Download Request For Proposal (RFP)

Table of Contents
DEFINITIONS .............................................................................................................................V
SECTION 1 – REQUEST FOR PROPOSALS.................................................................................. 1
1.1
Background .................................................................................................................. 1
1.2
KCB Capital Overview, Aims and Objectives ............................................................ 1
1.3
Format of RFP Response and Other Information for Bidders ..................................... 2
SECTION 2 – TERMS OF REFERENCE & SCOPE OF WORK ........................................................ 7
2.1
Terms of Reference ...................................................................................................... 7
2.2
Scope of Work .............................................................................................................. 7
2.3
Functional Requirements ............................................................................................. 7
2.3.1
Portfolio Management ............................................................................................. 7
2.3.2
Trading ........................................................................................................................ 8
2.3.3
Research Management ........................................................................................... 8
2.3.4
Revenue Management............................................................................................ 9
2.3.5
Fund Order Management & Distribution ............................................................... 9
2.3.6
Performance Measurement .................................................................................... 9
2.3.7
Margin & Finance Management .......................................................................... 10
2.3.8
Risk & Compliance .................................................................................................. 10
2.3.9
Workflow Security .................................................................................................... 11
2.3.10 Settlement & Reconciliation .................................................................................. 11
2.3.11 Reporting .................................................................................................................. 11
2.3.12 Client Relationship Management (CRM) ............................................................ 12
2.3.13 Investor Accounting................................................................................................ 12
2.3.14 Market Data Services ............................................................................................. 13
2.3.15 Client Accessibility................................................................................................... 13
2.3.16 Corporate Actions Module .................................................................................... 13
2.3.17 Technology Compatibility ...................................................................................... 13
2.4
Documentation Requirements .................................................................................. 14
2.5
Training ........................................................................................................................ 14
2.6
Testing & Acceptance ............................................................................................... 14
2.7
Proof of Concept ........................................................................................................ 15
2.8
Overall Responsibility................................................................................................. 15
2.9
Pricing ......................................................................................................................... 15
2.10
Delivery ....................................................................................................................... 16
2.11
Delayed Delivery & Installation Caused by the Supplier ........................................ 16
Commercial-In-Confidence
RFP – Broker-Dealer System(s)
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4/9/2015