Download MSI B85I

3UHIDFH
=,
+,
%,
=,$&
+,$&
0RWKHUERDUG
*;&
&RS\ULJKW1RWLFH
3UHIDFH
7KHPDWHULDOLQWKLVGRFXPHQWLVWKHLQWHOOHFWXDOSURSHUW\RI0,&5267$5
,17(51$7,21$/:HWDNHHYHU\FDUHLQWKHSUHSDUDWLRQRIWKLVGRFXPHQWEXWQR
JXDUDQWHHLVJLYHQDVWRWKHFRUUHFWQHVVRILWVFRQWHQWV2XUSURGXFWVDUHXQGHU
FRQWLQXDOLPSURYHPHQWDQGZHUHVHUYHWKHULJKWWRPDNHFKDQJHVZLWKRXWQRWLFH
7UDGHPDUNV
$OOWUDGHPDUNVLQWKLVPDQXDODUHSURSHUWLHVRIWKHLUUHVSHFWLYHRZQHUV
᪺ 06,pLVUHJLVWHUHGWUDGHPDUNRI0LFUR6WDU,QWಬO&R/WG
᪺ 19,',$pLVUHJLVWHUHGWUDGHPDUNRI19,',$&RUSRUDWLRQ
᪺ $7,pLVUHJLVWHUHGWUDGHPDUNRI$0'&RUSRUDWLRQ
᪺ $0'pLVUHJLVWHUHGWUDGHPDUNVRI$0'&RUSRUDWLRQ
᪺ ,QWHOpLVUHJLVWHUHGWUDGHPDUNVRI,QWHO&RUSRUDWLRQ
᪺ :LQGRZVpLVUHJLVWHUHGWUDGHPDUNVRI0LFURVRIW&RUSRUDWLRQ
᪺ $0,pLVUHJLVWHUHGWUDGHPDUNRI$PHULFDQ0HJDWUHQGV,QF
᪺ $ZDUGpLVDUHJLVWHUHGWUDGHPDUNRI3KRHQL[7HFKQRORJLHV/WG
᪺ 6RXQG%ODVWHUpLVUHJLVWHUHGWUDGHPDUNRI&UHDWLYH7HFKQRORJ\/WG
᪺ 5HDOWHNpLVUHJLVWHUHGWUDGHPDUNRI5HDOWHN6HPLFRQGXFWRU&RUSRUDWLRQ
᪺ -0LFURQpLVUHJLVWHUHGWUDGHPDUNRI-0LFURQ7HFKQRORJ\&RUSRUDWLRQ
᪺ 1HWZDUHpLVUHJLVWHUHGWUDGHPDUNRI1RYHOO,QF
᪺ /XFLGpLVWUDGHPDUNRI/XFLG/RJL[7HFKQRORJLHV/WG
᪺ 9,$pLVUHJLVWHUHGWUDGHPDUNRI9,$7HFKQRORJLHV,QF
᪺ $60HGLDpLVUHJLVWHUHGWUDGHPDUNRI$60HGLD7HFKQRORJ\,QF
᪺ L3DGL3KRQHDQGL3RGDUHWUDGHPDUNVRI$SSOH,QF
᪺ 4XDOFRPP$WKHURVDQG.LOOHUDUHWUDGHPDUNVRI4XDOFRPP$WKHURV,QF
5HYLVLRQ+LVWRU\
5HYLVLRQ
5HYLVLRQ+LVWRU\
'DWH
9
)LUVWUHOHDVH
9
$GG=,$&+,$&
3UHIDFH
LL
06,LVDVPDUWZHEJDGJHWWKDWZRUNVDVDVKRSSLQJQDYLJDWRUDQG
SURYLGHVVSHFVFRPSDULVRQIRU,7EX\HUV:LWKDVLPSOHWDSRIWKH
VPDUWSKRQH\RX
OOHᚑFLHQWO\ORFDWH\RXULGHDOSURGXFWVIURPDZLGH
YDULHW\RIFKRLFHVDQGLISURGXFWGHWDLOVDUHUHTXLUHG\RXPD\HDVLO\
GRZQORDGXVHUPDQXDOVZLWKLQPLQXWHV%HWWHU\HWWKHSRZHUFDOFXODWRU
SURYLGHVDFFXUDWHHVWLPDWHVRISRZHUXQLWFDSDFLW\IRU',<XVHUV
7HFKQLFDO6XSSRUW
,IDSUREOHPDULVHVZLWK\RXUV\VWHPDQGQRVROXWLRQFDQEHREWDLQHGIURPWKHXVHUಬV
PDQXDOSOHDVHFRQWDFW\RXUSODFHRISXUFKDVHRUORFDOGLVWULEXWRU$OWHUQDWLYHO\
SOHDVHWU\WKHIROORZLQJKHOSUHVRXUFHVIRUIXUWKHUJXLGDQFH
9LVLWWKH06,ZHEVLWHIRUWHFKQLFDOJXLGH%,26
XSGDWHVGULYHUXSGDWHVDQGRWKHULQIRUPDWLRQ
KWWSZZZPVLFRPVHUYLFHGRZQORDG
&RQWDFWRXUWHFKQLFDOVWDᚎDW
KWWSVXSSRUWPVLFRP
LLL
3UHIDFH
3UHIDFH
6PDUWSKRQH$SSOLFDWLRQ
6DIHW\,QVWUXFWLRQV
᪺ $OZD\VUHDGWKHVDIHW\LQVWUXFWLRQVFDUHIXOO\
᪺ .HHSWKLV8VHUಬV0DQXDOIRUIXWXUHUHIHUHQFH
3UHIDFH
᪺ .HHSWKLVHTXLSPHQWDZD\IURPKXPLGLW\
᪺ /D\WKLVHTXLSPHQWRQDUHOLDEOHᚐDWVXUIDFHEHIRUHVHWWLQJLWXS
᪺ 7KHRSHQLQJVRQWKHHQFORVXUHDUHIRUDLUFRQYHFWLRQKHQFHSURWHFWVWKHHTXLSPHQW
IURPRYHUKHDWLQJ'2127&29(57+(23(1,1*6
᪺ 0DNHVXUHWKHYROWDJHRIWKHSRZHUVRXUFHLVDW9EHIRUHFRQQHFWLQJWKH
HTXLSPHQWWRWKHSRZHULQOHW
᪺ 3ODFH WKH SRZHU FRUG VXFK D ZD\ WKDW SHRSOH FDQ QRW VWHS RQ LW 'R QRW SODFH
DQ\WKLQJRYHUWKHSRZHUFRUG
᪺ $OZD\V8QSOXJWKH3RZHU&RUGEHIRUHLQVHUWLQJDQ\DGGRQFDUGRUPRGXOH
᪺ $OOFDXWLRQVDQGZDUQLQJVRQWKHHTXLSPHQWVKRXOGEHQRWHG
᪺ 1HYHUSRXUDQ\OLTXLGLQWRWKHRSHQLQJWKDWFDQFDXVHGDPDJHRUFDXVHHOHFWULFDO
VKRFN
᪺ ,I DQ\ RI WKH IROORZLQJ VLWXDWLRQV DULVHV JHW WKH HTXLSPHQW FKHFNHG E\ VHUYLFH
SHUVRQQHO
რ
7KHSRZHUFRUGRUSOXJLVGDPDJHG
რ
/LTXLGKDVSHQHWUDWHGLQWRWKHHTXLSPHQW
რ
7KHHTXLSPHQWKDVEHHQH[SRVHGWRPRLVWXUH
რ
7KHHTXLSPHQWGRHVQRWZRUNZHOORU\RXFDQQRWJHWLWZRUNDFFRUGLQJWR
8VHUಬV0DQXDO
რ
7KHHTXLSPHQWKDVEHHQGURSSHGDQGGDPDJHG
რ
7KHHTXLSPHQWKDVREYLRXVVLJQRIEUHDNDJH
᪺ '2127/($9(7+,6(48,30(17,1$1(19,5210(17$%29(R&R)
,70$<'$0$*(7+((48,30(17
3UHIDFH
LY
7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWRFRPSO\ZLWKWKHOLPLWVIRUD&ODVV%
GLJLWDOGHYLFHSXUVXDQWWR3DUWRIWKH)&&5XOHV7KHVHOLPLWVDUHGHVLJQHGWR
SURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXOLQWHUIHUHQFHLQDUHVLGHQWLDOLQVWDOODWLRQ
7KLVHTXLSPHQWJHQHUDWHVXVHVDQGFDQUDGLDWHUDGLRIUHTXHQF\HQHUJ\DQGLIQRW
LQVWDOOHGDQGXVHGLQDFFRUGDQFHZLWKWKHLQVWUXFWLRQVPD\FDXVHKDUPIXOLQWHUIHUHQFH
WRUDGLRFRPPXQLFDWLRQV+RZHYHUWKHUHLVQRJXDUDQWHHWKDWLQWHUIHUHQFHZLOOQRW
RFFXULQDSDUWLFXODULQVWDOODWLRQ,IWKLVHTXLSPHQWGRHVFDXVHKDUPIXOLQWHUIHUHQFHWR
UDGLRRUWHOHYLVLRQUHFHSWLRQZKLFKFDQEHGHWHUPLQHGE\WXUQLQJWKHHTXLSPHQWRᚎ
DQGRQWKHXVHULVHQFRXUDJHGWRWU\WRFRUUHFWWKHLQWHUIHUHQFHE\RQHRUPRUHRIWKH
PHDVXUHVOLVWHGEHORZ
რ
5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQD
რ
,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQWDQGUHFHLYHU
რ
&RQQHFWWKHHTXLSPHQWLQWRDQRXWOHWRQDFLUFXLWGLᚎHUHQWIURPWKDWWRZKLFK
WKHUHFHLYHULVFRQQHFWHG
რ
&RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLRWHOHYLVLRQWHFKQLFLDQIRUKHOS
1RWLFH
7KHFKDQJHVRUPRGLᚏFDWLRQVQRWH[SUHVVO\DSSURYHGE\WKHSDUW\UHVSRQVLEOHIRU
FRPSOLDQFHFRXOGYRLGWKHXVHUಬVDXWKRULW\WRRSHUDWHWKHHTXLSPHQW
1RWLFH
6KLHOGHGLQWHUIDFHFDEOHVDQG$&SRZHUFRUGLIDQ\PXVWEHXVHGLQRUGHUWRFRPSO\
ZLWKWKHHPLVVLRQOLPLWV
92,5/$127,&('ಬ,167$//$7,21$9$17'(5$&&25'(5$85(6($8
0LFUR6WDU,QWHUQDWLRQDO
06
7KLVGHYLFHFRPSOLHVZLWK3DUWRIWKH)&&5XOHV2SHUDWLRQLVVXEMHFWWRWKH
IROORZLQJWZRFRQGLWLRQV
WKLVGHYLFHPD\QRWFDXVHKDUPIXOLQWHUIHUHQFHDQG
WKLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHUHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDWPD\
FDXVHXQGHVLUHGRSHUDWLRQ
&(&RQIRUPLW\
+HUHE\0LFUR6WDU,QWHUQDWLRQDO&2/7'GHFODUHVWKDWWKLVGHYLFHLV
LQFRPSOLDQFHZLWKWKHHVVHQWLDOVDIHW\UHTXLUHPHQWVDQGRWKHUUHOHYDQW
SURYLVLRQVVHWRXWLQWKH(XURSHDQ'LUHFWLYH
Y
3UHIDFH
3UHIDFH
)&&%5DGLR)UHTXHQF\,QWHUIHUHQFH6WDWHPHQW
5DGLDWLRQ([SRVXUH6WDWHPHQW
3UHIDFH
7KLVHTXLSPHQWFRPSOLHVZLWK)&&UDGLDWLRQH[SRVXUHOLPLWVVHWIRUWKIRUDQ
XQFRQWUROOHGHQYLURQPHQW7KLVHTXLSPHQWDQGLWVDQWHQQDVKRXOGEHLQVWDOOHGDQG
RSHUDWHGZLWKPLQLPXPGLVWDQFHFPEHWZHHQWKHUDGLDWRUDQG\RXUERG\7KLV
HTXLSPHQWDQGLWVDQWHQQDPXVWQRWEHFRORFDWHGRURSHUDWLQJLQFRQMXQFWLRQZLWKDQ\
RWKHUDQWHQQDRUWUDQVPLWWHU
(XURSHDQ&RPPXQLW\&RPSOLDQFH6WDWHPHQW
7KHHTXLSPHQWFRPSOLHVZLWKWKH5)([SRVXUH5HTXLUHPHQW(&&RXQFLO
5HFRPPHQGDWLRQRI-XO\RQWKHOLPLWDWLRQRIH[SRVXUHRIWKHJHQHUDOSXEOLF
WRHOHFWURPDJQHWLFᚏHOGVದ*+]7KLVZLUHOHVVGHYLFHFRPSOLHVZLWKWKH577(
'LUHFWLYH
)&&%OXHWRRWK:LUHOHVV&RPSOLDQFH
7KHDQWHQQDXVHGZLWKWKLVWUDQVPLWWHUPXVWQRWEHFRORFDWHGRURSHUDWHGLQ
FRQMXQFWLRQZLWKDQ\RWKHUDQWHQQDRUWUDQVPLWWHUVXEMHFWWRWKHFRQGLWLRQVRIWKH)&&
*UDQW
%OXHWRRWK,QGXVWU\&DQDGD6WDWHPHQW
7KLV&ODVV%GHYLFHPHHWVDOOUHTXLUHPHQWVRIWKH&DQDGLDQLQWHUIHUHQFHFDXVLQJ
HTXLSPHQWUHJXODWLRQV
&HWDSSDUHLOQXP«ULTXHGHOD&ODVV%UHVSHFWHWRXWHVOHVH[LJHQFHVGX5ªJOHPHQWVXU
OHPDW«ULHOEURXLOOHXUGX&DQDGD
7DLZDQ:LUHOHVV6WDWHPHQWV
䎰偩岼⌨巵⛙匁㢝
倢⨚㆞崜巘⚗㫋⃚⇝┮䘖⺓櫊榊㳮᧨槭倢峀♾᧨⏻⚇ᇬ⟕壮㒥∎䞷劔⧖ₜ㈦㝔呹帙㦃櫊
䘖ᇬ┯⮶┮䘖㒥帙㦃☮岼岗⃚䔈㊶♙┮厌ᇭ
⇝┮䘖⺓櫊榊㳮⃚∎䞷ₜ㈦㈀檎歪咹⸘⏷♙㄁㞍⚗㽤抩≰᧷倢䤋䚍㦘㄁㞍䚍廰㣑᧨㑘䵚
☂⋫䞷᧨₵㟈⠓咂䎰㄁㞍㣑㡈㈦儋儛∎䞷ᇭⓜ檔⚗㽤抩≰᧨㖖∬榊≰㽤尞⸩⇫㯼⃚䎰偩
榊抩≰ᇭ⇝┮䘖⺓櫊榊㳮檗㉜♦⚗㽤抩≰㒥ぴ㯼ᇬ䱠⸇♙携䣑䞷榊㽱懊⺓㊶榊㳮岼⌨⃚
㄁㞍ᇭ
ぴ⇫櫊䘖*+]a*+]*+]崁櫊㹄棟㡋⸳⏶∎䞷ᇭ
巵⛙∎䞷劔抨㢾䟁櫭彖岙䞱❐᧨⦷⻔⇞䤓䜿⬒₼∎䞷㣑᧨♾厌㦒抯㒟䎰偩榊㄁㞍᧨⦷
抨䲽㍔㽐ₚ᧨∎䞷劔㦒嬺尐㻑㘰♥㩟K拸䠅䤓⺜䷥ᇭ
-DSDQ9&&,&ODVV%6WDWHPHQW
ኌ዆ኖ%㍔⫀㔏嫢孔函
ሶቑ孔函ቒᇬ㍔⫀㔏嫢孔函䷘榊㽱椫⹂呹⃊尞Ⓟ◣巿↩᧤9&&,᧥ቑ⪉䄥቎⪉ቈሲኌ዆
ኖ%㍔⫀㔏嫢孔函ቊሼᇭሶቑ孔函ሯ⹅ㄼ␔ቊ዆ንኇቧኣዉኰንዄዐ♦≰㳮቎扠㘴ሺ቉
∎ቲቯቮቋᇬ♦≰椫⹂ትㆤሰ怆ሶሼሶቋሯሥቭቡሼᇭ♥㔀崻㢝㦇቎ሺቂሯቆ቉㷲ሺሧ
♥ቭ㔀ሧትሺ቉ሲቃሸሧᇭ
ሶቑ完❐ቒᇬ⛷㽱㟿ゾ⩮*+]a*+]*+]ቊ╤⇫ሺ቉ሧቮቋሰቒᇬ⻚␔቎
ርሧ቉ቑቢ∎䞷♾厌ቊሼᇭ
.RUHD:DUQLQJ6WDWHPHQWV
鲮뼩ꓩ꫕꫙ꟹ鱉끩끞닆놹볁뿱겕閵鱚ꫦ넩넽넁
3UHIDFH
YL
%DWWHU\,QIRUPDWLRQ
%DWWHULHVEDWWHU\SDFNVDQGDFFXPXODWRUVVKRXOGQRWEHGLVSRVHGRI
DVXQVRUWHGKRXVHKROGZDVWH3OHDVHXVHWKHSXEOLFFROOHFWLRQV\VWHP
WRUHWXUQUHF\FOHRUWUHDWWKHPLQFRPSOLDQFHZLWKWKHORFDOUHJXODWLRQV
7DLZDQ
)RUEHWWHUHQYLURQPHQWDOSURWHFWLRQZDVWHEDWWHULHVVKRXOGEHFROOHFWHG
VHSDUDWHO\IRUUHF\FOLQJRUVSHFLDOGLVSRVDO
ㅱ榊㻯嵚⥭㟅
&DOLIRUQLD86$
7KHEXWWRQFHOOEDWWHU\PD\FRQWDLQSHUFKORUDWHPDWHULDODQGUHTXLUHV
VSHFLDOKDQGOLQJZKHQUHF\FOHGRUGLVSRVHGRILQ&DOLIRUQLD
)RUIXUWKHULQIRUPDWLRQSOHDVHYLVLW
KWWSZZZGWVFFDJRYKD]DUGRXVZDVWHSHUFKORUDWH
&$87,217KHUHLVDULVNRIH[SORVLRQLIEDWWHU\LVLQFRUUHFWO\UHSODFHG
5HSODFHRQO\ZLWKWKHVDPHRUHTXLYDOHQWW\SHUHFRPPHQGHGE\WKHPDQXIDFWXUHU
&KHPLFDO6XEVWDQFHV,QIRUPDWLRQ
,QFRPSOLDQFHZLWKFKHPLFDOVXEVWDQFHVUHJXODWLRQVVXFKDVWKH(85($&+
5HJXODWLRQ5HJXODWLRQ(&1RRIWKH(XURSHDQ3DUOLDPHQWDQGWKH
&RXQFLO06,SURYLGHVWKHLQIRUPDWLRQRIFKHPLFDOVXEVWDQFHVLQSURGXFWVDW
KWWSZZZPVLFRPKWPOSRSXSFVUHYPWSUWWBSFPKWPO
YLL
3UHIDFH
3UHIDFH
(XURSHDQ8QLRQ
:(((:DVWH(OHFWULFDODQG(OHFWURQLF(TXLSPHQW6WDWHPHQW
(1*/,6+
3UHIDFH
7RSURWHFWWKHJOREDOHQYLURQPHQWDQGDVDQHQYLURQPHQWDOLVW06,PXVW
UHPLQG\RXWKDW
8QGHUWKH(XURSHDQ8QLRQಯ(8ರ'LUHFWLYHRQ:DVWH(OHFWULFDODQG
(OHFWURQLF(TXLSPHQW'LUHFWLYH(&ZKLFKWDNHVHᚎHFWRQ$XJXVW
SURGXFWVRIಯHOHFWULFDODQGHOHFWURQLFHTXLSPHQWರFDQQRWEH
GLVFDUGHGDVPXQLFLSDOZDVWHVDQ\PRUHDQGPDQXIDFWXUHUVRIFRYHUHG
HOHFWURQLFHTXLSPHQWZLOOEHREOLJDWHGWRWDNHEDFNVXFKSURGXFWVDWWKHHQGRIWKHLU
XVHIXOOLIH06,ZLOOFRPSO\ZLWKWKHSURGXFWWDNHEDFNUHTXLUHPHQWVDWWKHHQGRIOLIH
RI06,EUDQGHGSURGXFWVWKDWDUHVROGLQWRWKH(8<RXFDQUHWXUQWKHVHSURGXFWVWR
ORFDOFROOHFWLRQSRLQWV
'(876&+
+LQZHLVYRQ06,]XU(UKDOWXQJXQG6FKXW]XQVHUHU8PZHOW
*HP¦¡GHU5LFKWOLQLH(*¾EHU(OHNWURXQG(OHNWURQLN$OWJHU¦WHG¾UIHQ
(OHNWURXQG(OHNWURQLN$OWJHU¦WHQLFKWPHKUDOVNRPPXQDOH$EI¦OOHHQWVRUJWZHUGHQ
06,KDWHXURSDZHLWYHUVFKLHGHQH6DPPHOXQG5HF\FOLQJXQWHUQHKPHQEHDXIWUDJW
GLHLQGLH(XURS¦LVFKH8QLRQLQ9HUNHKUJHEUDFKWHQ3URGXNWHDP(QGHVHLQHV
/HEHQV]\NOXV]XU¾FN]XQHKPHQ%LWWHHQWVRUJHQ6LHGLHVHV3URGXNW]XPJHJHEHQHQ
=HLWSXQNWDXVVFKOLHVVOLFKDQHLQHUORNDOHQ$OWJHU¦WHVDPPHOVWHOOHLQ,KUHU1¦KH
)5$1‰$,6
(QWDQWTXಬ«FRORJLVWHHWDᚏQGHSURW«JHUOಬHQYLURQQHPHQW06,WLHQW¢UDSSHOHUFHFL
$XVXMHWGHODGLUHFWLYHHXURS«HQQH(8UHODWLYHDX[G«FKHWVGHV«TXLSHPHQW
«OHFWULTXHVHW«OHFWURQLTXHVGLUHFWLYH(&SUHQDQWHᚎHWOHDR½W
TXHOHVSURGXLWV«OHFWULTXHVHW«OHFWURQLTXHVQHSHXYHQW¬WUHG«SRV«VGDQVOHV
G«FKDUJHVRXWRXWVLPSOHPHQWPLV¢ODSRXEHOOH/HVIDEULFDQWVGHFHV«TXLSHPHQWV
VHURQWREOLJ«VGHU«FXS«UHUFHUWDLQVSURGXLWVHQᚏQGHYLH06,SUHQGUDHQFRPSWH
FHWWHH[LJHQFHUHODWLYHDXUHWRXUGHVSURGXLWVHQᚏQGHYLHDXVHLQGHODFRPPXQDXW«
HXURS«HQQH3DUFRQV«TXHQWYRXVSRXYH]UHWRXUQHUORFDOHPHQWFHVPDW«ULHOVGDQV
OHVSRLQWVGHFROOHFWH
̷̸̸̺̱̯̰
̱͕͓͖͇͔͏ͦ06,͖͖͗͌͋͗͏͔͏͓͇͙͇͙͌͑͏͉͔͙͉͌͋͌͐͘͢͏͖͕͎͇ͦ͠͏͙͕͚͍͇͌͑͗ͥ͌͐͗͌͋͘͢͠
͖͕͙͕͓͚͔͇͖͕͓ͤ͏͔͇͓͉͇͓͙͕͌͞
̩͕͕͙͉͙͙͉͌͘͘͏͏͋͘͏͙͗͌͑͏̸̸͉͕̬͉͕͖͕͕͕͎͇̬͖͕͖͕͙͉͇͔͐͗͌͐͑͊ͥ͗͌͋͗͌͘͠͏ͥ
͎͇͎͔͔͊͗ͦ͌͏͕͚͍͇ͦ͑͗ͥ͌͐͗͌͋͘͢͠͏͖͕͎͕͉͇͔͔͓͙͒ͣͤ͒͌͑͗͘͢͏͌͑͘͞͏͓͏͙͕͔͔͓ͤ͒͌͑͗͢
͕͈͕͚͕͉͇͔͗͋͏͓͌͋͏͙͗͌͑͏͉͇:((((&͉͙͚͖͇͉ͥ͌͐͘͘͠͏͚͒
͇͉͚͙͇͕͇͊͊͋͘͏͎͋͌͒͏͕͙͔͕ͦͦ͘͠͏͙͌ͦ͑ͤ͒͌͑͗͘͏͕͓͚͌͑͘͞͏͙͕͔͔͕͓͚ͤ͒͌͑͗
͕͈͕͚͕͉͇͔͗͋͏͔͓͕͚͙͇͓͇͙ͥ͌͊͗͗͘͘͏͉͇͙͇͈͙͕͉͕͓͚͕͖͕͙͕͓͚ͣͦ͑͑͐͗ͤ͘͘͢
͖͕͗͏͎͉͕͋͏͙͌͒͏͉͖͌͌͗͌͢͟͞͏͔͔͕͕͙͕͔͔͕͕͕͈͕͚͕͉͇͔͒͌͊ͤ͒͌͑͗͊͗͋͘͏͕͈͎͇͔ͦͦ͢
͖͗͏͔͏͓͇͙͕͖͇͈͕͙ͣ͌͊͋͒ͦ͌͗͌͗͑͏͖͕͕͕͔͇͔͑͞͏͏͕͇͚͍͈͗͑͒͘͘͢06,͕͈͎͚͙ͦ͌ͦ͘
͕͈͇͙͙͈͕͉͇͔͒ͥ͋ͣ͗͌͘͏͖͕͖ͦ͗͏͓͚͖͕͚͌͗͋͑͝͏͏͖͕͇͔͔͕͖͕͓͇͕͗͋͐͋͗͑͐06,͔͇
͙͌͗͗͏͙͕͗͏͏(&͉͖͇͈͕͙͚͖͕͕͕͔͇͔͌͗͌͗͑͑͞͏͏͕͇͚͍͈̩͓͕͍͙͉͔͚͙͗͑͒͌͌͌͗ͣ͘͘͢͢
͙ͤ͏͏͎͋͌͒͏͉͖ͦ͌͘͝͏͇͒͏͎͏͕͉͇͔͔͖͚͔͙͖͗͌͑͗͢͢͏͓͇͌
3UHIDFH
YLLL
(63$“2/
%DMRODGLUHFWLYD(&GHOD8QLµQ(XURSHDHQPDWHULDGHGHVHFKRV\R
HTXLSRVHOHFWUµQLFRVFRQIHFKDGHULJRUGHVGHHOGHDJRVWRGHORVSURGXFWRV
FODVLᚏFDGRVFRPRಯHO«FWULFRV\HTXLSRVHOHFWUµQLFRVರQRSXHGHQVHUGHSRVLWDGRVHQ
ORVFRQWHQHGRUHVKDELWXDOHVGHVXPXQLFLSLRORVIDEULFDQWHVGHHTXLSRVHOHFWUµQLFRV
HVW£QREOLJDGRVDKDFHUVHFDUJRGHGLFKRVSURGXFWRVDOWHUPLQRGHVXSHU¯RGRGH
YLGD06,HVWDU£FRPSURPHWLGRFRQORVW«UPLQRVGHUHFRJLGDGHVXVSURGXFWRV
YHQGLGRVHQOD8QLµQ(XURSHDDOᚏQDOGHVXSHULRGRGHYLGD8VWHGGHEHGHSRVLWDU
HVWRVSURGXFWRVHQHOSXQWROLPSLRHVWDEOHFLGRSRUHOD\XQWDPLHQWRGHVXORFDOLGDGR
HQWUHJDUDXQDHPSUHVDDXWRUL]DGDSDUDODUHFRJLGDGHHVWRVUHVLGXRV
1('(5/$1'6
2PKHWPLOLHXWHEHVFKHUPHQZLO06,XHUDDQKHULQQHUHQGDWಹ
'HULFKWOLMQYDQGH(XURSHVH8QLH(8PHWEHWUHNNLQJWRW9HUYXLOLQJYDQ(OHFWULVFKH
HQ(OHFWURQLVFKHSURGXFWHQ(&GLHRS$XJXVWXVLQ]DOJDDQ
NXQQHQQLHWPHHUEHVFKRXZGZRUGHQDOVYHUYXLOLQJ)DEULNDQWHQYDQGLWVRRUW
SURGXFWHQZRUGHQYHUSOLFKWRPSURGXFWHQUHWRXUWHQHPHQDDQKHWHLQGYDQKXQ
OHYHQVF\FOXV06,]DORYHUHHQNRPVWLJGHULFKWOLMQKDQGHOHQYRRUGHSURGXFWHQ
GLHGHPHUNQDDP06,GUDJHQHQYHUNRFKW]LMQLQGH(8'H]HJRHGHUHQNXQQHQ
JHUHWRXUQHHUGZRUGHQRSORNDOHLQ]DPHOLQJVSXQWHQ
6536.,
'DEL]DģWLWLOLSULURGQXVUHGLQXLNDRSUHGX]HÉHNRMHYRGLUDÏXQDRRNROLQLLSULURGQRM
VUHGLQL06,PRUDGDYDVSRGHVWLGDಹ
3R'LUHNWLYL(YURSVNHXQLMHಯ(8ರRRGEDÏHQRMHNHNWURQVNRMLHOHNWULÏQRMRSUHPL
'LUHNWLYD(&NRMDVWXSDQDVQDJXRG$YJXVWDSURL]YRGLNRML
VSDGDMXSRGಯHOHNWURQVNXLHOHNWULÏQXRSUHPXರQHPRJXYLģHELWLRGEDÏHQLNDRRELÏDQ
RWSDGLSURL]YRÓDÏLRYHRSUHPHELÉHSULQXÓHQLGDX]PXQDWUDJRYHSURL]YRGHQDNUDMX
QMLKRYRJXRELÏDMHQRJYHNDWUDMDQMD06,ÉHSRģWRYDWL]DKWHYRSUHX]LPDQMXRYDNYLK
SURL]YRGDNRMLPDMHLVWHNDRYHNWUDMDQMDNRMLLPDMX06,R]QDNXLNRMLVXSURGDWLX(8
2YHSURL]YRGHPRŀHWHYUDWLWLQDORNDOQLPPHVWLPD]DSULNXSOMDQMH
32/6.,
$E\FKURQLÉQDV]HĝURGRZLVNRQDWXUDOQHRUD]MDNRᚏUPDGEDMÇFDRHNRORJLÛ06,
SU]\SRPLQDľH
=JRGQLH]'\UHNW\ZÇ8QLL(XURSHMVNLHMಯ8(ರGRW\F]ÇFÇRGSDGµZSURGXNWµZ
HOHNWU\F]Q\FKLHOHNWURQLF]Q\FK'\UHNW\ZD(&NWµUDZFKRG]LZľ\FLH
VLHUSQLDW]ZಯSURGXNW\RUD]Z\SRVDľHQLHHOHNWU\F]QHLHOHNWURQLF]QHಯQLH
PRJÇE\ÉWUDNWRZDQHMDNRĝPLHFLNRPXQDOQHWDNZLÛFSURGXFHQFLW\FKSURGXNWµZ
EÛGÇ]RERZLÇ]DQLGRRGELHUDQLDLFKZPRPHQFLHJG\SURGXNWMHVWZ\FRI\ZDQ\]
Xľ\FLD06,Z\SHĄQLZ\PDJDQLD8(SU]\MPXMÇFSURGXNW\VSU]HGDZDQHQDWHUHQLH
8QLL(XURSHMVNLHMZ\FRI\ZDQH]Xľ\FLD3URGXNW\06,EÛG]LHPRľQD]ZUDFDÉZ
Z\]QDF]RQ\FKSXQNWDFK]ELRUF]\FK
L[
3UHIDFH
3UHIDFH
06,FRPRHPSUHVDFRPSURPHWLGDFRQODSURWHFFLµQGHOPHGLRDPELHQWHUHFRPLHQGD
7ž5.‰(
‰HYUHFL¸]HOOLáL\OHELOLQHQ06,G¾Q\DGD©HYUH\LNRUXPDNL©LQKDWóUODWóU
3UHIDFH
$YUXSD%LUOLáL$%.DUDUQDPHVL(OHNWULNYH(OHNWURQLN0DO]HPH$Wóáó(&
