Download Chapter 2: OriginalityCheck Turnitin Instructor User Manual

Transcript
7XUQLWLQ,QVWUXFWRU8VHU0DQXDO
&KDSWHU2ULJLQDOLW\&KHFN
8SGDWHG-DQXDU\
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ,QWURGXFWLRQ
,QWURGXFWLRQ
$W\SLFDOVXEPLVVLRQPDGHWRDQDVVLJQPHQWRQ7XUQLWLQJHQHUDWHVDQ2ULJLQDOLW\
5HSRUW7KH2ULJLQDOLW\5HSRUWLVWKHUHVXOWRIFRPSDULVRQEHWZHHQWKHWH[WRIWKH
VXEPLVVLRQDJDLQVWWKHVHDUFKWDUJHWVVHOHFWHGIRUWKHDVVLJQPHQWZKLFKPD\LQFOXGH
ELOOLRQVRISDJHVRIDFWLYHDQGDUFKLYHGLQWHUQHWLQIRUPDWLRQDUHSRVLWRU\RIZRUNV
SUHYLRXVO\VXEPLWWHGWR7XUQLWLQDQGDUHSRVLWRU\RIWHQVRIWKRXVDQGVRISHULRGLFDOV
MRXUQDOVSXEOLFDWLRQV$Q\PDWFKLQJRUKLJKO\VLPLODUWH[WGLVFRYHUHGLVGHWDLOHGLQ
WKH2ULJLQDOLW\5HSRUWWKDWLVDYDLODEOHLQWKHDVVLJQPHQWLQER[
2ULJLQDOLW\5HSRUWV
2ULJLQDOLW\5HSRUWVSURYLGHDVXPPDU\RIPDWFKLQJRUKLJKO\VLPLODUWH[WIRXQGLQ
DVXEPLWWHGSDSHU:KHQDQ2ULJLQDOLW\5HSRUWLVDYDLODEOHIRUYLHZLQJDQLFRQZLOO
DSSHDULQWKHUHSRUWFROXPQRIWKHDVVLJQPHQWLQER[2ULJLQDOLW\5HSRUWVWKDWKDYH
QRW\HW¿QLVKHGJHQHUDWLQJDUHUHSUHVHQWHGE\DJUD\HGRXWLFRQLQWKHUHSRUWV
FROXPQ5HSRUWVWKDWDUHQRWDYDLODEOHPD\QRWKDYHJHQHUDWHG\HWRUDVVLJQPHQW
VHWWLQJVPD\EHGHOD\LQJWKHJHQHUDWLRQRIWKHUHSRUW
1RWH2YHUZULWWHQRUUHVXEPLWWHGSDSHUVPD\QRWJHQHUDWHDQHZ2ULJLQDOLW\
5HSRUWIRUDIXOOWZHQW\IRXUKRXUV7KLVGHOD\LVDXWRPDWLFDQGDOORZV
UHVXEPLVVLRQVWRFRUUHFWO\JHQHUDWHZLWKRXWPDWFKLQJWRWKHSUHYLRXVGUDIW
7KHFRORURIWKHUHSRUWLFRQLQGLFDWHVWKH6LPLODULW\,QGH[RIWKHSDSHUEDVHGRQWKH
DPRXQWRIPDWFKLQJRUVLPLODUWH[WWKDWZDVXQFRYHUHG7KHSHUFHQWDJHUDQJHLV
WR7KHSRVVLEOHVLPLODULW\LQGLFHVDUH
‡ EOXHQRPDWFKLQJWH[W
‡ JUHHQRQHZRUGWRPDWFKLQJWH[W
‡ \HOORZPDWFKLQJWH[W
‡ RUDQJHPDWFKLQJWH[W
‡ UHGPDWFKLQJWH[W
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ,QWURGXFWLRQ
:DUQLQJ7KHVHLQGLFHVGRQRWUHÀHFW7XUQLWLQ¶VDVVHVVPHQWRIZKHWKHUD
SDSHUKDVRUKDVQRWEHHQSODJLDUL]HG2ULJLQDOLW\5HSRUWVDUHVLPSO\DWRROWR
