWLRQLVPPDQGWKHODVHUPHDVXUHPHQWUHSRUWPPWKHQHQWHUWKHXP
IRUHUURUYDOXH
(UURU0DSVFUHHQGHVFULSWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
5HDG6DYHWR)ODVK
5HDG6DYHILOHV
:LULQJ
6HWWLQJV
7XQLQJ
(UURU0DSUXQFKDUW
/&'
(UURU0DSYDOXH
3URWHFWLRQ $SSOLFDWLRQV
)LJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
$FWLYDWLRQRI(UURU0DS
$IWHUFRPSOHWLQJVHWWLQJWKHDIRUHVDLG(UURU0DSSDUDPHWHUZLOOKDYHWKHDELOLW\WR(UURU
0DSWKHGULYHDVORQJDVPRWRUKRPLQJLVFRPSOHWHGGULYHDFWLYDWHV(UURU0DS
LPPHGLDWHO\7KHUHDUHWZRZD\VIRUWKH'GULYHWRFRPSOHWHKRPLQJ 2YHUYLHZRIWKH
6SHFLILFDWLRQV
+RPLQJLQFRQMXQFWLRQZLWKWKHKRVWFRQWUROOHU
)LUVW6HWWKH+RPH2.DQG6WDUWHUUPDSLQSXWIXQFWLRQVDW,26HWWHVW)LJ
7DNH,LQSXWLQWKHIROORZLQJILJXUHLVDQH[DPSOH7KHVHWWLQJLVVKRZQLQ)LJ
$IWHUWKHKRVWFRQWUROOHUVHQGVWKHPRWLRQFRPPDQGVWRWKHGULYHYLDWKHSXOVHRU
YROWDJHFRPPDQGVWRPRYHWKHPRWRUWRWKHKRPHDQGVWRSPRWLRQ7KHKRVWFRQWUROOHU
VKRXOGVHQGVLJQDOVWR,YLDWKHGLJLWDOFRQWURORXWSXW,IWKHGULYHUHFHLYHVWKHVLJQDO
ZKLFKPHDQVKRPLQJLVFRPSOHWHGDQG(UURU0DSLVDFWLYDWHG :LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ+RVWFRQWUROOHUVHQGLQJVLJQDOVWRQRWLI\RIKRPLQJFRPSOHWLRQDQG$FWLYDWLRQRI
(UURU0DS
6WDQG$ORQHKRPLQJ
2SHQWKH3HUIRUPDQFH&HQWHUZLQGRZWRUXQKRPLQJ
FRPSOHWHGWKH(UURU0DSZLOOEHDFWLYDWHGDXWRPDWLFDOO\
$IWHUKRPLQJLV
7URXEOHVKRRWLQJ
+RZWRFRQILUPZKHWKHUWKH(UURU0DSLVDFWLYDWHG
$Q\WLPHXVHUVZDQWVWRFRQILUPZKHWKHU(UURU0DSLVDFWLYHWKH\FDQREVHUYHZKHWKHU
RQWKH(UURU0DSZLQGRZOLJKWVJUHHQZKLFKVWDWXV
WKH(UURU0DS$FWLYH
DWPHDQV(UURU0DSLVDFWLYH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$SSOLFDWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
6DYHDQGUHDGWKHHUURUWDEOHILOH
7KHHVWDEOLVKHGHUURUPDSYDOXHFDQEHVDYHGWRWKHGLVNDQGUHDGGLUHFWO\IURPWKH
GLVNDOVR&OLFN)LOHRQWKHWRROEDULQWKHIROORZLQJILJXUHWRDFFHVV$VPHQWLRQHGLQ
WKH6HQG7DEOHWR)ODVKLQ)ODVKRQWKHIXQFWLRQPHQXFDQEHXVHGWRVDYHWKH
PDSWDEOHWRWKHIODVKPHPRU\RIWKHGULYH3OHDVHSD\DWWHQWLRQWRWKH³6DYHWKH)ODVK´
EXWWRQRQWKHPDLQVFUHHQWKHPDSWDEOHPHQWLRQHGLQWKLVVHFWLRQZLOOQRW
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
:KHQWKH(UURU0DSYDOXHLVHQWHUHGWRWKHWDEOHWKHYDOXHZLOOEHURXQGHGXSRUGRZQ
WRLQWHJHURULWVPXOWLSOHRIWKHHQFRGHUUHVROXWLRQ)RUH[DPSOHLIWKHHQFRGHUUHVROXWLRQ
LVȝPDQGWKHHQWHUHGHUURUYDOXHLVȝPWKHSURJUDPZLOOIRUFLEO\FRQYHUW
(UURU0DSYDOXHDQGHQFRGHUUHVROXWLRQ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
7URXEOHVKRRWLQJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
7URXEOHVKRRWLQJ
6WDWXVLQGLFDWRUVRIWKHGULYH
(UURUVDQGZDUQLQJVRIWKHGULYH
6WDWXVGLVSOD\DUHDRQ/LJKWHQLQJ+0,PDLQVFUHHQ
/&'VWDWXV
(UURUDQGZDUQLQJORJV
(UURUFRGHVDQGDFWLRQV
6XSSOHPHQWVWR(3(%,*HUURUHOLPLQDWLRQ
6XSSOHPHQWVWR(3+,1,HUURUHOLPLQDWLRQ
:DUQLQJFRGHVDQGDFWLRQV
:+://DQG:+:5/VXSSOHPHQWDWLRQ
:$&&/DQG:9(//VXSSOHPHQWDWLRQ
7URXEOHVKRRWLQJRIFRPPRQHUURUV
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6WDWXVLQGLFDWRUVRIWKHGULYH
7KHVWDWXVLQGLFDWRURIWKHGULYHLVD/('ODPSRQWKHIURQWSDQHOWRGLVSOD\WKHFXUUHQW
VWDWXVRIWKHGULYH7KHVWDWXVHVDUHGHVFULEHGLQWKHWDEOHEHORZ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
6WDWXVLQGLFDWRU
6WDWXVLQGLFDWRU
6WDWXVRIWKHGULYH
2II
7KHGULYHLVQRWFRQQHFWHGWRWKH
SRZHUVRXUFH
:LULQJ
%RWKUHGDQGJUHHQODPSVIODVK
7KHGULYHLVERRWLQJ
6HWWLQJV
)ODVKJUHHQ
7KHPRWRULVQRWSRZHUHG
/LJKWJUHHQ
7KHPRWRULVDFWLYH
)ODVKJUHHQDQGOLJKWUHG
7KHPRWRULVQRWSRZHUHGDQGDQ
HUURURFFXUV
1RWH7KHVWDWXVLQGLFDWRUVORRNRUDQJHZKHQERWKWKHUHGDQGJUHHQDUH
RQ
/&'
)LJ
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
(UURUVDQGZDUQLQJVRIWKHGULYH
6WDWXVGLVSOD\DUHDRQ/LJKWHQLQJ+0,PDLQVFUHHQ
:KHQDQHUURULVLGHQWLILHGWKH'GULYHZLOODFWLYDWHWKHSURWHFWLRQPHFKDQLVPDQG
GLVSOD\WKHGHVFULSWLRQRIWKHODVWHUURULQWKH/DVWHUURUDUHD)LJ8VHUVFDQXVH