.DUDUQDPHVLDOWóQGD$áXVWRVWDULKLQGHQLWLEDUHQJH©HUOLROPDN¾]HUH
HOHNWULNOLYHHOHNWURQLNPDO]HPHOHUGLáHUDWóNODUJLEL©¸SHDWóODPD\DFDNYHEXHOHNWRQLN
FLKD]ODUóQ¾UHWLFLOHULFLKD]ODUóQNXOODQóPV¾UHOHULELWWLNWHQVRQUD¾U¾QOHULJHULWRSODPDNOD
\¾N¾PO¾RODFDNWóU$YUXSD%LUOLáLಬQHVDWóODQ06,PDUNDOó¾U¾QOHULQNXOODQóPV¾UHOHUL
ELWWLáLQGH06,¾U¾QOHULQJHULDOóQPDVóLVWHáLLOHLġELUOLáLL©HULVLQGHRODFDNWóUžU¾QOHULQL]L
\HUHOWRSODPDQRNWDODUóQDEóUDNDELOLUVLQL]
Î(6.<
=£OHŀ¯Q£PQDRFKUDQÝŀLYRWQ¯KRSURVWěHG¯VSROHÏQRVW06,XSR]RUĊXMH
3RGOHVPÝUQLFH(YURSVN«XQLHಯ(8ರROLNYLGDFLHOHNWULFN¿FKDHOHNWURQLFN¿FKY¿URENı
(&SODWQ«RGVUSQDMH]DN£]£QROLNYLGRYDWಯHOHNWULFN«DHOHNWURQLFN«
Y¿UREN\ರYEÝŀQ«PNRPXQ£OQ¯PRGSDGXDY¿UREFLHOHNWURQLFN¿FKY¿URENıQDNWHU«
VHWDWRVPÝUQLFHY]WDKXMHEXGRXSRYLQQLRGHE¯UDWWDNRY«Y¿UREN\]SÝWSRVNRQÏHQ¯
MHMLFKŀLYRWQRVWL6SROHÏQRVW06,VSOQ¯SRŀDGDYN\QDRGHE¯U£Q¯Y¿URENı]QDÏN\
06,SURG£YDQ¿FKY]HP¯FK(8SRVNRQÏHQ¯MHMLFKŀLYRWQRVWL7\WRY¿UREN\PıŀHWH
RGHY]GDWYP¯VWQ¯FKVEÝUQ£FK
0$*<$5
$QQDN«UGHN«EHQKRJ\N¸UQ\H]HW¾QNHWPHJY«GM¾NLOOHWYHN¸UQ\H]HWY«GēN«QWIHOO«SYH
D]06,HPO«NH]WHWL˜QWKRJ\
$](XUµSDL8QLµಱ(8ರDXJXV]WXV£QKDW£O\EDO«SēD]HOHNWURPRV
«VHOHNWURQLNXVEHUHQGH]«VHNKXOODG«NDLUµOV]µOµ(.LU£Q\HOYHV]HULQW
D]HOHNWURPRV«VHOHNWURQLNXVEHUHQGH]«VHNW¸EE«QHPNH]HOKHWēHNODNRVV£JL
KXOODG«NN«QW«VD]LO\HQHOHNWURQLNXVEHUHQGH]«VHNJ\£UWµLN¸WHOHVV«Y£OQDND]
LO\HQWHUP«NHNYLVV]DY«WHO«UHD]RNKDV]QRV«OHWWDUWDPDY«J«Q$]06,EHWDUWMDD
WHUP«NYLVV]DY«WHOOHONDSFVRODWRVN¸YHWHOP«Q\HNHWD]06,P£UNDQ«YDODWWD](8Q
EHO¾O«UW«NHV¯WHWWWHUP«NHNHVHW«EHQD]RN«OHWWDUWDP£QDNY«J«Q$]LO\HQWHUP«NHNHW
DOHJN¸]HOHEELJ\ijMWēKHO\UHYLKHWL
,7$/,$12
3HUSURWHJJHUHOಬDPELHQWH06,GDVHPSUHDPLFDGHOODQDWXUDWLULFRUGDFKHಹ
,QEDVHDOOD'LUHWWLYDGHOOಬ8QLRQH(XURSHD(8VXOOR6PDOWLPHQWRGHL0DWHULDOL(OHWWULFL
HG(OHWWURQLFL'LUHWWLYD(&LQYLJRUHGDO$JRVWRSURGRWWLDSSDUWHQHQWL
DOODFDWHJRULDGHL0DWHULDOL(OHWWULFLHG(OHWWURQLFLQRQSRVVRQRSL»HVVHUHHOLPLQDWL
FRPHULᚏXWLPXQLFLSDOLLSURGXWWRULGLGHWWLPDWHULDOLVDUDQQRREEOLJDWLDULWLUDUHRJQL
SURGRWWRDOODᚏQHGHOVXRFLFORGLYLWD06,VLDGHJXHU¢DWDOH'LUHWWLYDULWLUDQGRWXWWLL
SURGRWWLPDUFKLDWL06,FKHVRQRVWDWLYHQGXWLDOOಬLQWHUQRGHOOಬ8QLRQH(XURSHDDOODᚏQH
GHOORURFLFORGLYLWDŠSRVVLELOHSRUWDUHLSURGRWWLQHOSL»YLFLQRSXQWRGLUDFFROWD
3UHIDFH
[
ႈ &217(176
&RS\ULJKW1RWLFHLL
7UDGHPDUNVLL
5HYLVLRQ+LVWRU\LL
6PDUWSKRQH$SSOLFDWLRQLLL
7HFKQLFDO6XSSRUWLLL
6DIHW\,QVWUXFWLRQVLY
)&&%5DGLR)UHTXHQF\,QWHUIHUHQFH6WDWHPHQW Y
&(&RQIRUPLW\ Y
5DGLDWLRQ([SRVXUH6WDWHPHQWYL
(XURSHDQ&RPPXQLW\&RPSOLDQFH6WDWHPHQWYL
)&&%OXHWRRWK:LUHOHVV&RPSOLDQFHYL
%OXHWRRWK,QGXVWU\&DQDGD6WDWHPHQWYL
7DLZDQ:LUHOHVV6WDWHPHQWVYL
-DSDQ9&&,&ODVV%6WDWHPHQWYL
.RUHD:DUQLQJ6WDWHPHQWVYL
%DWWHU\,QIRUPDWLRQYLL
&KHPLFDO6XEVWDQFHV,QIRUPDWLRQYLL
:(((:DVWH(OHFWULFDODQG(OHFWURQLF(TXLSPHQW6WDWHPHQW YLLL
&KDSWHU*HWWLQJ6WDUWHG
3DFNLQJ&RQWHQWV 2SWLRQDO$FFHVVRULHV $VVHPEO\3UHFDXWLRQV 0RWKHUERDUG6SHFLᚏFDWLRQV 2SWLRQDO6SHFLᚏFDWLRQV &RQQHFWRUV4XLFN*XLGH %DFN3DQHO4XLFN*XLGH &38&HQWUDO3URFHVVLQJ8QLW ,QWURGXFWLRQWRWKH/*$&38 &38+HDWVLQN,QVWDOODWLRQ 0HPRU\ 'XDO&KDQQHOPRGH3RSXODWLRQ5XOH 0RXQWLQJ6FUHZ+ROHV 3RZHU6XSSO\ -3:5a$7;3RZHU&RQQHFWRUV ([SDQVLRQ6ORWV 3&,B(3&,H([SDQVLRQ6ORW 0,1,3&,B(0LQL3&,H([SDQVLRQ6ORW 9LGHR*UDSKLFV&DUGV [L
3UHIDFH
3UHIDFH
3UHIDFH L
6LQJOH9LGHR&DUG,QVWDOODWLRQ ,QWHUQDO&RQQHFWRUV 6$7$a6$7$&RQQHFWRUV 3UHIDFH
&38)$16<6)$1)DQ3RZHU&RQQHFWRUV -)3-)36\VWHP3DQHO&RQQHFWRUV -86%86%([SDQVLRQ&RQQHFWRU -86%86%([SDQVLRQ&RQQHFWRU -$8')URQW3DQHO$XGLR&RQQHFWRU -&206HULDO3RUW&RQQHFWRU -&,&KDVVLV,QWUXVLRQ&RQQHFWRU -XPSHUV -%$7&OHDU&026-XPSHU 'ULYHUVDQG8WLOLWLHV 7RWDO,QVWDOOHU &KDSWHU4XLFN,QVWDOODWLRQ
&38,QVWDOODWLRQ 0HPRU\,QVWDOODWLRQ 0RWKHUERDUG,QVWDOODWLRQ 3RZHU&RQQHFWRUV,QVWDOODWLRQ 6$7$+'',QVWDOODWLRQ P6$7$66',QVWDOODWLRQ )URQW3DQHO&RQQHFWRU,QVWDOODWLRQ -)3&RQQHFWRU,QVWDOODWLRQ )URQW3DQHO$XGLR&RQQHFWRU,QVWDOODWLRQ 3HULSKHUDO&RQQHFWRU,QVWDOODWLRQ 86%&RQQHFWRU,QVWDOODWLRQ 86%&RQQHFWRU,QVWDOODWLRQ *UDSKLFV&DUG,QVWDOODWLRQ &KDSWHU%,266HWXS
(QWHULQJ6HWXS (QWHULQJ%,266HWXS 3UHVV'(/NH\WRHQWHU6HWXS0HQX)WRHQWHU%RRW0HQX 2YHUYLHZ 2SHUDWLRQ 6(77,1*6 6\VWHP6WDWXV $GYDQFHG %RRW 6HFXULW\ 6DYH([LW 3UHIDFH
[LL
2& 0)/$6+ +$5':$5(021,725 $SSHQGL[$5HDOWHN$XGLR $
6RIWZDUH&RQᚏJXUDWLRQ$
6RIWZDUHSDQHORYHUYLHZ$
$XWRSRSXSGLDORJ$
+DUGZDUH'HIDXOW6HWWLQJ$
$SSHQGL[%,QWHO5$,'RSWLRQDO %
,QWURGXFWLRQ%
8VLQJ,QWHO5DSLG6WRUDJH7HFKQRORJ\2SWLRQ520%
'HJUDGHG5$,'$UUD\%
6\VWHP$FFHOHUDWLRQRSWLRQDO%
5676\QFKURQL]DWLRQRSWLRQDO%
$SSHQGL[&,QWHO6%$RSWLRQDO &
3UHUHTXLVLWHV &
,QVWDOOLQJ,QWHO6%$ &
6RIWZDUH&RQᚏJXUDWLRQ &
6RIWZDUHSDQHORYHUYLHZ &
3DVVZRUGVHWWLQJV &
+HOS%XWWRQ &
[LLL
3UHIDFH
3UHIDFH
2&352),/( &KDSWHU
*HWWLQJ6WDUWHG
7KDQN\RXIRUFKRRVLQJWKH=,+,%,=,$&+,$&6HULHV06
Y;0LQL,7;PRWKHUERDUG7KH=,+,%,=,$&+,$&
6HULHVPRWKHUERDUGVDUHEDVHGRQ,QWHOp=+%FKLSVHWIRURSWLPDO
V\VWHPHᚑFLHQF\'HVLJQHGWRᚏWWKHDGYDQFHG,QWHOp/*$SURFHVVRU
WKH=,+,%,=,$&+,$&6HULHVPRWKHUERDUGVGHOLYHUDKLJK
SHUIRUPDQFHDQGSURIHVVLRQDOGHVNWRSSODWIRUPVROXWLRQ
3DFNLQJ&RQWHQWV
&KDSWHU
0RWKHUERDUG
'ULYHUV8WLOLWLHV
'LVF
6$7$&DEOH
1HWZRUN'ULYHU
8WLOLWLHV'LVF
0RWKHUERDUG
8VHU*XLGH
,26KLHOG
2SWLRQDO$FFHVVRULHV
86%%UDFNHW
$QWHQQD[
0&RQQHFWRU
7KHVHSLFWXUHVDUHIRUUHIHUHQFHRQO\DQGPD\YDU\ZLWKRXWQRWLFH
7KHSDFNLQJFRQWHQWVPD\YDU\DFFRUGLQJWRWKHPRGHO\RXSXUFKDVHG
,I\RXQHHGWRSXUFKDVHWKHRSWLRQDODFFHVVRULHVRUUHTXHVWSDUWQXPEHUVSOHDVH
YLVLWWKH06,ZHEVLWHDWKWWSZZZPVLFRPLQGH[SKSRUFRQVXOWWKHGHDOHU
*HWWLQJ6WDUWHG
႑ 7KHFRPSRQHQWVLQFOXGHGLQWKLVSDFNDJHDUHSURQHWRGDPDJHIURPHOHFWURVWDWLF
GLVFKDUJH(6'3OHDVHDGKHUHWRWKHIROORZLQJLQVWUXFWLRQVWRHQVXUHVXFFHVVIXO
FRPSXWHUDVVHPEO\
႑ $OZD\VWXUQRᚎWKHSRZHUVXSSO\DQGXQSOXJWKHSRZHUFRUGIURPWKHSRZHURXWOHW
EHIRUHLQVWDOOLQJRUUHPRYLQJDQ\FRPSXWHUFRPSRQHQW
႑ (QVXUHWKDWDOOFRPSRQHQWVDUHVHFXUHO\FRQQHFWHG/RRVHFRQQHFWLRQVPD\FDXVH
WKHFRPSXWHUWRQRWUHFRJQL]HDFRPSRQHQWRUIDLOWRVWDUW
႑ +ROGWKHPRWKHUERDUGE\WKHHGJHVWRDYRLGWRXFKLQJVHQVLWLYHFRPSRQHQWV
႑ ,WLVUHFRPPHQGHGWRZHDUDQHOHFWURVWDWLFGLVFKDUJH(6'ZULVWVWUDSZKHQ
KDQGOLQJWKHPRWKHUERDUGWRSUHYHQWHOHFWURVWDWLFGDPDJH,IDQ(6'ZULVWVWUDSLV
QRWDYDLODEOHGLVFKDUJH\RXUVHOIRIVWDWLFHOHFWULFLW\E\WRXFKLQJDQRWKHUPHWDOREMHFW
EHIRUHKDQGOLQJWKHPRWKHUERDUG
႑ 6WRUHWKHPRWKHUERDUGLQDQHOHFWURVWDWLFVKLHOGLQJFRQWDLQHURURQDQDQWLVWDWLFSDG
ZKHQHYHUWKHPRWKHUERDUGLVQRWLQVWDOOHG
႑ %HIRUHWXUQLQJRQWKHFRPSXWHUHQVXUHWKDWWKHUHDUHQRORRVHVFUHZVRUPHWDO
FRPSRQHQWVRQWKHPRWKHUERDUGRUDQ\ZKHUHZLWKLQWKHFRPSXWHUFDVH
႑ 'RQRWXVHWKHFRPSXWHULQDKLJKWHPSHUDWXUHHQYLURQPHQW
႑ 'RQRWERRWWKHFRPSXWHUEHIRUHLQVWDOODWLRQLVFRPSOHWHG7KLVFRXOGFDXVH
SHUPDQHQWGDPDJHWRWKHFRPSRQHQWVDVZHOODVLQMXU\WRWKHXVHU
႑ ,I\RXQHHGKHOSGXULQJDQ\LQVWDOODWLRQVWHSSOHDVHFRQVXOWDFHUWLᚏHGFRPSXWHU
WHFKQLFLDQ
,PSRUWDQW
$VFUHZGULYHUQRWLQFOXGHGPD\EHUHTXLUHGIRUFRPSXWHUDVVHPEO\
*HWWLQJ6WDUWHG
&KDSWHU
$VVHPEO\3UHFDXWLRQV
0RWKHUERDUG6SHFLᚏFDWLRQV
&38
6XSSRUW
႑ WK*HQHUDWLRQ,QWHOp&RUHറL&RUHറL&RUHറL3HQWLXPp
&HOHURQpSURFHVVRUVIRU/*$VRFNHW
&KDSWHU
&KLSVHW
႑ ,QWHOp=+%([SUHVV&KLSVHW
0HPRU\
6XSSRUW
႑ [''5PHPRU\VORWVVXSSRUWLQJXSWR*%
႑ =,VXSSRUWV''52&2&2&2&
2&2&2&2&2&
0+]
႑ +,DQG%,VXSSRUWV''50+]
႑ 'XDOFKDQQHOPHPRU\DUFKLWHFWXUH
႑ 6XSSRUWVQRQ(&&XQEXᚎHUHGPHPRU\
႑ 6XSSRUWV,QWHOp([WUHPH0HPRU\3URᚏOH;03
([SDQVLRQ
6ORWV
႑ [3&,H[VORW
႑ [+DOIVL]HPLQL3&,HVORW
2QERDUG
*UDSKLFV
႑ ['9,,SRUWVXSSRUWLQJDPD[LPXPUHVROXWLRQRI[#
+]ESS
႑ [+'0,SRUWVXSSRUWLQJDPD[LPXPUHVROXWLRQRI
[#+]ESS[#+]ESS
[#+]ESS
႑ ['LVSOD\3RUWVXSSRUWLQJDPD[LPXPUHVROXWLRQRI
[#+]ESS[#+]ESS
6WRUDJH
႑ ,QWHO=+%([SUHVV&KLSVHW
[6$7$*EVSRUWV6$7$a
6XSSRUWV5$,'5$,'5$,'DQG5$,'IRU=,+,
=,$&+,$&
6XSSRUWV,QWHO6PDUW5HVSRQVH7HFKQRORJ\RSWLRQDO
6XSSRUWV,QWHO5DSLG6WDUW7HFKQRORJ\
6XSSRUWV,QWHO6PDUW&RQQHFW7HFKQRORJ\
=,+,KDVDQ,QWHO&HQWULRQ:LUHOHVV1:L)L%OXHWRRWKFDUGSUHLQVWDOOHG
=,$&+,$&KDVDQ,QWHO'XDO%DQG:LUHOHVV$&:L)L%OXHWRRWKFDUGSUH
LQVWDOOHG
6XSSRUWV,QWHO&RUHSURFHVVRUVRQ:LQGRZVDQG:LQGRZV
86%
႑ =,+,=,$&+,$&
,QWHO=+([SUHVV&KLSVHW
[86%SRUWVSRUWVRQWKHEDFNSDQHOSRUWVDYDLODEOH
WKURXJKWKHLQWHUQDO86%FRQQHFWRUV
[86%SRUWVSRUWVRQWKHEDFNSDQHOSRUWVDYDLODEOH
WKURXJKWKHLQWHUQDO86%FRQQHFWRUV
႑ %,
,QWHO%([SUHVV&KLSVHW
[86%SRUWVSRUWVRQWKHEDFNSDQHOSRUWVDYDLODEOH
WKURXJKWKHLQWHUQDO86%FRQQHFWRUV
[86%SRUWVSRUWVRQWKHEDFNSDQHOSRUWVDYDLODEOH
WKURXJKWKHLQWHUQDO86%FRQQHFWRUV
$XGLR
*HWWLQJ6WDUWHG
႑ 5HDOWHNp$/&&RGHF
&KDQQHO+LJK'HᚏQLWLRQ$XGLR
6XSSRUWV63',)RXWSXW
:LUHOHVV
/$1
RSWLRQDO
႑ =,+,
:L)L%OXHWRRWKPLQL3&,HFDUGZLWK,QWHO&HQWULQR:LUHOHVV1
FKLS
6XSSRUWV:L)LEJQGXDOEDQGXSWR0ESVVSHHG
6XSSRUWV,QWHOp:LUHOHVV'LVSOD\:L'L
%OXHWRRWK
RSWLRQDO
႑ =,+,
:L)L%OXHWRRWKPLQL3&,HFDUGZLWK,QWHO&HQWULQR:LUHOHVV1
FKLS
6XSSRUWV%OXHWRRWKYLQFOXGHV%/(DQG%OXHWRRWK+6
႑ =,$&+,$&
:L)L%OXHWRRWKPLQL3&,HFDUGZLWK,QWHO'XDO%DQG:LUHOHVV$&
FKLS
6XSSRUWV%OXHWRRWKYLQFOXGHV%/(DQG%OXHWRRWK+6
%/(%OXHWRRWK/RZ(QHUJ\
/$1
႑ 5HDOWHNp57/**LJDELW/$1FRQWUROOHU
%DFN3DQHO ႑ [36NH\ERDUGPRXVHSRUW
&RQQHFWRUV ႑ [&OHDU&026EXWWRQ
႑ [*2%,26EXWWRQ
႑ [86%SRUWV[86%SRUWVIRU=,+,=,$&+,
$&
႑ [86%SRUWV[86%SRUWVIRU%,
႑ [2SWLFDO63',)287FRQQHFWRU
႑ [+'0,SRUW
႑ ['LVSOD\3RUW
႑ ['9,,SRUW
႑ [/$15-SRUWIRU+,+,$&%,
႑ [/$15-SRUWVIRU=,=,$&
႑ [DXGLRMDFNVIRU%,
႑ [DXGLRMDFNVIRU=,+,=,$&+,$&
,QWHUQDO
&RQQHFWRUV
႑ [SLQ$7;PDLQSRZHUFRQQHFWRU
႑ [SLQ$7;9SRZHUFRQQHFWRU
႑ [6$7$FRQQHFWRUV
႑ [86%FRQQHFWRUVXSSRUWVDGGLWLRQDO86%SRUWV
႑ [86%FRQQHFWRUVXSSRUWVDGGLWLRQDO86%SRUWV
႑ [SLQ&38IDQFRQQHFWRU
႑ [SLQV\VWHPIDQFRQQHFWRU
႑ [&OHDU&026MXPSHU
႑ [)URQWSDQHODXGLRFRQQHFWRU
႑ [6\VWHPSDQHOFRQQHFWRUV
႑ [&KDVVLV,QWUXVLRQFRQQHFWRU
႑ [6HULDOSRUWFRQQHFWRU
,2
&RQWUROOHU
႑ 18927211&7&RQWUROOHU&KLS
*HWWLQJ6WDUWHG
&KDSWHU
႑ =,$&+,$&
:L)L%OXHWRRWKPLQL3&,HFDUGZLWK,QWHO'XDO%DQG:LUHOHVV$&
FKLS
6XSSRUWV:L)LDFEJQGXDOEDQG*+]*+]XSWR
0ESVVSHHG
6XSSRUWV,QWHOp:LUHOHVV'LVSOD\:L'L
႑ &386\VWHPWHPSHUDWXUHGHWHFWLRQ
႑ &386\VWHPIDQVSHHGGHWHFWLRQ
႑ &386\VWHPIDQVSHHGFRQWURO
%,26
)HDWXUHV
႑ 0EᚐDVKIRU=,=,$&
႑ 0EᚐDVKIRU+,%,+,$&
႑ 8(),$0,%,26
႑ $&3,3Q3D60%,26'0,
႑ 0XOWLODQJXDJH
6SHFLDO
)HDWXUHV
႑ 0LOLWDU\&ODVV
႑ 2&*HQLH
႑ &OLFN%,26
႑ ,QWHO:LUHOHVV'LVSOD\IRU=,+,=,$&+,$&
႑ 6RXQG%ODVWHU&LQHPDIRU=,=,$&
႑ *2%,26
႑ &OHDU&026%XWWRQ
႑ 7RWDO)DQ&RQWURO
႑ 6XSHU5$,'
႑ :L)LIRU=,+,=,$&+,$&
႑ %OXHWRRWKIRU=,+,=,$&+,$&
႑ &RPPDQG&HQWHU
6RIWZDUH
႑ 'ULYHUV
႑ 06,
&RPPDQG&HQWHU
6XSHU&KDUJHU
6XSHU5$,'
/LYH8SGDWH
)DVW%RRW
႑ =,3
႑ ,QWHO([WUHPH7XQLQJ8WLOLW\
႑ 1RUWRQ,QWHUQHW6HFXULW\6ROXWLRQ
႑ 7UHQG0LFUR6DIH6\QF
႑ 6RXQG%ODVWHU&LQHPDIRU=,=,$&
႑ 1HWZRUNJHQLH
႑ 6PDOO%XVLQHVV$GYDQWDJHIRU+,%,+,$&
)RUP
)DFWRU
႑ 0LQL,7;)RUP)DFWRU
႑ LQ[LQFP[FP
&KDSWHU
+DUGZDUH
0RQLWRU
)RUWKHODWHVWLQIRUPDWLRQDERXW&38SOHDVHYLVLW
KWWSZZZPVLFRPVHUYLFHFSXVXSSRUW
)RUPRUHLQIRUPDWLRQRQFRPSDWLEOHFRPSRQHQWVSOHDVHYLVLW
KWWSZZZPVLFRPVHUYLFHWHVWUHSRUW
*HWWLQJ6WDUWHG
2SWLRQDO6SHFLᚏFDWLRQV
/$13RUWV
=,
+,
%,
[
[
[
86%3RUWV
5HDU[
,QWHUQDO[
5HDU[
,QWHUQDO[
5HDU[
,QWHUQDO[
86%3RUWV
5HDU[
,QWHUQDO[
5HDU[
,QWHUQDO[
5HDU[
,QWHUQDO[
$XGLR-DFNV
[
[
[
%,26520
0E
0E
0E
EJQ
0ESV
EJQ
0ESV
6XSSRUWHG
1RWVXSSRUWHG
1RWVXSSRUWHG
1RWVXSSRUWHG
6XSSRUWHG
6XSSRUWHG
:L)L
6RXQG%ODVWHU&LQHPD
6PDOO%XVLQHVV
$GYDQWDJH
5$,'
6XSSRUWHG
6XSSRUWHG
1RWVXSSRUWHG
,QWHO6PDUW5HVSRQVH
6XSSRUWHG
6XSSRUWHG
1RWVXSSRUWHG
1DPH
6SHFLᚏFDWLRQ
/$13RUWV
=,$&
+,$&
[
[
86%3RUWV
5HDU[
,QWHUQDO[
5HDU[
,QWHUQDO[
86%3RUWV
5HDU[
,QWHUQDO[
5HDU[
,QWHUQDO[
$XGLR-DFNV
[
[
%,26520
0E
0E
DFDEJQ
0ESV
DFDEJQ
0ESV
6XSSRUWHG
1RWVXSSRUWHG
1RWVXSSRUWHG
6XSSRUWHG
:L)L%OXHWRRWKFDUG
6RXQG%ODVWHU&LQHPD
6PDOO%XVLQHVV
$GYDQWDJH
5$,'
6XSSRUWHG
6XSSRUWHG
,QWHO6PDUW5HVSRQVH
6XSSRUWHG
6XSSRUWHG
*HWWLQJ6WDUWHG
&KDSWHU
1DPH
6SHFLᚏFDWLRQ
&RQQHFWRUV4XLFN*XLGH
-&,
6$7$
-86%
6$7$
&38)$1
6$7$
6$7$
-&20
-86%
-3:5
-)3
0,1,B3&,(
&KDSWHU
-)3
',00
6<6)$1
',00
-3:5
%DFN
3DQHO
&386RFNHW
3&,B(
-%$7
-$8'
*HWWLQJ6WDUWHG
3RUW1DPH
3RUW7\SH
3DJH
%DFN3DQHO
&38
/*$&386RFNHW
&38)$16<6)$1
)DQ3RZHU&RQQHFWRUV
',00a
''50HPRU\6ORWV
-$8'
)URQW3DQHO$XGLR&RQQHFWRU
-%$7
&OHDU&026-XPSHU
-&,
&KDVVLV,QWUXVLRQ&RQQHFWRU
-&20
6HULDO3RUW&RQQHFWRU
-)3-)3
6\VWHP3DQHO&RQQHFWRUV
-3:5a
$7;3RZHU&RQQHFWRUV
-86%
86%([SDQVLRQ&RQQHFWRU
-86%
86%([SDQVLRQ&RQQHFWRU
0,1,3&,B(
0LQL3&,H([SDQVLRQ6ORW
3&,B(
3&,H([SDQVLRQ6ORW
6$7$a
6$7$&RQQHFWRUV
*HWWLQJ6WDUWHG
&KDSWHU
&RQQHFWRUV5HIHUHQFH*XLGH
%DFN3DQHO4XLFN*XLGH
=,=,$&
36.H\ERDUG
0RXVH&RPER
3RUW
2SWLFDO
63',)2XW
$QWHQQD
&RQQHFWRU
/$13RUW
/LQH,Q
+'0,
/LQH2XW &62XW
&KDSWHU
0LF
86%3RUW
*2%,26
%XWWRQ
'LVSOD\3RUW
562XW
'9,,3RUW
662XW
86%3RUW
&OHDU&026
%XWWRQ
+,+,$&
36.H\ERDUG
0RXVH&RPER
3RUW
2SWLFDO
63',)2XW
$QWHQQD
&RQQHFWRU
/$13RUW
/LQH,Q
+'0,
/LQH2XW &62XW
0LF
86%3RUW
*2%,26
%XWWRQ
'LVSOD\3RUW
'9,,3RUW
86%3RUW
&OHDU&026
%XWWRQ
%,
36.H\ERDUG
0RXVH&RPER
3RUW
2SWLFDO
63',)2XW
/$13RUW
/LQH,Q
+'0,
/LQH2XW
0LF
86%3RUW
*2%,26
%XWWRQ
*HWWLQJ6WDUWHG
'LVSOD\3RUW
562XW
'9,,3RUW
&OHDU&026
%XWWRQ
86%3RUW
86%3RUW
662XW
Ⴇ 36.H\ERDUG0RXVH&RPER3RUW
$FRPELQDWLRQRI36pPRXVHNH\ERDUG',1FRQQHFWRUIRUD36pPRXVHNH\ERDUG
Ⴇ 86%3RUW
7KH86%SRUWLVIRUDWWDFKLQJ86%GHYLFHVVXFKDVNH\ERDUGPRXVHRURWKHU