KHOSDQLQVWUXFWRU¿QGVRXUFHVWKDWFRQWDLQWH[WVLPLODUWRVXEPLWWHGSDSHUV
7KHGHFLVLRQWRGHHPDQ\ZRUNSODJLDUL]HGPXVWEHPDGHFDUHIXOO\DQGRQO\
DIWHULQGHSWKH[DPLQDWLRQRIERWKWKHVXEPLWWHGSDSHUDQGVXVSHFWVRXUFHV
LQDFFRUGDQFHZLWKWKHVWDQGDUGVRIWKHFODVVDQGLQVWLWXWLRQZKHUHWKHSDSHU
ZDVVXEPLWWHG
9LHZLQJ2ULJLQDOLW\5HSRUWV
7KH2ULJLQDOLW\5HSRUWFDQEHYLHZHGLQRQHRIIRXUPRGHV7KHVHPRGHVDOORZXVHUV
WRYLHZDQGVRUWWKHLQIRUPDWLRQFRQWDLQHGLQWKH2ULJLQDOLW\5HSRUWLQDQ\ZD\EHVW
VXLWHGWRWKHLUQHHGV7KHIRXUPRGHVIRUYLHZLQJDQ2ULJLQDOLW\5HSRUWDUH
‡ 0DWFK2YHUYLHZVKRZKLJKHVWPDWFKHVWRJHWKHU$OLVWRIDOODUHDVRIWKHSDSHU
ZKLFKKDYHVLPLODULW\WRLQIRUPDWLRQLQWKH7XUQLWLQUHSRVLWRU\0DWFKHVDUHFRORU
FRGHGDQGOLVWHGIURPKLJKHVWWRORZHVWSHUFHQWDJHRIPDWFKLQJZRUGDUHDWRWKH
VXEPLVVLRQ2QO\WKHWRSRUEHVWPDWFKHVDUHVKRZQDOOXQGHUO\LQJPDWFKHVDUH
YLVLEOHLQWKH0DWFK%UHDNGRZQDQG$OO6RXUFHVPRGHV
‡ $OO6RXUFHV$OORZVDXVHUWRYLHZPDWFKHVEHWZHHQWKHSDSHUDQGDVSHFL¿F
VHOHFWHGVRXUFHLQWKH7XUQLWLQUHSRVLWRULHV&RQWDLQVDIXOOOLVWRIDOOPDWFKHVIRXQG
UDWKHUWKDQWKHEHVWPDWFKHVSHUDUHDRIVLPLODULW\7KLVOLVWLQJLVH[KDXVWLYHEXW
ZLOOVKRZDOOPDWFKHVIRXQGLQFOXGLQJDQ\WKDWDUHREVFXUHGLQWKH0DWFK2YHUYLHZ
E\YLUWXHRIEHLQJLQWKHVDPHRUVLPLODUDUHDVDVRWKHUEHWWHUPDWFKHV
‡ 0DWFK%UHDNGRZQ'LVSOD\VPDWFKHVWKDWDUHREVFXUHGE\DWRSVRXUFH$OORZV
LQVWUXFWRUVWRFRPSDUHWKHPDWFKLQVWDQFHRIDXQGHUO\LQJVRXUFHZLWKWKHPDWFK
LQVWDQFHIRUDWRSVRXUFH
‡ 'LUHFW6RXUFH&RPSDULVRQ$QLQGHSWKYLHZWKDWVKRZVDQDUHDRIVLPLODULW\
FRPSDUHGVLGHE\VLGHZLWKDVSHFL¿FPDWFKIURPWKH7XUQLWLQUHSRVLWRULHV1RW
DYDLODEOHRQDOOW\SHVRIUHSRVLWRU\PDWFKHV
1RWH,IWKHVRXUFHRIPDWFKLQJWH[WLVDVWXGHQWSDSHULQRQHRIWKHFODVVHV
FRQWUROOHGE\WKHXVHUDVDQLQVWUXFWRUWKHSDSHUFDQEHGLVSOD\HGLQGLUHFW
VRXUFHFRPSDULVRQPRGHZLWKPDWFKLQJWH[WKLJKOLJKWHG7KH2ULJLQDOLW\
5HSRUWSURYLGHVWKHLQVWUXFWRUZLWKLQIRUPDWLRQUHJDUGLQJWKHRULJLQRIWKH
PDWFKLQJSDSHU1RWDYDLODEOHIRUVWXGHQWVYLHZLQJ2ULJLQDOLW\5HSRUWV
