Download User manual F850

Transcript
8VHU
VPDQXDO
3UHVVXUL]HG
HQFORVXUHV\VWHP
)6
6RIWZDUHYHUVLRQPDQXDOUHY
)6
7DEOHRIFRQWHQWV
3DJH
° &RQWHQWV
6$)(7<*8,'(/,1(6)25(;3/26,213522)(''(9,&(6
,1752'8&7,2135(6685,=('(1&/2685(6<67(0)6 ([SORVLRQSURWHFWLRQSUHVVXUL]HG HQFORVXUH 3UHVVXUL]HGHQFORVXUHV\VWHPDFFRUGLQJ(1VHFRQGUHOHDVH
3UHVVXUL]HGHQFORVXUHV\VWHP)6
0RGHSUHVVXUL]DWLRQXVLQJOHDNDJHFRPSHQVDWLRQ
0RGHSUHVVXUL]DWLRQXVLQJ&RQWLQXRXVIORZ )6$SSOLFDWLRQXVLQJ³&RQWDLQPHQW6\VWHPV¦ 3HULSKHUDOV
2SHUDWLQJSDQHOV
'LVFRQQHFWRUXQLW65
,167$//$7,21$1'&211(&7,21 23(5$7,210$18$/
)/2:&+$576
0RXQWLQJ &RQWUROXQLW)66
6ROHQRLGYDOYHV 2SHUDWLQJSDQHOV%7[[[
'LVFRQQHFWRUXQLW65
&RQQHFWLQJDQGVWDUWLQJ
7HUPLQDOGHVFULSWLRQ)66
6WDUWLQJDQGSDUDPHWHUGHIDXOWV 2SHUDWLRQKLQWVSXUJLQJSURFHVV
'LVSOD\ .H\ERDUG +RZWRHQWHUDQGOHDYHWKHE\SDVVPRGH
,QGLFDWLRQVGXULQJQRUPDORSHUDWLRQ
&RQILJXUDWLRQ 7KHPHQXIRUPDW ([SODLQLQJWKHPDLQPHQX &RQILJXUDWLRQ([DPSOH $ODUPDQGPDOIXQFWLRQLQGLFDWLRQV
$33(1',; 7DEOHV
7HFKQLFDO'HWDLOV
%ORFNGLDJUDPV
'LPHQVLRQV
/LVWRI3DUDPHWHUV
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
6DIHW\*XLGHOLQHV
3DJH
6DIHW\*XLGHOLQHVIRUH[SORVLRQSURRIHGGHYLFHV
$SSOLFDWLRQDQG6WDQGDUGV
7KLV LQVWUXFWLRQ PDQXDO DSSOLHV WR H[SORVLRQ SURWHFWHG FRQWURO SDQHOV RI W\SH RI SURWHFWLRQ W\SHV EHORZ
7KLVDSSDUDWXVLVRQO\WREHXVHGDVGHILQHGDQGPHHWVUHTXLUHPHQWVRI(1SDUWLFXODUO\(1
HOHFWULFDO DSSDUDWXV IRU SRWHQWLDOLW\ H[SORVLYH DWPRVSKHUHV ,W FDQ EH XVHG LQ KD]DUGRXV ORFDWLRQV
ZKLFKDUHKD]DUGRXVGXHWRJDVHVDQGYDSRXUVDFFRUGLQJWRWKHH[SORVLRQJURXSDQGWHPSHUDWXUHFODVVDV
VWLSXODWHGRQWKHW\SHODEHO:KHQLQVWDOOLQJDQGRSHUDWLQJWKHH[SORVLRQSURWHFWHGGLVWULEXWLRQDQGFRQWURO
SDQHOVWKHUHVSHFWLYHQDWLRQDOO\YDOLGUHJXODWLRQVDQGUHTXLUHPHQWVDUHWREHREVHUYHG
*HQHUDO,QVWUXFWLRQV
7KHFRQWUROSDQHOKDVWRKDYHDEDFNXSIXVHDVVWLSXODWHG7KHPDLQVFRQQHFWLRQPXVWKDYHDVXIILFLHQW
VKRUWFLUFXLWFXUUHQWWRHQVXUHVDIHEUHDNLQJRIWKHIXVH7RDFKLHYHDQLPSHFFDEOHDQGVDIHW\GHYLFHR S
HUDWLRQ SOHDVH WDNH FDUH IRU DGHSW WUDQVSRUWDWLRQ VWRUDJH DQG PRXQWLQJ DV ZHOO DV DFFXUDWH VHUYLFH DQG
PDLQWHQDQFH2SHUDWLRQRIWKLVGHYLFHVKRXOGRQO\EHLPSOHPHQWHGE\DXWKRULVHGSHUVRQVDQGLQVWULFWD F
FRUGDQFHZLWKORFDOVDIHW\VWDQGDUGV7KHHOHFWULFDOGDWDRQWKHW\SHODEHODQGLIDSSOLFDEOHWKHVSHFLDO
FRQGLWLRQVRIWKHWHVWFHUWLILFDWH '07$7(;( LVWREHREVHUYHG
)RURXWGRRULQVWDOODWLRQLWLVUHFRPPHQGHGWRSURWHFWWKHH[SORVLRQSURWHFWHGGLVWULEXWLRQDQGFRQWUROSDQHO
DJDLQVWGLUHFWFOLPDWLFLQIOXHQFHHJZLWKDSURWHFWLYHURRI7KHPD[LPXPDPELHQWWHPSHUDWXUHLVƒ&LI
QRWVWLSXODWHGRWKHUZLVH
7HUPLQDOFRPSDUWPHQWLQ,QFUHDVHG6DIHW\
:KHQ FORVLQJ LW LV WR EH HQVXUHG WKDW WKH JDVNHWV RI WKH WHUPLQDO FRPSDUWPHQW UHPDLQ HIIHFWLYH WKXV
PDLQWDLQLQJGHJUHHRISURWHFWLRQ,3WR',18QXVHGHQWULHVDUHWREHFORVHGRIIE\LPSDFWSURRI
VWRSSLQJSOXJVZKLFKDUHVHFXUHGDJDLQVWVHOIORRVHQLQJDQGWXUQLQJ
0DLQWHQDQFH:RUN
7KHJDVNHWVRI([HHQFORVXUHVDUHWREHFKHFNHGIRUGDPDJHVDQGUHSODFHGLIUHTXLUHG7HUPLQDOVHVS H
FLDOO\LQWKH([HFKDPEHUDUHWREHWLJKWHQHG3RVVLEOHFKDQJHVLQFRORXUSRLQWWRLQFUHDVHG WHPSHUDWXUH
&DEOHJODQGVVWRSSLQJSOXJVDQGIODQJHVDUHWREHWHVWHGIRUWLJKWQHVVDQGVHFXUHILWWLQJ
,QWULQVLFDOO\6DIH&LUFXLWV
,
(UHFWLRQLQVWUXFWLRQVLQWKHWHVWLQJFHUWLILFDWHVRILQWULQVLFDOO\VDIHDSSDUDWXVDUHWREHREVHUYHG7KHHOH F
WULFDOVDIHW\YDOXHVVWLSXODWHGRQWKHW\SHODEHOPXVWQRWEHH[FHHGHGLQWKHLQWULQVLFDOO\VDIHFLUFXLW:KHQ
LQWHUFRQQHFWLQJLQWULQVLFDOO\VDIHFLUFXLWVLWLVWREHWHVWHGZKHWKHUDYROWDJHDQGRUFXUUHQW DGGLWLRQ R F
FXUV7KHLQWULQVLFVDIHW\RILQWHUFRQQHFWHGFLUFXLWVLVWREHHQVXUHG(1VHFWLRQ
6DIHW\0HDVXUHVWRUHDGDQGWRFRPSO\
:RUNRQHOHFWULFDOLQVWDOODWLRQVDQGDSSDUDWXVLQRSHUDWLRQLVJHQHUDOO\IRUELGGHQLQKD]DUGRXVORFDWLRQV
ZLWKWKHH[FHSWLRQRILQWULQVLFDOO\VDIHFLUFXLWV,QVSHFLDOFDVHVZRUNFDQEHGRQHRQQRQLQWULQVLFDOO\VDIH
FLUFXLWVRQWKHFRQGLWLRQWKDWGXULQJWKHGXUDWLRQRIVXFKZRUNQRH[SORVLYHDWPRVSKHUHH[LVWV2QO\H [