86%FRPSDWLEOHGHYLFHV
Ⴇ &OHDU&026%XWWRQ
7KHUHLV&0265$0SUHVHQWRQERDUGWKDWLVSRZHUHGE\DQH[WHUQDOEDWWHU\WRVWRUH
V\VWHPFRQᚏJXUDWLRQGDWD8VLQJ&0265$0WKHV\VWHPFDQDXWRPDWLFDOO\ERRWLQWR
WKHRSHUDWLQJV\VWHP26HYHU\WLPHLWLVWXUQHGRQ,I\RXZLVKWRFOHDUWKHV\VWHP
FRQᚏJXUDWLRQSUHVVWKHEXWWRQWRFOHDUWKHGDWD
Ⴇ 2SWLFDO63',)2XW
7KLV63',)6RQ\3KLOLSV'LJLWDO,QWHUFRQQHFW)RUPDWFRQQHFWRULVSURYLGHGIRU
GLJLWDODXGLRWUDQVPLVVLRQWRH[WHUQDOVSHDNHUVWKURXJKDQRSWLFDOᚏEHUFDEOH
®
Ⴇ +'0,3RUW
7KH+LJK'HᚏQLWLRQ0XOWLPHGLD,QWHUIDFH+'0,LVDQDOOGLJLWDODXGLRYLGHRLQWHUIDFH
WKDWLVFDSDEOHRIWUDQVPLWWLQJXQFRPSUHVVHGVWUHDPV+'0,VXSSRUWVDOOW\SHVRI79
IRUPDWVLQFOXGLQJVWDQGDUGHQKDQFHGRUKLJKGHᚏQLWLRQYLGHRSOXVPXOWLFKDQQHO
GLJLWDODXGLRRQDVLQJOHFDEOH
Ⴇ 'LVSOD\3RUW
'LVSOD\3RUWLVDGLJLWDOGLVSOD\LQWHUIDFHVWDQGDUG7KLVFRQQHFWRULVXVHGWRFRQQHFWD
PRQLWRUZLWK'LVSOD\3RUWLQSXWV
Ⴇ '9,,3RUW
7KH'9,,'LJLWDO9LVXDO,QWHUIDFH,QWHJUDWHGFRQQHFWRUFDQEHFRQQHFWHGWRD/&'
PRQLWRURUD&57PRQLWRUZLWKDQDGDSWHU7RFRQQHFWDPRQLWRUSOHDVHUHIHUWRWKH
PRQLWRUಬVPDQXDOIRUPRUHLQIRUPDWLRQ
,PSRUWDQW
7KLVSODWIRUPVXSSRUWVGXDOGLVSOD\DQGWULSOHGLVSOD\IXQFWLRQ
+'0,
'LVSOD\3RUW
+'0,'9,
'9,'LVSOD\3RUW
+'0,'9,
'LVSOD\3RUW
([WHQGPRGH
([WHQGWKHGHVNWRSWRWKH
VHFRQGDQGWKLUGPRQLWRU
რ
რ
რ
რ
&ORQHPRGH
0RQLWRUVKDYHWKHVDPH
VFUHHQ
რ
რ
რ
რ
*HWWLQJ6WDUWHG
&KDSWHU
Ⴇ *2%,26%XWWRQ
,I\RXHQDEOHWKHಯ06,)DVW%RRWರIHDWXUHLQ%,26WKHNH\ERDUGZLOOEHGLVDEOHGGXULQJ
3267DQGHQWHULQJ%,266HWXSE\SUHVVLQJಯ'(/ರNH\ZLOOQRWIXQFWLRQ2QFH\RX
SUHVVWKLVEXWWRQWKHV\VWHPZLOOHQWHU%,26VHWXSGLUHFWO\DWQH[WERRW
Ⴇ $QWHQQD&RQQHFWRURSWLRQDO
7KHDQWHQQDFRQQHFWRULVIRUFRQQHFWLQJWRWKHRSWLRQDODQWHQQD
Ⴇ 86%3RUW
86%SRUWLVEDFNZDUGFRPSDWLEOHZLWK86%GHYLFHV,WVXSSRUWVGDWDWUDQVIHU
UDWHXSWR*ELWV6XSHU6SHHG
,PSRUWDQW
,QRUGHUWRXVH86%GHYLFHV\RXPXVWFRQQHFWWRD86%SRUW,ID86%FDEOH
LVXVHGLWPXVWEH86%FRPSOLDQW
Ⴇ /$13RUW
7KHVWDQGDUG5-/$1MDFNLVIRUFRQQHFWLQJWRD/RFDO$UHD1HWZRUN/$1
&KDSWHU
/('
/,1.$&7
/('
63(('
/('
/LQN$FWLYLW\/('
6SHHG/('
/('6WDWXV
'HVFULSWLRQ
2ᚎ
1ROLQN
<HOORZ
/LQNHG
%OLQNLQJ
'DWDDFWLYLW\
2ᚎ
0ESVFRQQHFWLRQ
*UHHQ
0ESVFRQQHFWLRQ
2UDQJH
*ESVFRQQHFWLRQ
Ⴇ $XGLR3RUWV
7KHVHFRQQHFWRUVDUHXVHGIRUDXGLRGHYLFHV7KHFRORURIWKHMDFNUHIHUVWRWKH
IXQFWLRQRIWKHFRQQHFWRU
႑ %OXH/LQHLQ8VHGIRUFRQQHFWLQJH[WHUQDODXGLRRXWSXWWLQJGHYLFHV
႑ *UHHQ/LQHRXW8VHGDVDFRQQHFWRUIRUVSHDNHUVRUKHDGSKRQH
႑ 3LQN0LF8VHGDVDFRQQHFWRUIRUDPLFURSKRQH
႑ %ODFN562XWRSWLRQDO5HDUVXUURXQGVRXQGOLQHRXWLQFKDQQHO
PRGH
႑ 2UDQJH &62XW RSWLRQDO &HQWHU VXEZRRIHU OLQH RXW LQ FKDQQHO
PRGH
႑ *UD\662XWRSWLRQDO6LGHVXUURXQGVRXQGOLQHRXWLQFKDQQHOPRGH
*HWWLQJ6WDUWHG
&38&HQWUDO3URFHVVLQJ8QLW
,QWURGXFWLRQWRWKH/*$&38
7KHVXUIDFHRIWKH/*$&38KDVWZRQRWFKHVDQGDJROGHQWULDQJOHWR
DVVLVWLQFRUUHFWO\OLQLQJXSWKH&38IRUPRWKHUERDUGSODFHPHQW7KHJROGHQ
WULDQJOHLVWKH3LQLQGLFDWRU
1RWFK
&KDSWHU
1RWFK
*ROGHQWULDQJOHLVWKH3LQLQGLFDWRU
,PSRUWDQW
2YHUKHDWLQJ
2YHUKHDWLQJFDQVHULRXVO\GDPDJHWKH&38DQGPRWKHUERDUG$OZD\VPDNHVXUHWKH
FRROLQJIDQVZRUNSURSHUO\WRSURWHFWWKH&38IURPRYHUKHDWLQJ%HVXUHWRDSSO\DQ
HYHQOD\HURIWKHUPDOSDVWHRUWKHUPDOWDSHEHWZHHQWKH&38DQGWKHKHDWVLQNWR
HQKDQFHKHDWGLVVLSDWLRQ
5HSODFLQJWKH&38
:KHQUHSODFLQJWKH&38DOZD\VWXUQRᚎWKHV\VWHPಬVSRZHUVXSSO\DQGXQSOXJWKH
SRZHUVXSSO\ಬVSRZHUFRUGWRHQVXUHWKHVDIHW\RIWKH&38
2YHUFORFNLQJ
7KLVPRWKHUERDUGLVGHVLJQHGWRVXSSRUWRYHUFORFNLQJ%HIRUHDWWHPSWLQJWRRYHUFORFN
SOHDVHPDNHVXUHWKDWDOORWKHUV\VWHPFRPSRQHQWVFDQWROHUDWHRYHUFORFNLQJ$Q\
DWWHPSWWRRSHUDWHEH\RQGSURGXFWVSHFLᚏFDWLRQVLVQRWUHFRPPHQG06,GRHVQRW
JXDUDQWHHWKHGDPDJHVRUULVNVFDXVHGE\LQDGHTXDWHRSHUDWLRQEH\RQGSURGXFW
VSHFLᚏFDWLRQV
*HWWLQJ6WDUWHG
&38+HDWVLQN,QVWDOODWLRQ
:KHQLQVWDOOLQJD&38DOZD\VUHPHPEHUWRLQVWDOOD&38KHDWVLQN$&38KHDWVLQN
LVQHFHVVDU\WRSUHYHQWRYHUKHDWLQJDQGPDLQWDLQV\VWHPVWDELOLW\)ROORZWKHVWHSV
EHORZWRHQVXUHFRUUHFW&38DQGKHDWVLQNLQVWDOODWLRQ:URQJLQVWDOODWLRQFDQGDPDJH
ERWKWKH&38DQGWKHPRWKHUERDUG
9LGHR'HPRQVWUDWLRQ
:DWFKWKHYLGHRWROHDUQKRZWRLQVWDOO&38KHDWVLQNDWWKHDGGUHVV
EHORZ
KWWS\RXWXEHEI/DXU,
&KDSWHU
3XVKWKHORDGOHYHUGRZQWRXQFOLSLWDQGOLIWWRWKHIXOO\RSHQSRVLWLRQ
7KHORDGSODWHZLOODXWRPDWLFDOO\OLIWXSDVWKHORDGOHYHULVSXVKHGWRWKHIXOO\RSHQ
SRVLWLRQ
/RDGOHYHU
/RDGSODWH
5HWHQWLRQWDE
,PSRUWDQW
'RQRWWRXFKWKHVRFNHWFRQWDFWVRUWKHERWWRPRIWKH&38
*HWWLQJ6WDUWHG
$OLJQWKHQRWFKHVZLWKWKHVRFNHWDOLJQPHQWNH\V/RZHUWKH&38VWUDLJKWGRZQ
ZLWKRXWWLOWLQJRUVOLGLQJWKH&38LQWKHVRFNHW,QVSHFWWKH&38WRFKHFNLILWLV
SURSHUO\VHDWHGLQWKHVRFNHW
&ORVHDQGVOLGHWKHORDGSODWHXQGHUWKHUHWHQWLRQNQRE&ORVHDQGHQJDJHWKH
ORDGOHYHU
&KDSWHU
&38QRWFKHV
$OLJQPHQW.H\
5HWHQWLRQNQRE
:KHQ\RXSUHVVGRZQWKHORDGOHYHUWKH3Q3FDSZLOODXWRPDWLFDOO\SRSXSIURP
WKH&38VRFNHW'RQRWGLVFDUGWKH3Q3FDS$OZD\VUHSODFHWKH3Q3FDSLIWKH
&38LVUHPRYHGIURPWKHVRFNHW
(YHQO\VSUHDGDWKLQOD\HURIWKHUPDOSDVWHRUWKHUPDOWDSHRQWKHWRSRIWKH
&387KLVZLOOKHOSLQKHDWGLVVLSDWLRQDQGSUHYHQW&38RYHUKHDWLQJ
3Q3FDS
7KHUPDOSDVWH
*HWWLQJ6WDUWHG
/RFDWHWKH&38IDQFRQQHFWRURQWKHPRWKHUERDUG
3ODFHWKHKHDWVLQNRQWKHPRWKHUERDUGZLWKWKHIDQಬVFDEOHIDFLQJWRZDUGVWKHIDQ
FRQQHFWRUDQGWKHIDVWHQHUVPDWFKLQJWKHKROHVRQWKHPRWKHUERDUG
&38IDQFRQQHFWRU
&KDSWHU
3XVKGRZQWKHKHDWVLQNXQWLOWKHIRXUIDVWHQHUVJHWZHGJHGLQWRWKHKROHVRQ
WKHPRWKHUERDUG3UHVVWKHIRXUIDVWHQHUVGRZQWRIDVWHQWKHKHDWVLQN$VHDFK
IDVWHQHUORFNVLQWRSRVLWLRQDFOLFNVKRXOGEHKHDUG
,QVSHFWWKHPRWKHUERDUGWRHQVXUHWKDWWKHIDVWHQHUHQGVKDYHEHHQSURSHUO\
ORFNHGLQSODFH
)LQDOO\DWWDFKWKH&38IDQFDEOHWRWKH&38IDQFRQQHFWRURQWKHPRWKHUERDUG
0RWKHUERDUG
)DVWHQHUHQG
,PSRUWDQW
ವ &RQᚏUPWKDWWKH&38KHDWVLQNKDVIRUPHGDWLJKWVHDOZLWKWKH&38EHIRUHERRWLQJ
\RXUV\VWHP
ವ :KHQHYHUWKH&38LVQRWLQVWDOOHGDOZD\VSURWHFWWKH&38VRFNHWSLQVE\FRYHULQJ
WKHVRFNHWZLWKWKHSODVWLFFDS
ವ ,I\RXSXUFKDVHGDVHSDUDWH&38DQGKHDWVLQNFRROHU3OHDVHUHIHUWRWKH
GRFXPHQWDWLRQLQWKHKHDWVLQNFRROHUSDFNDJHIRUPRUHGHWDLOVDERXWLQVWDOODWLRQ
*HWWLQJ6WDUWHG
0HPRU\
7KHVH',00VORWVDUHXVHGIRULQVWDOOLQJPHPRU\PRGXOHV)RUPRUHLQIRUPDWLRQRQ
FRPSDWLEOHFRPSRQHQWVSOHDVHYLVLWKWWSZZZPVLFRPVHUYLFHWHVWUHSRUW
&KDSWHU
',00
',00
9LGHR'HPRQVWUDWLRQ
:DWFKWKHYLGHRWROHDUQKRZWRLQVWDOOPHPRULHVDWWKHDGGUHVVEHORZ
KWWS\RXWXEH\/W-D.O&4
'XDO&KDQQHOPRGH3RSXODWLRQ5XOH
,Q'XDO&KDQQHOPRGHWKHPHPRU\PRGXOHVFDQWUDQVPLWDQGUHFHLYHGDWDZLWKWZR
GDWDEXVFKDQQHOVVLPXOWDQHRXVO\(QDEOLQJ'XDO&KDQQHOPRGHFDQHQKDQFHV\VWHP
SHUIRUPDQFH7KHIROORZLQJLOOXVWUDWLRQVH[SODLQWKHSRSXODWLRQUXOHVIRU'XDO&KDQQHO
PRGH
',00
',00
,PSRUWDQW
ವ ''5PHPRU\PRGXOHVDUHQRWLQWHUFKDQJHDEOHZLWK''5DQGWKH''5
VWDQGDUGLVQRWEDFNZDUGFRPSDWLEOH$OZD\VLQVWDOO''5PHPRU\PRGXOHVLQ
''5',00VORWV
ವ 7RHQVXUHV\VWHPVWDELOLW\PHPRU\PRGXOHVPXVWEHRIWKHVDPHW\SHDQGGHQVLW\
LQ'XDO&KDQQHOPRGH
ವ 'XHWRFKLSVHWUHVRXUFHXVDJHWKHV\VWHPZLOORQO\GHWHFWXSWR*%RIPHPRU\
QRWIXOO*%ZKHQDOO',00VORWVKDYH*%PHPRU\PRGXOHVLQVWDOOHG
*HWWLQJ6WDUWHG
0RXQWLQJ6FUHZ+ROHV
&KDSWHU
7KH,2SRUWVVKRXOGEHIDFLQJ
WRZDUGWKHUHDURIWKHFRPSXWHU
FDVH7KH\VKRXOGOLQHXSZLWKWKH
KROHVRQWKH,2EDFNSODWH
:KHQLQVWDOOLQJWKHPRWKHUERDUGᚏUVWLQVWDOOWKHQHFHVVDU\PRXQWLQJVWDQGVUHTXLUHG
IRUDQPRWKHUERDUGRQWKHPRXQWLQJSODWHLQ\RXUFRPSXWHUFDVH,IWKHUHLVDQ
,2EDFNSODWHWKDWFDPHZLWKWKHFRPSXWHUFDVHSOHDVHUHSODFHLWZLWKWKH,2
EDFNSODWHWKDWFDPHZLWKWKHPRWKHUERDUGSDFNDJH7KH,2EDFNSODWHVKRXOGVQDS
HDVLO\LQWRWKHFRPSXWHUFDVHZLWKRXWWKHQHHGIRUDQ\VFUHZV$OLJQWKHPRXQWLQJ
SODWHಬVPRXQWLQJVWDQGVZLWKWKHVFUHZKROHVRQWKHPRWKHUERDUGDQGVHFXUHWKH
PRWKHUERDUGZLWKWKHVFUHZVSURYLGHGZLWK\RXUFRPSXWHUFDVH7KHORFDWLRQVRIWKH
VFUHZKROHVRQWKHPRWKHUERDUGDUHVKRZQEHORZ)RUPRUHLQIRUPDWLRQSOHDVHUHIHU
WRWKHPDQXDOWKDWFDPHZLWKWKHFRPSXWHUFDVH
,PSRUWDQW
ವ ,QVWDOOWKHPRWKHUERDUGRQDᚐDWVXUIDFHIUHHIURPXQQHFHVVDU\GHEULV
ವ 7RSUHYHQWGDPDJHWRWKHPRWKHUERDUGDQ\FRQWDFWEHWZHHQWKHPRWKHUERDUG
FLUFXLWU\DQGWKHFRPSXWHUFDVHH[FHSWIRUWKHPRXQWLQJVWDQGVLVSURKLELWHG
ವ 3OHDVHPDNHVXUHWKHUHDUHQRORRVHPHWDOFRPSRQHQWVRQWKHPRWKHUERDUGRU
ZLWKLQWKHFRPSXWHUFDVHWKDWPD\FDXVHDVKRUWFLUFXLWRIWKHPRWKHUERDUG
*HWWLQJ6WDUWHG
3RZHU6XSSO\
9LGHR'HPRQVWUDWLRQ
:DWFKWKHYLGHRWROHDUQKRZWRLQVWDOOSRZHUVXSSO\FRQQHFWRUV
KWWS\RXWXEHJN'<\5B,
-3:5a$7;3RZHU&RQQHFWRUV
-3:5
-3:5
,PSRUWDQW
0DNHVXUHWKDWDOOWKHSRZHUFDEOHVDUHVHFXUHO\FRQQHFWHGWRDSURSHU$7;SRZHU
VXSSO\WRHQVXUHVWDEOHRSHUDWLRQRIWKHPRWKHUERDUG
*HWWLQJ6WDUWHG
&KDSWHU
7KHVHFRQQHFWRUVDOORZ\RXWRFRQQHFWDQ$7;SRZHUVXSSO\7RFRQQHFWWKH$7;
SRZHUVXSSO\DOLJQWKHSRZHUVXSSO\FDEOHZLWKWKHFRQQHFWRUDQGᚏUPO\SUHVVWKH
FDEOHLQWRWKHFRQQHFWRU,IGRQHFRUUHFWO\WKHFOLSRQWKHSRZHUFDEOHVKRXOGEH
KRRNHGRQWKHPRWKHUERDUGಬVSRZHUFRQQHFWRU
([SDQVLRQ6ORWV
7KLVPRWKHUERDUGFRQWDLQVQXPHURXVVORWVIRUH[SDQVLRQFDUGVVXFKDVGLVFUHWH
JUDSKLFVRUDXGLRFDUGV
3&,B(3&,H([SDQVLRQ6ORW
7KH3&,HVORWVXSSRUWVWKH3&,HLQWHUIDFHH[SDQVLRQFDUG
&KDSWHU
0,1,3&,B(0LQL3&,H([SDQVLRQ6ORW
The Mini-PCIe slot VXSSRUWVWKH0LQL3&,HLQWHUIDFHH[SDQVLRQFDUG.
,PSRUWDQW
:KHQDGGLQJRUUHPRYLQJH[SDQVLRQFDUGVDOZD\VWXUQRᚎWKHSRZHUVXSSO\DQG
XQSOXJWKHSRZHUVXSSO\SRZHUFDEOHIURPWKHSRZHURXWOHW5HDGWKHH[SDQVLRQ
FDUGಬVGRFXPHQWDWLRQWRFKHFNIRUDQ\QHFHVVDU\DGGLWLRQDOKDUGZDUHRUVRIWZDUH
FKDQJHV
*HWWLQJ6WDUWHG
9LGHR*UDSKLFV&DUGV
,IDYDLODEOHWKLVPRWKHUERDUGWDNHVDGYDQWDJHRIWKH&38ಬVLQWHJUDWHJUDSKLFV
SURFHVVRUEXWGLVFUHWHYLGHRFDUGVFDQEHLQVWDOOHGE\ZD\RIWKHPRWKHUERDUGಬV
H[SDQVLRQVORWV$GGLQJRQRQHRUPRUHGLVFUHWHYLGHRFDUGVZLOOVLJQLᚏFDQWO\ERRVW
WKHV\VWHPಬVJUDSKLFVSHUIRUPDQFH)RUEHVWFRPSDWLELOLW\06,JUDSKLFVFDUGVDUH
UHFRPPHQGHG
6LQJOH9LGHR&DUG,QVWDOODWLRQ
'HWHUPLQHZKDWW\SHRIH[SDQVLRQVORWVWKHYLGHRFDUGZLOOXVH/RFDWHWKH
H[SDQVLRQVORWVRQWKHPRWKHUERDUG5HPRYHDQ\SURWHFWLYHH[SDQVLRQVORW
FRYHUVIURPWKHFRPSXWHUFDVH
/LQHXSWKHYLGHRFDUGRQWRSRIWKHH[SDQVLRQVORWVZLWKWKHGLVSOD\SRUWVIDFLQJ
RXWRIWKHFRPSXWHUFDVH
3XVKWKHYLGHRFDUGLQWRLWVH[SDQVLRQVORWV'HSHQGLQJRQWKHH[SDQVLRQVORWV
XVHGWKHUHVKRXOGEHFOLSVRQWKHH[SDQVLRQVORWVWKDWZLOOORFNLQSODFH
,IQHHGHGVFUHZWKHHGJHRIWKHJUDSKLFVFDUGWRWKHFRPSXWHUFDVH6RPHYLGHR
FDUGVPLJKWUHTXLUHDSRZHUFDEOHGLUHFWO\IURPWKHSRZHUVXSSO\
3OHDVHFRQVXOW\RXUYLGHRFDUGಬVPDQXDOIRUIXUWKHULQVWUXFWLRQVUHJDUGLQJGULYHU
LQVWDOODWLRQRURWKHUVSHFLDOVHWWLQJV
*HWWLQJ6WDUWHG
&KDSWHU
9LGHR'HPRQVWUDWLRQ
:DWFKWKHYLGHRWROHDUQKRZWRLQVWDOODJUDSKLFVFDUGRQ3&,H[VORW
ZLWKEXWWHUᚐ\ORFN
KWWS\RXWXEHP**=SUZB$
,QWHUQDO&RQQHFWRUV
6$7$a6$7$&RQQHFWRUV
7KLVFRQQHFWRULVDKLJKVSHHG6$7$LQWHUIDFHSRUW(DFKFRQQHFWRUFDQFRQQHFWWR
RQH6$7$GHYLFH6$7$GHYLFHVLQFOXGHGLVNGULYHV+''VROLGVWDWHGULYHV66'
DQGRSWLFDOGULYHV&''9'%OX5D\
9LGHR'HPRQVWUDWLRQ
:DWFKWKHYLGHRWROHDUQKRZWR,QVWDOO6$7$+''
KWWS\RXWXEH5=V0ST[\WKF
&KDSWHU
6$7$
6$7$
6$7$
6$7$
6$7$a*EVE\,QWHOp=+%
,PSRUWDQW
ವ 0DQ\6$7$GHYLFHVDOVRQHHGDSRZHUFDEOHIURPWKHSRZHUVXSSO\6XFKGHYLFHV
LQFOXGHGLVNGULYHV+''VROLGVWDWHGULYHV66'DQGRSWLFDOGULYHV&''9'
%OX5D\3OHDVHUHIHUWRWKHGHYLFHಬVPDQXDOIRUIXUWKHULQIRUPDWLRQ
ವ 0DQ\FRPSXWHUFDVHVDOVRUHTXLUHWKDWODUJH6$7$GHYLFHVVXFKDV+''V66'V
DQGRSWLFDOGULYHVEHVFUHZHGGRZQLQWRWKHFDVH5HIHUWRWKHPDQXDOWKDWFDPH
ZLWK\RXUFRPSXWHUFDVHRU\RXU6$7$GHYLFHIRUIXUWKHULQVWDOODWLRQLQVWUXFWLRQV
ವ 3OHDVHGRQRWIROGWKH6$7$FDEOHDWDGHJUHHDQJOH'DWDORVVPD\UHVXOW
GXULQJWUDQVPLVVLRQRWKHUZLVH
ವ 6$7$FDEOHVKDYHLGHQWLFDOSOXJVRQHLWKHUVLGHVRIWKHFDEOH+RZHYHULWLV
UHFRPPHQGHGWKDWWKHᚐDWFRQQHFWRUEHFRQQHFWHGWRWKHPRWKHUERDUGIRUVSDFH
VDYLQJSXUSRVHV
*HWWLQJ6WDUWHG
&38)$16<6)$1)DQ3RZHU&RQQHFWRUV
&KDSWHU
7KHIDQSRZHUFRQQHFWRUVVXSSRUWV\VWHPFRROLQJIDQVZLWK9,IWKHPRWKHUERDUG
KDVD6\VWHP+DUGZDUH0RQLWRUFKLSVHWRQERDUG\RXPXVWXVHDVSHFLDOO\GHVLJQHG
IDQZLWKDVSHHGVHQVRUWRWDNHDGYDQWDJHRIWKH&38IDQFRQWURO5HPHPEHUWR
FRQQHFWDOOV\VWHPIDQV6RPHV\VWHPIDQVPD\QRWFRQQHFWWRWKHPRWKHUERDUGDQG
ZLOOLQVWHDGFRQQHFWWRWKHSRZHUVXSSO\GLUHFWO\$V\VWHPIDQFDQEHSOXJJHGLQWR
DQ\DYDLODEOHV\VWHPIDQFRQQHFWRU
,PSRUWDQW
ವ 3OHDVHUHIHUWR\RXUSURFHVVRUಬVRᚑFLDOZHEVLWHRUFRQVXOW\RXUYHQGRUWRᚏQG
UHFRPPHQGHG&38KHDWVLQN
ವ 7KHVHFRQQHFWRUVVXSSRUW6PDUW)DQ&RQWUROZLWKOLQHUPRGH7KH&RPPDQG
&HQWHUXWLOLW\FDQEHLQVWDOOHGWRDXWRPDWLFDOO\FRQWUROWKHIDQVSHHGVDFFRUGLQJWR
WKH&38ಬVDQGV\VWHPಬVWHPSHUDWXUH
ವ ,IWKHUHDUHQRWHQRXJKSRUWVRQWKHPRWKHUERDUGWRFRQQHFWDOOV\VWHPIDQV
DGDSWHUVDUHDYDLODEOHWRFRQQHFWDIDQGLUHFWO\WRDSRZHUVXSSO\
ವ %HIRUHᚏUVWERRWXSHQVXUHWKDWWKHUHDUHQRFDEOHVLPSHGLQJDQ\IDQEODGHV
*HWWLQJ6WDUWHG
-)3-)36\VWHP3DQHO&RQQHFWRUV
7KHVHFRQQHFWRUVFRQQHFWWRWKHIURQWSDQHOVZLWFKHVDQG/('V7KH-)3FRQQHFWRU
LVFRPSOLDQWZLWKWKH,QWHOp)URQW3DQHO,2&RQQHFWLYLW\'HVLJQ*XLGH:KHQ
LQVWDOOLQJWKHIURQWSDQHOFRQQHFWRUVSOHDVHXVHWKHRSWLRQDO0&RQQHFWRUWRVLPSOLI\
LQVWDOODWLRQ3OXJDOOWKHZLUHVIURPWKHFRPSXWHUFDVHLQWRWKH0&RQQHFWRUDQGWKHQ
SOXJWKH0&RQQHFWRULQWRWKHPRWKHUERDUG
9LGHR'HPRQVWUDWLRQ
:DWFKWKHYLGHRWROHDUQKRZWR,QVWDOOIURQWSDQHOFRQQHFWRUV
KWWS\RXWXEH'3(/,G91=8,
&KDSWHU
! "
-)3
-)3
,PSRUWDQW
ವ 2QWKHFRQQHFWRUVFRPLQJIURPWKHFDVHSLQVPDUNHGE\VPDOOWULDQJOHVDUH
SRVLWLYHZLUHV3OHDVHXVHWKHGLDJUDPVDERYHDQGWKHZULWLQJRQWKHRSWLRQDO0
&RQQHFWRUWRGHWHUPLQHFRUUHFWFRQQHFWRURULHQWDWLRQDQGSODFHPHQW
ವ 7KHPDMRULW\RIWKHFRPSXWHUFDVHಬVIURQWSDQHOFRQQHFWRUVZLOOSULPDULO\EHSOXJJHG
LQWR-)3
*HWWLQJ6WDUWHG
-86%86%([SDQVLRQ&RQQHFWRU
7KLVFRQQHFWRULVGHVLJQHGIRUFRQQHFWLQJKLJKVSHHG86%SHULSKHUDOVVXFKDV86%
+''VGLJLWDOFDPHUDV03SOD\HUVSULQWHUVPRGHPVDQGPDQ\RWKHUV
d
C un +
.N o 1
0 r B 11 .G
8 US B
. S
6 .U C
4 VC
.