,IWKHSDSHULVIURPDFODVVFRQWUROOHGE\DQRWKHULQVWUXFWRUQRGLUHFWDFFHVV
WRWKLVSDSHUFDQEHSURYLGHG7RYLHZWKHSDSHUWKHLQVWUXFWRUPXVWUHTXHVW
SHUPLVVLRQIURPWKHLQVWUXFWRULQSRVVHVVLRQRIWKHSDSHUE\FOLFNLQJRQWKH
OLQNWRWKHVRXUFHDQGWKHQXVLQJWKHSHUPLVVLRQUHTXHVWEXWWRQ7XUQLWLQZLOO
DXWRJHQHUDWHDQHPDLOUHTXHVWWRWKHLQVWUXFWRUZKRFRQWUROVWKHSDSHU
7KHLQVWUXFWRUFDQUHSO\YLDHPDLOWRWKHXVHULIWKHUHTXHVWLVJUDQWHG1R
VWXGHQWSDSHUVDUHPDGHDYDLODEOHWRDQRWKHUXVHUZLWKLQWKH7XUQLWLQV\VWHP
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ3DSHU,QIRUPDWLRQ
7RRSHQDQ2ULJLQDOLW\5HSRUWFOLFNRQWKHLFRQLQWKH5(3257FROXPQLQWKH
DVVLJQPHQWLQER[7KH2ULJLQDOLW\5HSRUWZLOORSHQLQDQHZZLQGRZ,IWKHQHZ
ZLQGRZGRHVQRWDSSHDUWKHXVHUPD\QHHGWRDGGWXUQLWLQFRPWRWKHOLVWRIVLWHV
DOORZHGWRFUHDWHSRSXSZLQGRZVRQWKHZHEEURZVHUWKHLQVWUXFWRULVXVLQJ
2ULJLQDOLW\5HSRUW&RQWHQWV
7KH2ULJLQDOLW\5HSRUWLVVHSDUDWHGLQWRWKUHHPDLQDUHDV
‡ GRFXPHQWYLHZHUIUDPHVKRZVWKH6LPLODULW\,QGH[IRUWKHUHSRUWDQGWKHWLWOH
DQGDXWKRURIWKHSDSHU
‡ SDSHUWH[WWKHVXEPLWWHGSDSHU¶VWH[WLQLWVRULJLQDOIRUPDWWLQJ0DWFKLQJWH[WLV
KLJKOLJKWHGLQDFRORUWKDWFRUUHVSRQGVWRWKHPDWFKLQJVRXUFHOLVWHGRQWKHULJKW
VLGHRIWKH2ULJLQDOLW\5HSRUW
‡ PDWFKLQJVRXUFHVVLGHEDUWKHOLVWRIPDWFKLQJVRXUFHVIRUWKHKLJKOLJKWHG
DUHDVRIWKHSDSHUWH[WWRWKHOHIW7KHVLGHEDUDOVRGLVSOD\VWKH)LOWHUDQG6HWWLQJV
H[FOXVLRQRSWLRQVDQGWKH([FOXVLRQ/LVW
'RFXPHQW9LHZHU)UDPH
3DSHUWH[W
0DWFKLQJ
6RXUFHV
6LGHEDU
3DSHU,QIRUPDWLRQ
7KHSDSHULQIRUPDWLRQFDQEHYLHZHGE\FOLFNLQJRQWKHLQIRUPDWLRQLFRQDWWKH
ERWWRPOHIWRIWKHGRFXPHQWYLHZHU
7KHSDSHULQIRUPDWLRQFRQWDLQVWKHSDSHULGWKHGDWHWKHSDSHUZDVSURFHVVHGWKH
ZRUGFRXQWWKHFKDUDFWHUFRXQWWKHQXPEHURIVXEPLVVLRQVWRWKHDVVLJQPHQWWKH
6LPLODULW\,QGH[DQGWKHWKUHHUHSRVLWRU\VLPLODULW\LQGLFHV
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ0DWFK%UHDNGRZQ0RGH
9LHZ0RGH,FRQV
7KHYLHZPRGHLFRQVDOORZXVHUVWRVZLWFKEHWZHHQWKH2ULJLQDOLW\5HSRUWYLHZLQJ