SORVLRQSURWHFWHGFHUWLILHGPHDVXULQJLQVWUXPHQWVPD\EHXVHGWRHQVXUHWKDWWKHDSSDUDWXVLVYROWDJHIUHH
*URXQGLQJDQGVKRUWFLUFXLWLQJPD\RQO\EHFDUULHGRXWLIWKHUHLVQRH[SORVLRQKD]DUGDWWKHJURXQGLQJRU
VKRUWFLUFXLWFRQQHFWLRQ
:DUQLQJ([WUHPHFDXWLRQLVDGYLVHGZKHQKDQGOLQJWKLVGHYLFH
+LJKHOHFWULFDOGLVFKDUJHLVSRVVLEOHDQGFDQEHIDWDO
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
,QWURGXFWLRQ 3UHVVXUL]HGHQFORVXUHV\VWHP)6
3DJH
,QWURGXFWLRQ3UHVVXUL]HGHQFORVXUHV\VWHP)6
([SORVLRQSURWHFWLRQSUHVVXUL]HGHQFORVXUH
7KHXVHRISUHVVXUL]HGHQFORVXUHVDOORZVWKHRSHUDWLRQRI¨QRQH[SORVLRQSURWHFWHG©GHYLFHVLQKD]DUGRXV
DUHDVLQVLGH]RQHDQG]RQH7KHSURWHFWLRQW\SH¨SUHVVXULVDWLRQ©LVEDVHGRQWKHSULQFLSOHRIPDLQWDL Q
LQJDFRQVWDQWSUHVVXUHXVLQJDLURUDSURWHFWLYHJDVWRSUHYHQWDQH[SORVLYHPL[WXUHIRUPLQJQHDUWKHG H
YLFHLQVLGHWKHSUHVVXUL]HGHQFORVXUH
%HIRUHVWDUWXSWKHSUHVVXUL]HGHQFORVXUHPXVWEHSXUJHGZLWKDLURUSURWHFWLYHJDVWRUHPRYHDQ\H[SO R
VLYHPL[WXUHWKDWPD\EHLQVLGHWKHHQFORVXUH
3UHVVXUL]HGHQFORVXUHV\VWHPDFFRUGLQJ(1VHFRQGUHOHDVH
$FFRUGLQJ(1VHFRQGUHOHDVHIURP0D\DUHRQO\WKRVHSUHVVXUL]HGHQFORVXUHV\VWHPDOORZHG
ZKLFKDUHVDIHW\H[DPLQHGDFFRUGLQJ(1
7KH)66UHDFKHVWKHFDWHJRU\DFFRUGLQJ(1>@ VLQJOHIDXOWHYDOXDWLRQ 7KDWPHDQVWKDWD
VLQJOHDUELWUDU\IDXOWFDQRFFXUZLWKRXWORVLQJWKHVDIHW\IXQFWLRQDOLW\
3UHVVXUL]HGHQFORVXUHV\VWHP)6
7KHSUHVVXUL]HGHQFORVXUHV\VWHP)6FRQWDLQVDWOHDVWWKHFRQWUROXQLW)66DQGDVROHQRLGYDOYH
(DFKFDQEHPRXQWHGLQRURXWVLGHWKHHQFORVXUH)XUWKHUPRUHVHYHUDOUHPRWHFRQWUROVRSHUDWLRQSDQHOV
DUHDYDLODEOHWRLPSURYHHDVHRIRSHUDWLRQ,WLVDOVRSRVVLEOHWR FRQQHFW LQWULQVLFDOO\ VDIH VHQVRUV WR WKH
FRQWUROXQLW)66
7KH SUHVVXUL]HG HQFORVXUH V\VWHP ) 6 RSHUDWHV LQ WZR GLIIHUHQW PRGHV 3UHVVXUL]DWLRQ XVLQJ OHDNDJH
FRPSHQVDWLRQDQG3UHVVXUL]DWLRQXVLQJFRQWLQXRXVIORZRISURWHFWLYHJDV
0RGHSUHVVXUL]DWLRQXVLQJOHDNDJHFRPSH QVDWLRQ
$IWHUSXUJLQJWKHFRQWUROXQLW)66KROGVWKHSUHVVXUHLQVLGHWKHHQFORVXUHDWDPLQLPXPRIPEDU
7ZRGLIIHUHQWVROHQRLGYDOHWHFKQLTXHVDUHDYDLODEOHGLJLWDOZRUNLQJVROHQRLGYDOYH'69WHFKQLTXHRU
SURSRUWLRQDOZRUNLQJVROHQRLGYDOYH369WHFKQLTXH
D 'LJLWDOVROHQRLGYDOYHWHFKQLTXH
:KLOH SXUJLQJ WKH '69 LV DFWLYDWHG DQG D ODUJH DPRXQW RI SXUJH PHGLXP IORZV LQVLGH WKH HQFORVXUH
WKURXJKDQR]]OHZLWKDODUJHFURVVVHFWLRQ$IWHUSXUJLQJWKHFRQWUROXQLWWXUQVRIIWKH'697KHOHDNDJH
FRPSHQVDWLRQ LV PDGH E\ D E\SDVV FKRNH ZLWK D YHU\ VPDOO DGMXVWDEOH FURVVVHFWLRQ GLDPHWHU PPLQVLGHWKHYDOYH7KHSURWHFWLYHPHGLXPWKDWIORZVLQWRWKHHQFORVXUHQRZLVDGHTXDWHWRPDLQWDLQD
SUHVVXUHRIDWOHDVWPEDU7KHSUHVVXUHLVPRQLWRUHGE\WKHFRQWUROXQLW)667KHPD[LPXPDQG
PLQLPXPSUHVVXUHRIWKHHQFORVXUHLVSURJUDPPDEOH
)RUSXUJLQJDWUDGLWLRQDODQGDQHZLQWHJUDWLQJPHWKRGLVDYDLODEOH
8VLQJWKHWUDGLWLRQDOPHWKRGWKHSXUJHTXDQWLW\LVDSURGXFWRIDSUHVHWPLQLPXPRIIORZUDWHDQG
WLPH7KHIORZUDWHGHSHQGVRQWKHVL]HRIWKHLQWHUQDOQR]]OHGLDPHWHUPPRIWKHYDOYHDQG
FDQEHVSHFLILHGE\PDWFKHGFKDUWV7KHFRPPRQUXOHRISXUJLQJPXVWEHFRQVLGHUHGOHWLQPLQXV
OHDNDJH ORVV LV ELJJHU WKDQ IORZ PLQLPXP 7KLV SXUJLQJ PHWKRG LV FDOOHG DV WLPH EDVHG SXUJLQJ
PHWKRG
,QFRQWUDVWWRWKHWUDGLWLRQDO RQH WKH LQWHJUDWLQJ SXUJLQJ PHWKRG PHDVXUHV WKH UHDO YROXPH IORZ
WKURXJK WKH HQFORVXUH RXWOHW DQG DGGV LW XS WR JHW WKH UHDO SXUJH YROXPH $OVR WKH IORZ UDWH LV
PRQLWRUHGGHSHQGLQJRQWKHVL]HRIWKHSODWHRULILFHRIWKHFRQWUROXQLW,IWKHIORZUDWHVLQNVEHORZ
LWV PLQLPXP LW ZLOO EH LJQRUHG DQG LW ZLOO QRW FRQWULEXWH WR YROXPH LQWHJUDWLRQ 7KHUHIRUH ZH
DFKLHYHDVDIHDQGHFRQRPLFDOSXUJLQJPHWKRG6HHDOVR)LJXUH
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
,QWURGXFWLRQ 3UHVVXUL]HGHQFORVXUHV\VWHP)6
3UHVVXUHLQVLGHWKHHQFORVXUHZLOOEHREVHUYHGE\HDFKSXUJLQJPHWKRG
3DJH
7KHGLJLWDOVROHQRLGYDOYHWHFKQLTXHKDVDFRQVLGHUDEOHGLVDGYDQWDJHGXULQJSXUJLQJSURFHVVDQGQRUPDO
RSHUDWLRQDFRQVWDQWUDWHRISURWHFWLYHJDVLVQHHGHG)RUVDIHW\UHDVRQVWKHUDWHPXVWEHODUJHUWKDQOHD N