2
-86%86%([SDQVLRQ&RQQHFWRU
7KH86%SRUWLVEDFNZDUGVFRPSDWLEOHZLWK86%GHYLFHV,WVXSSRUWVGDWD
WUDQVIHUUDWHVXSWR*ELWVV6XSHU6SHHG
"
! ! ,PSRUWDQW
ವ 1RWHWKDWWKH9&&DQG*1'SLQVPXVWEHFRQQHFWHGFRUUHFWO\WRDYRLGSRVVLEOH
GDPDJH
ವ 7RXVHD86%GHYLFH\RXPXVWFRQQHFWWKHGHYLFHWRD86%SRUWWKURXJK
DQRSWLRQDO86%FRPSOLDQWFDEOH
*HWWLQJ6WDUWHG
&KDSWHU
in
P nd
o u +
.N r o 0
9 .G B 07 .U S B
S
5 .U CC
3 .V
1
,PSRUWDQW
1RWHWKDWWKH9&&DQG*1'SLQVPXVWEHFRQQHFWHGFRUUHFWO\WRDYRLGSRVVLEOH
GDPDJH
-$8')URQW3DQHO$XGLR&RQQHFWRU
7KLVFRQQHFWRUDOORZV\RXWRFRQQHFWWKHIURQWDXGLRSDQHOORFDWHGRQ\RXUFRPSXWHU
FDVH7KLVFRQQHFWRULVFRPSOLDQWZLWKWKH,QWHOp)URQW3DQHO,2&RQQHFWLYLW\'HVLJQ
*XLGH
$
#
"
!
&KDSWHU
-&206HULDO3RUW&RQQHFWRU
7KLVFRQQHFWRULVD$KLJKVSHHGFRPPXQLFDWLRQSRUWWKDWVHQGVUHFHLYHV
E\WHV),)2V<RXFDQDWWDFKDVHULDOGHYLFH
in
P
o
.N S
0 T R
1 .C
8 DS R
.
6 DT N
.
4 SI
.
2
I S d
.R T n
9 . R r ou T
7 G U
.
5 . SO C D
3 .D
1
-&,&KDVVLV,QWUXVLRQ&RQQHFWRU
7KLVFRQQHFWRUFRQQHFWVWRWKHFKDVVLVLQWUXVLRQVZLWFKFDEOH,IWKHFRPSXWHUFDVHLV
RSHQHGWKHFKDVVLVLQWUXVLRQPHFKDQLVPZLOOEHDFWLYDWHG7KHV\VWHPZLOOUHFRUGWKLV
LQWUXVLRQDQGDZDUQLQJPHVVDJHZLOOᚐDVKRQVFUHHQ7RFOHDUWKHZDUQLQJ\RXPXVW
HQWHUWKH%,26XWLOLW\DQGFOHDUWKHUHFRUG
d
n
u RU
ro T
.G IN
1 .C
2
*HWWLQJ6WDUWHG
-XPSHUV
-%$7&OHDU&026-XPSHU
7KHUHLV&0265$0RQERDUGWKDWLVH[WHUQDOSRZHUHGIURPDEDWWHU\ORFDWHGRQWKH
PRWKHUERDUGWRVDYHV\VWHPFRQᚏJXUDWLRQGDWD:LWKWKH&0265$0WKHV\VWHPFDQ
DXWRPDWLFDOO\ERRWLQWRWKHRSHUDWLQJV\VWHP26HYHU\WLPHLWLVWXUQHGRQ,I\RX
ZDQWWRFOHDUWKHV\VWHPFRQᚏJXUDWLRQVHWWKHMXPSHUVWRFOHDUWKH&0265$0
.HHS'DWD
&KDSWHU
&OHDU'DWD
,PSRUWDQW
<RXFDQFOHDUWKH&0265$0E\VKRUWLQJWKLVMXPSHUZKLOHWKHV\VWHPLVRᚎ
$IWHUZDUGVRSHQWKHMXPSHU'RQRWFOHDUWKH&0265$0ZKLOHWKHV\VWHPLVRQ
EHFDXVHLWZLOOGDPDJHWKHPRWKHUERDUG
*HWWLQJ6WDUWHG
'ULYHUVDQG8WLOLWLHV
$IWHU\RXLQVWDOOWKHRSHUDWLQJV\VWHP\RXZLOOQHHGWRLQVWDOOGULYHUVWRPD[LPL]HWKH
SHUIRUPDQFHRIWKHQHZFRPSXWHU\RXMXVWEXLOW06,PRWKHUERDUGFRPHVZLWKD'ULYHU
'LVF'ULYHUVDOORZWKHFRPSXWHUWRXWLOL]H\RXUPRWKHUERDUGPRUHHᚑFLHQWO\DQGWDNH
DGYDQWDJHRIDQ\VSHFLDOIHDWXUHVZHSURYLGH
<RXFDQSURWHFW\RXUFRPSXWHUIURPYLUXVHVE\LQVWDOOLQJWKHEXQGOHGVHFXULW\
SURJUDP7KHEXQGOHDOVRLQFOXGHVDYDULHW\RISRZHUIXODQGFUHDWLYHXWLOLWLHV
7RWDO,QVWDOOHU
&KDSWHU
7RWDO,QVWDOOHULVYHU\HDV\WRXVHDQGGRHVDJUHDWMRERIᚏQGLQJQHFHVVDU\GULYHUV
3OHDVHIROORZWKHVWHSVEHORZWRLQVWDOOGULYHUVDQGXWLOLWLHVIRU\RXUQHZFRPSXWHU
,QVHUW06,'ULYHU'LVFLQWRWKHRSWLFDOGULYH7KHVHWXSVFUHHQZLOODXWRPDWLFDOO\
DSSHDULIDXWRUXQLVHQDEOHGLQ26
&OLFN7RWDO,QVWDOOHU$SRSXSGLDORJXHZLOODSSHDUOLVWLQJDOOQHFHVVDU\GULYHUV
&OLFNKHUH
6HOHFWDOOFKHFNER[RQGULYHUOLVWLQJGLDORJ
&OLFN,QVWDOOEXWWRQ
7KHVRIWZDUHLQVWDOODWLRQZLOOWKHQEHLQSURJUHVVDIWHULWKDVᚏQLVKHGLWZLOOSURPSW
\RXWRUHVWDUW
&OLFN2.EXWWRQWRᚏQLVK
5HVWDUW\RXUFRPSXWHU
<RXFDQDOVRXVHWKHVDPHPHWKRGWRLQVWDOOWKHXWLOLWLHV
*HWWLQJ6WDUWHG
&KDSWHU
4XLFN,QVWDOODWLRQ
7KLVFKDSWHUSURYLGHVGHPRQVWUDWLRQGLDJUDPVDERXWKRZWRLQVWDOO\RXU
FRPSXWHU6RPHRIWKHLQVWDOODWLRQVDOVRSURYLGHYLGHRGHPRQVWUDWLRQV
3OHDVHOLQNWRWKH85/WRZDWFKLWZLWKWKHZHEEURZVHURQ\RXUSKRQHRU
WDEOHW<RXPD\KDYHHYHQOLQNWRWKH85/E\VFDQQLQJWKH45FRGH
,PSRUWDQW
7KHGLDJUDPVLQWKLVFKDSWHUDUHIRUUHIHUHQFHRQO\DQGPD\YDU\IURPWKH
SURGXFW\RXSXUFKDVHG
&38,QVWDOODWLRQ
KWWS\RXWXEHEI/DXU,
&KDSWHU
4XLFN,QVWDOODWLRQ
&KDSWHU
4XLFN,QVWDOODWLRQ
0HPRU\,QVWDOODWLRQ
KWWS\RXWXEH\/W-D.O&4
&KDSWHU
4XLFN,QVWDOODWLRQ
0RWKHUERDUG,QVWDOODWLRQ
&KDSWHU
4XLFN,QVWDOODWLRQ
&KDSWHU
4XLFN,QVWDOODWLRQ
3RZHU&RQQHFWRUV,QVWDOODWLRQ
&KDSWHU
KWWS\RXWXEHJN'<\5B,
RU
4XLFN,QVWDOODWLRQ
&KDSWHU
4XLFN,QVWDOODWLRQ
6$7$+'',QVWDOODWLRQ
KWWS\RXWXEH5=V0ST[\WKF
&KDSWHU
RU
RU
4XLFN,QVWDOODWLRQ
P6$7$66',QVWDOODWLRQ
&KDSWHU
4XLFN,QVWDOODWLRQ
)URQW3DQHO&RQQHFWRU,QVWDOODWLRQ
-)3&RQQHFWRU,QVWDOODWLRQ
)URQW3DQHO$XGLR&RQQHFWRU,QVWDOODWLRQ
4XLFN,QVWDOODWLRQ
&KDSWHU
KWWS\RXWXEH'3(/,G91=8,
3HULSKHUDO&RQQHFWRU,QVWDOODWLRQ
86%&RQQHFWRU,QVWDOODWLRQ
RU
&KDSWHU
86%&RQQHFWRU,QVWDOODWLRQ
4XLFN,QVWDOODWLRQ
*UDSKLFV&DUG,QVWDOODWLRQ
KWWS\RXWXEHP**=SUZB$
&KDSWHU
4XLFN,QVWDOODWLRQ
&KDSWHU
4XLFN,QVWDOODWLRQ
&KDSWHU
%,266HWXS
&/,&.%,26LVDUHYROXWLRQDU\8(),LQWHUIDFHWKDWDOORZV\RXWRVHWXSDQG
FRQᚏJXUH\RXUV\VWHPIRURSWLPXPXVH8VLQJ\RXUPRXVHDQGNH\ERDUG
XVHUVFDQFKDQJH%,26VHWWLQJVPRQLWRU&38WHPSHUDWXUHVHOHFWWKHERRW
GHYLFHSULRULW\DQGYLHZV\VWHPLQIRUPDWLRQVXFKDVWKH&38QDPH'5$0
FDSDFLW\WKH26YHUVLRQDQGWKH%,26YHUVLRQ8VHUVFDQLPSRUWDQGH[SRUW
SDUDPHWHUGDWDIRUEDFNXSRUIRUVKDULQJZLWKIULHQGV
,PSRUWDQW
ವ 7KHLWHPVXQGHUHDFK%,26FDWHJRU\GHVFULEHGLQWKLVFKDSWHUDUH
XQGHUFRQWLQXRXVXSGDWHIRUEHWWHUV\VWHPSHUIRUPDQFH7KHUHIRUHWKH
GHVFULSWLRQPD\EHVOLJKWO\GLᚎHUHQWIURPWKHODWHVW%,26DQGVKRXOGEHKHOG
IRUUHIHUHQFHRQO\
ವ 7KHSLFWXUHVLQWKLVFKSDWHUDUHIRUUHIHUHQFHRQO\DQGPD\YDU\IURPWKH
SURGXFW\RXSXUFKDVHG3OHDVHUHIHUWRWKHDFWXDOVFUHHQVRI\RXUV\VWHP
IRUGHWDLOHGLQIRUPDWLRQ
ವ 3OHDVHFOHDUWKH&026GDWDDQGUHVWRUHWKHGHIDXOWVHWWLQJVLIWKHV\VWHP
EHFRPHVXQERRWDEOHDIWHUFKDQJLQJ%,26VHWWLQJV5HIHUWRWKH&OHDU
&026MXPSHUEXWWRQVHFWLRQWRFOHDUWKH&026GDWDVHOHFWWKH5HVWRUH
'HIDXOWVDQGSUHVV(QWHU!LQ%,26WRORDGWKHGHIDXOWVHWWLQJV
(QWHULQJ6HWXS
7KHGHIDXOWVHWWLQJVRᚎHUWKHRSWLPDOSHUIRUPDQFHIRUV\VWHPVWDELOLW\LQQRUPDO
FRQGLWLRQV<RXPD\QHHGWRUXQWKH6HWXSSURJUDPZKHQ
႑ $QHUURUPHVVDJHDSSHDUVRQWKHVFUHHQGXULQJWKHV\VWHPERRWLQJXSDQG
UHTXHVWV\RXWRUXQ6(783
႑ <RXZDQWWRFKDQJHWKHGHIDXOWVHWWLQJVIRUFXVWRPL]HGIHDWXUHV
,PSRUWDQW
ವ 3OHDVHFOHDUWKH&026GDWDDQGUHVWRUHWKHGHIDXOWVHWWLQJVLIWKHV\VWHPEHFRPHV
XQERRWDEOHDIWHUFKDQJLQJ%,26VHWWLQJV5HIHUWRWKH&OHDU&026MXPSHUEXWWRQ
VHFWLRQWRFOHDUWKH&026GDWDVHOHFWWKH5HVWRUH'HIDXOWVDQGSUHVV(QWHU!LQ
%,26WRORDGWKHGHIDXOWVHWWLQJV
ವ ,I\RXDUHXQIDPLOLDUZLWKWKH%,26VHWWLQJVZHUHFRPPHQGWKDW\RXNHHSWKH
GHIDXOWVHWWLQJVWRDYRLGSRVVLEOHV\VWHPGDPDJHRUIDLOXUHERRWLQJGXHWR
LQDSSURSULDWH%,26FRQᚏJXUDWLRQ
(QWHULQJ%,266HWXS
3RZHURQWKHFRPSXWHUDQGWKHV\VWHPZLOOVWDUWWKH3RZHU2Q6HOI7HVW3267
SURFHVV:KHQWKHPHVVDJHEHORZDSSHDUVRQWKHVFUHHQSOHDVH'(/!NH\WRHQWHU
%,26
3UHVV'(/NH\WRHQWHU6HWXS0HQX)WRHQWHU%RRW0HQX
&KDSWHU
,IWKHPHVVDJHGLVDSSHDUVEHIRUH\RXUHVSRQGDQG\RXVWLOOQHHGWRHQWHU%,26
UHVWDUWWKHV\VWHPE\WXUQLQJWKHFRPSXWHU2))WKHQEDFN21RUSUHVVLQJWKH5(6(7
EXWWRQ<RXPD\DOVRUHVWDUWWKHV\VWHPE\VLPXOWDQHRXVO\SUHVVLQJ&WUO!$OW!DQG
'HOHWH!NH\V
06,DGGLWLRQDOO\SURYLGHVWZRPHWKRGVWRHQWHUWKH%,26VHWXS<RXFDQFOLFNWKH
ಯ*2%,26ರWDERQಯ06,)DVW%RRWರXWLOLW\VFUHHQRUSUHVVWKHSK\VLFDOಯ*2%,26
EXWWRQRSWLRQDORQWKHPRWKHUERDUGWRHQDEOHWKHV\VWHPJRLQJWR%,26VHWXS
GLUHFWO\DWQH[WERRW
&OLFN*2%,26WDERQ
06,)DVW%RRWXWLOLW\
VFUHHQ
,PSRUWDQW
3OHDVHEHVXUHWRLQVWDOOWKHಯ06,)DVW%RRWರXWLOLW\EHIRUHXVLQJLWWRHQWHUWKH%,26
VHWXS
%,266HWXS
2YHUYLHZ
$IWHUHQWHULQJ%,26WKHIROORZLQJVFUHHQLVGLVSOD\HG
7HPSHUDWXUHPRQLWRU
/DQJXDJH
0RGHO
QDPH
9LUWXDO2&
*HQLH%XWWRQ
6\VWHP
LQIRUPDWLRQ
%RRWGHYLFH
SULRULW\EDU
%,26PHQX
VHOHFWLRQ
%,26PHQX
VHOHFWLRQ
0HQXGLVSOD\
Ⴇ 7HPSHUDWXUHPRQLWRU
6KRZVWKHWHPSHUDWXUHVRIWKHSURFHVVRUDQGWKHPRWKHUERDUG
Ⴇ /DQJXDJH
$OORZV\RXWRVHOHFWWKHODQJXDJHRIWKH%,26VHWXS
Ⴇ %,26PHQXVHOHFWLRQ
7KHIROORZLQJRSWLRQVDUHDYDLODEOH
႑ 6(77,1*68VHVWKLVPHQXWRVSHFLI\WKHSDUDPHWHUVIRUFKLSVHWDQGERRW
GHYLFHV
႑ 2&7KLVPHQXFRQWDLQVWKHIUHTXHQF\DQGYROWDJHDGMXVWPHQWV,QFUHDVLQJ
WKHIUHTXHQF\FDQJHWEHWWHUSHUIRUPDQFHKRZHYHUKLJKIUHTXHQF\DQGKHDW
FDQFDXVHLQVWDELOLW\ZHGRQRWUHFRPPHQGJHQHUDOXVHUVWRRYHUFORFN
႑ 0)/$6+7KLVPHQXSURYLGHVWKHZD\WRXSGDWH%,26ZLWKD86%ᚐDVK
GLVN
႑ 2&352),/(7KLVPHQXLVXVHGWRVHWYDULRXVRYHUFORFNLQJSURᚏOHV
႑ +$5':$5(021,7257KLVPHQXLVXVHGWRVHWWKHVSHHGVRIIDQVDQG
PRQLWRUYROWDJHVRIV\VWHP
႑ %2$5'(;3/25(5,WZLOOSURYLGHWKHLQIRUPDWLRQRIWKHLQVWDOOHGGHYLFHVRQ
WKHPRWKHUERDUG
%,266HWXS
&KDSWHU
Ⴇ 6\VWHPLQIRUPDWLRQ
6KRZVWKHWLPHGDWH&38QDPH&38IUHTXHQF\'5$0IUHTXHQF\'5$0FDSDFLW\
DQGWKH%,26YHUVLRQ
Ⴇ %RRWGHYLFHSULRULW\EDU
<RXFDQPRYHWKHGHYLFHLFRQVWRFKDQJHWKHERRWSULRULW\
+LJKSULRULW\
/RZSULRULW\
Ⴇ 0HQXGLVSOD\
7KLVDUHDSURYLGHV%,26VHWWLQJVDQGLQIRUPDWLRQWREHFRQᚏJXUHG
Ⴇ 9LUWXDO2&*HQLH%XWWRQ
(QDEOHVRUGLVDEOHVWKH2&*HQLHIXQFWLRQE\FOLFNLQJRQWKLVEXWWRQ:KHQHQDEOHG
WKLVEXWWRQZLOOEHOLJKW(QDEOLQJ2&*HQLHIXQFWLRQFDQDXWRPDWLFDOO\RYHUFORFNZLWK
06,RSWLPL]HGRYHUFORFNLQJSURᚏOH
Ⴇ 0RGHO1DPH
6KRZVWKHPRGHOQDPHRIPRWKHUERDUG
*HQHUDO+HOS
6XE0HQX
6FUROOEDU
&KDSWHU
Ⴇ 6XEPHQX
,I\RXᚏQGDSRLQWV\PEROWRWKHOHIWRIFHUWDLQLWHPVWKDWPHDQVDVXEPHQXFDQEH
ODXQFKHGIRUDGGLWLRQDORSWLRQV<RXFDQXVHWKHDUURZNH\VRUPRXVHWRKLJKOLJKWWKH
LWHPDQGSUHVV(QWHU!RUGRXEOHFOLFNWKHOHIWPRXVHEXWWRQWRHQWHUWKHVXEPHQX
Ⴇ 6FUROOEDU
6OLGHWKHVFUROOEDURUXVHWKHDUURZNH\VWRGLVSOD\WKHRWKHULWHPVWKDWDUHDYDLODEOH
RQWKHPHQXGLVSOD\DUHD
Ⴇ *HQHUDO+HOS
7KH*HQHUDO+HOSGLVSOD\VDEULHIGHVFULSWLRQWRDVVLVW\RXLQJUDVSLQJWKHVHOHFWHG
LWHP
%,266HWXS
2SHUDWLRQ
<RXFDQFRQWURO%,26VHWWLQJVZLWKWKHPRXVHDQGWKHNH\ERDUG7KHIROORZLQJWDEOH
OLVWVDQGGHVFULEHVWKHKRWNH\VDQGWKHPRXVHRSHUDWLRQV
+RWNH\
0RXVH
൹ൻൺ൸!
'HVFULSWLRQ
6HOHFW,WHP
0RYHWKHFXUVRU
6HOHFW,FRQ)LHOG
(QWHU!
&OLFN'RXEOHFOLFN
WKHOHIWEXWWRQ
(VF!
-XPSWRWKH([LWPHQXRUUHWXUQWRWKHSUHYLRXV
IURPDVXEPHQX
&OLFNWKHULJKWEXWWRQ
,QFUHDVHWKHQXPHULFYDOXHRUPDNHFKDQJHV
!
'HFUHDVHWKHQXPHULFYDOXHRUPDNHFKDQJHV
)!
*HQHUDO+HOS
)!
&386SHFLᚏFDWLRQV
)!
(QWHU0HPRU\=
)!
/RDGRSWLPL]HGGHIDXOWV
)!
2&3URᚏOH/RDG)URP86%
)!
2&3URᚏOH6DYHWR86%
)!
6DYH&KDQJHDQG5HVHW
)!
6DYHDVFUHHQVKRWWRD)$7)$786%GULYH
%,266HWXS
&KDSWHU
!
6(77,1*6
6\VWHP6WDWXV
Ⴇ 6\VWHP'DWH
6HWVWKHV\VWHPGDWH8VHWDENH\WRVZLWFKEHWZHHQGDWHHOHPHQWV
7KHIRUPDWLVGD\!PRQWK!GDWH!\HDU!
GD\!
'D\RIWKHZHHNIURP6XQWR6DWGHWHUPLQHGE\%,265HDGRQO\
PRQWK!
7KHPRQWKIURP-DQWKURXJK'HF
GDWH!
7KHGDWHIURPWRFDQEHNH\HGE\QXPHULFIXQFWLRQNH\V
\HDU!
7KH\HDUFDQEHDGMXVWHGE\XVHUV
&KDSWHU
Ⴇ 6\VWHP7LPH
6HWVWKHV\VWHPWLPH8VHWDENH\WRVZLWFKEHWZHHQWLPHHOHPHQWV
7KHWLPHIRUPDWLVKRXU!PLQXWH!VHFRQG!