WKLVGHVFULSWLRQWRDGMXVWDQGFRQILUPWKHHUURURIWKHGULYH:KHQDQ\LQFLGHQWZKLFK
QHHGVWREHZDUQHGRFFXUVGXULQJWKHRSHUDWLRQWKHGULYHZLOOGLVSOD\WKHLQFLGHQWLQWKH
/DVWZDUQLQJDUHD
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ6WDWXVGLVSOD\DUHDRIWKHGULYH
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
/&'VWDWXV
7KHVHUYRVWDWXVLVGLVSOD\HGLQWKHILUVWOLQHRQWKHKRPHSDJHRIWKHSDQHO)LJ
69125'<6HUYRGLVDEOHGVHUYR2IIPRWRULVQRWSRZHUHG
695'<6HUYRHQDEOHGVHUYR2QPRWRULVSRZHUHG
7KHHUURURUZDUQLQJFRGHLVGLVSOD\HGLQWKHVHFRQGOLQHRQWKHKRPHSDJHZKHQDQ
HUURURUZDUQLQJRFFXUV
)RU/&'HUURUFRGHVUHIHUWRDQGDERXWWKHHUURUZDUQLQJFRGHVDQGVROXWLRQV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:DUQLQJ
(UURU
:LULQJ
6HUYRVWDWXV
6HWWLQJV
(UURUZDUQLQJ
PHVVDJH
)LJ
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
(UURUDQGZDUQLQJORJV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:KHQ'GULYHGHWHFWVWKHLGHQWLILHGHUURURUZDUQLQJLWZLOOVWRUHWKHPLQWKH(UURUVDQG
:DUQLQJV/RJLQDGGLWLRQWRGLVSOD\LQJLQWKHHUURUZDUQLQJVWDWXVGLVSOD\DUHDRQWKH
PDLQVFUHHQ)LJ7KHVWHSVWRRSHQWKH(UURUVDQG:DUQLQJV/RJZLQGRZLV
VKRZQLQ)LJ
/LJKWHQLQJSURYLGHVWKLVIXQFWLRQWRSUHYHQWWKHGLVSOD\HGHUURURUZDUQLQJPHVVDJHWKDW
WKH'GULYHUHSRUWVIURPEHLQJORVWE\XVHUV$OOHUURUVDQGZDUQLQJVPHVVDJHV
RFFXUULQJDIWHUWKHGULYHLVSRZHUHGDQGWKHQXPEHURIWKHRFFXUUHQFHVDUHUHFRUGHGLQ
WKH(UURUVDQG:DUQLQJV/RJ
7KH7LPH/RJRIWKH(UURUVDQG:DUQLQJV/RJLVVKRZQLQ)LJ7KHPHVVDJHVRIDOO
HUURUDQGZDUQLQJWKDWKDYHKDSSHQHGWRWKHGULYHDUHUHFRUGHGLQWKH7\SHRI
HUURUZDUQLQJFROXPQDQGWKHWLPHRIHDFKRFFXUUHQFHLVUHFRUGHGLQWKH7LPH
VHFRQGVFROXPQ
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ2SHQWKH(UURUVDQG:DUQLQJV/RJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ(UURUVDQG:DUQLQJV/RJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
7KH6WDWLVWLFVRIWKH(UURUVDQG:DUQLQJV/RJLVVKRZQLQ)LJ7KHQXPEHURIWKHHUURUV
RUZDUQLQJV)UHTXHQF\WKDWKDYHKDSSHQHGWRWKHGULYHDUHUHFRUGHGLQWKLVZLQGRZ:LWK
WKLVLQIRUPDWLRQXVHUVFDQXQGHUVWDQGWKHHUURUVRUZDUQLQJVWKDWKDSSHQHGPRVWIUHTXHQWO\
DQGWDNHDSSURSULDWHDFWLRQV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ6WDWLVWLFVRIWKH(UURUVDQG:DUQLQJV/RJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
8VHUVFDQGRXEOHFOLFNWKHW\SHQDPHRIDQHUURURUZDUQLQJWRVKRZ³+HOSWLSV´GLDORJ
ER[)LJDQGYLHZWKHFRQWHQWVRIWKHPHVVDJH ,QWKLVH[DPSOHFOLFN³(0RWRU
PD\EHGLVFRQQHFWHG´WRRSHQWKHGLDORJER[DQGUHDGWKHSRVVLEOHFDXVHDQGVROXWLRQ
IRUWKHHUURU 2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
)LJ+HOSWLSVZLQGRZRIWKH(UURUVDQG:DUQLQJV/RJ
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
(UURUFRGHVDQGDFWLRQV
1R
(UURUV
/&'HUURU
FRGHV
$FWLRQV
$WKUHHSKDVHVKRUWFLUFXLWLVGHWHFWHG
'LVFRQQHFWWKHGULYHUHPRYHWKH89:
2YHUYLHZRIWKH
6SHFLILFDWLRQV
0RWRUVKRUWRYHUFXUUHQW
GHWHFWHG
(
6+257
FRQQHFWRUDWWKHGULYHHQGDQGFKHFN
ZKHWKHUWKHVKRUWFLUFXLWKDSSHQVEHWZHHQ
WKH89:DQGJURXQG7KHPRWRUPLJKWEHEXUQHG
RXWLIVKRUWFLUFXLWRFFXUV
0HDVXUHWKHPRWRU89:UHVLVWDQFHWRPDNHVXUHLW
LVFORVHWRWKHVSHFLILFDWLRQV7KHPRWRUPLJKWEH
EXUQHGRXWLIWKLVUHVLVWDQFHLVPXFKORZHUWKDQWKH
VSHFLILFDWLRQV
6HSDUDWHWKHPRWRUIURPWKHPRWRUZLUHDQGXVHD
PXOWLPHWHUWRFKHFNWKHPRWRUZLUHIRUVKLUWFLUFXLW
:LULQJ
7KHYROWDJHRIWKH'&EXVLQWKHGULYHLVWRRKLJK
2YHUYROWDJHGHWHFWHG
(
29(59
6HWWLQJV
:KHQWKHPRWRUVXVWDLQVDKLJKORDGDQGRSHUDWHV
DWDKLJKVSHHGWKLVHUURUPD\RFFXULIWKHEDFN
HOHFWURPRWLYHIRUFHH[FHHGVWKHYROWDJHOLPLW$UHJHQ
UHVLVWRUFDQEHXVHGWRVROYHWKLVSUREOHPDQGWKH
VHOHFWHGUHJHQUHVLVWRUPXVWFRQIRUPWRWKHORDGDQG
PRWLRQVSHFLILFDWLRQV 7KHSRVLWLRQHUURULVELJJHUWKDQWKHPD[LPXPSRV
HUURUYDOXHGHILQHGLQWKH0RWLRQ3URWHFWLRQ
/&'
3RVLWLRQHUURUWRRELJ
(
3(%,*
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7KHJDLQLVWXQHGLQDSSURSULDWHO\
&RQILUPWKDW$SSOLFDWLRQFHQWHU!3URWHFWLRQ!