DJHUDWHRIWKHHQFORVXUH:DVWLQJSURWHFWLYHJDVFDXVHVKLJKFRVWVLQPDQ\DSSOLFDWLRQV
)LJXUH&RQVXPSWLRQRISURWHFWLYHJDV
E 3URSRUWLRQDOVROHQRLGYDOYHWHFKQLTXH
8VLQJ SURSRUWLRQDO VROHQRLG YDOYH WHFKQLTXH SUHYHQWV XQQHFHVVDU\ ZDVWLQJ SURWHFWLYH JDV 7KH LQWHUQDO
SURSRUWLRQDOZRUNLQJVHQVRU\HTXLSPHQWDQGDSURSRUWLRQDOYDOYHDVDFWXDWRUDUHFRPELQHGWRD SUHVVXUH
IHHGEDFNFRQWUROV\VWHP
$GYDQWDJHVRISUHVVXUHIHHGEDFNFRQWURODUH
&RQVLGHUDEOH OHVV FRQVXPSWLRQ RI SURWHFWLYH JDV DGGLWLRQDO FRVWV IRU SURSRUWLRQDO YDOYH ZLOO EH
DPRUWLVHGVRRQ
,QFUHDVHG VHUYLFH UHOLDELOLW\ DFKLHYHG E\ FRQVWDQW SUHVVXUH LQVLGH HQFORVXUH LQFUHDVLQJ OHDNDJH
FDXVHGE\HJDJHLQJRIWKHHQFORVXUHZLOOEHEDODQFHGDQGVXGGHQIDLOXUHLVSU HYHQWHG
$OPRVWQRIORZQRLVHDQGRQO\DVPDOOSURWHFWLYHJDVFRQVXPSWLRQXVLQJDVROLGHQFORVXUH
$QRWKHUDGYDQWDJHXVLQJDSURSRUWLRQDOVROHQRLGYDOYHLVWKDWSUHVVXUHFRQWUROLVDOVRXVHGGXULQJSXUJLQJ
$VHWSRLQWSUHVVXUHZLOOEHDFKLHYHGLQWKHHQFORVXUHZKLOHWKHIORZYROXPHWKDWOHDYHVWKHHQFORVXUH
ZLOOEHUHFRUGHGDQGLQWHJUDWHGWKURXJKWLPHXQWLOWKHUHTXLUHGSXUJHYROXPHLVDFKLHYHG$GYDQWDJHVRI
WKLVPHWKRGDUH
$GHILQLWHSUHVVXUHZKLOHSXUJLQJSUHVVXUHVHQVLWLYHSDUWVRIWKHHQFORVXUHOLNHPHPEUDQHVZLWFK
SDQHOVRUZLQGRZVZLOOQRWEHRYHUORDGHG
3XUJHYROXPHDFFXUDF\LVDFKLHYHGE\LQWHJUDWLRQRIWKHSXUJHPHGLXPIORZYROXPHDWWKHRXWOHW
:DVWLQJSXUJHPHGLXPLVQRPRUHDWRSLFRIWRGD\
0RGHSUHVVXUL]DWLRQXVLQJ&RQWLQXRXVIORZ
7KHFRQWUROXQLW)66LQFRUSRUDWHVWKHRSHUDWLRQPRGH³FRQWLQXRXVIORZ¦7KLVRSHUDWLRQPRGHLVQH F
HVVDU\ IRU H[DPSOH LI DQ DQDO\VHU SURGXFHV DQ H[SORVLYH DWPRVSKHUH LQVLGH WKH HQFORVXUH FRQWDLQPHQW
V\VWHP7KHRSHUDWLRQPRGHFRQWLQXRXVIORZIOXKVHVWKHHQFORVXUHSHUPDQHQWO\$IWHUWKHSUHSXUJLQJ
SURFHGXUHSXUJLQJSURFHVVDVHWSRLQWIORZUDWHLVDGMXVWHGGXULQJQRUPDORSHUDWLRQ7KHPRQLWRUHGIORZ
UDWHPLQLPXPLVDGMXVWDEOH7KHFRQWLQXRXVIORZRSHUDWLRQPRGHFDQEHUHDOLVHGXVLQJGLJLWDOVROHQRLG
YDOYHVDVZHOODVXVLQJRQHSURSRUWLRQDOVRO HQRLGYDOYH
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
,QWURGXFWLRQ 3UHVVXUL]HGHQFORVXUHV\VWHP)6
)6$SSOLFDWLRQXVLQJ³&RQWDLQPHQW6\VWHPV¦
3DJH
³&RQWDLQPHQW6\VWHPV¦DUHGHILQHGDVSDUWVRIDGHYLFHZLWKLQDSUHVVXUL]HGHQFORVXUHZKLFKFRXOGHPLW
FRPEXVWLEOH JDV RU RFFDVLRQDOO\ DQ H[SORVLYH HQYLURQPHQW ]RQH H[SORVLYH PL[WXUH IURP ZLWKLQ WKH
HQFORVXUH
,QRUGHUWRUHFHLYHDQ(([S6\VWHPLQFOXGLQJD³&RQWDLQPHQW6\VWHP¦ZKLFKLVIDLOVDIHDFFRUGLQJ(1
ZLWKWKHDWWULEXWH
QRHPLVVLRQ
WKHIROORZLQJFRQGLWLRQVPXVWEHPHW
7KHIODPPDEOHVXEVWDQFHLQVLGHWKHFRQWDLQPHQWV\VWHPLVLQWKHJDVRUYDSRXUSKDVHZKHQRSHUD W
LQJEHWZHHQWKHVSHFLILHGWHPSHUDWXUHOLPLWV
7KH PLQLPXP SUHVVXUH VSHFLILHG IRU SUHVVXUL]HG HQFORVXUH LV DW OHDVW 3D KLJKHU WKDQ WKH PD[ L
PXPSUHVVXUHVSHFLILHGIRUWKHFRQWDLQPHQWV\VWHP
$QDXWRPDWLFVDIHW\GHYLFHLQLWLDWHVLIWKHSUHVVXUHGLIIHUHQFHIDOOVEHORZ3D
7KLV DXWRPDWLF VDIHW\ GHYLFH FDQ EH DFWLYDWHG E\ D GLIIHUHQFH SUHVVXUH VZLWFK ORRSHG LQWR WKH H[WHUQDO
DODUPORRSWHUPLQDORQ)66,IDQDODUPRFFXUVRQWKLVORRSWKHFRQWUROGHYLFH)66ZLOO
WXUQRIIWKHLJQLWLRQFDSDEOHGHYLFHLPPHGLDWHO\$IWHUDODUPFDQFHOOLQJWKHFRQWUROGHYLFH)66VWDUWV
RSHUDWLRQDXWRPDWLFDOO\ZLWKWKHSXUJLQJSURFHGXUH7KHH[WHUQDODODUPORRSLVPDGHE\DQRUPDOFORVHG
FRQQHFWLRQPHWKRG
3HULSKHUDOV
2SHUDWLQJSDQHOV
)RUWKHFRQWUROXQLW)66VHYHUDORSHUDWLQJDQGYLVXDOLVLQJSDQHOVDUHDYDLODEOH7KHVHSDQHOVFRQVLVWRI
WKHH[SORVLRQSURWHFWLRQFODVV
LQWULQVLFDOO\VDIH
DQGDUHFRQVLGHUDEO\DGYDQWDJHRXVSDUWLFXODUO\ZKHQWKH
FRQWUROXQLWLVPRXQWHGLQVLGHWKHHQFORVXUH
&RPPRQRSHUDWLQJSDQHOV%7DQG%7ZLWK
x 2Q2II6ZLWFK
x .H\RSHUDWHGVZLWFKIRUE\SDVV
x /('LQGLFDWRUIRU5($'<DQG21
7KHFRQQHFWLRQWRWKHFRQWUROXQLWFRQVLVWVRIZLUHV
,QWHOOLJHQWRSHUDWLQJSDQHOW\SH%7
7KLVRSHUDWLRQSDQHOLQGLFDWHVRSHUDWLRQDQGPDOIXQFWLRQUHSRUWVDVSODLQWH[W7KHPHPEUDQHVZLWFKHVRI
IHUWRWDOFRPPDQGRIWKHFRQWUROXQLW6WDWXVPRPHQWDU\SUHVVXUHIORZUDWHDVZHOODVUHPDLQLQJSXUJHWLPH
DUHDOZD\VDYDLODEOH
7KHFRQQHFWLRQWRWKHFRQWUROXQLWFRQVLVWVRIRQO\ZLUHV
'LVFRQQHFWRUXQLW65