Ⴇ 6$7$3RUW
6KRZWKHLQIRUPDWLRQRIFRQQHFWHG6$7$GHYLFH
,PSRUWDQW
,IWKHFRQQHFWHG6$7$GHYLFHLVQRWGLVSOD\HGWXUQRᚎFRPSXWHUDQGUHFKHFN6$7$
FDEOHDQGSRZHUFDEOHFRQQHFWLRQVRIWKHGHYLFHDQGPRWKHUERDUG
Ⴇ 6\VWHP,QIRUPDWLRQ
6KRZVGHWDLOHGV\VWHPLQIRUPDWLRQLQFOXGLQJ&38W\SH%,26YHUVLRQDQG0HPRU\
UHDGRQO\
%,266HWXS
$GYDQFHG
Ⴇ 3&,6XEV\VWHP6HWWLQJV
6HWV3&,([SUHVVLQWHUIDFHSURWRFRODQGODWHQF\WLPHU3UHVV(QWHU!WRHQWHUWKH
VXEPHQX
Ⴇ 3(**HQ;>$XWR@
6HWV3&,([SUHVVSURWRFROIRUPDWFKLQJGLᚎHUHQWLQVWDOOHGGHYLFHV
>$XWR@
(QDEOHVDOO3&,H*HQ*HQDQG*HQVXSSRUWV
>*HQ@
(QDEOHV3&,H*HQVXSSRUWRQO\
>*HQ@
(QDEOHV3&,H*HQVXSSRUWRQO\
>*HQ@
(QDEOHV3&,H*HQVXSSRUWRQO\
Ⴇ 3&,/DWHQF\7LPHU>@
6HWVODWHQF\WLPHURI3&,LQWHUIDFHGHYLFH
>2SWLRQV3&,%XVFORFNV@
Ⴇ $&3,6HWWLQJV
6HWV$&3,SDUDPHWHUVRIRQERDUGSRZHU/('EHKDYLRUV3UHVV(QWHU!WRHQWHUWKH
VXEPHQX
Ⴇ 3RZHU/('>%OLQNLQJ@
6HWVVKLQLQJEHKDYLRUVRIWKHRQERDUG3RZHU/('
>'XDO&RORU@ 7KHSRZHU/('WXUQVWRDQRWKHUFRORUWRLQGLFDWHWKH6VWDWH
>%OLQNLQJ@
7KHSRZHU/('EOLQNVWRLQGLFDWHWKH6VWDWH
Ⴇ ,QWHJUDWHG3HULSKHUDOV
6HWVLQWHJUDWHGSHULSKHUDOV
SDUDPHWHUVVXFKDV/$1+''86%DQGDXGLR3UHVV
(QWHU!WRHQWHUWKHVXEPHQX
Ⴇ /$12SWLRQ520>'LVDEOHG@
(QDEOHVRUGLVDEOHVWKHOHJDF\QHWZRUN%RRW2SWLRQ520IRUGHWDLOHGVHWWLQJV
7KLVLWHPZLOODSSHDUZKHQ2QERDUG/$1&RQWUROOHULVHQDEOHG
>(QDEOHG@
(QDEOHVWKHRQERDUG/$1%RRW520
>'LVDEOHG@ 'LVDEOHVWKHRQERDUG/$1%RRW520
Ⴇ 1HWZRUN6WDFN>'LVDEOHG@
6HWV8(),QHWZRUNVWDFNIRURSWLPL]LQJ,3Y,3YIXQFWLRQ
>(QDEOHG@
(QDEOHV8(),QHWZRUNVWDFN
>'LVDEOHG@ 'LVDEOHV8(),QHWZRUNVWDFN
Ⴇ ,SY3;(6XSSRUW>(QDEOHG@
:KHQಯ(QDEOHGರWKHV\VWHP8(),QHWZRUNVWDFNZLOOVXSSRUW,SYSURWRFRO7KLV
LWHPZLOODSSHDUZKHQಯ1HWZRUN6WDFNರLVHQDEOHG
>(QDEOHG@
(QDEOHVWKH,SY3;(ERRWVXSSRUW
>'LVDEOHG@
'LVDEOHVWKH,SY3;(ERRWVXSSRUW
%,266HWXS
&KDSWHU
Ⴇ 2QERDUG/$1&RQWUROOHU>(QDEOHG@
(QDEOHVRUGLVDEOHVWKHRQERDUG/$1FRQWUROOHU
Ⴇ ,SY3;(6XSSRUW>(QDEOHG@
:KHQಯ(QDEOHGರWKHV\VWHP8(),QHWZRUNVWDFNZLOOVXSSRUW,SYSURWRFRO7KLV
LWHPZLOODSSHDUZKHQಯ1HWZRUN6WDFNರLVHQDEOHG
>(QDEOHG@
(QDEOHVWKH,SY3;(ERRWVXSSRUW
>'LVDEOHG@
'LVDEOHVWKH,SY3;(ERRWVXSSRUW
Ⴇ 6$7$0RGH>$+&,0RGH@
6HWVWKHRSHUDWLRQPRGHRIWKHRQERDUG6$7$FRQWUROOHU7KHGHIDXOWPRGHLV
$+&,
>'LVDEOHG@
'LVDEOHVWKH6$7$IXQFWLRQ
>,'(0RGH@ 6SHFLI\WKH,'(PRGHIRU6$7$VWRUDJHGHYLFHV
>$+&,0RGH@ 6SHFLI\WKH$+&,PRGHIRU6$7$VWRUDJHGHYLFHV$+&,$GYDQFHG
+RVW&RQWUROOHU,QWHUIDFHRᚎHUVVRPHDGYDQFHGIHDWXUHVWRHQKDQFH
WKHVSHHGDQGSHUIRUPDQFHRI6$7$VWRUDJHGHYLFHVXFKDV1DWLYH
&RPPDQG4XHXLQJ1&4DQGKRWSOXJJLQJ
>5$,'0RGH@ (QDEOHV5$,'IXQFWLRQIRU6$7$VWRUDJHGHYLFHV
Ⴇ 6$7$a+RW3OXJ>'LVDEOHG@
$OORZVXVHUWRHQDEOHRUGLVDEOHWKH6$7$KRWSOXJVXSSRUW7KLVLWHPZLOODSSHDU
ZKHQWKHಯ6$7$0RGHರVHWWR>$+&,@>5$,'@
>(QDEOHG@
(QDEOHVKRWSOXJVXSSRUWIRUWKH6$7$SRUWV
>'LVDEOHG@ 'LVDEOHVKRWSOXJVXSSRUWIRUWKH6$7$SRUWV
Ⴇ +'$XGLR&RQWUROOHU>(QDEOHG@
(QDEOHVRUGLVDEOHVWKHRQERDUG+LJK'HᚏQLWLRQ$XGLRFRQWUROOHU
Ⴇ +3(7>(QDEOHG@
7KH+3(7+LJK3UHFLVLRQ(YHQW7LPHUVLVDFRPSRQHQWZKLFKLVSDUWRIWKH
FKLSVHW(QDEOHVLWZLOOSURYLGH\RXZLWKWKHPHDQVWRJHWWRLWYLDWKHYDULRXV$&3,
PHWKRGV
>(QDEOHG@
(QDEOHV+LJK3UHFLVLRQ(YHQW7LPHUV
>'LVDEOHG@ 'LVDEOHV+LJK3UHFLVLRQ(YHQW7LPHUV
&KDSWHU
Ⴇ ,QWHJUDWHG*UDSKLFV&RQᚏJXUDWLRQ
$GMXVWVLQWHJUDWHGJUDSKLFVVHWWLQJVIRURSWLPXPV\VWHP3UHVV(QWHU!WRHQWHUWKH
VXEPHQX
Ⴇ ,QLWLDWH*UDSKLF$GDSWHU>3(*@
6HOHFWVDJUDSKLFVGHYLFHDVWKHSULPDU\ERRWGHYLFH
>,*'@
,QWHJUDWHG*UDSKLFV'LVSOD\
>3(*@
3&,([SUHVV*UDSKLFV'HYLFH
Ⴇ ,QWHJUDWHG*UDSKLFV6KDUH0HPRU\>0@
6HOHFWVDᚏ[HGDPRXQWRIV\VWHPPHPRU\DOORFDWHGWRWKHRQERDUGJUDSKLFV7KLV
LWHPGHᚏQHVWKHH[DFWPHPRU\VL]HVKDUHGWRWKHRQERDUGJUDSKLFV>2SWLRQV0
000@
Ⴇ '9070HPRU\>0%@
'907PHPRU\FDQG\QDPLFDOO\DOORFDWHV\VWHPPHPRU\IRUUXQQLQJJUDSKLFV
LQWHQVLYHDSSOLFDWLRQVVXFKDV''JDPHV>2SWLRQV0%0%0D[LPXP@
Ⴇ ,*'0XOWL0RQLWRU>'LVDEOHG@
(QDEOHVRUGLVDEOHVWKHPXOWLVFUHHQRXWSXWIURPLQWHJUDWHGJUDSKLFVDQGH[WHUQDO
JUDSKLFVFDUG
%,266HWXS
>(QDEOHG@
>'LVDEOHG@
(QDEOHV,*'PXOWLVFUHHQIXQFWLRQ
'LVDEOHV,*'PXOWLVFUHHQIXQFWLRQ
Ⴇ ,QWHO55DSLG6WDUW7HFKQRORJ\
6HWV,QWHOp5DSLG6WDUW7HFKQRORJ\IRURSWLPL]LQJWKHV\VWHPUHVXPHRSHUDWLRQ3UHVV
(QWHU!WRHQWHUWKHVXEPHQX
Ⴇ ,QWHO55DSLG6WDUW7HFKQRORJ\>'LVDEOHG@
,QWHOp5DSLG6WDUW7HFKQRORJ\OHWVWKHV\VWHPUHVXPHIURPVOHHSPRGHTXLFNO\
7KLVIXQFWLRQLVDYDLODEOHZKHQDQ66'LVLQVWDOOHG
>(QDEOHG@
(QDEOHV,QWHO5DSLG6WDUW7HFKQRORJ\
>'LVDEOHG@ 'LVDEOHV,QWHO5DSLG6WDUW7HFKQRORJ\
Ⴇ (QWU\RQ657&:DNH>(QDEOHG@
(QDEOHVRUGLVDEOHVWRVXSSRUW657&ZDNHXSZLWK,QWHO5DSLG6WDUW7HFKQRORJ\
7KLVLWHPZLOODSSHDUZKHQಯ,QWHO55DSLG6WDUW7HFKQRORJ\ರLVHQDEOHG
>(QDEOHG@
$OORZVWKHV\VWHPWRHQWHUWKHVOHHSPRGHZLWK,QWHO5DSLG6WDUW
7HFKQRORJ\
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
Ⴇ (QWU\$IWHU>PLQXWHV@
6HWVDWLPHUIRUV\VWHPWRHQWHUWKHVOHHSPRGHZLWK,QWHO5DSLG6WDUW
7HFKQRORJ\7KLVLWHPZLOODSSHDUZKHQಯ,QWHO55DSLG6WDUW7HFKQRORJ\ರLV
HQDEOHG>2SWLRQVPLQXWHaPLQXWHV@
Ⴇ $FWLYH3DJH7KUHVKROG6XSSRUW>(QDEOHG@
(QDEOHVRUGLVDEOHVWRVXSSRUW$FWLYH3DJH7KUHVKROGZKHQWKH5DSLG6WDUW
SDUWLWLRQVL]HLVOHVVWKDQWKHV\VWHP'5$0VL]H
>(QDEOHG@
(QDEOHVWKHDGGLWLRQDOSDUWLWLRQVL]HRI66'IRUL567
>'LVDEOHG@ 'LVDEOHVWKLVIXQFWLRQ
,PSRUWDQW
7KHSDUWLWLRQVL]HPXVWEHODUJHUWKHQWKHDPRXQWRIPHPRU\
Ⴇ +\EULG+DUG'LVN6XSSRUW>'LVDEOHG@
(QDEOHVRUGLVDEOHVWKH,QWHO5DSLG6WDUW7HFKQRORJ\WRVXSSRUWK\EULGKDUGGLVN
GULYH
>(QDEOHG@
(QDEOHVK\EULGKDUGGLVNVXSSRUW
>'LVDEOHG@ 'LVDEOHVK\EULGKDUGGLVNVXSSRUW
Ⴇ 5DSLG6WDUW'LVSOD\6DYH5HVWRUH>(QDEOHG@
(QDEOHVRUGLVDEOHVWKH,QWHO5DSLG6WDUW'LVSOD\VFUHHQWREHVDYHGRUUHVWRUHG
7KHVFUHHQZLOOEHVDYHGEHIRUHWKHV\VWHPHQWHUVVOHHSPRGH7KHQWKHV\VWHP
ZLOOUHVWRUHWKHVFUHHQZKHQZDNHQHG
>(QDEOHG@
(QDEOHVWKLVIXQFWLRQ
>'LVDEOHG@ 'LVDEOHVWKLVIXQFWLRQ
Ⴇ 5DSLG6WDUW'LVSOD\7\SH>%,266DYH5HVWRUH@
6HOHFWVWKHVFUHHQW\SHRI,QWHO5DSLG6WDUW'LVSOD\
>%,266DYH5HVWRUH@
7KH%,263267VSODVKVFUHHQZLOOEHVDYHGUHVWRUHG
%,266HWXS
&KDSWHU
Ⴇ $FWLYH0HPRU\7KUHVKROG
6HWV5DSLG6WDUWSDUWLWLRQVL]HIRU$FWLYH3DJH7KUHVKROG7KLVLWHPZLOODSSHDU
ZKHQಯ$FWLYH3DJH7KUHVKROG6XSSRUWರLVHQDEOHG
>'HVN7RS6DYH5HVWRUH@ 7KHGHVNWRSLPDJHZLOOEHVDYHGUHVWRUHG
Ⴇ /DNH7LQ\)HDWXUH>'LVDEOHG@
(QDEOHVRUGLVDEOHV,QWHO/DNH7LQ\IHDWXUHZLWKL567IRU66'7KLVLWHPDSSHDUV
ZKHQDLQVWDOOHG&38VXSSRUWVWKLVIXQFWLRQDQG,QWHO&6WDWHLVHQDEOHG
>(QDEOHG@
(QKDQFHWKHG\QDPLF,2ORDGDGMXVWHGSHUIRUPDQFHIRUDFFHOHUDWLQJ
WKH66'VSHHG
>'LVDEOHG@
'LVDEOHVWKLVIHDWXUH
Ⴇ 86%&RQᚏJXUDWLRQ
6HWVWKHRQERDUG86%FRQWUROOHUDQGGHYLFHIXQFWLRQ3UHVV(QWHU!WRHQWHUWKHVXE
PHQX
Ⴇ 86%&RQWUROOHU>(QDEOHG@
(QDEOHVRUGLVDEOHVWKHRQERDUG86%FRQWUROOHU
Ⴇ /HJDF\86%6XSSRUW>(QDEOHG@
6HWV/HJDF\86%IXQFWLRQVXSSRUW
>$XWR@
7KHV\VWHPZLOODXWRPDWLFDOO\GHWHFWLIDQ\86%GHYLFHLVFRQQHFWHG
DQGHQDEOHVRUGLVDEOHVWKHOHJDF\86%VXSSRUW
>(QDEOHG@
(QDEOHWKH86%VXSSRUWIRUOHJDF\RSHUDWLQJV\VWHPVWKDWGRQRW
VXSSRUW86%
>'LVDEOHG@ 7KH86%GHYLFHVDUHDYDLODEOHRQO\IRU8(),DSSOLFDWLRQV
Ⴇ 6XSHU,2&RQᚏJXUDWLRQ
6HWVV\VWHP6XSHU,2FKLSSDUDPHWHUVLQFOXGLQJ/37DQG&20SRUWV3UHVV(QWHU!
WRHQWHUWKHVXEPHQX
Ⴇ 6HULDO&203RUW&RQILJXUDWLRQ
6HWVGHWDLOHGFRQᚏJXUDWLRQRIVHULDO&20SRUW3UHVV(QWHU!WRHQWHUWKHVXE
PHQX
Ⴇ 6HULDO&203RUW>(QDEOHG@
(QDEOHVRUGLVDEOHVVHULDO&20SRUW
&KDSWHU
Ⴇ 6HULDO&203RUW6HWWLQJV>$XWR@
6HWVVHULDOSRUW&20,IVHWWR$XWR%,26ZLOORSWLPL]HWKH,54
DXWRPDWLFDOO\RU\RXFDQVHWLWPDQXDOO\
Ⴇ ,QWHO56PDUW&RQQHFW&RQᚏJXUDWLRQ
6HWV,QWHO6PDUW&RQQHFW7HFKQRORJ\IRURSWLPL]LQJV\VWHPQHWZRUNSHUIRUPDQFHLQ
VOHHSPRGH3UHVV(QWHU!WRHQWHUWKHVXEPHQX
Ⴇ ,QWHO56PDUW&RQQHFW7HFKQRORJ\>(QDEOHG@
(QDEOHVRUGLVDEOHV,QWHO56PDUW&RQQHFW7HFKQRORJ\7KLVIHDWXUHFDQXSGDWH
DSSOLFDWLRQVH[HPDLODQGVRFLDOQHWZRUNVE\SHULRGLFDOO\ZDNLQJ\RXUV\VWHP
IURPVOHHSPRGH$QG\RXGRQRWQHHGWRZDLWIRUWKHDSSOLFDWLRQVWRXSGDWHZKHQ
\RXZDNHXSWKHV\VWHP
>(QDEOHG@
(QDEOHV,QWHOVPDUWFRQQHFWWHFKQRORJ\
>'LVDEOHG@ 'LVDEOHV,QWHOVPDUWFRQQHFWWHFKQRORJ\
%,266HWXS
Ⴇ 3RZHU0DQDJHPHQW6HWXS
6HWVV\VWHP3RZHU0DQDJHPHQWRI(X3DQG$&3RZHU/RVVEHKDYLRUV3UHVV
(QWHU!WRHQWHUWKHVXEPHQX
Ⴇ (X3>'LVDEOHG@
(QDEOHVRUGLVDEOHVWKHV\VWHPSRZHUFRQVXPSWLRQDFFRUGLQJWR(X3
UHJXODWLRQ
>(QDEOHG@
2SWLPL]HWKHV\VWHPSRZHUFRQVXPSWLRQDFFRUGLQJWR(X3
UHJXODWLRQ
>'LVDEOHG@ 'LVDEOHVWKLVIXQFWLRQ
1RWH:KHQHQDEOHGWKHV\VWHPZLOOQRWVXSSRUW57&ZDNHXSHYHQWIXQFWLRQV
Ⴇ 5HVWRUHDIWHU$&3RZHU/RVV>3RZHU2II@
6HWVWKHV\VWHPEHKDYLRUVZKLOHHQFRXQWHULQJWKH$&SRZHUORVV
>3RZHU2ᚎ@ /HDYHVWKHV\VWHPLQSRZHURᚎVWDWHDIWHUUHVWRULQJ$&SRZHU
>3RZHU2Q@ %RRWXSWKHV\VWHPDIWHUUHVWRULQJ$&SRZHU
>/DVW6WDWH@ 5HVWRUHVWKHV\VWHPWRWKHSUHYLRXVVWDWHSRZHURQSRZHURᚎ
EHIRUH$&SRZHUORVV
Ⴇ :LQGRZV&RQᚏJXUDWLRQ
6HWV:LQGRZVGHWDLOHGFRQᚏJXUDWLRQDQGEHKDYLRUV3UHVV(QWHU!WRHQWHUWKHVXE
PHQX
Ⴇ 06,)DVW%RRW>'LVDEOHG@
06,)DVW%RRWLVWKHIDVWHVWZD\WRERRWWKHV\VWHP,WZLOOGLVDEOHPRUHGHYLFHVWR
VSHHGXSV\VWHPERRWWLPHZKLFKLVIDVWHUWKDQWKHERRWWLPHRIಯ)DVW%RRWರ
>(QDEOHG@
(QDEOHVWKH06,)DVW%RRWIXQFWLRQWRVSHHGXSERRWLQJWLPH$QG
WKHIROORZLQJ)DVW%RRWZLOOEHGLVDEOHGDQGᚏ[HG
>'LVDEOHG@ 'LVDEOHV06,)DVW%RRW
,PSRUWDQW
,I\RXZDQWWRHQWHU%,26ZLWKHQDEOHGಯ06,)DVW%RRWರPRGHRUHQDEOHG)DVW%RRW
PRGH\RXKDYHWRFOLFNWKH*2%,26WDERQ06,)DVW%RRWXWLOLW\VFUHHQRUSUHVV
WKH*2%,26EXWWRQRSWLRQDORQWKHPRWKHUERDUG$QGWKHQWKHV\VWHPZLOOHQWHU
WR%,26VHWXSGLUHFWO\DWQH[WERRW
Ⴇ )DVW%RRW>(QDEOHGIRU:LQGRZV'LVDEOHGIRURWKHU26@
(QDEOHVRUGLVDEOHVWKH:LQGRZVIDVWERRWIHDWXUH7KLVLWHPZLOORQO\EH
DYDLODEOHZKHQ06,)DVW%RRWLVGLVDEOHG
>(QDEOHG@
(QDEOHVWKH)DVW%RRWFRQᚏJXUDWLRQWRDFFHOHUDWHV\VWHPERRWWLPH
>'LVDEOHG@ 'LVDEOHVWKH)DVW%RRWFRQᚏJXUDWLRQ
%,266HWXS
&KDSWHU
Ⴇ :LQGRZV)HDWXUH>'LVDEOHG@
(QDEOHVWKHVXSSRUWVIRU:LQGRZVRUGLVDEOHVIRURWKHURSHUDWLQJV\VWHPV
%HIRUHHQDEOLQJWKLVLWHPPDNHVXUHDOOLQVWDOOHGGHYLFHVXWLOLWLHVKDUGZDUH
VRIWZDUHVKRXOGPHHWWKH:LQGRZVUHTXLUHPHQWV
>(QDEOHG@
7KHV\VWHPZLOOVZLWFKWR8(),PRGHWRPHHWWKH:LQGRZV
UHTXLUHPHQW
>'LVDEOHG@ 'LVDEOHVWKLVIXQFWLRQ
Ⴇ ,QWHUQDO*23&RQILJXUDWLRQ
0DQDJHVWKHRQERDUG*UDSKLFV2XWSXW3URWRFRO*233UHVV(QWHU!WRHQWHU
WKHVXEPHQX7KLVPHQXVKRZVWKHL*);'ULYHUYHUVLRQIRUV\VWHPLQIRUPDWLRQ
PDQDJHPHQW7KLVVXEPHQXZLOODSSHDUZKHQಯ:LQGRZV)HDWXUHರLVHQDEOHG
Ⴇ 6HFXUH%RRW
6HWVWKH:LQGRZVVHFXUHERRWWRSUHYHQWWKHXQDXWKRUL]HGDFFHVVLQJ3UHVV
(QWHU!WRHQWHUWKHVXEPHQX7KLVVXEPHQXZLOODSSHDUZKHQಯ:LQGRZV
)HDWXUHರLVHQDEOHG
Ⴇ 6HFXUH%RRW&RQWURO>'LVDEOHG@
(QDEOHVRUGLVDEOHVVHFXUHERRW
>(QDEOHG@
(QDEOHVWKHVHFXUHERRWIXQFWLRQDQGDOORZ\RXWRVHWWKHVHFXUH
ERRWVHWWLQJV
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
Ⴇ 6HFXUH%RRW0RGH>6WDQGDUG@
6HOHFWVWKHVHFXUHERRWPRGH7KLVLWHPLVWRVHOHFWKRZWKHVHFXUHERRWNH\V
EHORDGHG7KLVLWHPDSSHDUVZKHQ6HFXUH%RRWLVHQDEOHG
>6WDQGDUG@ 7KHV\VWHPZLOODXWRPDWLFDOO\ORDGWKHVHFXUHNH\VIURP%,26
>&XVWRP@
$OORZVXVHUWRFRQᚏJXUHWKHVHFXUHERRWVHWWLQJVDQGPDQXDOO\
ORDGWKHVHFXUHNH\V
Ⴇ ,PDJH([HFXWLRQ3ROLF\
6HWVWKHSROLF\ZKHQWKHV\VWHPLPDJHH[HFXWLRQSROLF\RQ6HFXULW\9LRODWLRQ
3UHVV(QWHU!WRHQWHUWKHVXEPHQX7KLVVXEPHQXZLOODSSHDUZKHQಯ6HFXUH
%RRW0RGHರVHWVWR>&XVWRP@
Ⴇ .H\0DQDJHPHQW
0DQDJHVWKHVHFXUHERRWNH\V3UHVV(QWHU!WRHQWHUWKHVXEPHQX7KLVVXE
PHQXZLOODSSHDUZKHQಯ6HFXUH%RRW0RGHರVHWVWR>&XVWRP@
Ⴇ :DNH8S(YHQW6HWXS
6HWVV\VWHPZDNHXSEHKDYLRUVIRUGLᚎHUHQWVOHHSPRGHV3UHVV(QWHU!WRHQWHUWKH
VXEPHQX
&KDSWHU
Ⴇ :DNH8S(YHQW%\>%,26@
6HOHFWVWKHZDNHXSHYHQWE\%,26RURSHUDWLQJV\VWHP
>%,26@
$FWLYDWHVWKHIROORZLQJLWHPVDQGXVHWKHVHLWHPVWRVHWWKHZDNHXS
HYHQWV
>26@
7KHZDNHXSHYHQWVZLOOEHGHᚏQHGE\26
Ⴇ 5HVXPH%\57&$ODUP>'LVDEOHG@
'LVDEOHVRUHQDEOHVWKHV\VWHPZDNHXSE\57&$ODUP
>(QDEOHG@
(QDEOHVWKHV\VWHPWRERRWXSRQDVFKHGXOHGWLPHGDWH
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
Ⴇ 'DWHRIPRQWK$ODUP7LPHKKPPVV$ODUP
6HWV57&DODUPGDWH7LPH,I5HVXPH%\57&$ODUPLVVHWWR>(QDEOHG@WKH
V\VWHPZLOODXWRPDWLFDOO\UHVXPHERRWXSRQDVSHFLᚏHGGDWHKRXUPLQXWHVHFRQG
LQWKHVHᚏHOGVXVLQJWKH!DQG!WRVHOHFWWKHGDWHWLPHVHWWLQJV
%,266HWXS
Ⴇ 5HVXPH%\3&,RU3&,('HYLFH>'LVDEOHG@
'LVDEOHVRUHQDEOHVWKHV\VWHPZDNHXSE\3&,RU3&,H[SUHVVGHYLFH
>(QDEOHG@
(QDEOHVWKHV\VWHPWREHDZDNHQHGIURPWKHSRZHUVDYLQJPRGHV
ZKHQDFWLYLW\RULQSXWVLJQDORI3&,3&,HGHYLFHLVGHWHFWHG
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
Ⴇ 5HVXPH)URP6E\86%'HYLFH>'LVDEOHG@
'LVDEOHVRUHQDEOHVWKHV\VWHPZDNHXSE\86%GHYLFHV
>(QDEOHG@
(QDEOHVWKHV\VWHPWREHDZDNHQHGIURP66XVSHQGWR5$0
VOHHSVWDWHZKHQDFWLYLW\RI86%GHYLFHLVGHWHFWHG
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
Ⴇ 5HVXPH)URP666E\360RXVH>'LVDEOHG@
'LVDEOHVRUHQDEOHVWKHV\VWHPZDNHXSE\36PRXVH
>(QDEOHG@
(QDEOHVWKHV\VWHPWREHDZDNHQHGIURP666VWDWHZKHQ
DFWLYLW\RI36PRXVHLVGHWHFWHG
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
Ⴇ 5HVXPH)URP666E\36.H\ERDUG>'LVDEOHG@
'LVDEOHVRUHQDEOHVWKHV\VWHPZDNHXSE\36NH\ERDUG
>$Q\.H\@
(QDEOHVWKHV\VWHPWREHDZDNHQHGIURP666VWDWHZKHQ
DFWLYLW\RIDQ\NH\RQ36NH\ERDUGLVGHWHFWHG
>+RW.H\@
(QDEOHVWKHV\VWHPWREHDZDNHQHGIURP666VWDWHZKHQ
DFWLYLW\RIKRWNH\RQ36NH\ERDUGLVGHWHFWHG
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
%RRW
Ⴇ %RRW0RGH6HOHFW>/(*$&<8(),@
6HWVWKHV\VWHPERRWPRGHIURPOHJDF\RU8(),DUFKLWHFWXUHGHSHQGLQJRQ26
LQVWDOODWLRQUHTXLUHPHQW
>8(),@
(QDEOHV8(),%,26ERRWPRGHVXSSRUWRQO\
>/(*$&<8(),@ (QDEOHVERWK/HJDF\%,26ERRWPRGHDQG8(),%,26ERRW
PRGH
Ⴇ ),;('%22725'(53ULRULWLHV
6HWVGHYLFHSULRULW\IRUV\VWHPERRW
Ⴇ %RRW2SWLRQa1
7KHVHLWHPVDUHXVHGWRSULRULWL]HWKHLQVWDOOHGERRWGHYLFHV
%,266HWXS
&KDSWHU
6HWVWKHVHTXHQFHRIV\VWHPERRWGHYLFHV
Ⴇ )XOO6FUHHQ/RJR'LVSOD\>(QDEOHG@
(QDEOHVRUGLVDEOHVWRVKRZWKHIXOOVFUHHQORJRZKLOHV\VWHP3267
>(QDEOHG@
7KH26ERRWVVWUDLJKWWRWKH*8,ZLWKRXWVKRZLQJWKH3267VFUHHQ
>'LVDEOHG@