!PD[LPXPSRVHUURULVVHWDSSURSULDWHO\5HIHUWR
IRUPRUHLQIRUPDWLRQ
7KHPRWLRQRIWKHPRWRULVREVWUXFWHG
&KHFNWKHSRVLWLRQIHHGEDFNUHDGHUDQGPDNHVXUH
LWGLVSOD\VQRUPDOO\
&KHFNWKHOLQHDUVFDOHDQGPDNHVXUHLWLVFOHDQ
&KHFNLIWKHORDGLVWRRKLJK
7KHJXLGHZD\KDVQRWEHHQPDLQWDLQHGIRUDORQJ
WLPH
7KHFDEOHWUD\VDUHWRRWLJKW
:69%,*KDSSHQVFRQWLQXRXVO\EHIRUH(
RFFXUV
(QFRGHUVLJQDOHUURU
'LJLWDOHQFRGHU$%SKDVHVHTXHQFHHUURU
$QDORJHQFRGHU7KHVLQXVRLGDOVLJQDOLVWRRORZ
ZKHQWKHPRWRULVQRWLQPRWLRQ
7URXEOHVKRRWLQJ
(QFRGHUHUURU
(
(1&2'
:KHQD5HQLVKDZRSWLFDOSRVLWLRQIHHGEDFNGHYLFH
LVXVHGPDNHVXUHWKDWWKHUHDGHUOLJKWVJUHHQ,IQRW
FKHFNLIWKH9SRZHUDQGVLJQDOFDEOHVDUHORRVHRULQ
DVKRUWFLUFXLWVWDWH,IWKHUHDGHUOLJKWVUHGDGMXVWWKH
UHDGHUJDSRIWKHHQFRGHU0DNHVXUHWKDWWKHVFDOHLV
FOHDQDQGDOOFRQQHFWRUVRIWKHHQFRGHUDUHFRQQHFWHG
ILUPO\
&KHFNWKDWWKHHQFRGHULVZLUHGFRUUHFWO\
7KHHUURUPD\EHEURXJKWDERXWE\H[WHUQDO
LQWHUIHUHQFHLIDGLJLWDOHQFRGHULVXVHG&KHFNWKDWWKH
HQFRGHUKDVDQDQWLLQWHUIHUHQFHWZLVWHGZLUHDQG
VKLHOGRULVHTXLSSHGZLWKDQLURQFRUH
)RUWKHDQDORJHQFRGHUWKDWVXVWDLQVDORZORDG
XVHWKHVRIWZDUHWRVHDUFKWKHPRWRUDQJOH6LJQDO
DWWHQXDWLRQPLJKWRFFXULIWKHLQLWLDOSKDVHIUHTXHQF\LV
WRRKLJK,QWKLVFDVHUHGXFHWKHLQLWLDOSKDVH
IUHTXHQF\E\ORZHULQJWKHFXUUHQWRI6:RU6:
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
(UURUV
/&'HUURU
FRGHV
$FWLRQV
$ERXWWKH2SHUDWLRQ
0DQXDO
1R
7URXEOHVKRRWLQJ
7KHPRWRULVRYHUORDGHG7KHVRIWZDUHGHWHFWV
RYHUWHPSHUDWXUHRIWKHPRWRU
6RIWWKHUPDOWKUHVKROG
UHDFKHG
(
6:+27
2YHUYLHZRIWKH
6SHFLILFDWLRQV
&RQILUPWKDWWKHFRQWLQXRXVFXUUHQWDQGSHDN
FXUUHQWRIWKHPRWRUFRQIRUPVWRWKHVSHFLILFDWLRQVRI
WKHPRWRUGXULQJWKHPRWLRQ
7KHPRWLRQRIWKHPRWRULVREVWUXFWHG
7KLVHUURUFDQEHHOLPLQDWHGE\UHVHWWLQJDQG
UHHQDEOLQJWKHGULYHEXWLWPD\UHFXULIWKHFXUUHQW
RXWSXWH[FHHGVWKHVSHFLILHGYDOXHGXHWRORDGDQG
PRWLRQSDUDPHWHUVHWWLQJV
5HGXFHWKHVSHHGDFFHOHUDWLRQRUGHFHOHUDWLRQ
7KHPRGHOQXPEHURUFXUUHQWSDUDPHWHURIWKH
PRWRULVVHWLQFRUUHFWO\ 7KHSRZHUOLQHRIWKHPRWRULVQRWFRQQHFWHGWRWKH
GULYHFRUUHFWO\
0RWRUPD\EH
GLVFRQQHFWHG
(
&KHFNWKDWWKH89:SRZHUOLQHFRQQHFWRULV
89:&1 FRQQHFWHGILUPO\
&KHFNWKDWWKHPRGHOQXPEHURIWKHPRWRULVVHW
FRUUHFWO\
:LULQJ
7KHGULYHVXVWDLQVRYHUWHPSHUDWXUH
8QGHUYROWDJHGHWHFWHG
(
81'9
&KHFNWKDWWKHSRVLWLRQZKHUHWKHGULYHLVLQVWDOOHG
LVZHOOYHQWLODWHG &KHFNWKDWWKHDPELHQWWHPSHUDWXUHLVQRWWRRKLJK
:DLWIRUUHGXFWLRQRIWKHWHPSHUDWXUHLQVLGHWKH
GULYH
7KHHUURUPD\EHEURXJKWDERXWE\WKHKLJKORDGRU
IUHTXHQWRSHUDWLRQF\FOHRIWKHGULYH$FRROLQJILQFDQ
EHPRXQWHGLIQHHGHG
/&'
(
'+27
6HWWLQJV
$PSOLILHURYHU
WHPSHUDWXUH
7KHYROWDJHRIWKH'&EXVLQWKHGULYHLVWRRORZ
7XQLQJ
&RQILUPWKDWWKHGULYH//LVFRQQHFWHGWRD
RU9DFSRZHUVRXUFH8VHDPXOWLPHWHUWRPDNH
VXUHWKDWWKHUHLVDRU9DFSRZHULQSXW
7KH9SRZHUVXSSO\IRUWKHHQFRGHUFDUGLV
DEQRUPDO
9IRUHQFRGHUFDUGIDLO
(
9(55
3URWHFWLRQ $SSOLFDWLRQV
5HPRYHWKH&1DQG&1FRQQHFWLRQRI'RU
UHPRYHWKH&1DQG&1FRQQHFWLRQRI'DVZHOODV
WKHSRZHUOLQHFRQQHFWRURIWKHPRWRU&RQILUP
ZKHWKHU(9(55VWLOORFFXUV,I\HVSOHDVHFRQWDFW
WKHPDQXIDFWXUHUWRUHSDLUDQGFKHFN,IQRWSOHDVH
FKHFNLIVKRUWFLUFXLWKDSSHQVDQGPRGLI\WKHZLULQJ
,IDSSOLFDEOHGRQRWXVHWKH&1DQG&1
FRQQHFWLRQRIWKHKRWSOXJJLQJ'RUWKH&1DQG
&1FRQQHFWLRQRI'
3KDVHLQLWLDOL]DWLRQHUURU
6HULDO(QFRGHU
&RPPXQLFDWLRQ(UURU
+DOOVHQVRUHUURU
(
3+,1,
&KHFNWKDWWKH89:WKUHHSKDVHPRWRUZLUHRIWKH
GULYHLVFRQQHFWHG &KHFNWKDWWKHHQFRGHULVFRQQHFWHG