$FFRUGLQJ WR (1 DOO QRQ LQWULQVLFDOO\ VDIH FRQQHFWLRQV RI WKH LJQLWLRQ FDSDEOH DSSDUDWXV PXVW EH
GLVFRQQHFWLIWKHSURWHFWLRQJDVSUHVVXUHIDOOVEHORZWKHVDIHW\OLPLW,QPDQ\DSSOLFDWLRQVPRUHWKDQWKH
WZRFRQQHFWRUWHUPLQDOVRQWKHFRQWUROXQLW)66DUHQHHGHG,QWKHVHFDVHVWKHGLVFRQQHFWRUXQLW65
ZLWKUHVSHFWLYHO\JDOYDQLFDOO\VHSDUDWHGFRQQHFWRUVLVFRQVLGHUDEOHKHOSIXO
,QVWDOODWLRQDQGFRQQHFWLRQ
7KLV&KDSWHUFRQWDLQVLPSRUWDQWVWHSVIRUPRXQWLQJFRQQHFWLQJDQGVWDUWLQJ
0RXQWLQJ
&RQWUROXQLW)66
7KHFRQWUROXQLW)66FDQEHSODFHGLQVLGHDKD]DUGRXVDUHD7KHORFDWLRQLQVLGHRURXWVLGHWKHHQFO R
VXUHDVZHOODVWKHSRVLWLRQLVDOPRVWDUELWUDU\2QO\LQWDNHDQGRXWOHWRIWKHFRQWUROXQLWVKRXOGEHOLQHG
XSRQDKRUL]RQWDOD[LV6HHDOVR )LJXUH LQWKH$SSHQGL[
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
2SHUDWLRQPDQXDO
3DJH
7KHFRQWUROXQLWKDVKROHVRQWKHUHDUSODWHIRUPRXQWLQJDOWKRXJKIL[LQJRQO\ZLWKWKHVFUHZFRQQHFWLRQ
RILQWDNHRURXWOHWLVVXII LFLHQW
, 1%
, 1%
6ROHQRLGYDOYHV
7KHVROHQRLGYDOYHVDQGWKHFRQWUROXQLWUHVSHFWLYHO\SUHV
VXUHPRQLWRUVKRXOGEHPRXQWHGRQWKHHQFORVXUHDVIDUDZD\
IURPHDFKRWKHUDVSRVVLEOH(JVSDFHGLDJRQDODUUDQJHPHQW
WRDFKLHYHDWRWDOSXUJLQJ
2EVHUYHORFDOVDIHW\JXLGHOLQHVDQGWKHUHJXODWLYH
9'(',1
7KHVROHQRLGYDOYHVFDQEHPRXQWHGLQVLGHRURXWVLGHWKHHQFORVXUH)RUPRXQWLQJSRVLWLRQVHHPDQXID F
WXUHU
VJXLGH
2SHUDWLQJSDQHOV%7[[[
° 2SHUDWLQJSDQHO%7
7KH2SHUDWLQJSDQHO%7LVPRXQWHGZLWKRXWUHDUSODWHGLUHFWO\RQWKHHQFORVXUH)RUPRXQWLQJDQG
EXVKLQJRIWKHZLUHVHYHUDOKROHVPXVWEHPDGH)RUORFDWLRQDQGGULOOVL]HVHH )LJXUH'LPHQVLRQVDQG
WHPSODWH%7LQDSSHQGL[
° 2SHUDWLQJSDQHO%7
7KHRSHUDWLQJSDQHO%7KDVDKRXVLQJZLWKHQYLURQPHQWSURWHFWLRQ,3,WFDQEHORFDWHGDQ\ZKHUH
LQKD]DUGRXVDUHD]RQH)RUORFDWLRQDQGGULOOVL]HVHH )LJXUH'LPHQVLRQVDQGWHPSODWHLQD SSHQGL[
° 2SHUDWLQJSDQHO%7[
7KHRSHUDWLQJPDQXDO%7[FRQVLVWVRQO\RI/('VDQGDQ212))VZLWFKGLUHFWO\IL[HGRQWKHH Q
FORVXUH 7KH %7 KDV DQ DGGLWLRQDO NH\RSHUDWHG VZLWFK IRU E\SDVV )RU ORFDWLRQ DQG GULOO VL]H VHH
)LJXUH'LPHQVLRQV%7WHPSODWH%7 LQDSSHQGL[
° 2SHUDWLQJSDQHO%7[
7KHRSHUDWLQJSDQHO%7KDVDKRXVLQJZLWKHQYLURQPHQWSURWHFWLRQ,3,WFDQEHORFDWHGDQ\ZKHUH
LQKD]DUGRXVDUHD]RQH)RUORFDWLRQDQGGULOOVL]HVHH )LJXUH'LPHQVLRQV%7WHPSODWH%7
LQDSSHQGL[
'LVFRQQHFWRUXQLW65
7KHGLVFRQQHFWRUXQLW65FDQEHPRXQWHGDQGRSHUDWHGLQKD]DUGRXVDUHD]RQH,WUHSUHVHQWVDQ([H
WHUPLQDOER[
&RQQHFWLQJDQGVWDUWLQJ
$IWHUPRXQWLQJFRQQHFWWKH
LQWULQVLFDOO\VDIH
SHULSKHUDOVWRWHUPLQDODQGWKHSRZHUVXSSO\YDOYHV
DQGLJQLWLRQFDSDEOHDSSDUDWXVWRLQFUHDVHGVDIHW\WHUPLQDOVRIWKHFRQWUROXQLW
, :DUQLQJ /,1(92/7$*(
, 7LS
, :DUQLQJ
([WUHPHFDXWLRQLVDGYLVHGZKHQKDQGOLQJWKLVGHYLFH+LJK
HOHFWULFDOGLVFKDUJHLVSRVVLEOHDQGFDQEHIDWDO
3OHDVHQRWHWKHIROORZLQJ6WDQGDUGRI&RPSOLDQFH
'07$7(;(DQGWKHUHJXO DWLYH9'(',1
'RQRWH[FHHGWHUPLQDOVDIHW\OLPLWVRIHDFKWHUPLQDO
6HHOLPLWVLQWHFKQLFDOGHWDLOVRUGHFODUDWLRQVRIFRQIRUPLW\
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
2SHUDWLRQPDQXDO
3DJH
7HUPLQDOGHVFULSWLRQ)66
7HUPLQDO
%7[
)66 65
7HUPLQDOVH[FOXVLYHO\IRUFRQQHFWLQJWKHRSHUDWLQJSDQHO%7
7HUPLQDOVRIRSHUDWLQJSDQHO%7%7DQG%7
([WHUQDODODUPORRSLQWULQVLFDOO\VDIH RSHQLQJ FLUFXLW DODUPV (([ S6\VWHP DQG
VZLWFKLQJRIILJQLWLRQFDSDEOHGHYLFH
:RUNLQJFXUUHQWFLUFXLW
:RUNLQJFXUUHQWFLUFXLW
/LQHYROWDJHDFFWRUHDOLVDWLRQHLWKHUQHXWUDOFRQGXFWRUDW$&RUPLQXVSROHDW'&
/LQHYROWDJHDFFWRUHDOLVDWLRQHLWKHURXWHUFRQGXFWRUDW$&RUSOXVSROHDW'&
7HUPLQDOVIRUSURSRUWLRQDOVROHQRLGYDOYH
7HUPLQDOVIRUDGGLWLRQDOGLJLWDOVROHQRLGYDOYH
7HUPLQDOVIRUGLJLWDOVROHQRLGYDOYH
, 1%
'HVFULSWLRQ
7HUPLQDOVIRUVROHQRLGYDOYHIXVHLQVLGH)66
,IH[WHUQDORSHUDWLRQSDQHOV%7[RUDGGLWLRQDOSUHVVXUHPRQLWRUDUHQRWXVHGLWLVSRVVLEOHWR
FRQQHFWWHUPLQDODQGRIWKHFRQWUROXQLW)66WRDVKRUWLQJEULGJHWRHQDEOHDQDXWR
PDWLFVZLWFKDIWHUSXUJLQJSURFHVV
,QWKLVFDVHWKH2Q2IIIXQFWLRQRIWKHIDUOHIWEXWWRQRQWKHFRQWUROXQLW)66LVQRQRSH
UDWLRQDO
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