PRGHV0DWFK2YHUYLHZDQG$OO6RXUFHVYLHZ7KHGHIDXOWYLHZLQJPRGHLVWKH0DWFK
2YHUYLHZ
7RFKDQJHWKHYLHZPRGHIRUDQ2ULJLQDOLW\5HSRUWWRWKH$OO6RXUFHVYLHZFOLFNRQWKH
$OO6RXUFHVLFRQ7KHVLGHEDUZLOODXWRPDWLFDOO\XSGDWHWRWKH$OO6RXUFHVYLHZPRGH
0DWFK%UHDNGRZQ0RGH
%\GHIDXOWWKH2ULJLQDOLW\5HSRUWRSHQVLQ0DWFK2YHUYLHZPRGH,QVRPHFDVHV
PDWFKHVWRVPDOOHUDUHDVRIVLPLODULW\PD\EHREVFXUHGE\ODUJHUPDWFKHVDQGQRW
VKRZQRQWKLVYLHZPRGH7R¿QGWKHXQGHUO\LQJVRXUFHVKRYHURYHUWKHPDWFK\RX
ZRXOGOLNHWRYLHZWKHXQGHUO\LQJVRXUFHVIRUDQGFOLFNRQWKHDUURZLFRQWKDWDSSHDUV
,QWKLVPRGHDOOVRXUFHVWKDWDUHREVFXUHGE\WKHVHOHFWHGWRSVRXUFHDUHOLVWHGEHORZ
WKHWRSVRXUFH&OLFNRQDVRXUFHWRGLVSOD\WKHKLJKOLJKWVIRUWKHPDWFK7KHKLJKOLJKW
IRUWKHWRSVRXUFHPDWFKZLOOEHFRPHOLJKWHUDQGWKHPDWFKWRWKHVHOHFWHGXQGHUO\LQJ
VRXUFHZLOOEHGLVSOD\HGZLWKDGDUNHUKLJKOLJKW
7RUHWXUQWRWKH0DWFK2YHUYLHZPRGHFOLFNRQWKHEDFNDUURZQH[WWR0DWFK
%UHDNGRZQDWWKHWRSRIWKHVLGHEDU
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ'LUHFW6RXUFH&RPSDULVRQ
7RYLHZDQLQWHUQHWVRXUFHZLWKLQDQHZEURZVHUWDEKRYHURYHUWKHPDWFKDQGFOLFN
RQWKHYLHZVRXUFHLFRQWKDWDSSHDUV
'LUHFW6RXUFH&RPSDULVRQ
'LUHFW6RXUFH&RPSDULVRQDOORZVDXVHUWRTXLFNO\FRPSDUHPDWFKLQJWH[WWRWKH
VRXUFHRIWKHPDWFKLQWKH7XUQLWLQUHSRVLWRULHV0DWFKHVWRRWKHUVWXGHQWSDSHUVDUH
QRWDYDLODEOHIRU'LUHFW6RXUFH&RPSDULVRQYLHZLQJXQOHVVWKHVWXGHQWV¶DUHHQUROOHG
LQ\RXUFODVV8VLQJ'LUHFW6RXUFH&RPSDULVRQFDQEHGRQHIURPWKH0DWFK2YHUYLHZ
RUWKH$OO6RXUFHVYLHZPRGHRIWKH2ULJLQDOLW\5HSRUW
8VHUVFDQHLWKHUYLHZWKH'LUHFW6RXUFH&RPSDULVRQDVDJOLPSVHZLWKLQWKHSDSHURU
DVWKH)XOO6RXUFH7H[WZLWKLQWKHVLGHEDU7KHJOLPSVHRQO\SURYLGHVWKHPDWFKLQJ
WH[WZLWKLQFRQWH[WRIDIHZRXWO\LQJVHQWHQFHVIURPWKHVRXUFHZKLOHWKH)XOO6RXUFH
7H[WORDGVLQWKHVLGHEDUDQGFRQWDLQVWKHIXOOWH[WRIWKHVRXUFHDQGDOOWKHPDWFK
LQVWDQFHV
$FFHVVLQJGLUHFWVRXUFHFRPSDULVRQ
2SHQDQ2ULJLQDOLW\5HSRUW
&OLFNRQDKLJKOLJKWHGDUHDRIWH[WRQ
WKHOHIWKDQGVWXGHQWSDSHUVLGH
$SRSXSZLQGRZZLOODSSHDUDERYH