7KHSKDVHLQLWLDOL]DWLRQSDUDPHWHULVQRWVHW
DSSURSULDWHO\5HIHUWRIRUPRUHLQIRUPDWLRQ
DERXWWKHVHWWLQJ
7KHVHULDOHQFRGHUKDVDFRPPXQLFDWLRQHUURU
(6(5 &KHFNWKDWWKHHQFRGHULVFRQQHFWHG
(
&KHFNWKDWWKHH[WHQGHGOLQHRIWKHHQFRGHU
FRQIRUPVWRWKHVSHFLILFDWLRQVRIWKHPRWRU
(
+$/(
7KHVLJQDORXWSXWRIWKH+DOOVHQVRULVDEQRUPDO
&KHFNWKDWWKHHQFRGHULVFRQQHFWHGFRUUHFWO\
+,:,10,.526<67(0&253
7URXEOHVKRRWLQJ
,QLWLDOL]DWLRQRIWKHPRWRUIDLOV
7KHWUXQNOLQHRIDELWHQFRGHULVFRQQHFWHGWRWKH
PRWRURIDELWHQFRGHU
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
6XSSOHPHQWVWR(3(%,*HUURUHOLPLQDWLRQ
7KHPD[SRVLWLRQHUURUFDQEHPRGLILHGDFFRUGLQJWRWKHVWHSVDVVKRZQLQ)LJ
,WLVQRWUHFRPPHQGHGWRVHWWKHSRVLWLRQHUURUKLJKHUWKDQWKHGHIDXOWVHWWLQJ$GMXVW
WKHVHUYRVWLIIQHVVLI(3(%,*DSSHDUVZLWKWKHGHIDXOWVHWWLQJLQXVH
,IQR+DOOVHQVRULVXVHGDQGWKHPD[SRVLWLRQHUURULVWREHPRGLILHGE\VHDUFKLQJ
WKHPRWRUDQJOHUHSHDWWKHVWDUWXSWHVWWRPDNHVXUHWKDWQR(3(%,*DSSHDUV
GXULQJWKHVHDUFK
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ
7XQLQJ
6XSSOHPHQWVWR(3+,1,HUURUHOLPLQDWLRQ
3URWHFWLRQ $SSOLFDWLRQV
,IXVH6:WRSKDVHLQLWLDOL]DWLRQ(3+,1,PD\DSSHDU(3+,1,PD\DSSHDULIWKH
FXUUHQWLVQRWVHWDSSURSULDWHO\,QWKLVFDVHVHWWKHFXUUHQWDJDLQZLWKUHIHUHQFHWR)LJ
7URXEOHVKRRWLQJ
6WHS:DLWIRUJUHHQOLJKW
6WHS&OLFN7XQLQJ
6WHS )LJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
1R
(UURUV
/&'HUURU
FRGHV
/HIW6:OLPLW
:
6://
6RIWZDUHOHIWOLPLWLVWULJJHUHG
5LJKW6:OLPLW
:
6:5/
6RIWZDUHULJKWOLPLWLVWULJJHUHG
/HIW+:OLPLW
:
+://
5LJKW+:OLPLW
:
+:5/
6HUYRYROWDJHELJ
:
69%,*
$ERXWWKH2SHUDWLRQ
0DQXDO
:DUQLQJFRGHVDQGDFWLRQV
$FWLRQV
2YHUYLHZRIWKH
6SHFLILFDWLRQV
+DUGZDUHULJKWOLPLWLVWULJJHUHG
,IWKHHUURQHRXVWULJJHUVRFFXUZLWKRXWDQ\FRQQHFWLRQIURP
KDUGZDUHOLPLWWRWKHGULYH,WLVUHFRPPHQGHGWRGHDFWLYDWHWKH
KDUGZDUHOLPLWHQDEOLQJWKHKDUGZDUHOLPLWHQDEOLQJVWDWH5HIHU
WRIRUPRUHLQIRUPDWLRQ
+DUGZDUHULJKWOLPLWLVWULJJHUHG
7KH3:0RXWSXWVZLWFKRIWKHGULYHKDVH[FHHGHGWKHOLPLWDQG
WKHFXUUHQWRXWSXWFDQQRWEHLQFUHDVHGDQ\PRUH7KHHUURU
FRGH(3(%,*ZLOOVKRZLIWKLVZDUQLQJRFFXUVUHSHDWHGO\
XQGHUWKHSRVLWLRQFRQWURO 6HWWLQJV
,IWKHUHLVQRFRQQHFWLRQIURPWKHKDUGZDUHOLPLWWRWKHGULYHDQG
HUURQHRXVWULJJHUVPD\RFFXULWLVUHFRPPHQGHGWRUHPRYHWKH
KDUGZDUHOLPLWHQDEOLQJVWDWH5HIHUWRIRUPRUH
LQIRUPDWLRQ
:LULQJ
3RVLWLRQHUURU
ZDUQLQJ
:3(
7KHSRVLWLRQHUURULVJUHDWHUWKDQWKHZDUQLQJVHWWLQJYDOXH
9HORFLW\HUURU
ZDUQLQJ
:9(
7KHYHORFLW\HUURULVJUHDWHUWKDQWKHZDUQLQJVHWWLQJYDOXH
&XUUHQW/LPLWHG
:
&85/
9HORFLW\/LPLWHG
:
9(//
%RWK+:OLPLWV
DFWLYH
:
%27+
5HGXFHWKHVSHHGDFFHOHUDWLRQRUGHFHOHUDWLRQ
5HGXFHWKHORDG
7KHPRWRUKDVUHDFKHGWKHDFFHOHUDWLRQSURWHFWLRQVHWWLQJ
YDOXHZKHQLWRSHUDWHVLQWKHWRUTXHRUYHORFLW\PRGH 7RLQFUHDVHWKHDFFHOHUDWLRQVHWDKLJKHUSURWHFWLRQVHWWLQJ
YDOXHIRUWKHDFFHOHUDWLRQDQGGHFHOHUDWLRQ5HIHUWRIRU
PRUHLQIRUPDWLRQ
7KHPRWRUKDVUHDFKHGWKHYHORFLW\SURWHFWLRQVHWWLQJYDOXH
ZKHQLWRSHUDWHVLQWKHWRUTXHRUYHORFLW\PRGH 7URXEOHVKRRWLQJ
$FFHOHUDWLRQ/LPLWHG
7KHFXUUHQWKDVEHHQVDWXUDWHGDQGUHDFKHGWKHSHDNFXUUHQW
YDOXHRIWKHPRWRU5HSHDWHGRFFXUUHQFHRIWKLVZDUQLQJPD\
EULQJDERXW(6:+27DQGSRZHUEODFNRXWRU:7 3URWHFWLRQ $SSOLFDWLRQV
:
$&&/
7XQLQJ
/&'
&KDQJHWKHSRZHUVRXUFHWR9LI9LVXVHGFXUUHQWO\
5HGXFHWKHVSHHGDFFHOHUDWLRQRUGHFHOHUDWLRQ
7RLQFUHDVHWKHYHORFLW\VHWDKLJKHUSURWHFWLRQVHWWLQJYDOXHIRU