2SHUDWLRQPDQXDO
3DJH
6WDUWLQJDQGSDUDPHWHUGHIDXOWV
7KHIROORZLQJSDUDPHWHUVDUHSUHVHWDIWHUFRQQHFWLQJWKH)66WRPDLQVVXSSO\
6WUXFWXUH
&RGHV
3UHVVXUHDQG
IORZ
, 5HVHW
3DUDPHWHU
0RGH/HDNDJHFRPSHQVDWLRQ
3XUJLQJPHWKRGWLPHEDVHG
7\SHRIYDOYHGLJLWDO
0DLQPHQX0&RGH
%\SDVV%\&RGH
2Q2II&RGH2Q2II&
3XUJLQJWLPH
3XUJLQJYROXPH
0LQIORZZKLOHSXUJLQJ
0LQIORZZKLOHRSHUDWLQJ
)ORZVHWSRLQW
0LQSUHVVXUHLQVLGHHQFORVXUH
0D[SUHVVLQVLGHHQFORVXUH
6HWSRLQWSUHVVZKLOHSXUJLQJ
6HWSRLQWSUHVVZKLOHRSHUDW
LQJ
'LVSOD\ 7H[W
&RPPHQW
&RGHWXUQVFRGHZRUGWHVW
RIIH[FHSWLRQ0FRGH
>PLQ@
WLPHEDVHGSXUJLQJPHWKRGVH
OHFWHG
LQWHJSXUJLQJPHWKRGVHOHFWHG
WLPHEDVHGSXUJLQJPHWKVHOHFWHG
RSHUDWLRQPRGHFRQWLQXRXVIORZ
VHOHFWHG
>O@
>OV@
>OV@
>OV@
>PEDU@
>PEDU@
>PEDU@
SURSRUWLRQDOVROHQRLGYDOYHVH
>PEDU@
OHFWHG
3UHVVUHGERWWRP(17(5%XWWRQ ZKLOHVZLWFKLQJRQWKHFRQ
WUROXQLW)66WRUHVHWDOOSDUDPHWHUVWRWKHYDOXHVLQWDEOH
DERYH
XVHGRQO\RQFRQWUROXQLW)66
2SHUDWLRQKLQWVSXUJLQJSURFHVV
7KHFRQWUROXQLW)66VWDUWVWKHSXUJLQJSURFHVVLPPHGLDWHO\DIWHUVWDUWXSSURYLGLQJWKHSURJUDPPHG
PLQLPDO SUHVVXUH PLQLPXP PEDU LV SUHVHQW 3DUDOOHO WR SUHVVXUH PRQLWRULQJ WKH IORZ UDWH ZLOO EH
ZDWFKHGWRJHWDVDIHSXUJLQJSURFHVV
,IWKHSXUJLQJIORZUDWHSDVVHVLWVPLQLPXPHJWHPSRUDU\VKXWDWWKHRXWOHWWKHQWKHSXUJLQJSURFHVV
ZLOO EH LQWHUUXSWHG DQG WKH FRQWURO XQLW FRQWLQXHV SXUJLQJ DIWHU WKH GLVWXUEDQFH LV JRQH %XW LI SXUJLQJ
SUHVVXUHH[HHGVWKHPLQRUPD[OLPLWVWKHQWKHSXUJLQJSURFHVVZLOOEHWHUPLQDWHGDQGWKHFRQWUROXQLWZLOO
VWDUWDQHZSXUJLQJSURFHVVDXWRPDWLFDOO\DIWHUDFKLHYLQJSXUJLQJFR QGLWLRQ
7KHWDEOHEHORZVKRZVWKHPLQLPXPIORZUDWHLQDFFRUGDQFHRIWKHXVHGSODWHRULILFH
3ODWHRULILFHLQFRQWUROXQLW
0LQLPXPIORZUDWH
‡ PP
OLWHUVHF
‡ PP
‡ PP
‡ PP
‡ PP
*|QQKHLPHU(OHNWURQLF*PE+
OLWHUVHF
OLWHUVHF
OLWHUVHF
OLWHUVHF
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
2SHUDWLRQPDQXDO
3DJH
2SHUDWLRQPDQXDO
7KHXVHUKDVWRWDOFRQWURORIWKHSXUJLQJV\VWHP)6E\WKHXVHRINH\VRQWKHFRQWUROXQLW)66
UHVSHFWLYHO\E\XVLQJWKHH[WHUQDORSHUDWLQJSDQHO%72SHUDWLRQRQFRQWUROXQLW)66SDQHO%7
LVHTXDO8VLQJWKHRWKHURSHUDWLQJSDQHOVRQO\DUHVWULFWHGRSHUDWLRQLVSRVVLEOH
'LVSOD\
7KHEXLOWLQGLVSOD\LQGLFDWHVRSHUDWLRQPRGHVSUHVHQWSUHVVXUHRUIORZUDWHGDWDDVZHOODVPDOIXQFWLRQ
.H\ERDUG
7KH IRXU PXOWLIXQFWLRQDO NH\V KDYH GLIIHUHQW PHDQLQJV DQG IXQFWLRQV GHSHQG RQ WKH SUHVHQW RSHUDWLRQ
PRGH
.H\
2SHUDWLRQPRGH )XQFWLRQ
QRUPDORSHUDWLRQ
7RJJOHVWKHLJQLWLRQFDSDEOHGHYLFHRQDQGRIILISXUJLQJV\ V
WHPVWDWHLVUHDG\
³6KLIWULJKW¦EXWWRQ
UXQQLQJPHQX
6KLIWFXUVRURQHSRVLWLRQULJKW
³8S¦EXWWRQ
UXQQLQJPHQX
*HWPHQXQH[WLWHP
(LQ$XV
%<3$66
,1)2347
³'RZQ¦EXWWRQ
0(18
³(QWHU¦EXWWRQ
QRUPDORSHUDWLRQ
QRUPDORSHUDWLRQ
UXQQLQJPHQX
QRUPDORSHUDWLRQ
UXQQLQJPHQX
*|QQKHLPHU(OHNWURQLF*PE+
$FWLYDWHV%\SDVVLHHQDEOHWRJJOHLJQLWLRQFDSDEOHGHYLFHRQ
RURIILQGHSHQGHQWO\RIWKHSXUJLQJVWDWXV
&KDQJHV LQGLFDWLRQ RI WKH GLVSOD\ SUHVHQW SUHVVXUH IORZ UDWH
UHPDLQLQJ SXUJH WLPH UHVSHFWLYHO\ SXUJH YROXPH DQG SUHVHQW
VWDWHRIWKHSXUJLQJV\VWHP
*HWSUHYLRXVPHQXLWHP
([HFXWHVPDLQPHQX
,QLWLDWHVDQGFRQILUPVSDUDPHWHULQSXW
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
2SHUDWLRQPDQXDO
3DJH
+RZWRHQWHUDQGOHDYHWKHE\SDVVPRGH
,
,
:DUQLQJ
8WLOLVHE\SDVVRQO\LILWLVVXUHWKDWQRH[SORVLYHDWPRVSKHUHLVLQVLGHWKHFDELQHW
:DUQLQJ
7KHE\SDVVPRGHLVGHQLHGLILWLVSRVVLEOHWKDWDH[SORVLYHDWPRVSKHUHFDQDULVH
LQVLGHWKH(([SKRXVLQJ
7KH RULJLQ VWDWH LV QRUPDO RSHUDWLRQ WKH (([ S KRXVLQJ FDQ EH SXUJHG XQSXUJHG RU
ZKLOHSXUJLQJ7KHVWHSVVKRZQEHORZDUHDFFRUGLQJWRWKHFRQWUROGHYLFH)6QRW
WRWKHRSHUDWLRQSDQHO%,[
%\&2'(
%\SDVV
2U
2Q
,
1%
,I\RXKDYHDRSHUDWLRQSDQHO%7[XVHWKHNH\VZLWFKLQVWHDG
7KHE\SDVVFRGHLVQHHGHG
7KHH[ZRUNV%\SDVVFRGHLV¨©
(QWHULVULJKWFRGHXVLQJWKHDUURZNH\VDQGFRQILUPZLWKWKH (17(5NH\
7KHE\SDVVPRGHLVQRZDFWLYH
,IWKHFRQWUROXQLWLVVHWWR¦DXWRPDWLFRQ§WKHGLVSOD\VKRZV¦E\SDVV§DQG¦2Q§DOWH U
QDWHO\DQGWKHUHOD\FRQWDFWV7HUDQGDUHFORVHG