WKHKLJKOLJKWHGWH[WGLVSOD\LQJWKH
PDWFKLQJWH[WZLWKLQWKHVRXUFHRIWKH
PDWFK
2SWLRQDO&OLFNLQJRQWKHXUOOLQN
DYDLODEOHRQOLYHLQWHUQHWPDWFKHV
EULQJVXSDYLHZRIWKHOLYHZHEVLWH
ZLWKLQDQHZEURZVHUWDERUZLQGRZ
D&OLFNRQWKH³[´LQWKHWRSULJKWFRUQHU
RIWKHSRSXSWRFORVHWKHZLQGRZ
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ'LUHFW6RXUFH&RPSDULVRQ
$FFHVVLQJGLUHFWVRXUFHFRPSDULVRQ
E7RYLHZWKHPDWFKLQJWH[WZLWKLQWKH
IXOOVRXUFHWH[WFOLFNRQWKH([SDQGWR
)XOO7H[WOLQN
7KH)XOO6RXUFH7H[WYLHZZLOOORDGLQWR
WKHVLGHEDU
,IWKHUHDUHPXOWLSOHPDWFKHVWRWKLV
VRXUFHFOLFNRQWKHDUURZLFRQVWR
TXLFNO\QDYLJDWHWKURXJKWKHPDWFK
LQVWDQFHV
7RH[LWWKH)XOO6RXUFH7H[WYLHZFOLFN
RQWKH³;´EXWWRQ
1RWH,IDQDUHDRIVXEPLVVLRQWH[WLVPDWFKHGWRDVRXUFHLQWKHVWXGHQW
SDSHUUHSRVLWRU\RQ7XUQLWLQLWZLOOEHOLVWHGDVVWXGHQWSDSHUV'LUHFW6RXUFH
&RPSDULVRQLVQRWDYDLODEOHWRVWXGHQWVIRUVWXGHQWSDSHUPDWFKHV,QVWUXFWRU
XVHUVDUHDEOHWRVHQGDQHPDLOUHTXHVWWRWKHLQVWUXFWRUZKRUHFHLYHGWKH
PDWFKLQJSDSHU,IRQHLQVWUXFWRUXVHUSUR¿OHFRQWUROVWKHFODVVFRQWDLQLQJ
ERWKSDSHUVWKDWLQVWUXFWRUXVHULVDEOHWRVHHWKHSDSHULQGLUHFWVRXUFH
FRPSDULVRQ
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ5HSRVLWRU\6RXUFHV
5HSRVLWRU\6RXUFHV
7XUQLWLQXWLOL]HVPXOWLSOHW\SHVRIUHSRVLWRULHVLQWKHJHQHUDWLRQRIWKH2ULJLQDOLW\
5HSRUWV7KHUHDUHFXUUHQWO\IRXUW\SHVRIUHSRVLWRULHV
‡ FXUUHQWDQGDUFKLYHGLQWHUQHWELOOLRQVRIDFWLYHDQGDUFKLYHGZHESDJHV
IURPWKHLQWHUQHW,QWHUQHWVRXUFHVLQGLFDWHDGDWHRIGRZQORDGRQWKH7XUQLWLQ
2ULJLQDOLW\5HSRUWLIWKHPDWFKLVQRWIRXQGRQWKHPRVWUHFHQWGRZQORDGRIFRQWHQW
IURPWKLVVLWH
‡ LQVWLWXWLRQSDSHUUHSRVLWRU\WKHLQVWLWXWLRQVSDSHUUHSRVLWRU\RIVWXGHQWSDSHUV
‡ SHULRGLFDOVDUHSRVLWRU\RIIUHTXHQWO\XSGDWHGFRQWHQWIURPSURIHVVLRQDOMRXU
QDOVSHULRGLFDOVDQGSXEOLFDWLRQV
‡ VWXGHQWSDSHUUHSRVLWRU\DUHSRVLWRU\RISDSHUVSUHYLRXVO\VXEPLWWHGE\
7XUQLWLQXVHUV
([FOXGLQJ4XRWHGRU%LEOLRJUDSKLF0DWHULDO
,ITXRWHGRUELEOLRJUDSKLFPDWHULDOLVÀDJJHGDVVLPLODURUPDWFKLQJWKLVLQIRUPDWLRQ