WKHYHORFLW\5HIHUWRIRUPRUHLQIRUPDWLRQ
%RWKOHIWDQGULJKWKDUGZDUHOLPLWVKDYHEHHQWULJJHUHG
,IWKHHUURQHRXVWULJJHUVRFFXUZLWKRXWDQ\FRQQHFWLRQIURP
KDUGZDUHOLPLWWRWKHGULYH,WLVUHFRPPHQGHGWRGHDFWLYDWHWKH
KDUGZDUHOLPLWHQDEOLQJWKHKDUGZDUHOLPLWHQDEOLQJVWDWH5HIHU
WRIRUPRUHLQIRUPDWLRQ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
:+://DQG:+:5/VXSSOHPHQWDWLRQ
,IWKHHUURQHRXVWULJJHUVRFFXUZLWKRXWDQ\FRQQHFWLRQIURPKDUGZDUHOLPLWWRWKHGULYH,W
LVUHFRPPHQGHGWRGHDFWLYDWHWKHKDUGZDUHOLPLWIXQFWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
7XQLQJ
)LJ
7KH:$&&/ZDUQLQJPHVVDJHVKRZVDQGWKHDFFHOHUDWLRQLVOLPLWHGLIWKH$FFDQG
'HFVHWWLQJVLQWKH3HUIRUPDQFH&HQWHUDUHOHVVWKDQWKHFRPPDQGVHWWLQJ7KLV
SUREOHPFDQEHVROYHGE\LQFUHDVLQJWKH$FFDQG'HFVHWWLQJV,WLVUHFRPPHQGHGWR
LQFUHDVHWKH$FFDQG'HFVHWWLQJVWRWLPHVWKHFXUUHQWVSHHG
:$&&/DQG:9(//VXSSOHPHQWDWLRQ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
)LJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
7KH:9(//ZDUQLQJPHVVDJHVKRZVDQGWKHYHORFLW\LVOLPLWHGLIWKH6SHHGVHWWLQJ
LQWKH3HUIRUPDQFH&HQWHULVOHVVWKDQWKHFRPPDQGVHWWLQJ7KLVSUREOHPFDQEH
VROYHGE\LQFUHDVLQJWKH6SHHGVHWWLQJ)RUH[DPSOH :9(//DSSHDUVLIWKH
UHTXLUHGVSHHGLVPPVDQGWKH6SHHGVHWWLQJLVPPV7KLVSUREOHPFDQEH
HOLPLQDWHGE\LQFUHDVLQJWKH6SHHGVHWWLQJWRDYDOXHKLJKHUWKDQWKHWDUJHWYDOXH
HJPPV 2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
6HWWLQJV
/&'
)LJ
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
7URXEOHVKRRWLQJ
$ERXWWKH2SHUDWLRQ
0DQXDO
7URXEOHVKRRWLQJRIFRPPRQHUURUV 6HULDO
QR
6LWXDWLRQ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
:LULQJ
7KHVSHHGRUDFFHOHUDWLRQLV
OLPLWHGZKHQWKHPRWLRQ
FRPPDQGLVWUDQVPLWWHGYLDWKH
SXOVHRUYROWDJHFRPPDQG
,IWKHPRWRUPRYHVVORZO\WRWKH
GHVWLQDWLRQDIWHUWKHKRVW
FRQWUROOHUKDVWUDQVPLWWHGDOO
SXOVHFRPPDQGVIRUWKH
PRYHPHQW
7KHPRWLRQGLUHFWLRQRIWKHPRWRU
LVRSSRVLWHWRWKHGLUHFWLRQ
GHILQHGE\WKHFXVWRPHU
6HWWLQJV
(QDEOHWKH(UURU0DS
$FWLRQV
:
9(//
:
$&&/
&KHFNLIWKH6SHHG$FFDQG'HF
YDOXHVLQWKH0RWLRQ3URWHFWLRQRI
WKH3HUIRUPDQFH&HQWHUDUHVHWWRR
ORZ 1RQH
0HWKRG
&OLFN7'ZKLFKLV6WHSLQWKH$XWR
3KDVH&HQWHUWRUHVHWWKHGLUHFWLRQ
RIWKHPRWRU
0HWKRG
&KHFN,QYHUWLQWKHPRGHVHWWLQJ
1RQH
2SHQWKH&RQI7XQH?(UURU0DS
ZLQGRZWRFRQILUPWKHIROORZLQJV &RQILUPWKDWWKH(UURUPDS
HQDEOHKDVEHHQFKHFNHG5HIHUWR
IRUPRUHLQIRUPDWLRQ
&RQILUPWKDWWKH+RPHDFWLRQ
KDVEHHQSHUIRUPHGRUKRPLQJ
VLJQDOKDVEHHQVHWLQ,QSXW
1RQH
8VH4XLFN9LHZRU6FRSHWR
FRQILUPWKDW7DUJHW3RVLWLRQKDV
UHFHLYHGWKHLQSXWSXOVHVLJQDO
&RQILUPWKDWWKHSXOVHVLJQDO
FDEOHLVQRWGLVFRQQHFWHGRUQR
SRRUFRQWDFWLVLGHQWLILHG
&RQILUPWKDWWKHVLJQDO9LV
FRQQHFWHGWRWKHVKLHOG
RUJURXQG
&RQILUPWKDWWKHGULYHDQG
PDFKLQHDUHZHOOJURXQGHG
$FRUHFDQEHPRXQWHGWRWKH
SXOVHFDEOHDVDILOWHULIQHHGHG
1RQH
&RQILUPWKDWWKHXQLWLVFRUUHFW &RQILUPWKDWWKHVSHHGRU
DFFHOHUDWLRQLVVHWWR
&RQILUPZKHWKHUWKH6:OLPLW
KDVEHHQHQDEOHG,I\HVFKHFN
WKDWWKH8SSHURU/RZHUOLPLWLVVHW
FRUUHFWO\ 3XVKWKHPRYHUDIWHUWKHPRWRULV
GLVDEOHGDQGFRQILUPWKDWLWPRYHV
VPRRWKO\ /&'
/&'FRGH
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7URXEOHVKRRWLQJ
7KHPRWRUPRYHVE\LWVHOIDIWHU
HQDEOHG
7KHPRWRUGRHVQRWPRYH
DFFRUGLQJWRWKHFRPPDQGDIWHU
HQDEOHG
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
6LWXDWLRQ
$FWLRQV
1RQH
8VH4XLFN9LHZRU6FRSHWR
FRQILUPWKDW7DUJHW3RVLWLRQKDV