1RZ\RXFDQWRJJOHWKHUHOD\FRQWDFWVE\SUHVVLQJWKH¦ULJKW¦EXWWRQ5HPDUNLIWKH
($FRGHLVXQHTXDOWR]HUR\RXPXVWHQWHUWKHPHDFKWLPH\RXZDQWWRFKDQJHWKH
UHOD\FRQWDFWVVWDWH
/HDYHWKHE\SDVVPRGHLQWKHVDPHZD\WRHQWHU
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
2SHUDWLRQPDQXDO
3DJH
,QGLFDWLRQVGXULQJQRUPDORSHUDWLRQ
7KHLQIRLQGLFDWLRQVKRZVWKHSUHVHQWVWDWHRIWKHSXUJLQJV\VWHP,QDGGLWLRQWRWKLVLQGLFDWLRQLWLVSRVV L
EOHWRVHOHFWFXUUHQWSUHVVXUHIORZUDWHRUUHPDLQLQJSXUJHWLPHLQGLFDWLRQ6HHEHORZ
)LJXUH )ORZFKDUWVWDWHRISXUJLQJV\VWHPDQGFRUUHVSRQGLQJGLVSOD\
&RQILJXUDWLRQ
<RXPXVWFRQILJXUHDQGHQWHUWKHSDUDPHWHUVRIWKHFRQWUROXQLW)66WRDFKLHYHDGHVLUHGPRGHRIR S
HUDWLRQ$OOSDUDPHWHUV RI WKH FRQWURO XQLW DUH VWUXFWXUHG LQ IRUP RI D PHQX 6HH DOVR WKH IORZ FKDUWV LQ
FKDSWHU
7KHPHQXIRUPDW
0DLQPHQX
/DQJXDJH
6WUXFWXUH
*|QQKHLPHU(OHNWURQLF*PE+
7KHPDLQPHQXLVVXEGLYLGHGLQWRVHSDUDWHFDWHJRULHV
x
x
x
x
/DQJXDJH
6WUXFWXUH
3DUDPHWHUV
&RGHV
x
x
x
x
x
*HUPDQ
(QJOLVK
)UHQFK
'XWFK
6SDQLVK
x
x
x
x
x
2SHUDWLRQPRGHOHDNDJHFRPSHQVDWLRQRUFRQWLQXRXVIORZ
8VLQJGLJLWDORUSURSRUWLRQDOVROHQRLGYDOYHV
,QWHJUDWLRQRUWLPHEDVHGSXUJLQJPHWKRG
8VLQJDQDGGLWLRQDOSUHVVXUHPRQLWRU
8VLQJWKHGLVFRQQHFWRUXQLW65
7KHVHDUHWKHODQJXDJHVDYDLODEOH
6HOHFWLQJDSXUJLQJV\VWHPVWUXFWXUHZLWKWKHIROORZLQJDOWHUQDWLYHV
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
3DUDPHWHUV
&RGHV
, 1%
2SHUDWLRQPDQXDO
3DJH
7KLV FDWHJRU\ FRQWDLQV WKH QHFHVVDU\ SDUDPHWHUV GHSHQGLQJ RQ WKH VWUXFWXUH G H
ILQHGDERYH([DPSOHVIRUSDUDPHWHUVDUH
x
x
x
x
3XUJLQJWLPH
0LQLPXPIORZZKLOHSXUJLQJSURFHVV
0LQLPXPSUHVVXUH
0D[LPXPSUHVVXUH
7KHFRQWUROXQLWKDVGLIIHUHQWFRGHZRUGV
x 0&RGHWRHQWHUPDLQPHQX
x %\&RGHWRDFWLYDWH%\SDVV
x ($&RGHWRVZLWFKLJQLWLRQFDSDEOHDSSDUDWXVRQRURII
7KH)66GRHVQRWZRUNLQJGXULQJUXQQLQJPDLQPHQX7KDW
PHDQVWKHVROHQRLGYDOYHVDQGWKHLJQLWLRQFDSDEOHGHYLFHLQVLGH
WKHFDELQHWDUHVZLWFKHGRII
([SODLQLQJWKHPDLQPHQX
7KHGLVSOD\RIWKHFRQWUROXQLWKDVRQO\GLJLWV)RUWKLVSXUSRVHWKHQDPHVRIWKHVWUXFWXUHVDQGSDUDP H
WHUVDUHRIWHQDEEUHYLDWLRQV
,QWKHIROORZLQJWDEOHEHORZDUHVRPHH[SODQDWLRQVRIWKHPHQXLWHPV7KHWDEOHDVDUHIHUHQFHJXLGHIRU
SURJUDPPLQJWKHGHVLUHGV\VWHPVWUXFWXUHDQGWRVHWWKHDSSURSULDWHSDUDPHWHUVFRUUHFWO\7KHPHQXLWHPV
DUHURXJKO\VRUWHGE\FODVV
3OHDVHQRWHWKDWWKHYLHZDEOHFRQGLWLRQVRISDUDPHWHUVDUHQRWLQFOXGHG7KHFDWHJRU\¨/DQJXDJH©LVDOVR
H[FOXGHGEHFDXVHRILW
VVLPSOLFLW\
6HHDOVRWKHFRUUHVSRQGLQJIORZFKDUWVLQFKDSWHU
/HYHO
6WUXFWXUH
&DVVLILFDWLRQ
/HYHO
/HYHO
9DOYHV
39DOYH
,QWHJUD
'9DOYH
,QWHJ<
,QWHJ1
&RQW)ORZ &)ORZ<
3DUDP
3XU7LPH
3XU9RO
0LQ)O3
*|QQKHLPHU(OHNWURQLF*PE+
&)ORZ1
'HVFULSWLRQ([SODQDWLRQ
6HOHFWLQJ
YDOYHV©RQOHYHOPHDQVWKDWDSUR
SRUWLRQDOVROHQRLGYDOYHRUD
GLJLWDOVROHQRLGYDOYH LVDYDLODEOHRQOHYHO
,QWHJUDWLRQSXUJLQJPHWKRG<HV
&RQILJXUHVLQWHJUDWLRQSXUJLQJPHWKRG
,QWHJUDWLRQ3XUJLQJPHWKRG1R
6HOHFWVWLPHEDVHGSXUJLQJPHWKRG
&RQWLQXRXV)ORZ<HV
$FWLYDWHVWKHRSHUDWLRQPRGH¨FRQWLQXRXVIORZ
&RQWLQXRXV)ORZ1R
$FWLYDWHVWKHRSHUDWLRQPRGH¨OHDNDJHFRPSHQ
VDWLRQ©
3XUJHWLPH (QWHUDIL[HGSXUJHWLPHLQ
KPLQVHF7KHSXUJHWLPHRQO\DSSHDUVLIWKH
WLPHEDVHGSXUJLQJPHWKRGLVFKRVHQ
3XUJHYROXPH 7KHSXUJHYROXPHRQO\DSSHDUV
LILQWHJUDWLRQSXUJLQJPHWKRGLVFKRVHQ
0LQLPXPIORZUDWHGXULQJSXUJLQJSURFHVV
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
0LQ)O2
5DWHG)O
0LQ3UHV
0D[3UHV
53UH3X
&RGHV
5DWHG3U
0&RGH
%\&RGH
2Q2II&
2SHUDWLRQPDQXDO
0LQLPXPIORZUDWHGXULQJ RSHUDWLQJ
3DJH
)ORZUDWHVHWSRLQW,QRSHUDWLRQPRGH¨FRQ
WLQXRXVIORZ©WKLVIORZUDWHZLOOEHUHJXODWHG
ZKLOHQRUPDORSHUDWLRQ
0LQLPXPSUHVVXUHLQVLGHHQFORVXUH
2QO\YDOXHVDERYHt PEDUFDQEHHQWHUHG
$GGLWLRQDOVDIHW\UHJXODWLYWR(1
0D[LPXPSUHVVXUHLQVLGHHQFORVXUH
0D[LPXPSUHVVXUHd PEDU
3UHVVXUHVHWSRLQWGXULQJ SXUJLQJ
7KLVSUHVVXUHYDOXHZLOOEHUHJXODWHGGXULQJ
SXUJLQJSURFHVV
3UHVVXUHVHWSRLQWGXULQJ QRUPDORSHUDWLRQ
7KLVSUHVVXUHYDOXHZLOOEHUHJXODWHGGXULQJ
QRUPDORSHUDWLRQ
0HQXFRGH &RGHZRUGWRHQWHUPDLQPHQXRXW