6KRZVWKH3267PHVVDJHVDWERRWLQJ
6HFXULW\
Ⴇ $GPLQLVWUDWRU3DVVZRUG
6HWVDGPLQLVWUDWRUSDVVZRUGIRUV\VWHPVHFXULW\(QWHUVWKHDGPLQLVWUDWRUSDVVZRUGLI
VHWXVHUKDVIXOOULJKWVWRFKDQJHWKH%,26LWHPV
Ⴇ 8VHU3DVVZRUG
6HWV8VHU3DVVZRUGIRUV\VWHPVHFXULW\(QWHUVWKHXVHUSDVVZRUGLIVHWEXWXVHU
PLJKWKDYHOLPLWHGULJKWVWRFKDQJHWKH%,26LWHPV
,PSRUWDQW
:KHQVHOHFWLQJWKH$GPLQLVWUDWRU8VHU3DVVZRUGLWHPVDSDVVZRUGER[ZLOODSSHDU
RQWKHVFUHHQ7\SHWKHSDVVZRUGWKHQSUHVV(QWHU!7KHSDVVZRUGW\SHGQRZZLOO
UHSODFHDQ\SUHYLRXVVHWSDVVZRUGIURP&026PHPRU\<RXZLOOEHSURPSWHGWR
FRQᚏUPWKHSDVVZRUG<RXPD\DOVRSUHVV(VF!WRDERUWWKHVHOHFWLRQ
7RFOHDUDVHWSDVVZRUGSUHVV(QWHU!ZKHQ\RXDUHSURPSWHGWRHQWHUDQHZ
SDVVZRUG$PHVVDJHZLOOFRQᚏUPWKHSDVVZRUGLVEHLQJGLVDEOHG2QFHWKHSDVVZRUG
LVGLVDEOHG\RXFDQHQWHUWKHVHWXSDQG26ZLWKRXWDXWKRUL]DWLRQ
Ⴇ 8.H\>'LVDEOHG@
(QDEOHVRUGLVDEOHV8.H\DVXVHU
VSDVVZRUGWRDFFHVVWKHV\VWHP
Ⴇ 0DNH8.H\DW
0DNHVDNH\DWWKH86%ᚐDVKGULYHWRSUHYHQWRWKHUSHRSOHIURPDFFHVVLQJWKH
V\VWHP2QO\WKHXVHUZKRKDVWKHNH\ZLWKWKHᚐDVKGULYHFDQDFFHVVWKHV\VWHP
Ⴇ &KDVVLV,QWUXVLRQ&RQᚏJXUDWLRQ
3UHVV(QWHU!WRHQWHUWKHVXEPHQX
Ⴇ &KDVVLV,QWUXVLRQ>'LVDEOHG@
7KLVIXQFWLRQZLOOEHDYDLODEOHLIWKHFKDVVLVHTXLSVDFKDVVLVLQWUXVLRQVZLWFK
2QFHWKHFKDVVLVLVRSHQHGWKHV\VWHPZLOOUHFRUGDQGLVVXHDZDUQLQJPHVVDJH
7RFOHDUWKHZDUQLQJPHVVDJHVHWWKHLWHPWR>5HVHW@WKHQLWZLOOUHWXUQWR
>(QDEOHG@ODWHU>2SWLRQV'LVDEOHG(QDEOHG5HVHW@
&KDSWHU
%,266HWXS
6DYH([LW
Ⴇ 'LVFDUG&KDQJHVDQG([LW
([LW%,26VHWXSZLWKRXWVDYLQJDQ\FKDQJH7KLVLWLVXVHGWRDEDQGRQDOOFKDQJHV
DQGH[LW%,26VHWXS
Ⴇ 6DYH&KDQJHVDQG5HERRW
7KLVLWHPLVXVHGWRVDYHDOOFKDQJHVDQGUHERRWWKHV\VWHP
Ⴇ 6DYH&KDQJHV
7KLVLWHPLVXVHGWRVDYHFXUUHQWFKDQJHV
Ⴇ 'LVFDUG&KDQJHV
7KLVLWHPLVXVHGWRGLVFDUGFXUUHQWDOOFKDQJHVDQGUHVWRUHWRWKHSUHYLRXVYDOXHV
Ⴇ 5HVWRUH'HIDXOWV
7KLVLWHPLVXVHGWRUHVWRUHORDGDOOGHIDXOWYDOXHVE\WKH%,26YHQGRU
&KDSWHU
Ⴇ %RRW2YHUULGH
7KHLQVWDOOHGERRWDEOHGHYLFHVZLOODSSHDURQWKLVPHQX\RXFDQVHOHFWRQHRIWKHP
EHDERRWGHYLFHWRVWDUWERRWLQJ
%,266HWXS
2&
,PSRUWDQW
ವ 2YHUFORFNLQJ\RXU3&PDQXDOO\LVRQO\UHFRPPHQGHGIRUDGYDQFHGXVHUV
ವ 2YHUFORFNLQJLVQRWJXDUDQWHHGDQGLIGRQHLPSURSHUO\FDQYRLG\RXUZDUUDQW\RU
VHYHUHO\GDPDJH\RXUKDUGZDUH
ವ ,I\RXDUHXQIDPLOLDUZLWKRYHUFORFNLQJZHDGYLVH\RXWRXVH2&*HQLHIRUHDV\
RYHUFORFNLQJ
Ⴇ &XUUHQW&38'5$05LQJ)UHTXHQF\
7KHVHLWHPVVKRZWKHFXUUHQWIUHTXHQFLHVRILQVWDOOHG&380HPRU\DQG5LQJ5HDG
RQO\
&KDSWHU
Ⴇ &38%DVH&ORFN0+]>'HIDXOW@
6HWVWKH&38%DVHFORFN<RXPD\RYHUFORFNWKH&38E\DGMXVWLQJWKLVYDOXH3OHDVH
QRWHWKDWRYHUFORFNLQJEHKDYLRUDQGVWDELOLW\LVQRWJXDUDQWHHG7KLVLWHPDSSHDUV
ZKHQWKHLQVWDOOHGSURFHVVRUVXSSRUWVWKLVIXQFWLRQ
Ⴇ &XUUHQW&38%DVH&ORFN6WUDSIRU=,=,$&
6KRZVWKHFXUUHQW&38%DVH&ORFN6WUDS5HDGRQO\7KLVLWHPFDQRQO\EHFKDQJHG
LIWKHSURFHVVRUVXSSRUWVWKLVIXQFWLRQ
Ⴇ $GMXVW&38%DVH&ORFN6WUDS>$XWR@IRU=,=,$&
6HWVWKH&38%DVH&ORFN6WUDS<RXPD\RYHUFORFNWKH&38%DVH&ORFNE\DGMXVWLQJ
WKLVYDOXH3OHDVHQRWHWKDWRYHUFORFNLQJEHKDYLRUDQGVWDELOLW\LVQRWJXDUDQWHHG
7KLVLWHPFDQRQO\EHFKDQJHGLIWKHSURFHVVRUVXSSRUWVWKLVIXQFWLRQ,IVHWWR$XWR
%,26ZLOOFRQᚏJXUHWKLVVHWWLQJDXWRPDWLFDOO\>2SWLRQV$XWR@
Ⴇ &38%DVH&ORFN$SSO\0RGH>$XWR@IRU=,=,$&
6HWVWKHDSSO\LQJPRGHIRUDGMXVWHG&38EDVHFORFN
>$XWR@
7KLVVHWWLQJZLOOEHFRQᚏJXUHGDXWRPDWLFDOO\E\%,26
%,266HWXS
>1H[W%RRW@ &38ZLOOUXQWKHDGMXVWHG&38EDVHFORFNDIWHUUHERRW
>,PPHGLDWH@ &38UXQVWKHDGMXVWHG&38EDVHFORFNLPPHGLDWHO\
Ⴇ &383&,(3//>$XWR@IRU=,=,$&
6HOHFWVD3//3KDVH/RFN/RRSPRGHIRU&383&,H7KLVLWHPDSSHDUVZKHQWKH
LQVWDOOHG&38VXSSRUWVWKLVVHWWLQJ
>$XWR@
7KLVVHWWLQJZLOOEHFRQᚏJXUHGDXWRPDWLFDOO\E\%,26
>/&3//@
(QDEOHV/&3//IRUQRUPDOXVDJH
>6%3//@
(QDEOHV6%3//IRUH[WUHPHRYHUFORFNLQJ
Ⴇ )LOWHU3//>$XWR@IRU=,=,$&
(QDEOHVRUGLVDEOHVWKHᚏOWHU3//IRU&387KLVLWHPDSSHDUVZKHQWKHLQVWDOOHG&38
VXSSRUWVWKLVVHWWLQJ
>$XWR@
7KLVVHWWLQJZLOOEHFRQᚏJXUHGDXWRPDWLFDOO\E\%,26
>(QDEOHG@
3URYLGHVZLGHUDQJHRIEDVHFORFNIRURYHUFORFNLQJZKHQEDVHFORFN
VWUDSEHVHWWRKLJKHUYDOXH
>'LVDEOHG@
3URYLGHVQRUPDOUDQJHRIEDVHFORFN
Ⴇ $GMXVW&385DWLR>$XWR@
6HWVWKH&38UDWLRWKDWLVXVHGWRGHWHUPLQH&38FORFNVSHHG7KLVLWHPFDQRQO\EH
FKDQJHGLIWKHSURFHVVRUVXSSRUWVWKLVIXQFWLRQ
Ⴇ $GMXVWHG&38)UHTXHQF\
6KRZVWKHDGMXVWHG&38IUHTXHQF\5HDGRQO\
Ⴇ (,67>(QDEOHG@
(QDEOHVRUGLVDEOHVWKH(QKDQFHG,QWHOp6SHHG6WHS7HFKQRORJ\
Ⴇ (QKDQFHG7XUER>$XWR@
(QDEOHVRUGLVDEOHV(QKDQFHG7XUERIXQFWLRQIRUDOO&38FRUHVWRERRVW&38
SHUIRUPDQFH
>$XWR@
7KLVVHWWLQJZLOOEHFRQᚏJXUHGDXWRPDWLFDOO\E\%,26
>(QDEOHG@
$OO&38FRUHVZRXOGEHLQFUHDVHGWRPD[LPXPWXUERUDWLR
>'LVDEOHG@ 'LVDEOHVWKLVIXQFWLRQ
Ⴇ /HJDF\7ZHDNLQJ>'LVDEOHG@
(QDEOHVRUGLVDEOHGWRLPSURYHSHUIRUPDQFHIRUOHJDF\EHQFKPDUNLQJDSSOLFDWLRQOLNH
'0DUN
>(QDEOHG@
(QDEOHVWKLVIXQFWLRQIRULPSURYLQJ'0DUNSHUIRUPDQFH
>'LVDEOHG@ 'LVDEOHVWKLVIXQFWLRQ
Ⴇ $GMXVW5LQJ5DWLR>$XWR@
6HWVWKHULQJUDWLR7KHYDOLGYDOXHUDQJHGHSHQGVRQWKHLQVWDOOHG&38
Ⴇ $GMXVWHG5LQJ)UHTXHQF\
6KRZVWKHDGMXVWHG5LQJIUHTXHQF\5HDGRQO\
%,266HWXS
&KDSWHU
Ⴇ ,QWHO7XUER%RRVW>(QDEOHG@
(QDEOHVRUGLVDEOHVWKH,QWHOp7XUER%RRVW7KLVLWHPDSSHDUVZKHQWKHLQVWDOOHG&38
VXSSRUWVWKLVIXQFWLRQ
>(QDEOHG@
(QDEOHVWKLVIXQFWLRQWRERRVW&38SHUIRUPDQFHDXWRPDWLFDOO\DERYH
UDWHGVSHFLᚏFDWLRQVZKHQV\VWHPUHTXHVWWKHKLJKHVWSHUIRUPDQFH
VWDWH
>'LVDEOHG@ 'LVDEOHVWKLVIXQFWLRQ
Ⴇ $GMXVW*75DWLR>$XWR@
6HWVWKHLQWHJUDWHGJUDSKLFVUDWLR7KHYDOLGYDOXHUDQJHGHSHQGVRQWKHLQVWDOOHG
&38
Ⴇ $GMXVWHG*7)UHTXHQF\
6KRZVWKHDGMXVWHGLQWHJUDWHGJUDSKLFVIUHTXHQF\5HDGRQO\
Ⴇ '5$05HIHUHQFH&ORFN>$XWR@
6HWVWKH'5$0UHIHUHQFHFORFN7KHYDOLGYDOXHUDQJHGHSHQGVRQWKHLQVWDOOHG&38
7KLVLWHPDSSHDUVZKHQD&38WKDWVXSSRUWVWKLVDGMXVWPHQWLVLQVWDOOHG
Ⴇ '5$0)UHTXHQF\>$XWR@
6HWVWKH'5$0IUHTXHQF\3OHDVHQRWHWKHRYHUFORFNLQJEHKDYLRULVQRWJXDUDQWHHG
Ⴇ $GMXVWHG'5$0)UHTXHQF\
6KRZVWKHDGMXVWHG'5$0IUHTXHQF\5HDGRQO\
Ⴇ ([WUHPH0HPRU\3URᚏOH;03>'LVDEOHG@
;03([WUHPH0HPRU\3URᚏOHLVWKHRYHUFORFNLQJWHFKQRORJ\E\PHPRU\PRGXOH
7KLVLWHPZLOOEHDYDLODEOHZKHQ\RXLQVWDOOWKHPHPRU\PRGXOHVWKDWVXSSRUW;03
WHFKQRORJ\
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
>3URᚏOH@
8VHVSURᚏOHRYHUFORFNLQJVHWWLQJVRILQVWDOOHG;03PHPRU\PRGXOH
>3URᚏOH@
8VHVSURᚏOHRYHUFORFNLQJVHWWLQJVRILQVWDOOHG;03PHPRU\PRGXOH
Ⴇ '5$07LPLQJ0RGH>$XWR@
6HOHFWVWKHPHPRU\WLPLQJPRGH
>$XWR@
'5$0WLPLQJVZLOOEHGHWHUPLQHGEDVHGRQ63'6HULDO3UHVHQFH
'HWHFWRILQVWDOOHGPHPRU\PRGXOHV
>/LQN@
$OORZVXVHUWRFRQᚏJXUHWKH'5$0WLPLQJPDQXDOO\IRUDOOPHPRU\
FKDQQHO
>8Q/LQN@
$OORZVXVHUWRFRQᚏJXUHWKH'5$0WLPLQJPDQXDOO\IRUUHVSHFWLYH
PHPRU\FKDQQHO
&KDSWHU
Ⴇ $GYDQFHG'5$0&RQᚏJXUDWLRQ
3UHVV(QWHU!WRHQWHUWKHVXEPHQX7KLVVXEPHQXZLOOEHDFWLYDWHGDIWHUVHWWLQJ
>/LQN@RU>8QOLQN@LQಯ'5$07LPLQJ0RGHರ8VHUFDQVHWWKHPHPRU\WLPLQJIRUHDFK
PHPRU\FKDQQHO7KHV\VWHPPD\EHFRPHXQVWDEOHRUXQERRWDEOHDIWHUFKDQJLQJ
PHPRU\WLPLQJ,ILWRFFXUVSOHDVHFOHDUWKH&026GDWDDQGUHVWRUHWKHGHIDXOW
VHWWLQJV5HIHUWRWKH&OHDU&026MXPSHUEXWWRQVHFWLRQWRFOHDUWKH&026GDWD
DQGHQWHUWKH%,26WRORDGWKHGHIDXOWVHWWLQJV
Ⴇ '5$07UDLQLQJ&RQᚏJXUDWLRQ
3UHVV(QWHU!WRHQWHUWKHVXEPHQX(QDEOHVRUGLVDEOHVWKHYDULRXVWUDLQLQJZD\VRI
'5$07KHV\VWHPPD\EHFRPHXQVWDEOHRUXQERRWDEOHDIWHUFKDQJLQJWKHVHLWHPV
LQWKLVVXEPHQX,ILWRFFXUVSOHDVHFOHDUWKH&026GDWDDQGUHVWRUHWKHGHIDXOW
VHWWLQJV5HIHUWRWKH&OHDU&026MXPSHUEXWWRQVHFWLRQWRFOHDUWKH&026GDWD
DQGHQWHUWKH%,26WRORDGWKHGHIDXOWVHWWLQJV
%,266HWXS
Ⴇ 0HPRU\)DVW%RRW>$XWR@
(QDEOHVRUGLVDEOHVWKHLQLWLDWLRQDQGWUDLQLQJIRUPHPRU\HYHU\ERRWLQJ
>$XWR@
7KLVVHWWLQJZLOOEHFRQᚏJXUHGDXWRPDWLFDOO\E\%,26
>(QDEOHG@
0HPRU\ZLOOFRPSOHWHO\LPLWDWHWKHDUFKLYHRIᚏUVWLQLWLDWLRQDQGᚏUVW
WUDLQLQJ$IWHUWKDWWKHPHPRU\ZLOOQRWEHLQLWLDOHGDQGWUDLQHGZKHQ
ERRWLQJWRDFFHOHUDWHWKHV\VWHPERRWLQJWLPH
>'LVDEOHG@
7KHPHPRU\ZLOOEHLQLWLDOHGDQGWUDLQHGHYHU\ERRWLQJ
Ⴇ 'LJLW$//3RZHU
3UHVV(QWHU!WRHQWHUWKHVXEPHQX&RQWUROVWKHGLJLWDOSRZHUVUHODWHGWR&38
3:0
Ⴇ &383KDVH&RQWURO>$XWR@
&RQWUROV3:0SKDVHSURSRUWLRQDOO\WRWKH&38ORDGLQJ,IVHWWR$XWR%,26ZLOO
RSWLPL]HWKH&383:0SKDVHDXWRPDWLFDOO\
>$XWR@
7KLVVHWWLQJZLOOEHFRQᚏJXUHGDXWRPDWLFDOO\E\%,26
>'LVDEOHG@
'LVDEOHVWKH3:0SRZHUSKDVHVZLWFKLQJIHDWXUH
Ⴇ &389GURRS2IIVHW&RQWURO>$XWR@ 6HWVDSHUFHQWDJHRIRᚎVHWYROWDJHIRU&38YGURRS,IVHWWR$XWR%,26ZLOO
FRQᚏJXUHWKLVVHWWLQJDXWRPDWLFDOO\>2SWLRQV$XWR
@
Ⴇ &382YHU9ROWDJH3URWHFWLRQ>$XWR@
6HWVWKHYROWDJHOLPLWIRU&38RYHUYROWDJHSURWHFWLRQ,IVHWWR$XWR%,26ZLOO
FRQᚏJXUHWKLVVHWWLQJDXWRPDWLFDOO\+LJKHUYROWDJHSURYLGHVOHVVSURWHFWLRQDQG
PD\GDPDJHWKHV\VWHP
Ⴇ &382YHU&XUUHQW3URWHFWLRQ>$XWR@
6HWVWKHFXUUHQWOLPLWIRU&38RYHUFXUUHQWSURWHFWLRQ,IVHWWR$XWR%,26ZLOO
FRQᚏJXUHWKLVVHWWLQJDXWRPDWLFDOO\+LJKHUYROWDJHSURYLGHVOHVVSURWHFWLRQDQG
PD\GDPDJHWKHV\VWHP
Ⴇ 3KDVH2YHU&XUUHQW3URWHFWLRQ>(QDEOHG@
(QDEOHVRUGLVDEOHVWKHSKDVHRYHUFXUUHQWSURWHFWLRQ
>(QDEOHG@
6HWVWKHFXUUHQWOLPLWRQWKHSKDVHIRURYHUFXUUHQWSURWHFWLRQ
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
Ⴇ &386ZLWFKLQJ)UHTXHQF\>$XWR@
6HWVWKH3:0ZRUNLQJVSHHGWRVWDELOL]H&38&RUHYROWDJHDQGPLQLPL]HULSSOH
UDQJH,QFUHDVLQJWKH3:0ZRUNLQJVSHHGZLOOFDXVHKLJKHUWHPSHUDWXUHRI
026)(76RSOHDVHPDNHVXUHDFRROLQJVROXWLRQLVZHOOSUHSDUHGIRU026)(7
EHIRUH\RXLQFUHDVHWKHYDOXH,IVHWWR$XWR%,26ZLOOFRQᚏJXUHWKLVVHWWLQJ
DXWRPDWLFDOO\
%,266HWXS
&KDSWHU
Ⴇ &388QGHU9ROWDJH3URWHFWLRQ>$XWR@
6HWVWKHYROWDJHOLPLWIRU&38XQGHUYROWDJHSURWHFWLRQ,IVHWWR$XWR%,26ZLOO
FRQᚏJXUHWKLVVHWWLQJDXWRPDWLFDOO\+LJKHUYROWDJHSURYLGHVOHVVSURWHFWLRQDQG
PD\GDPDJHWKHV\VWHP
Ⴇ &389502YHU7HPSHUDWXUH3URWHFWLRQ>(QDEOHG@
(QDEOHVRUGLVDEOHVWKH&38950RYHUWHPSHUDWXUHSURWHFWLRQ
>(QDEOHG@
6HWVWKHWHPSHUDWXUHOLPLWRQ&38950IRURYHUWHPSHUDWXUH
SURWHFWLRQ7KH&38IUHTXHQF\PD\EHWKURWWOHGZKHQ&38950
RYHUWKHVSHFLᚏHGWHPSHUDWXUH
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
Ⴇ &389502YHU7HPSHUDWXUH6KXWGRZQ>(QDEOHG@
6HWVWKHV\VWHPZKHWKHUEHSRZHUHGRᚎRUQRWZKHQWKH&38950WHPSHUDWXUH
RYHUWKHOLPLWDWLRQWHPSHUDWXUHRI&38950SURWHFWLRQ
>(QDEOHG@
7KHV\VWHPZLOOEHRᚎZKHQRYHUWKHVSHFLᚏHGWHPSHUDWXUH
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
Ⴇ 'LJLWDO&RPSHQVDWLRQ/HYHO>$XWR@ 6HWVWKHFXUUHQWFRPSHQVDWLRQOHYHOIRU&383:0ZKHQWKH026SKDVHVDUH
FKDQJHG,IVHWWR$XWR%,26ZLOOFRQᚏJXUHWKLVVHWWLQJDXWRPDWLFDOO\+LJKHU
FRPSHQVDWLRQOHYHOSURYLGHVPRUHRYHUFORFNLQJDELOLW\
Ⴇ ,PRQ2YHUZULWH>$XWR@ 6HWVWKH,PRQFXUUHQWIRU&38
>$XWR@
7KLVVHWWLQJZLOOEHFRQᚏJXUHGDXWRPDWLFDOO\E\%,26
>4XDUWHU@
6HWVWKH,PRQFXUUHQWLQWRTXDUWHU
>+DOI@
6HWVWKH,PRQFXUUHQWLQWRKDOI
>'LVDEOHG@
6HWVWKHGHIDXOWYDOXHVIRU,PRQFXUUHQW
Ⴇ 7UDQVLHQW%RRVW>'LVDEOHG@
(QDEOHVRUGLVDEOHVWKHWUDQVLHQWERRVW
>(QDEOHG@
(QDEOHVWKLVIXQFWLRQPD\OHDGLQWRDVWDEOHV\VWHPXQGHUKHDY\
V\VWHPORDGLQJ
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
&KDSWHU
Ⴇ 69,'&RPPXQLFDWLRQ>$XWR@
(QDEOHVRUGLVDEOHV69,'6HULDO9ROWDJH,GHQWLᚏFDWLRQVXSSRUW
>$XWR@
7KLVVHWWLQJZLOOEHFRQᚏJXUHGDXWRPDWLFDOO\E\%,26
>(QDEOHG@
3:0SKDVHZLOOEHFKDQJHGG\QDPLFDOO\DFFRUGLQJWRWKH&3869,'
6HULDO9ROWDJH,GHQWLᚏFDWLRQ
>'LVDEOHG@
'LVDEOHV69,'6HULDO9ROWDJH,GHQWLᚏFDWLRQVXSSRUW
Ⴇ 9&&,19ROWDJH>$XWR@
6HWVWKH&38LQSXWYROWDJH7KH&38LQSXWYROWDJHLVWKH&38SRZHUVRXUFHWKDWLV
VKDUHGZLWKFRPSRQHQWVRIWKH&38
Ⴇ &38&RUH9ROWDJH0RGH>$XWR@
6HOHFWVWKHFRQWUROPRGHVIRUWKLVYROWDJH
>$XWR@
7KLVVHWWLQJZLOOEHFRQᚏJXUHGDXWRPDWLFDOO\E\%,26
>$GDSWLYH0RGH@ 6HWVDGDSWLYHYROWDJHVDXWRPDWLFDOO\IRURSWLPL]LQJWKHV\VWHP
SHUIRUPDQFH
>2YHUULGH0RGH@
$OORZV\RXWRVHWWKHVHYROWDJHVPDQXDOO\
Ⴇ &38&RUH9ROWDJH'5$09ROWDJH3&+9ROWDJH3&+9ROWDJH>$XWR@
6HWVWKHVHYROWDJHV,IVHWWR$XWR%,26ZLOOVHWWKHVHYROWDJHVDXWRPDWLFDOO\RU\RX
FDQVHWLWPDQXDOO\
%,266HWXS
Ⴇ &380HPRU\&KDQJHG'HWHFW>(QDEOHG@
(QDEOHVRUGLVDEOHVWKHV\VWHPWRLVVXHDZDUQLQJPHVVDJHGXULQJERRWZKHQWKH
&38RUPHPRU\KDVEHHQUHSODFHG
>(QDEOHG@
7KHV\VWHPZLOOLVVXHDZDUQLQJPHVVDJHGXULQJERRWDQGWKDQQHHGV
WRORDGWKHGHIDXOWVHWWLQJVIRUQHZGHYLFHV
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQDQGNHHSVWKHFXUUHQW%,26VHWWLQJV
Ⴇ &386SHFLᚏFDWLRQV
3UHVV(QWHU!WRHQWHUWKHVXEPHQX7KLVVXEPHQXGLVSOD\VWKHLQIRUPDWLRQRI
LQVWDOOHG&38<RXFDQDOVRDFFHVVWKLVLQIRUPDWLRQPHQXDWDQ\WLPHE\SUHVVLQJ
>)@5HDGRQO\
Ⴇ &387HFKQRORJ\6XSSRUW
3UHVV(QWHU!WRHQWHUWKHVXEPHQX7KHVXEPHQXVKRZVZKDWWKHNH\IHDWXUHV
GRHVWKHLQVWDOOHG&38VXSSRUW5HDGRQO\
Ⴇ 0(025<=
3UHVV(QWHU!WRHQWHUWKHVXEPHQX7KLVVXEPHQXGLVSOD\VDOOWKHVHWWLQJVDQG
WLPLQJVRILQVWDOOHGPHPRU\<RXFDQDOVRDFFHVVWKLVLQIRUPDWLRQPHQXDWDQ\WLPHE\
SUHVVLQJ>)@
Ⴇ ',00a0HPRU\63'
3UHVV(QWHU!WRHQWHUWKHVXEPHQX7KHVXEPHQXGLVSOD\VWKHLQIRUPDWLRQRI
LQVWDOOHGPHPRU\5HDGRQO\
Ⴇ &38)HDWXUHV
3UHVV(QWHU!WRHQWHUWKHVXEPHQX
Ⴇ $FWLYH3URFHVVRU&RUHV>$OO@
7KLVLWHPDOORZV\RXWRVHOHFWWKHQXPEHURIDFWLYHSURFHVVRUFRUHV
Ⴇ /LPLW&38,'0D[LPXP>'LVDEOHG@
(QDEOHVRUGLVDEOHVWKHH[WHQGHG&38,'YDOXH
>(QDEOHG@
%,26ZLOOOLPLWWKHPD[LPXP&38,'LQSXWYDOXHWRFLUFXPYHQW
ERRWSUREOHPVZLWKROGHURSHUDWLQJV\VWHPWKDWGRQRWVXSSRUWWKH
SURFHVVRUZLWKH[WHQGHG&38,'YDOXH
>'LVDEOHG@
8VHWKHDFWXDOPD[LPXP&38,'LQSXWYDOXH
Ⴇ ([HFXWH'LVDEOH%LW>(QDEOHG@
,QWHOಬV([HFXWH'LVDEOH%LWIXQFWLRQDOLW\FDQSUHYHQWFHUWDLQFODVVHVRIPDOLFLRXV
ಯEXᚎHURYHUᚐRZರDWWDFNVZKHUHZRUPVDWWHPSWWRH[HFXWHFRGHWRGDPDJHWKH
V\VWHP,WLVUHFRPPHQGHGWKDWNHHSVWKLVLWHPHQDEOHGDOZD\V
>(QDEOHG@
(QDEOHV12([HFXWLRQSURWHFWLRQWRSUHYHQWWKHPDOLFLRXVDWWDFNV
DQGZRUPV
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
%,266HWXS
&KDSWHU
Ⴇ +\SHU7KUHDGLQJ7HFKQRORJ\>(QDEOHG@
7KHSURFHVVRUXVHV+\SHU7KUHDGLQJWHFKQRORJ\WRLQFUHDVHWUDQVDFWLRQUDWHV
DQGUHGXFHVHQGXVHUUHVSRQVHWLPHV,QWHO+\SHU7KUHDGLQJWHFKQRORJ\WUHDWV
WKHPXOWLFRUHVLQVLGHWKHSURFHVVRUDVPXOWLORJLFDOSURFHVVRUVWKDWFDQH[HFXWH
LQVWUXFWLRQVVLPXOWDQHRXVO\,QWKLVZD\WKHV\VWHPSHUIRUPDQFHLVKLJKO\