UHFHLYHGWKHLQSXWSXOVHVLJQDO
&KHFNZKHWKHUWKHSXOVHFDEOHLV
FRQQHFWHGGLVFRQQHFWHGRU
FRQWDFWHGSRRUO\
&KHFNZKHWKHUWKHHOHFWURQLF
JHDULVVHWWRORZ
1RLVHLVWRRORXGGXULQJWKH
RSHUDWLRQ
1RQH
5HGXFHWKH&RPPRQ*DLQ
YDOXH
7KHILOWHUFDQEHVHWLQWKH
$GYDQFHGJDLQV)LOWHUZLQGRZ
7KHWHPSHUDWXUHRIWKHGULYHLV
WRRKLJK
(
'+27
&KHFNWKDWWKHSRVLWLRQZKHUH
WKHGULYHLVDWZHOOYHQWLODWHG &KHFNWKDWWKHDPELHQW
WHPSHUDWXUHLVQRWWRRKLJK
7KHSRVLWLRQIHHGEDFNVHQVRU
UHDGHUWUDQVPLWVDQLQFRUUHFW
VLJQDO
(
(1&2'
&KHFNWKDWWKHGULYHPDFKLQH
DQGVKLHOGKDYHEHHQJURXQGHG
(
81'9
&KHFNWKHGULYHLVFRQQHFWHGWRD
RU9DFSRZHUVRXUFHRU
ZKHWKHUWKHSRZHUVRXUFHLV
GLVFRQQHFWHG
8VHDPXOWLPHWHUWRFKHFN
ZKHWKHULWLVDRU9DF
SRZHUVRXUFH
7KHYROWDJHRIWKH'&EXVLVWRR
ORZ
7KHYROWDJHRIWKH'&EXVLVWRR
KLJK
(
29(59
7KHSRVLWLRQHUURUH[FHHGVWKH
PD[LPXPSRVLWLRQHUURUVHWWLQJ
(
3(%,*
&KHFNZKHWKHUWKH&*YDOXHDQG
WKHPD[LPXPSRVLWLRQHUURUYDOXH
DUHVHWWRRORZ
0RWRULVREVWUXFWHGZKHQPRYLQJ
&KHFNLIWKHORDGLVWRRKLJK
+,:,10,.526<67(0&253
7URXEOHVKRRWLQJ
&RQILUPWKDWWKHVSHHG
DFFHOHUDWLRQDQGORDGFRQIRUPWR
WKHVSHFLILFDWLRQV
&KHFNZKHWKHUDUHJHQUHVLVWRU
LVQHHGHGIRUWKHPRWRURSHUDWLQJDW
DKLJKVSHHG7KHVHOHFWHGUHJHQ
UHVLVWRUPXVWFRQIRUPWRWKHORDG
DQGPRWLRQVSHFLILFDWLRQV
&KHFNLIWKHORDGLVWRRKLJK
&KHFNLIWKHVSHHGLVWRRKLJK
3URWHFWLRQ $SSOLFDWLRQV
7XQLQJ
1RQH
8VH4XLFN9LHZRU6FRSHWR
FKHFNZKHWKHUWKHDQDORJ
FRPPDQGLVLQSXWVXFFHVVIXOO\
7KHYROWDJHRIIVHWFDQEHVHWLQ
WKH$GYDQFHGJDLQV!$QDORJLQSXW
ZLQGRZ
/&'
7KHDQDORJYROWDJH9
&RPPDQGKDVEHHQWUDQVPLWWHG
EXWWKHPRWRUGRHVQRWRSHUDWH
6HWWLQJV
7KHSXOVHKDVEHHQWUDQVPLWWHG
EXWWKHPRWRUGRHVQRWRSHUDWH
:LULQJ
2YHUYLHZRIWKH
6SHFLILFDWLRQV
/&'FRGH
$ERXWWKH2SHUDWLRQ
0DQXDO
6HULDO
QR
7URXEOHVKRRWLQJ
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$ERXWWKH2SHUDWLRQ
0DQXDO
6HULDO
QR
6LWXDWLRQ
7KHPRWRU89:LVLQVKRUWFLUFXLW
7URXEOHVKRRWLQJ
$FWLRQV
(
6+257
6ROYHWKH89:VKRUWFLUFXLWDQG
ZLULQJSUREOHPV
6ROYHWKH89:DQGJURXQGVKRUW
FLUFXLWSUREOHP
&KHFNWKH89:OLQHOLQH
UHVLVWDQFHVHSDUDWHO\DQGFRQILUP
WKDWWKHUHVLVWDQFHLVVDPH
EHWZHHQOLQHV &KHFNZKHWKHUWKHPRWRUZLUHV
DUHWRRROG
&RQILUPWKDWWKHFRQWLQXRXV
FXUUHQWDQGSHDNFXUUHQWRIWKH
PRWRUFRQIRUPVWRWKH
VSHFLILFDWLRQVRIWKHPRWRU
7KHDFFHOHUDWLRQFRPPDQGIRU
WKHURXWHSODQQLQJH[FHHGVWKH
UDWHGYDOXHRIWKHPRWRU 7KHPRWLRQRIWKHPRWRULV
REVWUXFWHG
7KHGULYHLVUHVHWDQG
UHHQDEOHG
&KHFNLIWKHPRGHOQXPEHURU
FXUUHQWSDUDPHWHURIWKHPRWRULV
VHWLQFRUUHFWO\ 2YHUYLHZRIWKH
6SHFLILFDWLRQV
/&'FRGH
:LULQJ
7KHHTXLYDOHQWFXUUHQWRXWSXW
IURPWKHGULYHH[FHHGVWKH
FRQWLQXRXVFXUUHQWOLPLWRIWKH
PRWRU
(
6:+27
:,7
7KH3&FDQQRWFRPPXQLFDWH
ZLWKWKHGULYH
1RQH
6HWWLQJV
/&'
7XQLQJ
3URWHFWLRQ $SSOLFDWLRQV
7KHKRVWFRQWUROOHUUHFHLYHVDQ
LQFRUUHFWSRVLWLRQVLJQDOZKHQWKH
HPXODWHGHQFRGHUIXQFWLRQLV
XVHG
:KHQWKH'GULYHLVVHWWR³XVH
HPXODWHGHQFRUGHU´%HFDXVHWKH
HPXODWHGHQFRUGHURXWSXWIXQFWLRQ
GRHVQRWZRUNGXULQJRSHUDWLRQRI
1RQH
7URXEOHVKRRWLQJ
+,:,10,.526<67(0&253
&KHFNWKDWWKH%36DQG3RUWDUH
VHWFRUUHFWO\
WKH´VDYHWRIODVK´
IXQFWLRQ,I
WKHPRWRUPRYHVE\GLIIHUHQW
UHDVRQVZKHQRSHUDWHUWKH³VDYH
WRIODVK´IXQFWLRQRQWKHPDLQ
VFUHHQ7KHKRVWFRQWUROOHUPD\
ORVHWKHSRVLWLRQVLJQDO 2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$60&/7RROV
$60&/7RROV
$60&/7RROV
$ 60&/SDUDPHWHUV
$ 6HWWLQJDQGXVHRIWKHILOWHU
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$60&/7RROV