RIRSHUDWLRQPRGH
7KH0FRGHFRXOGQRWVZLWFKHGRIE\VHWWLQJ
0&RGH ³¦
%\SDVVFRGH &RGHZRUGWRDFWLYDWHWKHE\SDVV
7KHE\SDVVFRGHZRUGFDQEHVZLWFKHGRIIE\
VHWWLQJ³¦7KHE\SDVVFRGH³¦EORFNV
WKHE\SDVVIXQFWLRQ,QWKDWFDVHDE\SDVVFDQ
RQO\EHDFWLYDWHGE\NH\RSHUDWHGVZLWFKRQ%7
[
2Q2IIFRGHHQDEOHVVZLWFKLQJRQRURIIWKH
LJQLWLRQFDSDEOHGHYLFH7KH2Q2IIFRGHZRUG
FDQEHVZLWFKHGRIIZLWK³¦
&RQILJXUDWLRQ([DPSOH
([DPSOH
(([S6\VWHP
Ÿ (QFORVXUHYROXPHO
Ÿ /DQJXDJH(QJOLVK
Ÿ 6WUXFWXUH
x 2SHUDWLRQPRGHOHDNDJHFRPSHQVDWLRQ
x ,QWHJUDWLRQSXUJLQJPHWKRG
x 3URSRUWLRQDOVROHQRLGYDOYH
Ÿ 3DUDPHWHUV
Ÿ &RGHV
3URFHGXUH
x
x
x
x
x
3XUJLQJYROXPHO
0LQLPXPSUHVVXUHRIHQFORVXUHPEDU
0D[LPXPSUHVVXUHRIHQFORVXUHPEDU
6HWSRLQWSUHVVXUHSXUJLQJSURFHVVPEDU
6HWSRLQWSUHVVXUHQRUPDORSHUDWLRQPEDU
x 0&RGH
x %\&RGH
x ($&RGHVZLWFKRII
3UHVVWKH(QWHUEXWWRQWRVWDUWPDLQPHQX7KHFRQWUROXQLWFDOOVIRUWKH0FRGHWREH
HQWHUHG
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
0&RGH
B
2SHUDWLRQPDQXDO
3DJH
7KHH[ZRUNV0FRGHLV¨©
3UHVVWKH(QWHUEXWWRQWRLQVHUW0&RGH
'LVSOD\VKRZV¨©WKHIDUOHIWGLJLWLVIODVKLQJ
3UHVVWKHNH\VHTXHQFHRQWKHOHIWVLGH
WRHQWHUFRGH¨©
WKHSUHVHQW0&RGH
&RQILUPWKHFRGHLQSXWSUHVVLQJ (QWHUEXWWRQ
6SUDFKH
7KHPDLQPHQXLVQRZDFWLYH7KHILUVWVXEPHQX¨/DQJXDJH©DSSHDUVRQWKHGLVSOD\
7KHGHIDXOWODQJXDJHRIH[ZRUNVLV*HUPDQ
'HXWVFK
2QWKHOHIWDSSHDUVWKHZRUG¨'HXWVFK©
(QJOLVK
6WUXFWXUH
9DOYHV
'9DOYH
39DOYH
&RQW)ORZ
7RDOWHUWKHODQJXDJHSUHVV (QWHU
3UHVVWKH 8SEXWWRQ WRFKDQJHWKHODQJXDJH
7KHODQJXDJH¨(QJOLVK©LVQRZVHOHFWHG
3UHVVWKH(QWHUNH\WRFRQILUPWKHFKDQJH
&DWHJRU\¨6WUXFWXUH©DSSHDUV
3UHVVWKH(QWHUNH\WRFRQILJXUHWKH(([SV\VWHPVWUXFWXUH
7KHILUVWLWHPRIWKHVWUXFWXUHPHQXLVWKHFKRLFHRIWKHVRO HQRLGYDOYH
3UHVVWKH(QWHUNH\WRFKDQJHVWDWH
7KHSUHVHQWVWDWHLVGLJLWDOVROHQRLGYDOYH
&KDQJHWKHVWDWHE\SUHVVLQJ 8SNH\
7KHQHZVWDWHLVQRZ©3URSRUWLRQDOVROHQRLGYDOYH©
&RQILUPWKHFKDQJHE\SUHVVLQJ (QWHUNH\
7KLVLWHPLVWKHRSHUDWLRQDOPRGH
FRQWLQXRVIORZ
RU
OHDNDJHFRPSHQVDWLRQ
7KHH[
ZRUNVVWDWHLVDOUHDG\
OHDNDJHFRPSHQVDWLRQ
WKHUHIRUH
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
2SHUDWLRQPDQXDO
3DUDP
3XU9RO
BO
3DJH
VNLSWKLVLWHPE\SUHVVLQJWKH 8SNH\
7KHVWUXFWXUHPHQXLVQRZILQLVKHG7KHPDLQPHQXFRQWLQXHVDXWRPDWLFDOO\ZLWKWKH
SUHVHOHFWHGSDUDPHWHUV
6WDUWWKHSDUDPHWHUFDWHJRU\E\SUHVVLQJWKH (QWHUNH\
7KHILUVWPHQXLWHP¨3XUJLQJYROXPH©DSSHDUV
3UHVVWKH(QWHUNH\ WRHQWHUWKHGHVLUHGYROXPH¨O©
([SHFWLQJDSUHVHWSXUJLQJYROXPHRIOWKHLQSXWVHTXHQFHLVDVIROORZV
BO
O
0LQ3UHV
0D[3UHV
PEDU
53UH3X
5DWHG3UH
&RGHV
0&RGH
%\&RGH
2Q2II&
(QG
&RQILUPWKHLQSXWE\SUHVVLQJWKH (QWHUNH\
7KH GHVLUHG PLQLPXP SUHVVXUH RI PEDU LV DOUHDG\ DGMXVWHG H[ ZRUNV &RQWLQXH
VNLSSLQJWKLVPHQXLWHPE\SUHVVLQJWKH 8SNH\ RUYLHZE\SUHVVLQJWKH (QWHUNH\
1RZHQWHUWKHGHVLUHGYDOXHRIWKHPD[LPXPSUHVVXUH0RGLI\WKHSUHVHQWSDUDPHWHU
DVVKRZQDERYH
7KHGHVLUHGPD[LPXPSUHVVXUHLVPEDU
7KH GHVLUHG VHWSRLQW SUHVVXUH GXULQJ WKH SXUJLQJ SURFHVV RI PEDU LV DOUHDG\
DGMXVWHGH[ZRUNV&RQWLQXHSDVVLQJWKLVPHQXLWHPE\SUHVVLQJWKH XSNH\
7KHGHVLUHGVHWSRLQWSUHVVXUHGXULQJQRUPDORSHUDWLRQPXVWEHDGMXVWHG0RGLI\WKH
SUHVHQWSDUDPHWHUWRPEDUDVVKRZQDERYH
7KH SDUDPHWHU FDWHJRU\ LV QRZ ILQLVKHG 7KH PDLQ PHQX FRQWLQXRXV DXWRPDWLFDOO\
ZLWKWKHVXEPHQXFRGHV
0RGLI\0&RGHWR¨©DVVKRZQDERYH3OHDVHQRWHWKH 0&RGHFDQQRWEHVHWWR
¨©
0RGLI\%\&RGHWR¨©DVVKRZQDERYH
6HWWKH2Q2II&RGHWRVZLWFKWKHLJQLWLRQFDSDEOHDSSDUDWXVRQRURIIWR¨©7KLV
FRGHZRUGLVIURPQRZRQGLVDEOHG
7KHPDLQPHQXVHWWLQJVDUHQRZFRPSOHWH
$IWHUSUHVVLQJWKH(QWHUNH\WKHSXUJLQJV\VWHPLVLQRSHUDWLRQVWDWH
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
2SHUDWLRQPDQXDO
$ODUPDQGPDOIXQFWLRQLQGLFDWLRQV
3DJH
$ODUP
&DXVH
5HPHG\
(UURUPHVVDJH
&DXVH
5HPHG\
([W$ODU
(UURU(
(UURU3
(UURU4
(UURU&
*|QQKHLPHU(OHNWURQLF*PE+
7KH H[WHUQDO DODUP RFFXUUHG LH WKH )L[VKRUWLQJEULGJHWRWHUPLQDODQG
H[WHUQDO DODUP ORRS LV EURNHQ ,I WKH RIWKHFRQWUROXQLW)66
H[WHUQDO DODUP ORRS LV QRW XVHG GLVDEOH