LPSURYHG
>(QDEOH@
(QDEOHV,QWHO+\SHU7KUHDGLQJWHFKQRORJ\
>'LVDEOHG@ 'LVDEOHVWKLVLWHPLIWKHV\VWHPGRHVQRWVXSSRUW+7IXQFWLRQ
Ⴇ ,QWHO9LUWXDOL]DWLRQ7HFK>(QDEOHG@
(QDEOHVRUGLVDEOHV,QWHO9LUWXDOL]DWLRQWHFKQRORJ\
>(QDEOHG@
(QDEOHV,QWHO9LUWXDOL]DWLRQWHFKQRORJ\DQGDOORZVDSODWIRUPWRUXQ
PXOWLSOHRSHUDWLQJV\VWHPVLQLQGHSHQGHQWSDUWLWLRQV7KHV\VWHP
FDQIXQFWLRQDVPXOWLSOHV\VWHPVYLUWXDOO\
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
Ⴇ +DUGZDUH3UHIHWFKHU>(QDEOHG@
(QDEOHVRUGLVDEOHVWKHKDUGZDUHSUHIHWFKHU0/&6WUHDPHUSUHIHWFKHU
>(QDEOHG@
$OORZVWKHKDUGZDUHSUHIHWFKHUWRDXWRPDWLFDOO\SUHIHWFKGDWD
DQGLQVWUXFWLRQVLQWR/FDFKHIURPPHPRU\IRUWXQLQJWKH&38
SHUIRUPDQFH
>'LVDEOHG@
'LVDEOHVWKHKDUGZDUHSUHIHWFKHU
Ⴇ $GMDFHQW&DFKH/LQH3UHIHWFK>(QDEOHG@
(QDEOHVRUGLVDEOHVWKH&38KDUGZDUHSUHIHWFKHU0/&6SDWLDOSUHIHWFKHU
>(QDEOHG@
(QDEOHVDGMDFHQWFDFKHOLQHSUHIHWFKLQJIRUUHGXFLQJWKHFDFKH
ODWHQF\WLPHDQGWXQLQJWKHSHUIRUPDQFHWRWKHVSHFLᚏFDSSOLFDWLRQ
>'LVDEOHG@
(QDEOHVWKHUHTXHVWHGFDFKHOLQHRQO\
Ⴇ &38$(6,QVWUXFWLRQV>(QDEOHG@
(QDEOHVRUGLVDEOHVWKH&38$(6$GYDQFHG(QFU\SWLRQ6WDQGDUG1HZ
,QVWUXFWLRQVVXSSRUW7KLVLWHPDSSHDUVZKHQD&38VXSSRUWVWKLVIXQFWLRQ
>(QDEOHG@
(QDEOHV,QWHO$(6VXSSRUW
>'LVDEOHG@
'LVDEOHV,QWHO$(6VXSSRUW
Ⴇ ,QWHO$GDSWLYH7KHUPDO0RQLWRU>(QDEOHG@
(QDEOHVRUGLVDEOHVWKH,QWHODGDSWLYHWKHUPDOPRQLWRUIXQFWLRQWRSURWHFWWKH&38
IURPRYHUKHDWLQJ
>(QDEOHG@
7KURWWOHVGRZQWKH&38FRUHFORFNVSHHGZKHQWKH&38LVRYHUWKH
DGDSWLYHWHPSHUDWXUH
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
&KDSWHU
Ⴇ ,QWHO&6WDWH>$XWR@
&VWDWHLVDSURFHVVRUSRZHUPDQDJHPHQWWHFKQRORJ\GHᚏQHGE\$&3,
>$XWR@
7KLVVHWWLQJZLOOEHFRQᚏJXUHGDXWRPDWLFDOO\E\%,26
>(QDEOHG@
'HWHFWVWKHLGOHVWDWHRIV\VWHPDQGUHGXFH&38SRZHUFRQVXPSWLRQ
DFFRUGLQJO\
>'LVDEOHG@ 'LVDEOHWKLVIXQFWLRQ
Ⴇ &(6XSSRUW>'LVDEOHG@
(QDEOHVRUGLVDEOHVWKH&(IXQFWLRQIRUSRZHUVDYLQJLQKDOWVWDWH7KLVLWHP
DSSHDUVZKHQ,QWHO&6WDWHLVHQDEOHG
>(QDEOHG@
(QDEOHV&(IXQFWLRQWRUHGXFHWKH&38IUHTXHQF\DQGYROWDJHIRU
SRZHUVDYLQJLQKDOWVWDWH
>'LVDEOHG@
'LVDEOHVWKLVIXQFWLRQ
%,266HWXS
Ⴇ 3DFNDJH&6WDWHOLPLW>$XWR@
7KLVLWHPDOORZV\RXWRVHOHFWD&38&VWDWHPRGHIRUSRZHUVDYLQJZKHQV\VWHP
LVLGOH7KLVLWHPDSSHDUVZKHQ,QWHO&6WDWHLVHQDEOHG
>$XWR@
7KLVVHWWLQJZLOOEHFRQᚏJXUHGDXWRPDWLFDOO\E\%,26
>&a&V@ 7KHSRZHUVDYLQJOHYHOIURPKLJKWRORZLV&V&&&&
WKHQ&
>1ROLPLW@
1R&VWDWHOLPLWIRU&38
Ⴇ /DNH7LQ\)HDWXUH>'LVDEOHG@
(QDEOHVRUGLVDEOHV,QWHO/DNH7LQ\IHDWXUHZLWKL567IRU66'7KLVLWHPDSSHDUV
ZKHQDLQVWDOOHG&38VXSSRUWVWKLVIXQFWLRQDQG,QWHO&6WDWHLVHQDEOHG
>(QDEOHG@
(QKDQFHWKHG\QDPLF,2ORDGDGMXVWHGSHUIRUPDQFHIRUDFFHOHUDWLQJ
WKH66'VSHHG
>'LVDEOHG@
'LVDEOHVWKLVIHDWXUH
1RWH7KHIROORZLQJLWHPVZLOODSSHDUZKHQ,QWHO7XUER%RRVWLVHQDEOHG
Ⴇ /RQJ'XUDWLRQ3RZHU/LPLW:>$XWR@
6HWVWKHORQJGXUDWLRQ7'3SRZHUOLPLWIRU&38LQ7XUER%RRVWPRGH
Ⴇ /RQJ'XUDWLRQ0DLQWDLQHGV>$XWR@
6HWVWKHPDLQWDLQLQJWLPHIRU/RQJGXUDWLRQSRZHU/LPLW:
Ⴇ 6KRUW'XUDWLRQ3RZHU/LPLW:>$XWR@
6HWVWKHVKRUWGXUDWLRQ7'3SRZHUOLPLWIRU&38LQ7XUER%RRVWPRGH
Ⴇ &RUH5DWLR/LPLW>$XWR@
7KHVHLWHPVRQO\DSSHDUZKHQD&38WKDWVXSSRUWWKLVIXQFWLRQLVLQVWDOOHG7KHVH
LWHPVDOORZ\RXWRVHWWKH&38UDWLRVIRUGLᚎHUHQWQXPEHURIDFWLYHFRUHVLQWXUER
ERRVWPRGH7KHVHLWHPVDSSHDUZKHQWKHLQVWDOOHGSURFHVVRUVXSSRUWVWKLV
IXQFWLRQ
%,266HWXS
&KDSWHU
Ⴇ &38&XUUHQWOLPLW$>$XWR@
6HWVPD[LPXPFXUUHQWOLPLWRI&38SDFNDJHLQ7XUER%RRVWPRGH:KHQWKH
FXUUHQWLVRYHUWKHVSHFLᚏHGOLPLWYDOXHWKH&38ZLOODXWRPDWLFDOO\UHGXFHWKHFRUH
IUHTXHQF\IRUUHGXFLQJWKHFXUUHQW
0)/$6+
,PSRUWDQW
0)ODVKIXQFLRQDOORZV\RXWRXSGDWH%,26IURP86%ᚐDVKGLVN)$717)6IRUPDW
RQO\RUDOORZVWKHV\VWHPWRERRWIURPWKH%,26ᚏOHLQVLGH86%ᚐDVKGLVN)$7
)$7IRUPDWRQO\
Ⴇ %,26%RRW)XQFWLRQ>'LVDEOHG@
(QDEOHVRUGLVDEOHVWKHV\VWHPWRERRWIRUP86%ᚐDVKGLVNZLWK%,26ᚏOH
>(QDEOHG@
(QDEOHVWKHV\VWHPWRERRWIURPWKH%,26ZLWKLQ86%ᚐDVKGLVN
>'LVDEOHG@
(QDEOHVWKHV\VWHPWRERRWIURPWKH%,26ZLWKLQ520RQPRWKHUERDUG
7KLVPD\FDXVHV\VWHPXQVWDEOH06,UHFRPPHQGLWRQO\IRUSRZHUXVHUV
&KDSWHU
Ⴇ 6HOHFWRQHᚏOHWRERRW
6HOHFWVD%,26ᚏOHLQWKH86%ᚐDVKGLVN17)6)$7IRUPDWWRERRWWKHV\VWHP
7KLVLWHPZLOOVHOHFWDEOHZKHQWKHಯ%,26%RRWIXQFWLRQರLVHQDEOHG
Ⴇ 6DYH%,26WRVWRUDJH
6DYHVWKHFXUUHQW%,26ᚏOHWRWKH86%ᚐDVKGLVN7KH86%ᚐDVKGLVNGULYHVKRXOGEH
LQ)$7IRUPDW
Ⴇ 8SGDWH%,26
6HOHFWVD%,26ᚏOHLQWKH86%ᚐDVKGLVN17)6)$7IRUPDWWRXSGDWHWKH%,26
Ⴇ 6HOHFWRQHILOHWRXSGDWH%,26
6HOHFWVD%,26ᚏOHLQWKH86%ᚐDVKGLVN17)6)$7IRUPDWWRXSGDWHWKH
%,267KHV\VWHPZLOOUHERRWDIWHUXSGDWLQJ
Ⴇ 6HOHFWRQHILOHWRXSGDWH%,26DQG0(
6HOHFWVD%,26ᚏOHLQFOXGHVWKH0(PDQDJHPHQWVHWWLQJVLQWKH86%ᚐDVKGLVN
17)6)$7IRUPDWWRXSGDWHWKH%,26DQG0(7KHV\VWHPZLOOUHERRWDIWHU
XSGDWLQJ
%,266HWXS
2&352),/(
Ⴇ 2YHUFORFNLQJ3URᚏOH
2YHUFORFNLQJ3URᚏOHPDQDJHPHQW3UHVV(QWHU!WRHQWHUWKHVXE
PHQX
Ⴇ 6HW1DPHIRU2YHUFORFNLQJ3URILOH
1DPHVWKHFXUUHQWRYHUFORFNLQJSURᚏOH
Ⴇ 6DYH2YHUFORFNLQJ3URILOH
6DYHVWKHFXUUHQWRYHUFORFNLQJSURᚏOH
Ⴇ &OHDU2YHUFORFNLQJ3URILOH
&OHDUVWKHFXUUHQWRYHUFORFNLQJSURᚏOH
Ⴇ 2&3URᚏOH6DYHWR86%
6DYHV2&SURᚏOHWRWKH86%ᚐDVKGLVNGULYH7KH86%ᚐDVKGLVNVKRXOGEH)$7
IRUPDWRQO\
Ⴇ 2&3URᚏOH/RDGIURP86%
/RDGV2&SURᚏOHIURPWKH86%ᚐDVKGLVNGULYH7KH86%ᚐDVKGLVNVKRXOGEH)$7
IRUPDWRQO\
%,266HWXS
&KDSWHU
Ⴇ /RDG2YHUFORFNLQJ3URILOH
/RDGVWKHFXUUHQWRYHUFORFNLQJSURᚏOH
+$5':$5(021,725
7HPSHUDWXUH
6SHHG
JUDSKLFGLVSOD\
&XUUHQW
7HPSHUDWXUH6SHHG
LQIRUPDWLRQ
)DQ
FRQWUROᚏHOG
9ROWDJH
GLVSOD\
Ⴇ &XUUHQW7HPSHUDWXUH6SHHGLQIRUPDWLRQ
6KRZVWKHFXUUHQW&38WHPSHUDWXUHV\VWHPWHPSHUDWXUHDQGIDQV
VSHHGV
Ⴇ 7HPSHUDWXUH6SHHGJUDSKLFGLVSOD\
7KHUHGJUDSKVKRZVWKHPLQLPXPDQGPD[LPXPWHPSHUDWXUHVWKDWEHVHWRQWKH
ಯ)DQFRQWUROᚏHOGರ7KH\HOORZJUDSKVKRZVFXUUHQW&38V\VWHPWHPSHUDWXUH7KH
JUHHQVKRZVFXUUHQW&386\VWHPIDQVSHHG
&KDSWHU
Ⴇ )DQFRQWUROᚏHOG
7KLVPRWKHUERDUGSURYLGHVDIDQVSHHGFRQWUROIHDWXUHFDOOಯ6PDUW)DQ&RQWUROರ
6PDUW)DQ&RQWURODXWRPDWLFDOO\FRQWUROVIDQVSHHGGHSHQGLQJRQWKHFXUUHQW&38
WHPSHUDWXUHDQGWRNHHSLWZLWKDVSHFLᚏFRSHUDWLQJVSHHG:KHQWKHFXUUHQW&38
WHPSHUDWXUHLVRYHUWKHPD[LPXPWHPSHUDWXUHWKH&38V\VWHPIDQZLOOUXQDW
WKHPD[LPXPVSHHG:KHQWKHFXUUHQW&38WHPSHUDWXUHLVXQGHUWKHPLQLPXP
WHPSHUDWXUHWKH&38V\VWHPIDQZLOOUXQDWWKHPLQLPXPVSHHG,QWKLVᚏHOG\RXFDQ
VHWWKH&38DQGV\VWHPIDQVಬVSHHGVDQGWDUJHWWHPSHUDWXUHV
%,266HWXS
3OHDVHIROORZWKHGHVFULSWLRQEHORZWRVHWWKHWHPSHUDWXUHVDQGIDQVSHHGV
D
E
F
G
H
I
႑
႑
႑
႑
႑
႑
D6HOHFWVDIDQ\RXZDQWWRVSHFLI\WKHVSHHG
E&KHFNVWKLVLWHPWRDFWLYDWHWKHIROORZLQJLWHPVIRUFKDQJLQJGHIDXOWYDOXHV
F6OLGHVWKH0LQDQG0D[WDEVWRVHWWKHPLQLPXPDQGPD[LPXP
WHPSHUDWXUHV
G6OLGHVWKHDUURZV\PEROWRVHWWKHPLQLPXPIDQVSHHGLQSHUFHQWDJH
H6OLGHVWKHDUURZV\PEROWRVHWWKHPD[LPXPIDQVSHHGLQSHUFHQWDJH
I&OLFNWKH'HIDXOWEXWWRQWRUHVWRUHWKHGHIDXOWYDOXHV2UFOLFNWKH
&DQFHOEXWWRQWRDEDQGRQDOOFKDQJHVDQGUHVWRUHWRWKHSUHYLRXVYDOXHV
,PSRUWDQW
7KHPLQLPXPYDOXHVRIWHPSHUDWXUHDQGVSHHGFDQQRWEHVHWODUJHUWKHQWKH
PD[LPXPYDOXHV
&KDSWHU
Ⴇ 9ROWDJHGLVSOD\
6KRZVWKHFXUUHQWYROWDJHVRI&38V\VWHPDQGPHPRU\
%,266HWXS
$SSHQGL[$
5HDOWHN$XGLR
7KH5HDOWHNDXGLRSURYLGHVFKDQQHO'$&WKDWVLPXOWDQHRXVO\VXSSRUWV
VRXQGSOD\EDFNDQGFKDQQHOVRILQGHSHQGHQWVWHUHRVRXQGRXWSXWPXOWLSOH
VWUHDPLQJWKURXJKWKH)URQW2XW/HIWDQG)URQW2XW5LJKWFKDQQHOV
6RIWZDUH&RQᚏJXUDWLRQ
$SSHQGL[$
$IWHULQVWDOOLQJWKHDXGLRGULYHUVHH&KDSWHU'ULYHUDQG8WLOLWLHVWKHಯ5HDOWHN+'
$XGLR0DQDJHUರLFRQZLOODSSHDUDWWKHQRWLᚏFDWLRQDUHDORZHUULJKWRIWKHVFUHHQ
<RXPD\GRXEOHFOLFNWKHLFRQDQGWKH*8,ZLOOSRSXSDFFRUGLQJO\
GRXEOHFOLFNWKHLFRQ
,WLVDOVRDYDLODEOHWRHQDEOHWKHDXGLRGULYHUE\FOLFNLQJWKH5HDOWHN+'$XGLR
0DQDJHUIURPWKH&RQWURO3DQHO
6RIWZDUHSDQHORYHUYLHZ
7KHIROORZLQJᚏJXUHGHVFULEHVWKHIXQFWLRQRIWKH5HDOWHN+'$XGLR0DQDJHUSDQHO
$SSOLFDWLRQ(QKDQFHPHQW
'HYLFH6HOHFWLRQ
9ROXPH$GMXVWPHQW
5HDOWHN$XGLR
-DFNVWDWXVSDQHO
$
Ⴇ 9ROXPH$GMXVWPHQW
<RXFDQFRQWUROWKHYROXPHRUEDODQFHWKHULJKWOHIWVLGHRIWKHVSHDNHUVWKDW\RX
SOXJJHGLQIURQWRUUHDUSDQHOE\DGMXVWWKHEDU
Ⴇ $SSOLFDWLRQ(QKDQFHPHQW
7KHDUUD\RIRSWLRQVZLOOSURYLGH\RXDFRPSOHWHJXLGDQFHRIDQWLFLSDWHGVRXQGHᚎHFW
IRUERWKRXWSXWDQGLQSXWGHYLFH
Ⴇ -DFNVWDWXVSDQHO
7KLVSDQHOGHSLFWVDOOUHQGHUDQGFDSWXUHGHYLFHVFXUUHQWO\FRQQHFWHGZLWK\RXU
FRPSXWHU
$XWRSRSXSGLDORJ
:KHQ\RXSOXJLQWRWKHGHYLFHDWWKHMDFNDGLDORJXHZLQGRZZLOOSRSXSDVNLQJ\RX
ZKLFKGHYLFHLVFXUUHQWFRQQHFWHG
$V\RXNQRZHDFKMDFNFRUUHVSRQGVWRLWVGHIDXOWVHWWLQJ\RXFDQUHIHUWRWKHQH[W
VHFWLRQಯ+DUGZDUH'HIDXOW6HWWLQJರ
$
5HDOWHN$XGLR
$SSHQGL[$
Ⴇ 'HYLFH6HOHFWLRQ
+HUH\RXFDQVHOHFWDDXGLRRXWSXWVRXUFHWRFKDQJHWKHUHODWHGRSWLRQV7KHಯFKHFNರ
VLJQLQRUDQJHLQGLFDWHVWKHGHYLFHVDVGHIDXOW
+DUGZDUH'HIDXOW6HWWLQJ
7KHIROORZLQJGLDJUDPVDUHDXGLREDFNSDQHOGHIDXOWVHWWLQJ
$SSHQGL[$
႑
%DFNSDQHODXGLRMDFNVWRFKDQQHOVSHDNHUVGLDJUDP
႑
%DFNSDQHODXGLRMDFNVWRFKDQQHOVSHDNHUVGLDJUDP
5HDOWHN$XGLR
$
%DFNSDQHODXGLRMDFNVWRFKDQQHOVSHDNHUVGLDJUDP
႑
%DFNSDQHODXGLRMDFNVWRFKDQQHOVSHDNHUVGLDJUDP
$
5HDOWHN$XGLR
$SSHQGL[$
႑
$SSHQGL[%
,QWHO5$,'RSWLRQDO
7KLVDSSHQGL[ZLOODVVLVWXVHUVLQFRQᚏJXULQJDQGHQDEOLQJ5$,'IXQFWLRQDOLW\
DQGDFFHOHUDWLQJV\VWHPRQSODWIRUPV
,QWURGXFWLRQ
7KHPRWKHUERDUGFRPHVZLWKWKH,QWHO5$,'FRQWUROOHUWKDWDOORZV\RXWRFRQᚏJXUH
6$7$KDUGGULYHVDV5$,'VHWV
6$7$KDUGGULYHVGHOLYHUEOLVWHULQJWUDQVIHUVSHHGVXSWR*EV6HULDO$7$XVHV
ORQJWKLQFDEOHVPDNLQJLWHDVLHUWRFRQQHFW\RXUGULYHDQGLPSURYLQJWKHDLUᚐRZ
LQVLGH\RXU3&7KHPRVWRXWVWDQGLQJIHDWXUHVDUH
6XSSRUWV*EVRU*EVWUDQVIHUVZLWK&5&HUURUFKHFNLQJ
6XSSRUWV+RWSOXJQSOD\IHDWXUH
'DWDKDQGOLQJRSWLPL]DWLRQVLQFOXGLQJWDJJHGFRPPDQGTXHXLQJHOHYDWRUVHHN
DQGSDFNHWFKDLQFRPPDQG
$SSHQGL[%
,QWHOp5$,'FRQWUROOHURᚎHUV5$,'OHYHO6WULSLQJ5$,'OHYHO0LUURULQJDQG
'XSOH[LQJ5$,'OHYHO%ORFN,QWHUOHDYHG'LVWULEXWHG3DULW\5$,'OHYHO$6WULSH
RI0LUURUV,QWHOp5DSLG6WRUDJH7HFKQRORJ\
5$,'EUHDNVWKHGDWDLQWREORFNVZKLFKDUHZULWWHQWRVHSDUDWHKDUGGULYHV
6SUHDGLQJWKHKDUGGULYH,2ORDGDFURVVLQGHSHQGHQWFKDQQHOVJUHDWO\LPSURYHV,2
SHUIRUPDQFH
5$,'SURYLGHVGDWDUHGXQGDQF\E\PLUURULQJGDWDEHWZHHQWKHKDUGGULYHVDQG
SURYLGHVHQKDQFHGUHDGSHUIRUPDQFH
5$,'3URYLGHVGDWDVWULSLQJDWWKHE\WHOHYHODQGDOVRVWULSHHUURUFRUUHFWLRQ
LQIRUPDWLRQ7KLVUHVXOWVLQH[FHOOHQWSHUIRUPDQFHDQGJRRGIDXOWWROHUDQFH/HYHOLV
RQHRIWKHPRVWSRSXODULPSOHPHQWDWLRQVRI5$,'
5$,'1RWRQHRIWKHRULJLQDO5$,'OHYHOVPXOWLSOH5$,'PLUURUVDUHFUHDWHGDQG
D5$,'VWULSHLVFUHDWHGRYHUWKHVH
,QWHOp5DSLG6WRUDJH7HFKQRORJ\LVWKHDGYDQFHGDELOLW\IRUWZR5$,'YROXPHVWRVKDUH
WKHFRPELQHGVSDFHRIWZRKDUGGULYHVEHLQJXVHGLQXQLVRQ
,QWHOp5DSLG6WRUDJH7HFKQRORJ\XWLOL]HV5$,'IXQFWLRQDOLW\WRFRS\GDWDIURPD
GHVLJQDWHG0DVWHUGULYHWRDGHVLJQDWHG5HFRYHU\GULYH7KHVL]HRIWKH0DVWHUGULYH
PXVWEHOHVVWKDQRUHTXDOWRWKHVL]HRIWKH5HFRYHU\GULYH:KHQD5HFRYHU\YROXPH
LVFUHDWHGFRPSOHWHFDSDFLW\RIWKH0DVWHUGULYHZLOOEHXVHGDVWKH0DVWHUYROXPH
2QO\RQH5HFRYHU\9ROXPHFDQH[LVWRQDV\VWHP7KHUHDUHPHWKRGVRIXSGDWLQJ
WKHGDWDRQWKH0DVWHUWRWKH5HFRYHU\GULYH7KH\DUH&RQWLQXRXV8SGDWH3ROLF\DQG
2Q5HTXHVW8SGDWH3ROLF\
,PSRUWDQW
7KHOHDVWQXPEHURIKDUGGULYHVIRU5$,'5$,'5HFRYHU\RU0DWUL[PRGHLV
7KHOHDVWQXPEHURIKDUGGULYHVIRU5$,'PRGHLV$QGWKHOHDVWQXPEHURIKDUG
GULYHVIRU5$,'PRGHLV
$OOWKHLQIRUPDWLRQYROXPHVSLFWXUHVOLVWHGLQ\RXUV\VWHPPLJKWGLᚎHUIURPWKH
LOOXVWUDWLRQVLQWKLVDSSHQGL[
,QWHO5$,'
%
8VLQJ,QWHO5DSLG6WRUDJH7HFKQRORJ\2SWLRQ520
&UHDWLQJ'HOHWLQJDQG5HVHWWLQJ5$,'9ROXPHV
7KH6HULDO$7$5$,'YROXPHPD\EHFRQᚏJXUHGXVLQJWKH5$,'&RQᚏJXUDWLRQXWLOLW\
VWRUHGZLWKLQWKH,QWHO5$,'2SWLRQ520'XULQJWKH3RZHU2Q6HOI7HVW3267WKH
IROORZLQJPHVVDJHZLOODSSHDUIRUDIHZVHFRQGV
,PSRUWDQW
7KHಯ'HYLFH0RGHOರಯ6HULDOರDQGಯ6L]HರLQWKHIROORZLQJH[DPSOHPLJKWEHGLᚎHUHQW
IURP\RXUV\VWHP
5$,'9ROXPHV
1RQHGHᚏQHG
3K\VLFDO'LVNV
3RUW'HYLFH0RGHO
6HULDO ;;;;;;;;;;;;; ;;;;;;;;;;;;;
;;;;;;;;;;;;; ;;;;;;;;;;;;;
6L]H
;;;;*%
;;;;*%
7\SH6WDWXV9RO,'
1RQ5$,''LVN
1RQ5$,''LVN
3UHVV&75/,!WRHQWHU&RQᚏJXUDWLRQ8WLOLW\
$IWHUWKHDERYHPHVVDJHVKRZVSUHVV&WUO!DQG,!NH\VVLPXOWDQHRXVO\WRHQWHU
WKH,QWHO5DSLG6WRUDJH7HFKQRORJ\2SWLRQ520
,PSRUWDQW
7KHIROORZLQJSURFHGXUHLVRQO\DYDLODEOHZLWKDQHZO\EXLOWV\VWHPRULI\RXDUH
UHLQVWDOOLQJ\RXU26,WVKRXOGQRWEHXVHGWRPLJUDWHDQH[LVWLQJV\VWHPWR5$,'
%
,QWHO5$,'
$SSHQGL[%
7KH,QWHO5DSLG6WRUDJH7HFKQRORJ\2SWLRQ520VKRXOGEHLQWHJUDWHGZLWKWKH
V\VWHP%,26RQDOOPRWKHUERDUGVZLWKDVXSSRUWHG,QWHOFKLSVHW7KH,QWHO5DSLG
6WRUDJH7HFKQRORJ\2SWLRQ520LVWKH,QWHO5$,'LPSOHPHQWDWLRQDQGSURYLGHV%,26
DQG'26GLVNVHUYLFHV3OHDVHXVH&WUO!,!NH\VWRHQWHUWKHಯ,QWHOp5$,'IRU
6HULDO$7$ರVWDWXVVFUHHQZKLFKVKRXOGDSSHDUHDUO\LQV\VWHPERRWXSGXULQJWKH
32673RZHU2Q6HOI7HVW$OVR\RXQHHGWRHQDEOHWKH5$,'IXQFWLRQLQ%,26WR
FUHDWHGHOHWHDQGUHVHW5$,'YROXPHV
$IWHUSUHVVLQJWKH&WUO!DQG,!NH\VVLPXOWDQHRXVO\WKHIROORZLQJZLQGRZZLOO
DSSHDU
0$,10(18
>@
>@
0$,10(18
5HFRYHU\9ROXPH2SWLRQV
&UHDWH5$,'9ROXPH
$FFHOHUDWLRQ2SWLRQV
'HOHWH5$,'9ROXPH
([LW
5HVHW'LVNVWR1RQ5$,'
',6.92/80(,1)250$7,21
>@
5$,'9ROXPHV
1RQHGHᚏQHG
$SSHQGL[%
3K\VLFDO'HYLFHV
3RUW'HYLFH0RGHO6HULDO6L]H7\SH6WDWXV9RO,'
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;*%1RQ5$,''LVN
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;*%1RQ5$,''LVN
>൹ൻ@6HOHFW>(6&@([LW
>(17(5@6HOHFW0HQX
႑ &UHDWH5$,'9ROXPH
6HOHFWRSWLRQಯ&UHDWH5$,'9ROXPHರDQGSUHVV(QWHU!NH\7KHIROORZLQJ
VFUHHQDSSHDUV7KHQLQWKH1DPHᚏHOGVSHFLI\D5$,'9ROXPHQDPHDQGWKHQ
SUHVVWKH7$%!RU(QWHU!NH\WRJRWRWKHQH[WᚏHOG
8VHWKHDUURZNH\VWRVHOHFWWKH5$,'OHYHOEHVWVXLWHGWR\RXUXVDJHPRGHOLQ
5$,'/HYHO
>@
&5($7(92/80(0(18
1DPH
5$,'/HYHO
'LVNV
6WULS6L]H
&DSDFLW\
6\QF
9ROXPH
5$,'0LUURU
6HOHFW'LVNV
1$
;;;;*%
1$
&UHDWH9ROXPH
+(/3
>@
5$,'0LUURUVGDWDUHGXQGDQF\
>൹ൻ@&KDQJH >7$%@1H[W>(6&@3UHYLRXV0HQX>(17(5@6HOHFW
,QWHO5$,'
%