FDQEHUHPRYHGIURPWKH2ULJLQDOLW\5HSRUW3HUPDQHQWH[FOXVLRQRIELEOLRJUDSK\
RUTXRWHGPDWHULDOFDQRQO\EHKDQGOHGE\WKHLQVWUXFWRU6WXGHQWVDUHRQO\DEOHWR
UHPRYHTXRWHGRUELEOLRJUDSKLFPDWHULDOIRUWKHGXUDWLRQRIWKHFXUUHQWVHVVLRQRI
YLHZLQJWKH2ULJLQDOLW\5HSRUW
3OHDVHQRWHWKDWWKHIXQFWLRQVIRUH[FOXGLQJPDWHULDODUHDSSUR[LPDWHDQGKXPDQ
MXGJHPHQWLVWKH¿QDODUELWHUIRUSURSHUTXRWDWLRQRUELEOLRJUDSKLFUHIHUHQFH&LWHG
PDWHULDOFDQQRWEHH[FOXGHGGLUHFWO\DQGTXRWDWLRQVFDQRQO\EHH[FOXGHGLIEORFN
LQGHQWDWLRQRUGLUHFWTXRWDWLRQPDUNV³´EHJLQDQGHQGWKHTXRWDWLRQ
([FOXGLQJTXRWHGRUELEOLRJUDSKLF
0DWFKHV
2SHQDQ2ULJLQDOLW\5HSRUW
&OLFNRQWKH)LOWHUDQG6HWWLQJVLFRQ
7RH[FOXGH4XRWHGRU%LEOLRJUDSKLF
PDWHULDOFOLFNWKHFKHFNER[QH[W
WRWKH([FOXGH4XRWHVDQG([FOXGH
%LEOLRJUDSK\H[FOXVLRQRSWLRQV
&OLFNRQWKH$SSO\&KDQJHVEXWWRQDW
WKHERWWRPRIWKH¿OWHUDQGVHWWLQJV
VLGHEDUWRDSSO\WKHFKDQJHV
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ([FOXGLQJ6PDOO0DWFKHV
([FOXGLQJTXRWHGRUELEOLRJUDSKLF
0DWFKHV
5HYLHZWKHUHYLVHGUHSRUW4XRWHG
RUELEOLRJUDSKLFPDWHULDOFDQEHUH
LQFOXGHGE\GHVHOHFWLQJWKH([FOXGH
4XRWHVDQG([FOXGH%LEOLRJUDSK\
RSWLRQVZLWKLQ)LOWHUDQG6HWWLQJVDQG
WKHQFOLFNLQJRQ$SSO\&KDQJHV
([FOXGLQJ6PDOO0DWFKHV
,QVWUXFWRUVKDYHWKHDELOLW\WRH[FOXGHVPDOOPDWFKHVE\HLWKHUZRUGFRXQWRUE\
SHUFHQWDJH7RH[FOXGHVPDOOPDWFKHVZLWKLQDQ2ULJLQDOLW\5HSRUWFOLFNRQWKH)LOWHU
DQG6HWWLQJVLFRQEHORZWKHVLGHEDU
7KHVLGHEDUZLOOORDGZLWKWKHH[FOXVLRQRSWLRQV%HORZWKH([FOXGHPDWFKHVWKDWDUH
OHVVWKDQRSWLRQHQWHULQWRHLWKHUWKHZRUGVRU¿HOGVWKHQXPHULFDOYDOXHIRUVPDOO
PDWFKHVWKDWZLOOEHH[FOXGHGIURPWKLV2ULJLQDOLW\5HSRUW7RWXUQRIIH[FOXGLQJVPDOO
PDWFKHVFOLFNRQWKHUDGLREXWWRQQH[WWR'RQ¶WH[FOXGHE\VL]HDQGWKHQFOLFNRQWKH
$SSO\&KDQJHVEXWWRQ7KLVIHDWXUHFDQEHDGMXVWHGDWDQ\WLPH
5HIUHVKLQJ5HSRUWV
6LQFHQHZPDWHULDOLVFRQVWDQWO\HQWHULQJ7XUQLWLQ¶VUHSRVLWRULHVIURPRQJRLQJLQWHUQHW
FUDZOVQHZSXEOLFDWLRQFRQWHQWDQGVXEPLVVLRQVPDGHWR7XUQLWLQLWLVVRPHWLPHV