WKH H[WHUQDO DODUP ORRS E\ D VKRUWLQJ
EULGJH
((35205HDG(UURU
6WRUHG FRQILJXUDWLRQ GDWD LV LQFRPSOHWH
RUFRUUXSW
3UHVVXUHVHQVRU(UURU
7KH LQWHJUDWHG SUHVVXUH VHQVRUV GR QRW 7XUQ)66RII7XUQ)66RQ
ZRUNSURSHUO\
,IWKHHUURUPHVVDJHRFFXUVDJDLQ
IORZVHQVRU(UURU
WKHQ UHWXUQ WKH FRQWURO XQLW )6 6
7KHLQWHJUDWHGIORZVHQVRUVGRQRWZRUN WR*|QQKHLPHU(OHNWURQLF
SURSHUO\
+DUGZDUHIDXOW
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
)ORZFKDUWV
3DJH
)ORZFKDUWV
)LJXUH )ORZFKDUWPDLQPHQX
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
)ORZFKDUWV
3DJH
)LJXUH )ORZFKDUWODQJXDJHPHQX
*|QQKHLPHU(OHNWURQLF*PE+
7HO
)D[
)6
)ORZFKDUWV
3DJH
)LJXUH )ORZFKDUWVWUXFWXUHFDWHJRU\
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
)ORZFKDUWV
3DJH
)LJXUH )ORZFKDUWSDUDPHWHUFDWHJRU\
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
)ORZFKDUWV
3DJH
)LJXUH )ORZFKDUWFRGHFDWHJRU\
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
$SSHQGL[
3DJH
$SSHQGL[
7DEOHV
SODWHRULILFHVL]H
>PP@
3UHVVXUH
>EDU@
>3D@
7KHULJKWGLDPHWHURIWKHSODWHRULILFHGHSHQGV
XSRQWKHGHVLUHGYROXPHIORZUDWHRQWKHHQFOR
VXUHRXWOHWDQGWKHEXLOWLQQR]]OHRIWKHVROH
QRLGYDOYH)ORZUDWHVLQWRHQFORVXUHGHSHQG
XSRQSULPDU\SUHVVXUHDQGQR]]OHGLDPHWHU
)ORZUDWHLVDERXW
>PK@
3ODWHRULILFH
)ORZUDWH>OV@ U $LU NJP
1R]]OHGLDPHWHU>PP@
7HFKQLFDO'HWDLOV
*HQHUDO
+RXVLQJ
(OHFWULFDO
VSHFLILFDWLRQV
3QHXPDWLF
0RXQWLQJ
(([S
&RQILJXUDWLRQ
0RXQWLQJ
([SURWHFWLRQFODVV
(QYLURQPHQWSURWHFWLRQ
'LPHQVLRQV
0DWHULDO
3RZHUFRQVXPSWLRQ
0DLQYROWDJH
:RUNLQJFLUFXLWV
7HUPLQDO
&RQWUROFLUFXLWV
7HUPLQDO
3UHVVXUHUDQJH
)ORZUDWHUDQJH
3RVLWLRQ
(QYLURQPHQWWHPSHUD
WXUH
3DUDPHWHULQSXW
6WRUDJH
*|QQKHLPHU(OHNWURQLF*PE+
&RQWUROXQLW)66
LQVLGHKD]DUGRXVDUHD
(([HP>LE@,,&7
,35HPDUNZLWKRXWRXWOHWGULOO
+[:['PP[PP[PP
$OXPLQLXPODFTXHUHG5DO
$ERXW9$ZLWKRXWSHULSKHUDOV
9'&9$&9$&9$&9$&9$&
+]
$&
8d 9$&,d $DWFRVM ! '&
8d 9'&,d $3d :
([SURWHFWLRQFODVVLQWULQVLFDOO\VDIH(([LE,,&
VHHGHFODUDWLRQRIFRQIRUPLW\IRUIXUWKHUGHWDLOV
'07$7(;(
PEDU
PKGHSHQGHQWXSRQSODWHRULILFHVL]H
SRVLWLRQLQGHSHQGHQWRQO\LQWDNHDQGRXWOHWRIWKHFRQWUROXQLW
VKRXOGEHOLQHGXSRQDKRUL]RQWDOD[LV
ƒ&ƒ&DW7
ƒ&ƒ&DW7
/&'LVSOD\PHQXJXLGHG
'LIIHUHQWODQJXDJHV*HUPDQ(QJOLVK)UHQFK'XWFK6SDQLVK
E\((3520GRXEOHVDYHGZLWK&5&
7HO
)D[
)6
$SSHQGL[
3DJH
%ORFNGLDJUDPV
)LJXUH (OHFWULFDOEORFNGLDJUDP
)LJXUH 3QHXPDWLFEORFNGLDJUDP
*|QQKHLPHU(OHNWURQLF*PE+
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
$SSHQGL[
'LPHQVLRQV
3DJH
)LJXUH'LPHQVLRQV)66
)LJXUH0RXQWLQJH[DPSOHV
)LJXUH'LPHQVLRQVDQGWHPSODWH%7
)LJXUH'LPHQVLRQV%7WHPSODWH%7
)LJXUH'LPHQVLRQVGLJLWDOVROHQRLGYDOYH
*|QQKHLPHU(OHNWURQLF*PE+
)LJXUH'LPHQVLRQVSURSRUWLRQDOVROHQRLGYDOYH
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH
)6
$SSHQGL[
/LVWRI3DUDPHWHUV
6\VWHPLGHQWLILFDWLRQ ,QVWDOODWLRQQR
)66
3URGXFWLRQQR
,QSXWV
/DQJXDJH
'HVFULSWLRQ
)6ODQJXDJH
6WUXFWXUH
9DOYH 6ROHQRLGYDOYHW\SHXVHGZLWKWKLV
SXUJLQJV\VWHP"
3XUJLQJ 7LPHEDVHGSXUJLQJPHWKRG,QWHJ
PHWKRG 1RULQWHJUDWLRQSXUJLQJPHWKRG
,QWHJ<
2SHUDWLRQDO &RQWLQXRXVIORZ&IORZ<RU
PRGH OHDNDJHFRPSHQVDWLRQ&IORZ
3DUDPHWHUV
1
3XUJHWLPH
0LQLPXPIORZUDWHGXULQJSXUJ
LQJSURFHGXUH
0LQLPXPIORZUDWHGXULQJQRUPDO
RSHUDWLRQE\RSPRGHFRQWLQXRXV
IORZ
6HWSRLQWIORZUDWHE\RSHUDWLRQ
PRGHFRQWLQXRXVIORZ
3UHVVXUHPRQLWRU
PLQLPXPSUHVVXUH
3UHVVXUHPRQLWRU
PD[LPXPSUHVVXUH
6HWSRLQWSUHVVXUHGXULQJSXUJLQJ
6HWSRLQWSUHVVXUHGXULQJQRUPDO
RSHUDWLRQ
&RGHIRUPDLQPHQX
&RGHIRUE\SDVV
&RGHWRHQDEOHVZLWFKLQJLJQLWLRQ
FDSDEOHGHYLFH
*|QQKHLPHU(OHNWURQLF*PE+
'DWH
6ROHQRLGYDOYH
/DQJXDJH
9DOXHVWDWH
%7
9DOYHV
39DOYH
'9DOYH
,QWHJUD
,QWHJ<
,QWHJ1
&RQW)ORZ
&)ORZ<
&)ORZ1
7LFNER[
7LFNER[
7LFNER[
3XU7LPH
3XUJHYROXPH
&RGHV
'LVSOD\
3DJH
‰
‰
‰
‰
‰
‰
3XU9RO
0LQ)O3
0LQ)O2
5DWHG)O
0LQ3UHV
0D[3UHV
53UH3X
5DWHG3U
0&RGH
%\&RGH
2Q2II&
SKRQHID[
(PDLOLQIR#JRHQQKHLPHUGH