,QWKH'LVNᚏHOGSUHVV(QWHU!NH\DQGXVH6SDFH!NH\WRVHOHFWWKHGLVNV\RX
ZDQWWRFUHDWHIRUWKH5$,'YROXPHWKHQFOLFN(QWHU!NH\WRᚏQLVKVHOHFWLRQ7KLV
ᚏHOGZLOOEHFRPHDYDLODEOHDFFRUGLQJWRWKHVHOHFWHG5$,'OHYHO
7KHQVHOHFWWKHVWULSVL]HIRUWKH5$,'DUUD\E\XVLQJWKHಯXSSHUDUURZರRUಯGRZQ
DUURZರNH\VWRVFUROOWKURXJKWKHDYDLODEOHYDOXHVDQGSUHVVLQJWKH(QWHU!NH\
WRVHOHFWDQGDGYDQFHWRWKHQH[WᚏHOG7KHDYDLODEOHYDOXHVUDQJHIURP.%WR
.%LQSRZHURILQFUHPHQWV7KHVWULSVL]HVKRXOGEHFKRVHQEDVHGRQWKH
SODQQHGGULYHXVDJH+HUHDUHVRPHW\SLFDOYDOXHV
5$,'.%5$,'.%5$,'.%7KLVᚏHOGZLOOEHFRPHDYDLODEOH
DFFRUGLQJWRWKHVHOHFWHG5$,'OHYHO
$SSHQGL[%
7KHQVHOHFWWKHFDSDFLW\RIWKHYROXPHLQWKH&DSDFLW\ᚏHOG7KHGHIDXOWYDOXHLV
WKHPD[LPXPYROXPHFDSDFLW\RIWKHVHOHFWHGGLVNV
>@
&5($7(92/80(0(18
1DPH
5$,'/HYHO
'LVNV
6WULS6L]H
&DSDFLW\
6\QF
9ROXPH
5$,'0LUURU
6HOHFW'LVNV
1$
;;;;*%
1$
&UHDWH9ROXPH
+(/3
>@
7KHGHIDXOWYDOXHLQGLFDWHVWKHPD[LPXPFDSDFLW\XVLQJWKHVHOHFWHG
GLVNV(QWHULQJDORZHUFDSDFLW\DOORZV\RXWRFUHDWHDVHFRQG
YROXPHRQWKHVHGLVNV
>൹ൻ@&KDQJH >7$%@1H[W>(6&@3UHYLRXV0HQX>(17(5@6HOHFW
,PSRUWDQW
6LQFH\RXZDQWWRFUHDWHWZRYROXPHVWKLVGHIDXOWVL]HPD[LPXPQHHGVWREH
UHGXFHG7\SHLQDQHZVL]HIRUWKHᚏUVWYROXPH$VDQH[DPSOHLI\RXZDQWWKH
ᚏUVWYROXPHWRVSDQWKHᚏUVWKDOIRIWKHWZRGLVNVUHW\SHWKHVL]HWREHKDOIRIZKDW
LVVKRZQE\GHIDXOW7KHVHFRQGYROXPHZKHQFUHDWHGZLOODXWRPDWLFDOO\VSDQWKH
UHPDLQGHURIWZRKDUGGULYHV
%
,QWHO5$,'
*RWRWKH&UHDWH9ROXPHᚏHOGDQGSUHVV(QWHU!WKHIROORZLQJVFUHHQDSSHDUVIRU
\RXWRFRQᚏUPLI\RXDUHVXUHWRFUHDWHWKH5$,'YROXPH3UHVV<!WRFRQWLQXH
>@
&5($7(92/80(0(18
9ROXPH
5$,'0LUURU
6HOHFW'LVNV
1$
;;;;*%
1$
&UHDWH9ROXPH
:$51,1*$//'$7$216(/(&7('',6.6:,//%(/267
+(/3
>@
$UH\RXVXUH\RXZDQWWRFUHDWHWKLVYROXPH"<1
1DPH
5$,'/HYHO
'LVNV
6WULS6L]H
&DSDFLW\
6\QF
$SSHQGL[%
3UHVV(17(5WRFUHDWHWKHVSHFLᚏHGYROXPH
>൹ൻ@&KDQJH >7$%@1H[W>(6&@3UHYLRXV0HQX>(17(5@6HOHFW
7KHQWKHIROORZLQJVFUHHQDSSHDUVWRLQGLFDWHWKDWWKHFUHDWLRQLVᚏQLVKHG
0$,10(18
>@
>@
0$,10(18
5HFRYHU\9ROXPH2SWLRQV
&UHDWH5$,'9ROXPH
$FFHOHUDWLRQ2SWLRQV
'HOHWH5$,'9ROXPH
([LW
5HVHW'LVNVWR1RQ5$,'
',6.92/80(,1)250$7,21
>@
5$,'9ROXPHV
,'1DPH /HYHO
6WULS6L]H6WDWXV%RRWDEOH
9ROXPH5$,'0LUURU1$;;;;*%1RUPDO <HV
3K\VLFDO'HYLFHV
3RUW'HYLFH0RGHO6HULDO6L]H7\SH6WDWXV9RO,'
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;*%0HPEHU'LVN
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;*%0HPEHU'LVN
>൹ൻ@6HOHFW>(6&@([LW
,QWHO5$,'
%
>(17(5@6HOHFW0HQX
႑ 'HOHWH5$,'9ROXPH
+HUH\RXFDQGHOHWHWKH5$,'YROXPHEXWSOHDVHEHQRWHGWKDWDOOGDWDRQ5$,'
GULYHVZLOOEHORVW
,PSRUWDQW
,I\RXUV\VWHPFXUUHQWO\ERRWVWR5$,'DQG\RXGHOHWHWKH5$,'YROXPHLQWKH,QWHO
5$,'2SWLRQ520\RXUV\VWHPZLOOEHFRPHXQERRWDEOH
$SSHQGL[%
6HOHFWRSWLRQ'HOHWH5$,'9ROXPHIURPWKHPDLQPHQXVFUHHQDQGSUHVV
(QWHU!NH\WRVHOHFWD5$,'YROXPHIRUGHOHWLRQ7KHQSUHVV'HOHWH!NH\WR
GHOHWHWKHVHOHFWHG5$,'YROXPH7KHIROORZLQJVFUHHQDSSHDUV
>@
'(/(7(92/80(0(18
1DPH
/HYHO
'ULYHV&DSDFLW\6WDWXV
%RRWDEOH
9ROXPH5$,'0LUURU;;;;*%1RUPDO<HV
>@
'(/(7(92/80(9(5,),&$7,21
$//'$7$,17+(92/80(:,//%(/267
7KLVGRHVQRWDSSO\WR5HFRYHU\YROXPHV
+(/3
>@
$UH\RXVXUH\RXZDQWWRGHOHWHಯ9ROXPHರ"<1
'HOHWLQJDYROXPHZLOOUHVHWWKHGLVNVWRQRQ5$,'
:$51,1*$//',6.'$7$:,//%('(/(7('
7KLVGRHVQRWDSSO\WR5HFRYHU\YROXPHV
>൹ൻ@6HOHFW
>(6&@3UHYLRXV0HQX>'(/@'HOHWH9ROXPH
3UHVV<!NH\WRDFFHSWWKHYROXPHGHOHWLRQ
%
,QWHO5$,'
႑ 5HVHW'LVNVWR1RQ5$,'
6HOHFWRSWLRQ5HVHW'LVNVWR1RQ5$,'DQGSUHVV(QWHU!WRGHOHWHWKH5$,'
YROXPHDQGUHPRYHDQ\5$,'VWUXFWXUHVIURPWKHGULYHV7KHIROORZLQJVFUHHQ
DSSHDUV
0$,10(18
>@
5HFRYHU\9ROXPH2SWLRQV
&UHDWH5$,'9ROXPH
5HFRYHU\9ROXPH2SWLRQV
5(6(75$,''$7$
'HOHWH5$,'9ROXPH >@
([LW
5HVHWWLQJ5$,'GLVNZLOOUHPRYHLWV5$,'VWUXFWXUHV
',6.92/80(,1)250$7,21
DQGUHYHUWLWWRDQRQ5$,'GLVN
>@
5$,'9ROXPHV
:$51,1*5HVHWWLQJDGLVNFDXVHVDOOGDWDRQWKHGLVNWREHORVW
1RQHGHᚏQHG
7KLVGRHVQRWDSSO\WR5HFRYHU\YROXPHV
$SSHQGL[%
3RUW'ULYH0RGHO
6HULDO
6L]H6WDWXV
3K\VLFDO'HYLFHV
;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;*%0HPEHU'LVN
3RUW'HYLFH0RGHO6HULDO6L]H7\SH6WDWXV9RO,'
;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;*%0HPEHU'LVN
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;*%1RQ5$,''LVN
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;*%1RQ5$,''LVN
6HOHFWWKHGLVNVWKDWVKRXOGEHUHVHW
>൹ൻ@3UHYLRXV1H[W>63$&(@6HOHFWV>(17(5@6HOHFWLRQ&RPSOHWH
>൹ൻ@6HOHFW>(6&@([LW
>(17(5@6HOHFW0HQX
8VHWKH6SDFH!NH\WRVHOHFWWKHGLVNVDQGSUHVV(QWHU!NH\$FRQᚏUPDWLRQ
VHQWHQFHZLOODSSHDUEHORZDQGWKHQSUHVV<!NH\WRDFFHSWWKHVHOHFWLRQ
,PSRUWDQW
ವ <RXZLOOORVHDOOGDWDRQWKH5$,'GULYHVDQGDQ\LQWHUQDO5$,'VWUXFWXUHVZKHQ\RX
SHUIRUPWKLVRSHUDWLRQ
ವ 3RVVLEOHUHDVRQVWRಯ5HVHW'LVNVWR1RQ5$,'ರFRXOGLQFOXGHLVVXHVVXFKDV
LQFRPSDWLEOH5$,'FRQᚏJXUDWLRQVRUDIDLOHGYROXPHRUIDLOHGGLVN
,QWHO5$,'
%
႑ 5HFRYHU\9ROXPH2SWLRQV
6HOHFWRSWLRQ5HFRYHU\9ROXPH2SWLRQVDQGSUHVV(QWHU!WRFKDQJHUHFRYHU\
YROXPHPRGH7KHIROORZLQJVFUHHQDSSHDUV
>@
5(&29(5<92/80(237,216
(QDEOH2QO\5HFRYHU\'LVN
(QDEOH2QO\0DVWHU'LVN
+(/3
>@
>൹ൻ@VHOHFW
$SSHQGL[%
(QDEOH2QO\5HFRYHU\'LVNHQDEOHVUHFRYHU\GLVNLIDYDLODEOHDQG
GLVDEOHVPDVWHUGLVN
(QDEOH2QO\0DVWHU'LVNHQDEOHVPDVWHUGLVNLIDYDLODEOHDQG
GLVDEOHVUHFRYHU\GLVN
$FWLRQVZLOOUHVXOWLQFKDQJHIURP&RQWLQXRXV8SGDWHPRGHWR2Q5HTXHVW
>(6&@3UHYLRXV0HQX>(17(5@6HOHFW
5HFRYHU\PRGHZLOOFKDQJHIURP&RQWLQXRXV8SGDWHWR2Q5HTXHVWDIWHU\RX
HQDEOHಯ2QO\5HFRYHU\'LVNರRUಯ2QO\0DVWHU'LVNರ
%
,QWHO5$,'
'HJUDGHG5$,'$UUD\
$5$,'5$,'RU5$,'YROXPHLVUHSRUWHGDVGHJUDGHGZKHQRQHRILWVKDUG
GULYHPHPEHUVIDLOVRULVWHPSRUDULO\GLVFRQQHFWHGDQGGDWDPLUURULQJLVORVW$VD
UHVXOWWKHV\VWHPFDQRQO\XWLOL]HWKHUHPDLQLQJIXQFWLRQDOKDUGGULYHPHPEHU7R
UHHVWDEOLVKGDWDPLUURULQJDQGUHVWRUHGDWDUHGXQGDQF\UHIHUWRWKHSURFHGXUHEHORZ
WKDWFRUUHVSRQGVWRWKHFXUUHQWVLWXDWLRQ
0LVVLQJ+DUG'ULYH0HPEHU
0DNHVXUHWKHV\VWHPLVSRZHUHGRᚎ
5HFRQQHFWWKHKDUGGULYH
5HERRWWKHV\VWHPWR:LQGRZVWKHUHEXLOGZLOORFFXUDXWRPDWLFDOO\
$SSHQGL[%
)DLOHG+DUG'ULYH0HPEHU
0DNHVXUHWKHV\VWHPLVSRZHUHGRᚎ
5HSODFHWKHIDLOHGKDUGGULYHZLWKDQHZRQHWKDWLVRIHTXDORUJUHDWHUFDSDFLW\
5HERRWWKHV\VWHPWR,QWHO5$,'2SWLRQ520E\SUHVV&WUO!DQG,!NH\V
VLPXOWDQHRXVO\GXULQJWKH3RZHU2Q6HOI7HVW3267
5$,'9ROXPHV
,'1DPH/HYHO6WULS6L]H6WDWXV%RRWDEOH
9ROXPH5$,'0LUURU1$;;;;*%'HJUDGHG<HV
3K\VLFDO'LVNV
3RUW'HYLFH0RGHO
6HULDO ;;;;;;;;;;;;; ;;;;;;;;;;;;;
;;;;;;;;;;;;; ;;;;;;;;;;;;;
6L]H
;;;;*%
;;;;*%
7\SH6WDWXV9RO,'
0HPEHU'LVN
0HPEHU'LVN
3UHVV&75/,!WRHQWHU&RQᚏJXUDWLRQ8WLOLW\
6HOHFWWKHSRUWRIWKHGHVWLQDWLRQGLVNIRUUHEXLOGLQJDQGWKHQSUHVV(17(5
0$,10(18
>@
5HFRYHU\9ROXPH2SWLRQV
&UHDWH5$,'9ROXPH
>@
'(*5$'('92/80('(7(&7('
5HFRYHU\9ROXPH2SWLRQV
'HOHWH5$,'9ROXPH
ಯ'HJUDGHGರYROXPHDQGGLVNDYDLODEOHIRUUHEXLOGLQJGHWHFWHG6HOHFWLQJ
([LW
DGLVNLQLWLDWHVDUHEXLOG5HEXLOGFRPSOHWHVLQWKHRSHUDWLQJV\VWHP
',6.92/80(,1)250$7,21
>@
5$,'9ROXPHV
6HOHFWWKHSRUWRIWKHGHVWLQDWLRQGLVNIRUUHEXLOGLQJ(6&WRH[LW
1RQHGHᚏQHG
3RUW'ULYH0RGHO
6HULDO
6L]H
;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;*%
3K\VLFDO'HYLFHV
3RUW'HYLFH0RGHO6HULDO6L]H7\SH6WDWXV9RO,'
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;*%1RQ5$,''LVN
>൹ൻ@3UHYLRXV1H[W>(17(5@6HOHFW>(6&@([LW
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;*%1RQ5$,''LVN
>൹ൻ@6HOHFW>(6&@([LW>(17(5@6HOHFW0HQX
,QWHO5$,'
%
([LW,QWHO5$,'2SWLRQ520DQGWKHQUHERRWWR:LQGRZVV\VWHP
:KHQSURPSWHGWRUHEXLOGWKH5$,'YROXPHFOLFNಫ<HVಬ
$SSHQGL[%
7KH,QWHO5DSLG6WRUDJH7HFKQRORJ\DSSOLFDWLRQZLOOEHODXQFKHG5LJKWFOLFN
WKHQHZKDUGGULYHDQGVHOHFWಫ5HEXLOGWRWKLV'LVNಬ7KHಫ5HEXLOG:L]DUGಬZLOOEH
ODXQFKHGZKLFKZLOOJXLGH\RXWKURXJKWKHSURFHVVRIUHEXLOGLQJWRWKHQHZKDUG
GULYH
%
,QWHO5$,'
6\VWHP$FFHOHUDWLRQRSWLRQDO
,QWHOp5DSLG6WRUDJH7HFKQRORJ\XVHD66'DVDFDFKH:KLFKFDQVWRUHIUHTXHQWO\
XVHGGDWDZLWKRXWKDYLQJWRXVHDVORZYLUWXDOGLVNRUGHSHQGRQ5$07KH66'
FDFKHZLWKWKHDGYDQWDJHVRIKLJKVSHHGUHDGZULWHDQGQRQYRODWLOHPHPRU\WR
DFFHOHUDWHWKHV\VWHPSHUIRUPDQFH
,PSRUWDQW
&KHFN\RXU66'PDQXIDFWXUHU
VZHEVLWHXSJUDGHᚏUPZDUHLQRUGHUWRVXSSRUW,QWHOp
5DSLG6WRUDJH7HFKQRORJ\
$SSHQGL[%
,QWHOp5DSLG6WRUDJH7HFKQRORJ\FDQRQO\ZRUNZLWK5$,'PRGH(YHQWKRXJKWKHUHLV
RQO\RQHKDUGGULYH\RXPXVWVHWWKH6$7$0RGHWR5$,'LQ%,267KH26PXVWEH
LQVWDOOHGLQWKH5$,'UHDG\GLVNLQRUGHUWRXVHWKH66'FDFKLQJ
)ROORZWKHVHVWHSVWRHQDEOHV\VWHPDFFHOHUDWLRQ,I:LQGRZVKDVEHHQLQVWDOOHGLQ
5$,'PRGHVNLSWRWKHVWHS
5HERRWDQGHQWHUWKH%,26VWHXS
6HWWKH6$7$0RGHWR5$,'LQ%,26
,QVWDOO,QWHOp5$,'FRQWUROOHUGULYHU3OHDVHUHIHUWRWKHVHFWLRQ,QVWDOOLQJ'ULYHU
,QVWDOO:LQGRZVRSHUDWLQJV\VWHP
3RZHUHGRᚎ
&RQQHFWWKH66'
5HERRWWKHV\VWHPWR:LQGRZV
,QVHUWWKH06,'9'LQWRWKH'9'520GULYH
&OLFNKHUH
&OLFNWKHಯ6725$*(ರRQWKH6HWXSVFUHHQ
&OLFNWKH,QWHO5$,''ULYHUWRLQVWDOO,QWHOp5DSLG6WRUDJH7HFKQRORJ\DSSOLFDWLRQ
,QWHO5$,'
%
5XQ,QWHOp5DSLG6WRUDJH7HFKQRORJ\DSSOLFDWLRQ
&OLFN(QDEOHDFFHOHUDWLRQXQGHU$FFHOHUDWH
&OLFNKHUH
$SSHQGL[%
6HOHFWWKHDFFHOHUDWLRQRSWLRQV
&OLFN2.DQGUHERRWWKHV\VWHP
7KHSDJHUHIUHVKHVDQGUHSRUWVWKHQHZDFFHOHUDWLRQFRQᚏJXUDWLRQLQWKH$FFHOHUDWLRQ
9LHZ
,PSRUWDQW
<RXFDQFOLFNಯ0RUHKHOSRQWKLVSDJHರRU0RUHKHOSRIWKH,QWHOp5DSLG6WRUDJH
7HFKQRORJ\DSSOLFDWLRQWRYLHZPRUHLQIRUPDWLRQ
%
,QWHO5$,'
5676\QFKURQL]DWLRQRSWLRQDO
,I\RXDUHXVLQJ0D[LPL]HGPRGHDVWKH$FFHOHUDWLRQPRGHWKHGDWDRQWKHKDUGGLVN
LVQRWDOZD\VV\QFKURQL]HGZLWKWKHGDWDLQWKH66'FDFKH,QVRPHVLWXDWLRQV\RX
PD\ZDQWWRPDQXDOO\V\QFWKHGLVNVIRUDYRLGLQJGDWDORVV
)ROORZWKHVHVWHSVWRV\QFPDQXDOO\
5HERRWV\VWHPGXULQJWKH3RZHU2Q6HOI7HVW3267SUHVVSUHVV&WUO!DQG
,!NH\VVLPXOWDQHRXVO\WRHQWHUWKH,QWHO5DSLG6WRUDJH7HFKQRORJ\2SWLRQ520
6HOHFWRSWLRQಯ$FFHOHUDWLRQ2SWLRQVರDQGSUHVV(QWHU!NH\7KHIROORZLQJ
VFUHHQDSSHDUV
$SSHQGL[%
>@
$&&(/(5$7,21237,216
1DPH
',6.3257
7\SH
1RQ5$,''LVN
&DSDFLW\ 0RGH
*% 0D[LPL]HG
6WDWXV
1R6\QF
+(/3
>@
3UHVV
V
WRV\QFKURQL]HGDWDIURPWKHFDFKHGHYLFHWR
WKH$FFHOHUDWHG'LVN9ROXPH
3UHVV
U
WRUHPRYHWKH'LVN9ROXPH$FFHOHUDWLRQ
:$51,1*,7,65(&200(1'('7+$7<28>(5)250$6<1&+521,=$7,21
%()25(5(029,1*$&&(/(5$7,21
>൹ൻ@6HOHFW
>(6&@3UHYLRXV0HQX
3UHVV6!WRV\QFKURQL]HGDWD
>@
6<1&+521,=$7,219(5,),&$7,21
([LW
6<1&+521,=,1*7+('$7$0$<7$.(6(9(5$/0,187(6
',6.92/80(,1)250$7,21
>@
'2127,17(558377+(352&(66
$UH\RXVXUH\RXZDQWWRV\QFKURQL]HGDWDWR
',6.3257"<1
:KHQSURPSWHGSUHVV<!WRFRQᚏUP
>@
$&&(/(5$7,21237,216
1DPH
',6.3257
7\SH
1RQ5$,''LVN
&DSDFLW\ 0RGH
*% 0D[LPL]HG
6WDWXV
,Q6\QF
2QFHV\QFKURQL]DWLRQLVFRPSOHWHWKHVWDWXVZLOOFKDQJHWR,Q6\QF
,QWHO5$,'
%
$SSHQGL[&
,QWHO6%$RSWLRQDO
,QWHOp6PDOO%XVLQHVV$GYDQWDJH,QWHOp6%$SURYLGHVDQRXWRIWKHER[
KDUGZDUHEDVHGVHFXULW\DQGSURGXFWLYLW\VXLWHGHVLJQHGIRUWKHVPDOO
EXVLQHVVXVHU,QWHO6%$LQFOXGHVDFXVWRPL]DEOHXVHULQWHUIDFHDQGVHYHUDO
EXQGOHG,QWHODSSOLFDWLRQV
3UHUHTXLVLWHV
$SSHQGL[&
႑ 6XSSRUWHG2SHUDWLQJ6\VWHPV
,QWHO6%$VXSSRUWVIROORZLQJ26
႑ :LQGRZVELWELW
႑ :LQGRZVELWELW
႑ 5HTXLUHG8VHU3HUPLVVLRQV
<RXPXVWUXQWKHLQVWDOOHUDQGWKHFXVWRPL]DWLRQZL]DUGZLWKDXVHUWKDWKDVORFDO
DGPLQLVWUDWRUSHUPLVVLRQVRQWKHFRPSXWHU
႑ :LQGRZV8SGDWH6HWWLQJV
,QFHUWDLQFRQGLWLRQVWKH:LQGRZV8SGDWHWDVNLQWKH3&+HDOWK&HQWHUDSSOLFDWLRQLV
GLVDEOHGDQGFDQQRWEHHQDEOHG7KLVFDQRFFXULI,QWHO6%$LVLQVWDOOHGRQDFRPSXWHU
ZKHUH:LQGRZV8SGDWHZDVGLVDEOHGGXULQJLQVWDOODWLRQRIWKH:LQGRZVRSHUDWLQJ
V\VWHP7KH:LQGRZV8SGDWHWDVNLVVKRZQLQWKH*8,EXWLVJUD\HGRXWGLVDEOHG
(YHQLIWKHHQGXVHUHQDEOHV:LQGRZV8SGDWHLQWKHRSHUDWLQJV\VWHPWKH3&+HDOWK
&HQWHUWDVNFDQQRWEHHQDEOHG7KLVPHDQVWKDWWKHHQGXVHUFDQQRWXVH3&+HDOWK
&HQWHUWRPDQDJH:LQGRZV8SGDWH
7RSUHYHQWWKLVPDNHVXUHWKDW\RXGR127VHOHFWWKH1HYHUFKHFNIRUXSGDWHVRSWLRQ
ZKHQLQVWDOOLQJWKH:LQGRZVRSHUDWLQJV\VWHP
႑ :LQGRZV7DVN6FKHGXOHU
6RPH3&+HDOWK&HQWHUWDVNVDUHDSSOLFDWLRQVWKDWFDQDOVREHXVHGGLUHFWO\IURP
WKHRSHUDWLQJV\VWHPDQGVFKHGXOHGYLDWKH:LQGRZV7DVN6FKHGXOHU:KHQDWDVN
LVVHWYLD3&+HDOWK&HQWHUDQDODUPFORFNLVVHWWKDWZLOOZDNHXSWKHFRPSXWHULILW
LVWXUQHGRᚎ'HᚏQLQJDVFKHGXOHGWLPHIRUDQDSSOLFDWLRQWDVNRXWVLGHRI3&+HDOWK
&HQWHUGRHVQRWVHWDQDODUPFORFN7KLVPHDQVWKDWWKHFRPSXWHUZLOOQRWEHZRNHQ
XSWRGRWKHWDVN
)RUWKLVUHDVRQLWLV127UHFRPPHQGHGWRGHᚏQHVFKHGXOHVIRUWKHVHDSSOLFDWLRQV
႑ :LQGRZV8SGDWHV
႑ :LQGRZV%DFNXSDQG5HVWRUH
႑ 'LVNGHIUDJPHQWDWLRQ
,QVWHDGOHWWKHHQGXVHUVHWWKHVFKHGXOHIRUDOOWKHVHWDVNVYLD3&+HDOWK&HQWHU
,QWHO6%$
&
,QVWDOOLQJ,QWHO6%$
7KLVSURFHGXUHGHVFULEHVKRZWRLQVWDOO,QWHO6%$
႑ 7RLQVWDOO,QWHO6%$
/RJRQWRWKHFRPSXWHUZLWKDXVHUWKDWKDVDGPLQLVWUDWRUSULYLOHJHV
,QVHUWWKHDSSOLFDWLRQ'9'LQWRWKH'9'520GULYH7KHVHWXSVFUHHQZLOO
DXWRPDWLFDOO\DSSHDU
&OLFN27+(56WDE
6HOHFW,QWHO6%$WRVWDUWLQVWDOOLQJ
)ROORZWKHRQVFUHHQLQVWUXFWLRQVWRLQVWDOO
6RIWZDUH&RQᚏJXUDWLRQ
$IWHULQVWDOODWLRQRIWKH,QWHO6%$VRIWZDUHLVFRPSOHWHWKH,QWHO6%$VHUYLFHLVVWDUWHG
7KHGHVNWRSV\VWHPWUD\DQGSURJUDPVPHQXLQFOXGHVKRUWFXWVWRWKH*8,RI,QWHO
6%$
6RIWZDUHSDQHORYHUYLHZ
$SSHQGL[&
7KHIROORZLQJᚏJXUHGHVFULEHVWKHIXQFWLRQRIWKH,QWHO6%$FRQWUROSDQHO
7DEV6HOHFWLRQ
$SSOLFDWLRQV6HOHFWLRQ
$SSOLFDWLRQV'HVFULSWLRQ
&
,QWHO6%$
3DVVZRUGVHWWLQJV
%\GHIDXOWWKHV\VWHPLVLQDQXQFRQᚏJXUHGVWDWH%HIRUHWKHKDUGZDUHFDSDELOLWLHV
FDQEHXVHGE\,QWHO6%$VRIWZDUHWKHV\VWHPPXVWEHFRQᚏJXUHG7KLVLVGRQHLQWKH
6HWWLQJV!3DVVZRUG6HWWLQJVWDELQWKHPDLQPHQXRIWKH*8,
$SSHQGL[&
)LOORXWWKHIRUPWRFUHDWHWKHQHZSDVVZRUGDQGFOLFNಯ6DYHರ<RXZLOOEHDVNHGWR
HQWHUWKHSDVVZRUGZKHQ\RXZDQWWRVWDUWXVLQJ,QWHO6%$
,PSRUWDQW
ವ 8SRQFRPSOHWLRQRIWKHSDVVZRUGVHWWLQJVSOHDVHNHHS\RXUSDVVZRUGVHFXUH
ವ 3OHDVHUHPHPEHU\RXUDQVZHUVWRWKHVHFXULW\TXHVWLRQV
+HOS%XWWRQ
7KHUHLVDKHOSEXWWRQ
RQWKHWRSULJKW,I\RXQHHGWRNQRZGHWDLOHGLQWURGXFWLRQV
-XVWFOLFNRQWKHKHOSEXWWRQWRJHWWKHLQIRUPDWLRQ
,QWHO6%$
&