Download Allocation User Manual

Table of Contents
1.
About This Manual ................................................................................... 1-1
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2.
1-1
1-1
1-1
1-1
1-1
1-2
1-2
1-2
1-2
1-3
Allocation Process .................................................................................. 2-1
2.1
2.2
2.3
2.4
2.5
2.6
2.7
3.
Introduction..............................................................................................................
Related Documents .................................................................................................
Audience..................................................................................................................
Organization ............................................................................................................
Conventions Used in this Manual ............................................................................
General Conventions...............................................................................................
Keyboard Conventions ............................................................................................
Glossary of Icons.....................................................................................................
Abbreviations and Acronyms...................................................................................
Getting Help.............................................................................................................
Introduction.............................................................................................................. 2-1
Transactions for Automatic Allocation .................................................................... 2-1
2.2.1 Manual Allocation through End of Day Menu ............................................. 2-3
2.2.2
IPO Transactions Allocation ...................................................................... 2-3
2.2.3 Subscription Allocation ............................................................................... 2-4
2.2.4 Redemption Allocation................................................................................ 2-6
2.2.5 Switch Allocation ........................................................................................ 2-7
2.2.6 Transfer Allocation...................................................................................... 2-8
2.2.7 Block Allocation .......................................................................................... 2-9
2.2.8 Unblock Allocation .................................................................................... 2-10
2.2.9 Consolidation Allocation ........................................................................... 2-11
2.2.10 Split Allocation .......................................................................................... 2-11
2.2.11 Reissue Allocation .................................................................................... 2-12
2.2.12 Backdated Transactions Allocation .......................................................... 2-12
Allocation of Redemption /Switch Transactions with Capital Gains Tax ............... 2-13
2.3.1 Capital Gains Tax as a post-allocation load in the system ....................... 2-13
2.3.2 Indexation for Capital Gains Tax .............................................................. 2-14
Process of Allocation ............................................................................................. 2-15
2.4.1 Identifying Applicability of Loads .............................................................. 2-15
2.4.2 Computing Basis for Applying Loads........................................................ 2-15
2.4.3 Arriving at Load Return Value and Load Amounts ................................... 2-17
2.4.4 Computation of Allotted Units ................................................................... 2-21
Overriding Allocated Units for IPO Transactions ................................................... 2-26
Unitizing Transactions during Book Closing Period............................................... 2-27
Unsettled Trades ................................................................................................... 2-28
2.7.1 Maintenance Activities ............................................................................. 2-28
2.7.2 Process..................................................................................................... 2-28
Function ID Glossary ............................................................................... 3-1