:KHQ6:PHWKRGLVVHOHFWHGIRUWKHSKDVHLQLWLDOL]DWLRQPRGH60&/WRROVFDQEH
XVHGWRWHVWPRWRUDQJOHVHDUFKIXQFWLRQDQGDGMXVWWKHVWBFJDQGVWBYSJSDUDPHWHU
YDOXHVWRUHGXFHWKHGLVSODFHPHQWGXULQJWKHSKDVHLQLWLDOL]DWLRQ&OLFN6WDUW60&/WR
VHDUFKWKHPRWRUDQJOHDQGREVHUYHWKHGLVSODFHPHQWGXULQJWKHVHDUFKSURFHVVEDVHG
RQWKHSK\VLFDOYDOXHDQGSRVLWLRQHUURU)LJ$7KHGLVSODFHPHQWLVGHFUHDVHG
VLJQLILFDQWO\ZLWKDKLJKHUVWBFJYDOXH+RZHYHUWKHV\VWHPPLJKWEHFRPHXQVWDEOHLQ
WKH60PRGHLIWKHVWBFJYDOXHLVVHWWRRKLJK
2SHQWKHILOWHUVHWWLQJZLQGRZ
3HUIRUPWKH60&/WHVW
VWBFJ GLVSODFHPHQWFRXQWV
VWBFJ GLVSODFHPHQWFRXQWV
)LJ$
$ 60&/SDUDPHWHUV
VWBFJ7KHSURSRUWLRQDOJDLQRIWKHFRQWUROORRSLQWKH60&/PRGH*HQHUDOO\\RX
FRXOGVHWVWBFJYDOXHDVKLJKHUDVSRVVLEOH+RZHYHUWKHV\VWHPPLJKWJHQHUDWH
UHVRQDQFHDQGEHFRPHXQVWDEOHLIWKHYDOXHLVVHWWRRKLJK,QWKLVFDVHUHGXFHWKH
VWBFJYDOXHWRWKHUDQJHIURPWR,IWKHV\VWHPEHFRPHVWDEOHDGHTXDWHO\VWBFJ
FDQEHDGMXVWHGWRDYDOXHKLJKHUWKDQ
VWBYSJ7KLVJDLQLVUHODWHGWRWKHORDGRIWKHPRWRUDQGVWDQGVIRUWKHQRORDGJDLQE\
GHIDXOW,QWKH$XWR3KDVH&HQWHUDVHWRIVXLWDEOHSDUDPHWHUVFDQEHJHQHUDWHGEDVHG
RQWKHFXUUHQWORDGXVLQJWKHDXWRJDLQWXQLQJIXQFWLRQDQGDILQHWXQLQJFDQEH
SHUIRUPHGXVLQJWKH60&/WRROV +,:,10,.526<67(0&253
Pqfsbujpo!Nbovbm!gps!E3!Npups!Esjwf!Tztufn!
$60&/7RROV
$6HWWLQJDQGXVHRIWKHILOWHU
60&/WRROVDOVRSURYLGHILOWHUVIRUXVHUVWRVHOHFW5HIHUWRIRUPRUHLQIRUPDWLRQ
DERXWWKHILOWHUV
(PXODWHG
IUHTXHQF\
GRPDLQGDWD
GLVSOD\
)LOWHUFRQILJXUDWLRQ
)XQFWLRQNH\V
)LJ$
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
$60&/7RROV
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
%$[LV(QDEOH6HWWLQJ
%$[LV(QDEOH6HWWLQJ
%$[LV(QDEOH6HWWLQJ
% $[LV(QDEOHYLDWKHKRVWFRQWUROOHU
% 7HPSRUDU\+DUGZDUH(QDEOH
% &RQILUPDWLRQRIWKHHQDEOHGVWDWH
% +0,FRQWURORI$[LV(QDEOH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
%$[LV(QDEOH6HWWLQJ
% $[LV(QDEOHYLDWKHKRVWFRQWUROOHU
8VXDOO\WKHKRVWFRQWUROOHUPXVWVHQGDFRPPDQGWRWKHGULYHYLDLWVLQSXWSRUWWRHQDEOH
WKHPRWRU7KH$[LV(QDEOHIXQFWLRQLVXVXDOO\VHWWRWKHGLJLWDOLQSXW,DVVKRZQLQ)LJ
%
%7HPSRUDU\+DUGZDUH(QDEOH
,IXVHUVGRHVQRWKDYHDKRVWFRQWUROOHUDQGFDQQRWLQSXWD+DUGZDUH(QDEOHVLJQDOWR
WKHGULYHWKH+DUGZDUH(QDEOHFDQEHSURYLGHGWHPSRUDULO\DIWHUFRPSOHWLRQRIWKH
IROORZLQJVHWWLQJV&OLFN
,2VHWWHVWLQWKHPDLQIXQFWLRQNH\VDUHDWRRSHQ WKH
ZLQGRZLQ)LJ%&RQILUPWKDWWKHVWDWXVLQGLFDWRURIWKH$[LV(QDEOHOLJKWVJUHHQ,LV
XVXDOO\XVHGIRUWKH+DUGZDUH(QDEOHVLJQDO6LQFHWKH,QYHUWIXQFWLRQLVDYDLODEOHIRU
HDFKLQSXWSRLQWLWFDQSURYLGHDFKHDWLQJ+DUGZDUH(QDEOHVLJQDOE\LQYHUVHWKHORJLF
YDOXHRIWKHVLJQDO7KHGULYHUHFHLYHVD+DUGZDUH(QDEOHVLJQDOZKHQWKHLQGLFDWRULQ
WKH6WDWHFROXPQOLJKWVJUHHQ
)LJ%
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
%$[LV(QDEOH6HWWLQJ
% &RQILUPDWLRQRIWKHHQDEOHGVWDWH
7KHGULYHUHFHLYHVWKHHQDEOLQJVLJQDOIURPWKHKRVWFRQWUROOHUZKHQWKHVWDWHLQGLFWRURI
WKH+DUGZDUH(QDEOH,QSXWOLJKWVJUHHQ)LJ%
)LJ%
% +0,FRQWURORI$[LV(QDEOH
8VXDOO\WKH$[LV(QDEOHVLJQDOWKDWWKHKRVWFRQWUROOHUVHQGVWKURXJKWKHLQSXWSRUW
FRQWUROVWKHH[FLWDWLRQRIWKHPRWRU7KHIROORZLQJLQVWUXFWLRQVPXVWEHREVHUYHGZKHQ
WKH+0,LVRSHQHG
:KHQWKH+0,/LJKWHQLQJLVWKHDFWLYHZLQGRZRQWKHVFUHHQXVHUVFDQSUHVV)
WRGLVDEOHWKHPRWRU7KLVIXQFWLRQLVXVXDOO\XVHGLQWKHHPHUJHQF\VLWXDWLRQ
:KHQWKH3HUIRUPDQFH&HQWHULVRSHQHGIURPWKH+0,/LJKWHQLQJXVHUVFDQFOLFN