EHQH¿FLDOWRJHQHUDWHDQHZ2ULJLQDOLW\5HSRUWIRUDVWXGHQWVXEPLVVLRQDWDODWHU
GDWHWRVHHLIWKHUHDUHDQ\QHZPDWFKLQJVRXUFHVRUWRHQVXUHWKDWLWFKHFNVDJDLQVW
ODWHUVXEPLVVLRQVPDGHE\RWKHUVWXGHQWVRURWKHUFODVVHV
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ5HIUHVKLQJ5HSRUWV
7KHRSWLRQWRUHIUHVKDUHSRUWLVDYDLODEOHRQWKH2ULJLQDOLW\5HSRUWRQFHLWKDV
RSHQHG7KHFXUUHQWUHSRUWLVGHOHWHGDQGDQHZUHSRUWLVJHQHUDWHG3OHDVHQRWHWKDW
QRUHSRUWZLOOEHDYDLODEOHXQWLOWKHQHZUHSRUWKDV¿QLVKHG,IWKHXVHUZLVKHVWKH\
FDQVDYHRUSULQWDFRS\RIWKHH[LVWLQJUHSRUWEHIRUHVHOHFWLQJWKH1HZ5HSRUWRSWLRQ
LQWKH)LOWHUDQG6HWWLQJVVLGHEDUWRKDYHDQHZ2ULJLQDOLW\5HSRUWJHQHUDWHG
([FOXGLQJD0DWFK
$Q\VRXUFHRUPDWFKVRXUFHFDQEHUHPRYHGIURPWKH2ULJLQDOLW\5HSRUWWKURXJKWKH
0DWFK%UHDNGRZQRU$OO6RXUFHVYLHZLQJPRGHV7KLVDOORZVWKHLQVWUXFWRUWRUHPRYH
DPDWFKIURPFRQVLGHUDWLRQLIWKHLQVWUXFWRUGHWHUPLQHVWKHPDWFKLVQRWQHHGHG
7KHVLPLODULW\LQGH[ZLOOEHUHFDOFXODWHGDQGFKDQJHWKHFXUUHQWSHUFHQWDJHRIWKH
2ULJLQDOLW\5HSRUWLIPDWFKHVDUHH[FOXGHG
7RH[FOXGHDPDWFK
2SHQDQ2ULJLQDOLW\5HSRUW
D7RH[FOXGHPDWFKHVIRUDWRSPDWFK
KRYHURYHUWKHPDWFK\RXZRXOGOLNH
WRYLHZWKHXQGHUO\LQJVRXUFHVIRU
DQGFOLFNRQWKHEOXHDUURZLFRQWKDW
DSSHDUV
E7RH[FOXGHPDWFKHVIURPWKH$OO
6RXUFHVYLHZFOLFNRQWKH$OOVRXUFHV
LFRQDWWKHWRSRIWKHVLGHEDU
&OLFNRQWKH6HOHFW6RXUFHVWREH
([FOXGHGEXWWRQDWWKHERWWRPRIWKH
VRXUFHVOLVWWRHQWHUVRXUFHH[FOXVLRQ
PRGH
6HOHFWWKHVRXUFHVWKDW\RXZRXOGOLNH
WRUHPRYHE\FOLFNLQJLQWKHFKHFNER[
QH[WWRHDFKVRXUFH
2QFHDOOWKHVRXUFHVDUHVHOHFWHGFOLFN
RQWKH([FOXGHEXWWRQORFDWHGDW
WKHERWWRPRIWKHVLGHEDUWRH[FOXGHWKH
VRXUFHV
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ([FOXVLRQ/LVW
([FOXVLRQ/LVW
7KH([FOXVLRQ/LVWFRQWDLQVHDFKVRXUFHWKDWZDVH[FOXGHGIURPWKH2ULJLQDOLW\5HSRUW
7RDFFHVVWKHH[FOXVLRQOLVWFOLFNRQWKH([FOXVLRQ/LVWLFRQDWWKHERWWRPRIWKH
VLGHEDU
7RLQFOXGHDPDWFKIURPWKH
H[FOXVLRQOLVW
:LWKLQWKH([FOXVLRQ/LVWDFKHFNER[
DSSHDUVQH[WWRHDFKH[FOXGHGVRXUFH
&OLFNRQWKHFKHFNER[QH[WWRWKH
VRXUFH\RXZRXOGOLNHWRLQFOXGHEDFN
LQWRWKH2ULJLQDOLW\5HSRUW
&OLFNRQWKH5HVWRUH5HFDOFXODWH
EXWWRQWRLQFOXGHWKHVRXUFHLQWKH
2ULJLQDOLW\5HSRUW
,IWKHLQFOXGHGVRXUFHDIIHFWVWKH
6LPLODULW\,QGH[SHUFHQWDJHWKH
SHUFHQWDJHZLOOUHFDOFXODWH
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ3ULQWLQJRU6DYLQJ5HSRUWV
3ULQWLQJRU6DYLQJ5HSRUWV
7KH2ULJLQDOLW\5HSRUWFDQEHGRZQORDGHGWRWKHXVHU¶VFRPSXWHUIRUODWHUUHIHUHQFH
7RSULQWGRZQORDGDUHSRUWFOLFNRQWKHSULQWDQGGRZQORDGLFRQDWWKHERWWRPRIWKH
2ULJLQDOLW\5HSRUW7KLVZLOOSUHSDUHDUHDGDEOH3')YHUVLRQRIWKH2ULJLQDOLW\5HSRUW
:KHQSULQWLQJGRZQORDGLQJWKHGRZQORDGHGYHUVLRQFUHDWHGLVEDVHGRQWKHFXUUHQW
YLHZRI2ULJLQDOLW\5HSRUW)RUH[DPSOHFOLFNLQJSULQWGRZQORDGZKLOHXVLQJWKH
GHIDXOW0DWFK2YHUYLHZZLOOFUHDWHD3')RIRQO\WKHKLJKHVWPDWFKHV
2QFHD3')YHUVLRQRIWKHUHSRUWKDVEHHQVDYHGWR\RXUFRPSXWHU\RXPD\WKHQ
XVH\RXUFRPSXWHU¶VGHIDXOW3')YLHZLQJDSSOLFDWLRQWRSULQWWKH2ULJLQDOLW\5HSRUW
7KHGRZQORDGHGYHUVLRQZLOOQRORQJHUKDYHDQ\RIWKH'LUHFW6RXUFH&RPSDULVRQ
FDSDELOLW\DQGZLOOQRWEHDEOHWRVKRZVLGHE\VLGHFRPSDULVRQV7KHYLHZPRGHVRID
GRZQORDGHGUHSRUWDUHQRWDYDLODEOHLQWKH3')GRFXPHQW
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN
&KDSWHU2ULJLQDOLW\&KHFN
6HFWLRQ1DYLJDWLRQLQWKH'RFXPHQW9LHZHU
1DYLJDWLRQLQWKH'RFXPHQW9LHZHU
7KHDVVLJQPHQWGURSGRZQPHQXLQWKHGRFXPHQWYLHZHUDOORZVDQLQVWUXFWRU
WRQDYLJDWHWRDVWXGHQW¶VVXEPLVVLRQLQDQRWKHUDVVLJQPHQW6LPSO\FOLFNRQ
WKHDVVLJQPHQWGURSGRZQDWWKHWRSOHIWRIWKHGRFXPHQWYLHZHUDQGVHOHFWWKH
DVVLJQPHQW
1RWH2QO\WKHDVVLJQPHQWVWKDWKDYHEHHQVXEPLWWHGWRE\WKHVWXGHQW\RX
DUHFXUUHQWO\YLHZLQJDUHSRUWIRUZLOOEHGLVSOD\HGLQWKHDVVLJQPHQWGURS
GRZQ
7RQDYLJDWHWRDQRWKHUVWXGHQW¶VSDSHUZLWKLQDQDVVLJQPHQWXVHHLWKHUWKHSUHYLRXV
DQGQH[WSDSHUQDYLJDWLRQDUURZVRUWKH3DSHURIGURSGRZQPHQXWRVHOHFWD
VSHFL¿FVWXGHQW
&RS\ULJKW‹±L3DUDGLJPV//&$OOULJKWVUHVHUYHG
7XUQLWLQ,QVWUXFWRU+DQGERRN