WKH'LVDEOHEXWWRQVDPHDV)WRGLVDEOHWKHPRWRU&OLFNWKH(QDEOHEXWWRQLI
XVHUVQHHGVWRHQDEOHWKHPRWRUDJDLQ,QWKLVFDVHWKHVWDWXVLQGLFDWRURIWKH
+DUGZDUH(QDEOH,QSXWPXVWUHPDLQJUHHQ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
%$[LV(QDEOH6HWWLQJ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
&3DUDPHWHU&RPSDULVRQ)XQFWLRQ
&3DUDPHWHU&RPSDULVRQ
)XQFWLRQ
&3DUDPHWHU&RPSDULVRQ)XQFWLRQ
& &RPSDUHSDUDPHWHU5$0WRIODVK
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
&3DUDPHWHU&RPSDULVRQ)XQFWLRQ
& &RPSDUHSDUDPHWHU5$0WRIODVK
7KH&RPSDUHSDUDPHWHU5$0WRIODVKZLQGRZSRSVXS)LJ&ZKHQXVHUV
FKDQJHVWKHPRWRUSDUDPHWHUVLQWKH/LJKWHQLQJSURJUDPDQGH[LWVWKHSURJUDPEHIRUH
VDYLQJWKHPWRWKHIODVKPHPRU\RIWKHGULYHRUZKHQXVHUVSHUIRUPVWKH(UURU0DSDQG
GRHVQRWVDYHWKHSDUDPHWHUVLQWKHIODVKPHPRU\5HIHUWR7KLVZLQGRZLVXVHG
WRUHPLQGXVHUVWKDWVRPHSDUDPHWHUVKDYHEHHQFKDQJHGDQGQRWVDYHGWRWKHIODVK
PHPRU\\HW
)LJ&
$QDGYDQFHGFRPSDULVRQZLQGRZZLOOEHRSHQHGZKHQXVHUVFOLFNVWKH'HWDLOV´EXWWRQ
8VHUVFDQVHHWKHGLIIHUHQWSDUDPHWHUVHWWLQJV)LJ&DQG)LJ&EHWZHHQWKH5$0
DQGWKHIODVKPHPRU\LQWKLVZLQGRZ7KHGLIIHUHQWSDUDPHWHULVLQGLFDWHGZLWKEOXH
FRORU
7KHIROORZLQJWZRVWDWHVDUHGLVSOD\HGLQWKH)ODVKYDOXHFROXPQ
³ ´7KHYDOXHVWRUHGLQWKHIODVKPHPRU\LVVDPHDVWKDWLQWKH5$0
³¼¼7KHSDUDPHWHUKDVSHUIRUPHG8QGRDQGWKHYDOXHLQWKH5$0KDVEHHQFKDQJH
WRDSDUDPHWHUYDOXHLQWKHIODVKPHPRU\)LJ&
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
&3DUDPHWHU&RPSDULVRQ)XQFWLRQ
)LJ&
7KHIXQFWLRQNH\VDUHGHVFULEHGEHORZ
6DYH 6DYHWKHSDUDPHWHULQWKHIODVKPHPRU\
&ORVH &ORVHWKHZLQGRZ
8S 0RYHWRWKHSUHYLRXVGLIIHUHQWSDUDPHWHUEHWZHHQWKH5$0DQGWKHIODVK
PHPRU\
'RZQ 0RYHWRWKHQH[WGLIIHUHQWSDUDPHWHUEHWZHHQWKH5$0DQGWKHIODVK
PHPRU\
8QGR 5HVWRUHWKHVHOHFWHGSDUDPHWHUWKDWZDVVWRUHGLQWKH5$0WRDYDOXHLQ
WKHIODVKPHPRU\ 5HIUHVK5HFRPSDUHWKHSDUDPHWHUVVWRUHGLQ5$0DQGWKHIODVKPHPRU\
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
&3DUDPHWHU&RPSDULVRQ)XQFWLRQ
)LJ&
5HGR &DQFHOWKHSUHYLRXV8QGRDFWLRQIRUWKHVHOHFWHGSDUDPHWHU
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
'+RZWR8SGDWHWKH)LUPZDUHRIWKH'ULYH
'+RZWR8SGDWHWKH)LUPZDUH
RIWKH'ULYH
'+RZWR8SGDWHWKH)LUPZDUHRIWKHGULYH
' 8SGDWHWKHILUPZDUHRIWKHGULYH
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
'+RZWR8SGDWHWKH)LUPZDUHRIWKH'ULYH
' 8SGDWHWKHILUPZDUHRIWKHGULYH
7RXSGDWHWKHILUPZDUHRIWKHGULYHFOLFN7RROVRQWKHPDLQVFUHHQDQGVHOHFW
8SJUDGH'RZQJUDGHILUPZDUH)LJ'&OLFN8SJUDGH'RZQJUDGHILUPZDUHWR
RSHQWKH8SJUDGH'RZQJUDGHILUPZDUHZLQGRZ)LJ'
)LJ'
)LJ'8SJUDGH'RZQJUDGHILUPZDUHZLQGRZ
+,:,10,.526<67(0&253
2SHUDWLRQ0DQXDOIRU'0RWRU'ULYH6\VWHP
'+RZWR8SGDWHWKH)LUPZDUHRIWKH'ULYH
7KHILUPZDUHLVXSGDWHGLQWKH8SJUDGH'RZQJUDGHILUPZDUHZLQGRZDFFRUGLQJWRWKH
IROORZLQJVWHSV
/HIWFOLFNWKHILUPZDUHYHUVLRQWRWKHXSGDWHGDQGKLJKOLJKWLWZLWKZKLWHOHWWHUVRQDEOXH
EDFNJURXQG
&OLFN)LOHDWWKHOHIWFRUQHURIWKHZLQGRZDQGVHOHFW8SGDWHVHOHFWHGILUPZDUHWR
DPSOLILHUWRRSHQDGLDORJER[)LJ'
&OLFN2.WRRSHQWKH$XWRORDGSURJUDPVZLQGRZ7KHILUPZDUHZLOOEHORDGHGLQWKH
GULYHDXWRPDWLFDOO\)LJ'
)LJ'
)LJ'
+,:,10,.526<67(0&253
D2 Drive
HIWIN MIKROSYSTEM CORP.
No.6, Jingke Central Rd.,
Taichung Precision Machinery Park,
Taichung 40852, Taiwan
Tel: +886-4-23550110
Fax: +886-4-23550123
www.hiwinmikro.com.tw
[email protected]
2013 FORM D01UE01-1310
User’s Manual